MEDICAL BULLETIN BOARD

Redhill’s AEMCOLO® Granted FDA

QIDP 5-YEAR EXCLUSIVITY EXTENSION

Aemcolo granted five years’ exclusivity under the FDA’s Qualified Infectious Disease Product (QIDP) designation in addition to the five years NCE data exclusivity, extending regulatory exclusivity through to 2028

Aemcolo (rifamycin) is a non-systemic antibiotic whose delivery is targeted to the site of noninvasive Escherichia coli (E. coli) infection in the distal small bowel and colon, approved by the FDA for the treatment of Travelers’ Diarrhea caused by non-invasive strains of E. coli in adults

Aemcolo is listed as an acute diarrhea antibiotic treatment recommendation in the Centers for Disease Control and Prevention (CDC) Yellow Book1

TEL AVIV, Israel and RALEIGH, N.C., December 5, 2022 RedHill Biopharma Ltd. (Nasdaq: RDHL) (“RedHill” or the “Company”), a specialty biopharmaceutical company, today announced that the U.S. Food and Drug Administration’s (FDA) Exclusivity Board has granted Aemcolo®2 five years’exclusivity under the Generating Antibiotic Incentives Now (GAIN) Act Qualified Infectious Disease Product (QIDP) designation, in addition to the five years’ data exclusivity granted as a new chemical entity (NCE) for the treatment of travelers’ diarrhea (TD) caused by non-invasive strains of Escherichia coli (E. coli) in adults.

Patricia Anderson, RedHill’s Senior Vice President of Regulatory Affairs said: “Given the great concerns around maintaining effective therapeutic options for infectious diseases in the face of growing microbial resistance, Aemcolo represents an important innovation to meet significant unmet need. This FDA grant of five additional years’ exclusivity for Aemcolo under the FDA’s Generating Antibiotic Incentives Now (GAIN) Act Qualified Infectious Disease Product (QIDP) designation, in 2 addition to the five years awarded to Aemcolo based on new chemical entity exclusivity, will protect that innovation through to 2028.” Aemcolo, containing 194 mg of rifamycin as delayed-release tablets, is an orally-administered, nonsystemic antibiotic employing MMX® technology, a proprietary drug delivery system that distributes rifamycin in a controlled manner to the lower intestine. Due to its non-systemic delivery,Aemcolo is associated with limited side effects and minimal potential for interactions with other medications. Aemcolo is listed as an acute diarrhea antibiotic treatment recommendation in the Centers for Disease Control and Prevention (CDC) Yellow Book.1

About Traveler’s Diarrhea

Travelers’ Diarrhea (TD) is the most common travelrelated illness, affecting an estimated 10% to 40% of travelers annually.3 Each year, approximately 70 million Americans travel abroad.4 Attack rates of TD range up to 70% of travelers, depending on the destination and season of travel.5 TD may often result in short-term morbidity adversely impacting travel plans. Untreated diarrhea can also lead to an underappreciated risk of chronic complications, including functional bowel disorders.6

About Aemcolo (rifamycin)

Aemcolo (rifamycin) is an orally-administered, delayed-release, non-systemic antibiotic approved for the treatment of travelers’ diarrhea caused by non-invasive strains of Escherichia coli (E. coli) in adults. Aemcolo is the first antibiotic engineered with Cosmo Pharmaceuticals’ Multi Matrix Technology (MMX®). MMX technology is designed to deliver the active pharmaceutical ingredients in a delayed and controlled manner directly to the lower intestine. Due to its nonsystemic delivery, Aemcolo is associated with limited side effects and minimal potential for interactions with other medications. Aemcolo is listed as an acute diarrhea antibiotic treatment recommendation in the Centers for Disease Control and Prevention

(CDC) Yellow Book. The recommended dosage of Aemcolo is 388 mg (two tablets) orally, twice daily for three days.

Important Safety Information

Aemcolo is contraindicated in patients with a known hypersensitivity to rifamycin, any of the other rifamycin class antimicrobial agents, or any of the components in Aemcolo. Aemcolo should be swallowed whole. Do not crush, break or chew the tablets. Do not take Aemcolo concomitantly with alcohol. The most common adverse reactions

(incidence >2%) are headache and constipation. Clostridium difficile-Associated Diarrhea has been reported with use of nearly all antibacterial agents, and may range in severity from mild diarrhea to fatal colitis. Evaluate if diarrhea occurs after therapy or does not improve or worsens during therapy.

Risk of Persistent or Worsening Diarrhea Complicated by Fever and/or Bloody Stool:

Aemcolo was not shown to be effective in patients with diarrhea complicated by fever and/ or bloody stool or diarrhea due to pathogens other than noninvasive strains of E. coli and is not recommended for use in such patients. Discontinue use if diarrhea gets worse or persists more than 48 hours, and consider alternative antibacterial therapy.

You can report any side effects to RedHill Biopharma Inc. at 1-833-ADR-HILL or by contacting the FDA at 1-800-FDA-1088 or www. fda.gov/medwatch.

INDICATION

Aemcolo is indicated for the treatment of Travelers’ Diarrhea (TD) caused by noninvasive strains of Escherichia coli in adults. It is not recommended for use in patients with diarrhea complicated by fever and/or bloody stool or due to pathogens other than noninvasive strains of E. coli.

About RedHill Biopharma Ltd.

RedHill Biopharma Ltd. (Nasdaq: RDHL) is a specialty biopharmaceutical company primarily focused on gastrointestinal and infectious diseases. RedHill promotes the gastrointestinal drugs, Movantik® for opioid-induced constipation in adults,7 Talicia® for the treatment of Helicobacter pylori (H. pylori) infection in adults,8 and Aemcolo® for the treatment of travelers’ diarrhea in adults.2 RedHill’s key clinical late-stage development programs include: (i) RHB-204, with an ongoing Phase 3 study for pulmonary nontuberculous mycobacteria (NTM) disease; (ii) opaganib (ABC294640), a first-in-class oral broad-acting, host-directed, SK2 selective inhibitor targeting multiple indications, including for pandemic preparedness, with a Phase 2/3 program for hospitalized COVID-19 and a Phase 2 program in oncology and a radiation protection program ongoing; (iii) RHB-107 (upamostat), an oral broad-acting, host-directed serine protease inhibitor with potential for pandemic preparedness and is in Phase 3-stage development as treatment for non-hospitalized symptomatic COVID-19, and targeting multiple other cancer and inflammatory gastrointestinal diseases; (iv) RHB-104, with positive results from a first Phase 3 study for Crohn’s disease; and (v) RHB-102, with positive results from a Phase 3 study for acute gastroenteritis and gastritis and positive results from a Phase 2 study for IBS-D.

More information about the Company is available at:

redhillbio.com

twitter.com/RedHillBio

This press release contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. Such statements may be preceded by the words “intends,” “may,” “will,” “plans,” “expects,” “anticipates,” “projects,” “predicts,” “estimates,” “aims,” “believes,” “hopes,” “potential” or similar words. Forward-looking statements are based on certain assumptions and are subject to various known and unknown risks and uncertainties, many of which are beyond the Company’s control and cannot be predicted or quantified, and consequently, actual results may differ materially from those expressed or implied by such forward-looking statements. Such risks and uncertainties include, without limitation; the risk that the Company will not successfully commercialize its products; as well as risks and uncertainties associated with (i) the initiation, timing, progress and results of the Company’s research, manufacturing, pre-clinical studies, clinical trials, and other therapeutic candidate development efforts, and the timing of the commercial launch of its commercial products and ones it may acquire or develop in the future; (ii) the Company’s ability to advance its therapeutic candidates into clinical trials or to successfully complete its pre-clinical studies or clinical trials or the development of a commercial companion diagnostic for the detection of MAP; (iii) the extent and number and type of additional studies that the Company may be required to conduct and the Company’s receipt of regulatory approvals for its therapeutic candidates, and the timing of other regulatory filings, approvals and feedback; (iv) the manufacturing, clinical development, commercialization, and market acceptance of the Company’s therapeutic candidates and Talicia®; (v) the Company’s ability to successfully commercialize and promote Talicia®, and Aemcolo® and Movantik®; (vi) the Company’s ability to establish and maintain corporate collaborations; (vii) the Company’s ability to acquire products approved for marketing in the U.S. that achieve commercial success and build its own marketing and commercialization capabilities; (viii) the interpretation of the properties and characteristics of the Company’s therapeutic candidates and the results obtained with its therapeutic candidates in research, pre-clinical studies or clinical trials; (ix) the implementation of the Company’s business model, strategic plans for its business and therapeutic candidates; (x) the scope of protection the Company is able to establish and maintain for intellectual property rights covering its therapeutic candidates and its ability to operate its business without infringing the intellectual property rights of others; (xi) parties from whom the Company licenses its intellectual property defaulting in their obligations to the Company; (xii) estimates of the Company’s expenses, future revenues, capital requirements and needs for additional financing; (xiii) the effect of patients suffering adverse experiences using investigative drugs under the Company’s Expanded Access Program; (xiv) competition from other companies and technologies within the Company’s industry; and (xv) the hiring and employment commencement date of executive managers. More detailed information about the Company and the risk factors that may affect the realization of forward-looking statements is set forth in the Company’s filings with the Securities and Exchange Commission (SEC), including the Company’s Annual Report on Form 20-F filed with the SEC on March 18, 2021. All forwardlooking statements included in this press release are made only as of the date of this press release. The Company assumes no obligation to update any written or oral forward-5 looking statement, whether as a result of new information, future events or otherwise unless required by law.

Company contact:

Adi Frish
Chief Corporate and Business Development
Officer

RedHill Biopharma
+972-54-6543-112
adi@redhillbio.com

References

  1. https://wwwnc.cdc.gov/travel/yellowbook/2020/preparing-international-travelers/travelers-diarrhea.
  2. Aemcolo® (rifamycin) is indicated for the treatment of travelers’ diarrhea caused by noninvasive strains of Escherichia coli in adults. For full prescribing information see: www.aemcolo.com.
  3. FDA.https://www.fda.gov/news-events/press-announcements/fdaapproves-new-drug-treat-travelers-diarrhea.
  4. Cosmo Pharmaceuticals Investor Presentation July 2019.
  5. CDC Yellow Book.
  6. Steffen R, et al. JAMA. 2015;313(1):71-80.
  7. Movantik® (naloxegol) is indicated for opioid-induced constipation (OIC). Full prescribing information see: www.movantik.com.
  8. Talicia® (omeprazole magnesium, amoxicillin and rifabutin) is indicated for the treatment of H. pylori infection in adults. For full prescribing information see: www.Talicia.com.

Prometheus Biosciences Announces Positive Results for PRA023 in Both ARTEMIS-UC Phase 2 and APOLLOCD Phase 2a Studies Enabling Pathway to Both Firstin-Class and Best-in-Class Anti-TL1A mAb
– ARTEMIS-UC trial met primary endpoint with 26.5% of patients on PRA023 achieving clinical remission compared to 1.5% of patients on placebo at Week 12 (p<0.0001) – ARTEMIS-UC Cohort 1 met all ranked secondary endpoints – APOLLO-CD trial showed 26.0% endoscopic response and 49.1% clinical remission rates (p=0.002 and p<0.001, respectively, compared to prespecified historical placebo rates) – PRA023 demonstrated favorable safety and tolerability results across both studies with no safety signal identified – ARTEMIS-UC Cohort 1 interim analysis suggests a trend towards increased PRA023 response in CDx+ patients over all comers – PRA023 showed a significant impact on multiple markers of inflammation and fibrosis in APOLLO-CD – Prometheus intends to advance PRA023 into
Phase 3 studies for UC and CD in 2023

SAN DIEGO, Dec. 07, 2022 (GLOBE NEWSWIRE) – Prometheus Biosciences, Inc. (Nasdaq: RXDX), a clinical-stage biotechnology company pioneering a precision medicine approach for the discovery, development, and commercialization of novel therapeutic and companion diagnostic products for the treatment of immune-mediated diseases, today reported results from its ARTEMIS-UC Phase 2 and APOLLO-CD Phase 2a studies of PRA023 demonstrating strong efficacy and favorable safety results in both studies. Based on the totality of the data in these two studies, Prometheus intends to advance PRA023 into Phase 3 studies for ulcerative colitis (UC) and Crohn’s disease (CD) in 2023.

Topline Results from the ARTEMIS-UC Phase 2 Study

Prometheus’ Phase 2 ARTEMIS-UC clinical trial was a 12-week, double-blind, placebo-controlled, randomized study to evaluate the efficacy and safety of PRA023 in patients with moderate-toseverely active UC who have failed conventional or advanced therapy. PRA023 met the primary and all ranked secondary endpoints including clinical, endoscopic, histologic, and patient-reported outcome measures in the initial cohort (Cohort 1) of the trial. 68/68 (100%) of PRA023-treated patients completed the Cohort 1 study, compared to 60/67 (89.6%) in the placebo group. The topline results for the key endpoints were as follows:

  • 26.5% of patients on PRA023 reached the primary endpoint of clinical remission (per modified Mayo Score), compared to 1.5% on placebo, for a placebo-adjusted clinical remission rate of 25.0% on the primary endpoint (p<0.0001)
  • 36.8% of patients on PRA023 reached the secondary endpoint of endoscopic improvement (Mayo endoscopy subscore of ≤ 1), compared to 6.0% on placebo, for a placebo-adjusted endoscopic improvement rate of 30.8% on the secondary endpoint (p<0.0001)
  • All secondary endpoints met with statistical significance

PRA023 was well tolerated in Cohort 1, with no treatment-emergent serious adverse events (SAEs), adverse events (AEs) leading to discontinuation, severe AEs, opportunistic infections or infusion reactions reported in the PRA023 treatment group. The only AE that occurred in more than two patients and at a higher frequency in the PRA023 group compared to placebo was COVID-19 (5/68 [7.4%] and 3/67 [4.5%], respectively).

Based upon confidence in its precision approach and speed to market, the company conducted an interim companion diagnostic (CDx) analysis of Cohort 1 to evaluate the effectiveness of the CDx candidate in ARTEMIS-UC. Although from limited patient numbers, data from the subset of patients who tested positive on the CDx in Cohort 1 (N=32) demonstrated a placebo-adjusted clinical remission rate of 37.5%, compared with the placebo-adjusted remission rate of 25.0% for all-comers. The expansion cohort (Cohort 2), which is statistically powered to further assess the treatment effect of PRA023 in CDx+ patients will continue to enroll, and the company expects results in the second quarter of 2023.

Results from the APOLLO-CD Phase 2a Study

Prometheus’ Phase 2a APOLLO-CD clinical trial was a 12-week open-label study that enrolled 55 patients with moderate-to-severely active CD with endoscopically active disease who had failed conventional or biologic therapy. The study enrolled a highly refractory patient population with 70.9% of patients previously treated with at least one biologic therapy and 52.7% treated with two or more biologic therapies. The results on the key endpoints were as follows:

  • 26.0% of patients on PRA023 achieved endoscopic response (p=0.002 compared to 12% prespecified historical placebo rate)
  • 49.1% of patients on PRA023 achieved clinical remission (p<0.001 compared to 16% prespecified historical placebo rate)

PRA023 was well tolerated in the APOLLOCD study. There were no treatment-emergent serious adverse events (SAE), adverse events (AE) leading to discontinuation, or severe AEs assessed as related to PRA023 by the investigator. There were no opportunistic infections or infusion reactions reported. AEs that occurred in more than two patients included COVID-19, urinary tract infection, CD, anemia, nasopharyngitis and fatigue.

The predictive power of the company’s prespecified genetic markers was validated using an alternative Crohn’s-specific CDx algorithm which showed 45.0% (9/20) endoscopic response relative to all-comers of 26% (13/50). While the original algorithm provided limited benefit on some of the endpoints, the alternative algorithm demonstrated enhanced performance across both clinical and endoscopic outcomes. The company plans to advance this alternative algorithm in registrational studies for CD. In addition, a compelling reduction in markers of inflammation and fibrosis was observed between pre-treatment and post-treatment with PRA023, as measured by circulating cytokine levels, immunohistochemistry and gene expression in disease tissue.

“We are beyond enthusiastic with these study results and what they could mean for patients suffering from IBD. The performance of PRA023 in both UC and Crohn’s patients has surpassed our expectations,” said Mark McKenna, Chairman and CEO of Prometheus Biosciences. “We believe PRA023 and our precision medicine approach has the potential to change the paradigm of IBD treatment and we look forward to discussions with regulatory agencies as we prepare to advance into Phase 3 studies in Ulcerative Colitis and Crohn’s Disease.”

“PRA023 has clearly demonstrated clinical proof-of-concept in CD and remarkable efficacy for the treatment of UC,” added Allison Luo, MD, Chief Medical Officer. “We are grateful to all of our investigators and patients for their participation and look forward to further evaluating PRA023 in Phase 3 studies with the goal of bringing this promising candidate to the market.”

Next Steps

As a result of these positive data, Prometheus plans to advance PRA023 into pivotal development in 2023, following discussions with regulators. The full data sets from these studies will be presented at a future medical meeting.

About PRA023: Pipeline in a Product Candidate

PRA023 is an IgG1 humanized monoclonal antibody that has been shown to block tumor necrosis factor (TNF)-like ligand 1A (TL1A). PRA023 binds both soluble and membraneassociated human TL1A with high affinity and specificity and has the potential to substantially improve outcomes for moderate-to-severe IBD patients predisposed to increased TL1A expression. Prometheus is developing PRA023 for the treatment of immune-mediated diseases including UC, CD, and systemic sclerosis-associated interstitial lung disease (SSc-ILD).

About Prometheus Biosciences

Prometheus Biosciences, Inc. is a clinical-stage biotechnology company pioneering a precision medicine approach for the discovery, development, and commercialization of novel therapeutic and companion diagnostic products for the treatment

of immune-mediated diseases. The Company’s precision medicine platform, Prometheus360™, combines proprietary machine learning-based analytical approaches with one of the world’s largest gastrointestinal bioinformatics databases to identify novel therapeutic targets and develop therapeutic candidates to engage those targets.

Forward Looking Statements

Prometheus cautions readers that statements contained in this press release regarding matters that are not historical facts are forward-looking statements. These statements are based on the Company’s current beliefs and expectations. Such forward-looking statements include, but are not limited to statements regarding: the potential of PRA023 to improve IBD treatment and to be both a first-in-class and best-in-class anti-TL1A mAb; the timing of results from Cohort 2 of the ARTEMIS-UC trial; plans to advance PRA023 into Phase 3 studies in UC and CD, including the timing thereof, as well as plans to use an alternative CDx algorithm for CD. The inclusion of forwardlooking statements should not be regarded as a representation by Prometheus that any of its plans will be achieved. Actual results may differ from those set forth in this press release due to the risks and uncertainties inherent in our business, including, without limitation: topline results Prometheus reports are based on preliminary analysis of key efficacy and safety data, and such data may change following a more comprehensive review of the data related to the clinical trial and such topline data may not accurately reflect the complete results of a clinical trial; Prometheus’ approach to the discovery and development of precision medicines based on Prometheus360 is unproven; interim results of a clinical trial such as with Cohort 1 CDx analysis do not predict final results and the clinical outcomes may materially change as patient enrollment in Cohort 2 continues, following more comprehensive reviews of the data, as follow-up on the outcome of any particular patient continues and as more patient data become available, including from from Cohort 2; potential delays in the commencement, enrollment and completion of clinical trials and

of immune-mediated diseases. The Company’s precision medicine platform, Prometheus360™, combines proprietary machine learning-based analytical approaches with one of the world’s largest gastrointestinal bioinformatics databases to identify novel therapeutic targets and develop therapeutic candidates to engage those targets.

Forward Looking Statements

Prometheus cautions readers that statements contained in this press release regarding matters that are not historical facts are forward-looking statements. These statements are based on the Company’s current beliefs and expectations. Such forward-looking statements include, but are not limited to statements regarding: the potential of PRA023 to improve IBD treatment and to be both a first-in-class and best-in-class anti-TL1A mAb; the timing of results from Cohort 2 of the ARTEMIS-UC trial; plans to advance PRA023 into Phase 3 studies in UC and CD, including the timing thereof, as well as plans to use an alternative CDx algorithm for CD. The inclusion of forward looking statements should not be regarded as a representation by Prometheus that any of its plans will be achieved. Actual results may differ from those set forth in this press release due to the risks and uncertainties inherent in our business, including, without limitation: topline results Prometheus reports are based on preliminary analysis of key efficacy and safety data, and such data may change following a more comprehensive review of the data related to the clinical trial and such topline data may not accurately reflect the complete results of a clinical trial; Prometheus’ approach to the discovery and development of precision medicines based on Prometheus360 is unproven; interim results of a clinical trial such as with Cohort 1 CDx analysis do not predict final results and the clinical outcomes may materially change as patient enrollment in Cohort 2 continues, following more comprehensive reviews of the data, as follow-up on the outcome of any particular patient continues and as more patient data become available, including from from Cohort 2; potential delays in the commencement, enrollment and completion of clinical trials and preclinical studies; the results of clinical trials are not necessarily predictive of future results; Prometheus’ dependence on third parties in connection with product manufacturing, research and preclinical and clinical testing; Prometheus’ ability to develop companion diagnostics for its therapeutic product candidates; unexpected adverse side effects or inadequate efficacy of its product candidates that may limit their development, regulatory approval and/or commercialization, or may result in recalls or product liability claims; planned future trials of PRA023 may not support regulatory registration; regulatory developments in the United States and foreign countries; Prometheus’ ability to maintain undisrupted business operations due to the COVID-19 pandemic, including delaying or otherwise disrupting its preclinical studies, clinical trials, manufacturing and supply chain; and other risks described in the Company’s prior press releases and filings with the Securities and Exchange Commission (SEC), including under the heading “Risk Factors” in Prometheus’ most recent quarterly report on Form 10-Q and any subsequent filings with the SEC. You are cautioned not to place undue reliance on these forwardlooking statements, which speak only as of the date hereof, and Prometheus undertakes no obligation to update such statements to reflect events that occur or circumstances that exist after the date hereof. All forward-looking statements are qualified in their entirety by this cautionary statement, which is made under the safe harbor provisions of the Private Securities Litigation Reform Act of 1995.

SEBELA PHARMACEUTICALS® ACQUIRES EXCLUSIVE LICENSING RIGHTS TO DEVELOP AND COMMERCIALIZE TEGOPRAZAN IN THE U.S. AND CANADA

Phase 3 Trials Initiated with Tegoprazan for the Treatment of Erosive Esophagitis and Non-erosive Reflux Disease

Braintree, Mass. — Sebela Pharmaceuticals® has entered an exclusive partnership with HK inno.N Corporation to license tegoprazan in the United States and Canada. Under the agreement, Braintree Laboratories, a leader in gastroenterology and an affiliate of Sebela Pharmaceuticals, will be responsible for clinical development, registration, marketing, and sales in the United States and Canada. Tegoprazan, a novel potassium-competitive acid-blocker (P-CAB), is currently approved and marketed in several territories, including South Korea and China.

“We are delighted to add tegoprazan to our product pipeline,” said Alan Cooke, President and CEO of Sebela Pharmaceuticals. “For over 35 years we have been committed to the gastroenterology space and to those affected by GI diseases. Tegoprazan expands our gastroenterology portfolio into an exciting new therapeutic class. Tegoprazan already has an established track record of safety and efficacy in multiple clinical studies and represents a potential new treatment option for people living with GERD.”

“We are delighted to partner with Sebela Pharmaceuticals,” Dal-Won Kwak, CEO, HK inno.N said in a statement. “Sebela has vast development, regulatory and commercial experience and expertise in the US, having obtained FDA approval and successfully launched multiple gastroenterology products over more than three decades. We believe Sebela Pharmaceuticals is the ideal partner to develop and commercialize tegoprazan in the United States and Canada.” Following successful discussions with the US Food and Drug Administration, Sebela Pharmaceuticals has initiated Phase 3 studies of tegoprazan in patients with gastroesophageal reflux disease (GERD). The Phase 3 GERD program, known as the TRIUMpH program, includes a large, multi-center, double-blind study evaluating the safety and efficacy of tegoprazan versus a PPI control for the indications of healing of all grades of erosive esophagitis (EE) and the maintenance of EE healing and relief of heartburn. The TRIUMpH program also includes a large, multicenter, doubleblind, placebo-controlled study designed to demonstrate the safety and efficacy of tegoprazan in patients with non-erosive reflux disease (NERD).

About Tegoprazan

Tegoprazan is a novel agent in development for the treatment of acid-related gastrointestinal diseases. It is a member of a class of oral medications known as P-CABs, or potassium-competitive acid blockers, which have been shown to have rapid onset of action and the ability to control gastric pH for longer periods of time than proton pump inhibitors (PPIs). Tegoprazan has already received marketing authorization in multiple territories, including South Korea and China.

About GERD

GERD is a chronic and highly prevalent disorder caused by repeated backflow (or reflux) of gastric contents into the esophagus. GERD is characterized by a wide variety of symptoms, including heartburn and acid regurgitation. The main phenotypic presentations of GERD include non-erosive reflux disease (NERD) and erosive esophagitis (EE). EE is usually clinically differentiated from NERD by the presence of mucosal inflammation and lesions in the distal esophagus. Poorly treated EE can lead to Barrett’s esophagus which increases the risk of esophageal cancer. It is estimated that GERD affects approximately 65 million people in the US with 60% to 70% suffering from NERD. While proton pump inhibitors are the mainstay of therapy for both EE and NERD, 35% to 54% of patients fail to achieve complete relief of symptoms. This represents a large unmet and underappreciated patient need.

About Sebela Pharmaceuticals®

Sebela Pharmaceuticals is a US pharmaceutical company with a market leading position in gastroenterology and a focus on innovation in women’s health. Braintree, a part of Sebela Pharmaceuticals, is the market leader in colonoscopy screening for over 35 years, having invented, developed and commercialized a broad portfolio of innovative prescription colonoscopy preparations and multiple gastroenterology products. Braintree also has multiple gastroenterology programs in late-stage clinical development. In addition, Sebela Women’s Health has two next generation intra-uterine devices (IUDs) for contraception in the final stages of clinical development. Sebela Pharmaceuticals has offices/operations in Roswell, GA; Braintree, MA; and Dublin, Ireland; has annual net sales of approximately $200 million; and has grown to over 320 employees through strategic acquisitions and organic growth.

Please visit sebelapharma.com for more information or call 800-874-6756.

About HK inno.N Corporation

HK inno.N (KOSDAQ: 195940) is a public South Korean pharmaceutical company that develops, manufactures, and commercializes pharmaceuticals for both the domestic and international markets. HK inno.N’s key businesses are in the areas of prescription drugs, health supplements and beauty products. Since its establishment in 1984, through exports and global alliances, the company is growing into an international pharmaceutical firm. Drawing on the company’s experience and knowhow in developing novel drugs, HK inno.N succeeded in launching new GERD treatment ‘K-CAB®” (Tegoprazan), the 30th novel drug to be developed and registered in Korea, to great acclaim.

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FRONTIERS IN ENDOSCOPY, SERIES #84

Pancreatic Neuroendocrine Tumors : Diagnosis and Management with an Emphasis on Endoscopy

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INTRODUCTION

Pancreatic neuroendocrine neoplasms (pNENs) and carcinoid tumors develop from the islets of Langerhans in the pancreas and enterochromaffin cells in the gastrointestinal tract, respectively.1 Functional gastroenteropancreatic neuroendocrine neoplasms (GEP-NENs) exhibit diverse clinical features depending on their site of origin and the type of hormones they secrete; examples include insulinoma, gastrinoma, VIPoma, glucagonoma, somatostatinoma, and carcinoid tumor.2 Non-functional GEP-NENs do not secrete hormones and have no associated systemic symptoms.3 The incidence of GEP-NENs has expanded over the past few decades, likely due to increased emphasis on screening and widespread use of cross-sectional imaging with computed tomography (CT) and magnetic resonance imaging (MRI).4 Also, recent technological advancements in endoscopy have facilitated the early diagnosis of neuroendocrine neoplasms. In this review, we will summarize the clinical presentations and diagnostic criteria of each functional GEP-NEN. We will also discuss the advanced applications of endoscopy and cross-sectional imaging in the clinical management of pNENs.

Insulinoma

Insulinomas are functional pNENs that affect 1-3 patients per million per year. The clinical hallmark of insulinomas is Whipple’s triad: 1) symptoms are caused by hypoglycemia, 2) low plasma glucose levels of < 3mmol/L at the onset of the symptoms, and 3) symptomatic relief upon serum glucose normalization.5

Cryer et al. adequately categorized hypoglycemic symptoms into neuroglycopenic and autonomic symptoms. Neuroglycopenic symptoms are caused by decreased glucose supplies to the brain which can manifest as confusion, fatigue, loss of consciousness, and behavioral changes.

Autonomic symptoms are caused by increased sympathetic nervous system activity due to hypoglycemia including palpitations, tremors, anxiety, paresthesias, and increased appetite.6

The most dependable test to diagnose insulinomas is the measurement of serum glucose, proinsulin, and C-peptide levels after an overnight fast and every 4 hours for up to 72 hours. The test can be terminated if the patient develops hypoglycemic symptoms with a serum glucose level < 2.5 mmol/L. A serum proinsulin level greater than 5 pmol/L and a C-peptide level greater than 0.2 nmol/L with a serum glucose level less than 2.5 mmol/L revealed 100% sensitivity and specificity for diagnosing insulinomas.7

Gastrinoma

Gastrinomas are functional neuroendocrine neoplasms that produce a large amount of gastrin and result in markedly increased gastric acid secretion, with attendant consequences.8 The significant rise in gastric acid can cause ZollingerEllison syndrome (ZES), which manifests as severe peptic ulcer disease (often with multifocal ulcers in the esophagus, stomach, and duodenum), profound diarrhea, and other symptoms. Rossi et al. summarized the clinical symptoms of ZES including abdominal pain (75%), diarrhea (73%), heartburn (44%), and weight loss (17%).9 Gastrinomas can be diagnosed by measuring the gastric pH and fasting serum gastrin (FSG) levels. If gastric pH is < 2.0 and FSG is >10fold of the upper limit of normal (>1000 pg/mL), a gastrinoma can be diagnosed.10,11 If FSG is < 10-fold of the upper limit of normal (< 1000 pg/ ml), a provocative secretin stimulation test can help distinguish gastrinomas from other diseases that increase the FSG, such as atrophic gastritis or G-cell hyperplasia. The secretin stimulation that increases the previously measured FSG by >120 pg/mL has the highest sensitivity (94%) and specificity (100%) for diagnosing gastrinomas.12 It is important to withdraw any pharmacological intervention that may prevent gastric acid secretion, such as a proton pump inhibitor or histamine H2 receptor antagonist, prior to the FSG testing to avoid a false positive diagnosis from artificially elevated serum gastrin levels.13

VIPoma

VIPomas are functional neuroendocrine neoplasms that secrete a large amount of vasoactive intestinal peptides (VIPs). VIPs upregulate the secretory function of gastrointestinal cells, which manifests as diarrhea, achlorhydria, and depletion of electrolytes (including potassiums, phosphates, bicarbonates, and magnesiums).14 In severe cases of water depletion or electrolyte imbalances, patients can develop life-threatening conditions such as hypovolemic shock or cardiac arrhythmias.15 To diagnose a VIPoma, patients must present with secretory diarrhea and plasma VIPs > 500 pg/mL.14,16  A 2019 systemic review revealed that patients with VIPomas had median plasma VIPs of 636 pg/mL.14

Glucagonoma

Glucagonomas are functional neuroendocrine neoplasms that secrete excess amounts of glucagon and present with so-called “glucagon syndrome.” The glucagonoma triad includes necrolytic migratory erythema (82%), diabetic mellitus (68%), and weight loss (60%).17 Other less common, yet still prevailing clinical symptoms of glucagonomas include diarrhea, depression, stomatitis, anemia, and deep vein thrombosis.16,17 Clinical documentation of necrolytic migratory erythema with a fasting plasma glucagon value > 500 pg/mL can confirm the diagnosis.18 It is important to note that there are other conditions that can cause hyperglucagonemia including cirrhosis, chronic renal failure, chronic hepatic failure, and pancreatitis.19

Somatostatinoma

Somatostatinomas are somatostatin-secreting neuroendocrine neoplasms that most frequently arise in the pancreas (70%) and duodenum (19%).21 The clinical symptoms of somatostatinomas include diabetes mellitus, cholelithiasis, steatorrhea, and anemia.20 Many of these clinical symptoms arise from the suppressive effects of somatostatins on other neuroendocrine hormones; for example, patients can develop diabetes mellitus from decreased insulin secretion or achlorhydria from decreased gastric acid secretion.16,21

Somatostatinomas are usually diagnosed after immunohistochemical staining for somatostatin.22 The diagnosis can also be verified by measuring a fasting serum somatostatin level > 3 times of the normal somatostatin values.23

Carcinoid syndrome

Neuroendocrine neoplasms can present with carcinoid syndrome, which is a paraneoplastic syndrome caused by increased secretion of polypeptides, vasoactive amines, and prostaglandins.24 It is most associated with neuroendocrine neoplasms that develop in the midgut and disseminate to the liver because the bioactive substances can circumvent metabolism before entering the systemic circulation.25 Interestingly, a recent Surveillance, Epidemiology, and End Result (SEER) database revealed that 19%37% of small bowel neuroendocrine neoplasms presented with carcinoid syndrome without hepatic metastasis, showing that the disease may be more protean in nature than previously thought.26,27

Flushing is observed in over 90% of patients with carcinoid syndrome and is caused by increased plasma vasoactive substances such as serotonin, kallikreins, catecholamines, and prostaglandins.24,28 Secretory diarrhea is observed in 80% of carcinoid syndrome and is caused by increased plasma serotonins that upregulate gastrointestinal motility.29 Other less common but still prevailing symptoms of carcinoid syndrome include abdominal pain (35%), right-sided valvular heart disease (19-60%), wheezing (15%), and pellagra (5%).24 In patients with suspected carcinoid syndrome, measuring urinary 5-Hydroxyindoleacetic acid (5HIAA) for 24 hours (the normal value for urinary 5-HIAA ranges 3-15 mg/day) is the recommended initial test, with a sensitivity and specificity of 73% and 100%, respectively.30 Measuring urinary serotonin and 5-HIAA simultaneously provides higher sensitivity and equal specificity for diagnosing carcinoid syndrome with 84% and 100%, respectively.31

Multiple endocrine neoplasia type 1 (MEN-1) syndrome

MEN-1 syndrome is a disorder caused by inactivating mutation of the MEN1 gene, which completely disables the function of menin, a tumor suppressor protein. Malfunctioning menin increases the risk of developing tumors in the neuroendocrine system, most classically in the pancreas, pituitary glands, and parathyroid glands. Literature reviews revealed that more than 30-80% of MEN-1 syndrome patients developed pNENs.32 Among patients with MEN-1 syndrome, gastrinomas were the most prevalent pNENs (ranging from 20-61%), followed by insulinomas (ranging from 7-31%), and glucagonomas (ranging from 1-5%).33 All patients with MEN-1 syndrome should undergo active surveillance throughout their lives to reduce the risk of malignant transformation of pNENs. It is a common practice to annually measure biochemical markers such as chromogranin A, glucagon, and pancreatic polypeptides for early screening of pNENs in patients with MEN1 syndrome.34 However, a recent retrospective analysis revealed that the diagnostic value of the serum biochemical markers for early diagnosis of MEN-1-associated pNENs, compared to sporadic pNENs, was unreliable; therefore, imaging studies are recommended screening tools for MEN1-associated pNENs.35 Among many imaging modalities used to screen for early diagnosis of pNENs in MEN-1 syndrome patients, Endoscopic Ultrasound (EUS) outperformed CT, MRI, and somatostatin receptor scintigraphy (SRS). One cross-sectional study on 41 patients with MEN-1 syndrome demonstrated that EUS detected 101 pancreatic lesions in 34/41 patients, while CT, MRI, and SRS jointly detected 32 pancreatic lesions in 18/41 patients.36

Role of endoscopy in managing pNENs

The anatomic location of the pancreas, being adjacent to the stomach and the duodenum, permits the use of EUS. EUS allows a detailed examination of the pNENs, providing information on the location and size of the lesion that will direct treatment and management plans for the patients.37 EUS also allows for direct tissue sampling of any pancreatic lesions identified (Figures 1 and 2). Two systemic reviews and meta-analyses in 2013 and 2018 revealed that EUS could detect pNENs with an overall sensitivity of 81-87% and specificity of 90-98%.38,39 Because of its high diagnostic accuracy, EUS is recommended after negative non-invasive imaging studies for those with high clinical suspicion of pNENs.40 One retrospective study on 32 patients revealed that a combined CT scan and EUS revealed a sensitivity of 100% in diagnosing insulinoma, demonstrating that CT and EUS should be considered as joint modalities.41

EUS is an especially powerful diagnostic tool when the size of pNENs is < 20 mm. CT, which is generally the first imaging modality obtained in patients with suspected pNENs, failed to detect pancreatic lesions in > 68% of cases when the size of the tumor was less than 10 mm, and > 15% of cases when the size of the tumor was less than 20 mm.42 In contrast, EUS maintained a high sensitivity of 82% and specificity of 92% in detecting small-size (2-5 mm) pNENs that were previously undetected by the CT.43

Other features of EUS are fine needle aspiration (FNA) and fine needle biopsy (FNB), which permit non-invasive extraction of pancreatic tissues and facilitate grading of pNENs through the evaluation of the Ki-67 index.44 FNA obtains samples for cytologic evaluation, and FNB obtains true tissue cores for histologic evaluation. A recent systemic review and meta-analysis on 864 patients revealed that the Ki-67 index of EUS-FNA extracted tissue and surgically biopsied tissues matched 80.3%, proving that grading from EUS-FNA extracted pancreatic tissues is dependable.45 Interestingly, one retrospective study showed that EUS-FNB biopsies, when compared with EUS-FNA samples, had a higher Ki-67 index correlation with surgically biopsied core pancreatic tissues. In the same study, a significantly higher Ki-67 index feasibility was witnessed with EUS-FNB over EUS-FNA when the size of the pNENs was less than 20mm (96.1% vs. 88.2%).46 This study suggests that EUS-FNB should be the standard of care for sampling and grading pNENs. Contrast-enhanced EUS is a novel technique useful in localizing focal pNENs by observing vascular flow in real-time. pNENs exhibit high vascularity when compared with normal pancreatic tissues on contrast-enhanced EUS.47 One study revealed that the overall sensitivity and specificity of contrast-enhanced EUS in detecting pNENs were 78.9% and 98.7%, respectively, which has similar diagnostic accuracy to CT scans.48 Moreover, contrast-enhanced EUS can generate time-intensity curves (TIC), which help differentiate pNENs from other pancreatic lesions at the endoscopic level and in real-time. In one clinical trial, an investigator successfully differentiated pNENs from other pancreatic lesions, such as chronic pancreatitis or adenocarcinoma, for 20/22 cases (91%) using the TIC analysis.49

Cross-sectional imaging studies in diagnosing pNENs

CT scans are used to establish the primary location and metastatic extension in most patients with pNENs. However, the detection rate of CT scans in diagnosing pNENs is suboptimal, with a sensitivity and specificity of 73% and 96%, respectively.50 In recent years, somatostatin receptor positron emission tomography/computed tomography with gallium-68 radiolabeled peptides (68Ga-SSR-PET/ CT) has emerged as a new method in diagnosing GEP-NENs. Neuroendocrine tumors distinctively express somatostatin receptors, and gallium-68 radiolabeled peptides target these receptors to enhance the detection rate of PET/CT.51 One study revealed that the sensitivity and specificity of 68GaSSR-PET/CT in localizing neuroendocrine tumors were 93% and 96%, respectively, outperforming CT scans.52,53 A recent meta-analysis by Bauckneht et al. revealed a reduced sensitivity (79.6%) of 68GASSR-PET/CT in diagnosing neuroendocrine tumors when the study focused on the pNENs, likely due to fewer somatostatin receptors in pNENs compared to carcinoid tumors in the gastrointestinal tract.54 Assessing the extent of metastasis is essential for a comprehensive diagnosis as it can drastically influence the management of the pNENs.51 In one systemic review and meta-analysis, 68Ga-SSRPET/CT and whole-body MRI revealed high overall diagnostic accuracy in detecting metastatic disease, with 92% and 91% respectively. The sensitivity between the two imaging modalities varied depending on which organ harbored metastatic disease. 68Ga-SSR-PET/CT was more sensitive for metastatic lesions in lymph nodes (100% vs. 73%), but whole-body MRI was more sensitive for metastatic lesions in the liver (99% vs. 92%) and bone (96% vs. 82%).55 This study suggests that 68Ga-SSR-PET/CT and whole-body MRI should be considered as joint modalities to minimize falsenegative tests in diagnosing neuroendocrine tumors and metastatic diseases.

Treatment of pNENs

The management of pNENs is multidisciplinary, which involves octreotide (somatostatin analogs), sunitinib (tyrosine kinase inhibitor), everolimus (an mTor inhibitor), peptide receptor radionuclide therapy, and chemotherapy depending on grading and extent of metastatic disease at the time of diagnosis.56 Surgical resection remains the only curative treatment for pNENs, although the relapse rate is high.57 Patients with pNENs who underwent surgical resection experienced a superior survival rate compared to those who did not (114 months vs. 35 months).58 Therefore, functional pNENs with tumor size > 20 mm are generally recommended for surgical resection. Non-functional pNENs with tumor size < 20 mm are generally recommended for surveillance due to their slow-growing natures but can be removed if the patient does not want to undergo primary surveillance. A systemic review and meta-analysis of 344 patients with small, nonfunctional pNENs reported that 22% of patients experienced an increase in tumor size during surveillance, but only 12% of patients ultimately needed surgical resection.59 pNENs can develop hepatic metastasis for up to 64.3-77% of cases.60,61 Among patients with pNENs and hepatic metastases, surgical resection of liver lesions can significantly increase survival rates and alleviate hormonal symptoms, although this practice is not performed at all centers. Studies demonstrated that the odds ratio for 5-year survival for pNENs patients who underwent resection of liver metastases, compared to those who did not, was 6.134.62 Also, up to 95% of patients experienced symptomatic relief after the surgery.63

In recent years, EUS-guided radiofrequency and ethanol ablation have emerged as novel techniques for the treatment of patients with pNENs.64 In one systematic review, the clinical success rates for EUS-radiofrequency and EUS-ethanol ablation were 85.2% and 82.2%, respectively. This study defined clinical success as symptomatic relief in patients with functional pNENs and tumor size reduction in patients with non-functional pNENs.65 The adverse event rates of EUS-radiofrequency and EUS-ethanol ablation were 32.2% and 21.2%, respectively; the common adverse events included abdominal pain (7.6%), acute pancreatitis (5.7%), and pancreatic fluid collections (3.2%).66 The morbidity of EUS-guided ablative treatment, compared to the morbidity of surgery, was considered mild.

Furthermore, there was no associated mortality rate with EUSguided ablative therapy.67,68 For patients who are contraindicated for surgery (due to co-morbidities or other reasons), EUS-guided ablation may be an appropriate and safe alternative management for pNENs.

CONCLUSION

Functional neuroendocrine neoplasms commonly arise in the pancreas or GI tract and manifest with unique clinical features depending on which hormones are oversecreted. The symptoms can present as mild to life-threatening depending on the severity; therefore, physicians need to be aware of the clinical characteristics of each type of functional neuroendocrine neoplasm and understand the diagnostic criteria. Once the diagnosis of functional neuroendocrine neoplasms is confirmed, the goal is to alleviate hormonal symptoms and delay neoplasm growth through multidisciplinary management, including somatostatin analogs, peptide receptor radionuclide therapy, and chemotherapy. Surgical resection is potentially a curable treatment option that prolongs overall survival. Patients who are suboptimal candidates for surgical resection may be recommended for EUS-guided ablative therapies as an alternative option.

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  52. Geijer H, Breimer LH. Somatostatin receptor PET/CT in neuroendocrine tumours: update on systematic review and meta-analysis. Eur J Nucl Med Mol Imaging. 2013 Oct;40(11):1770-80. doi: 10.1007/s00259-013-2482-z. Epub 2013 Jul 20. PMID: 23873003.
  53. Deppen SA, Blume J, Bobbey AJ, Shah C, Graham MM, Lee P, Delbeke D, Walker RC. 68Ga-DOTATATE Compared with 111In-DTPA-Octreotide and Conventional Imaging for Pulmonary and Gastroenteropancreatic
    Neuroendocrine Tumors: A Systematic Review and MetaAnalysis. J Nucl Med. 2016 Jun;57(6):872-8. doi: 10.2967/ jnumed.115.165803. Epub 2016 Jan 14. PMID: 26769864; PMCID: PMC5362941.
  54. Bauckneht M, Albano D, Annunziata S, Santo G, Guglielmo P, Frantellizzi V, Branca A, Ferrari C, Vento A, Mirabile A, Nappi AG, Evangelista L, Alongi P, Laudicella R. Somatostatin Receptor PET/CT Imaging for the Detection and Staging of Pancreatic NET: A Systematic Review and Meta-Analysis. Diagnostics (Basel). 2020 Aug 16;10(8):598. doi: 10.3390/diagnostics10080598. PMID: 32824388; PMCID: PMC7459584.
  55. Schraml C, Schwenzer NF, Sperling O, Aschoff P, Lichy MP, Müller M, Brendle C, Werner MK, Claussen CD, Pfannenberg C. Staging of neuroendocrine tumours: comparison of [68Ga]DOTATOC multiphase PET/CT and wholebody MRI. Cancer Imaging. 2013 Mar 5;13(1):63-72. doi: 10.1102/1470-7330.2013.0007. PMID: 23466785; PMCID: PMC3589947.
  56. Scott AT, Howe JR. Evaluation and Management of Neuroendocrine Tumors of the Pancreas. Surg Clin North Am. 2019 Aug;99(4):793-814. doi: 10.1016/j. suc.2019.04.014. Epub 2019 May 27. PMID: 31255207; PMCID: PMC6601637.
  57. Nigri G, Petrucciani N, Debs T, Mangogna LM, Crovetto A, Moschetta G, Persechino R, Aurello P, Ramacciato G. Treatment options for PNET liver metastases: a systematic review. World J Surg Oncol. 2018 Jul 14;16(1):142. doi: 10.1186/s12957-018-1446-y. PMID: 30007406; PMCID: PMC6046097.
  58. Hill JS, McPhee JT, McDade TP, Zhou Z, Sullivan ME, Whalen GF, Tseng JF. Pancreatic neuroendocrine tumors: the impact of surgical resection on survival. Cancer. 2009 Feb 15;115(4):741-51. doi: 10.1002/cncr.24065. PMID: 19130464.
  59. Sallinen V, Le Large TY, Galeev S, Kovalenko Z, Tieftrunk E, Araujo R, Ceyhan GO, Gaujoux S. Surveillance strategy for small asymptomatic non-functional pancreatic neuroendocrine tumors – a systematic review and meta-analysis.
    HPB (Oxford). 2017 Apr;19(4):310-320. doi: 10.1016/j.
    hpb.2016.12.010. Epub 2017 Feb 21. PMID: 28254159.
  60. Pavel M, Baudin E, Couvelard A, Krenning E, Öberg K, Steinmüller T, Anlauf M, Wiedenmann B, Salazar R; Barcelona Consensus Conference participants. ENETS Consensus Guidelines for the management of patients with liver and other distant metastases from neuroendocrine neoplasms of foregut, midgut, hindgut, and unknown primary. Neuroendocrinology. 2012;95(2):157-76. doi: 10.1159/000335597. Epub 2012 Feb 15. PMID: 22262022.
  61. Panzuto F, Nasoni S, Falconi M, Corleto VD, Capurso G, Cassetta S, Di Fonzo M, Tornatore V, Milione M, Angeletti S, Cattaruzza MS, Ziparo V, Bordi C, Pederzoli P, Delle Fave G. Prognostic factors and survival in endocrine tumor patients: comparison between gastrointestinal and pancreatic localization. Endocr Relat Cancer. 2005 Dec;12(4):1083-92. doi: 10.1677/erc.1.01017. PMID: 16322345.
  62. Yuan CH, Wang J, Xiu DR, Tao M, Ma ZL, Jiang B, Li ZF, Li L, Wang L, Wang H, Zhang TL. Meta-analysis of Liver Resection Versus Nonsurgical Treatments for Pancreatic Neuroendocrine Tumors with Liver Metastases. Ann Surg Oncol. 2016 Jan;23(1):244-9. doi: 10.1245/s10434-0154654-5. Epub 2015 Jun 26. PMID: 26111625.
  63. Saxena A, Chua TC, Perera M, Chu F, Morris DL. Surgical resection of hepatic metastases from neuroendocrine neoplasms: a systematic review. Surg Oncol. 2012 Sep;21(3):e131-41. doi: 10.1016/j.suronc.2012.05.001. Epub 2012 May 30. PMID: 22658833.
  64. Dhaliwal A, Kolli S, Dhindsa BS, Choa J, Mashiana HS, Ramai D, Chandan S, Bhogal N, Sayles H, Bhat I, Singh S, Adler DG. Efficacy of EUS-RFA in pancreatic tumors: Is it ready for prime time? A systematic review and meta-analysis. Endosc Int Open. 2020 Oct;8(10):E1243-E1251. doi: 10.1055/a-1221-5012. Epub 2020 Sep 22. PMID: 33015325; PMCID: PMC7508651.
  65. Garg R, Mohammed A, Singh A, Harnegie MP, Rustagi T, Stevens T, Chahal P. EUS-guided radiofrequency and ethanol ablation for pancreatic neuroendocrine tumors: A systematic review and meta-analysis. Endosc Ultrasound. 2022 May-Jun;11(3):170-185. doi: 10.4103/EUS-D-21-00044. PMID: 35313416; PMCID: PMC9258014.
  66. Zhang L, Tan S, Huang S, Zhong C, Lü M, Peng Y, Tang X. The safety and efficacy of endoscopic ultrasound-guided ablation therapy for solid pancreatic tumors: a systematic review. Scand J Gastroenterol. 2020 Sep;55(9):1121-1131. doi: 10.1080/00365521.2020.1797870. Epub 2020 Jul 30. PMID: 32730715.
  67. Jilesen AP, van Eijck CH, in’t Hof KH, van Dieren S, Gouma DJ, van Dijkum EJ. Postoperative Complications, In-Hospital Mortality and 5-Year Survival After Surgical Resection for Patients with a Pancreatic Neuroendocrine Tumor: A Systematic Review. World J Surg. 2016 Mar;40(3):72948. doi: 10.1007/s00268-015-3328-6. PMID: 26661846; PMCID: PMC4746219.
  68. Spadaccini M, Di Leo M, Iannone A, von den Hoff D, Fugazza A, Galtieri PA, Pellegatta G, Maselli R, Anderloni A, Colombo M, Siersema PD, Carrara S, Repici A. Endoscopic ultrasound-guided ablation of solid pancreatic lesions: A systematic review of early outcomes with pooled analysis. World J Gastrointest Oncol. 2022 Feb 15;14(2):533-542. doi: 10.4251/wjgo.v14.i2.533. PMID: 35317325; PMCID: PMC8918998.

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NUTRITION ISSUES IN GASTROENTEROLOGY, SERIES #227

50 Ways to Treat Pancreatic Insufficiency(ok, maybe not 50…)

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Patients with exocrine pancreatic insufficiency (EPI) are at risk for malnutrition and other life-altering complications resulting from malabsorption. Unfortunately, due to a similar presentation as other digestive disorders and a lack of simple, effective testing, EPI is often underdiagnosed. When diagnosed, EPI may be inadequately treated. This review explores the nuances of diagnosing and treating EPI and discusses treatment options including, and beyond, pancreatic enzyme replacement therapy.

INTRODUCTION

Exocrine pancreatic insufficiency (EPI) is the inability of the pancreas to produce or secrete pancreatic enzymes and bicarbonate for action in the intestine to achieve normal digestion and absorption. EPI can be caused by changes in the digestive process in which the exocrine pancreas is involved including alterations in pancreatic stimulation, pancreatic enzyme synthesis, transport of pancreatic secretions, and synchronization of gastrointestinal secretions.1 Risk factors for EPI can be divided into pancreatic and extra-pancreatic disorders that include chronic pancreatitis, cystic fibrosis, and pancreatic cancer, as well as altered surgical anatomy including pancreatoduodenectomy and gastrectomy (see Table 1). If unmanaged, the maldigestion resulting from EPI can lead to malnutrition, micronutrient deficiencies, sarcopenia, osteopenia/osteoporosis, and decreased quality of life.2 EPI is often underrecognized and may be misdiagnosed as other gastrointestinal diseases, hence, delay in treatment is common. The diagnosis of EPI is complicated by the lack of accurate, easy-to-perform diagnostic tests and requires the evaluation of symptoms and nutritional markers combined with a non-invasive pancreatic function test. The current prevalence of EPI is unknown due to the wide range in etiologies and, as a result, often goes untreated.1

Timely identification and treatment of EPI are necessary due to the disease’s impact on nutrition status, risk of comorbidities, and quality of life.1 Additionally, it may be beneficial to educate patients with a high risk of EPI (such as patients with pancreatic cancer), about classic signs and symptoms associated with EPI to facilitate a timely diagnosis and initiation of treatment. It is critical for clinicians to consider EPI in the differential diagnosis, particularly for patients at high risk for the condition (see Table 1).

Determining the Presence of Exocrine Pancreatic Insufficiency

The diagnosis of EPI is a challenging process that requires a clinician to:

  1. identify the patient at risk for EPI
  2. evaluate with a thorough review of signs and symptoms of malabsorption and maldigestion
  3. assess indicators of malnutrition
  4. obtain noninvasive pancreatic function test/s.

The combination of at least two of the three criteria (signs and symptoms, indicators of malnutrition and noninvasive pancreatic function tests) can be considered sufficient to diagnose EPI and initiate appropriate treatment.1 Noninvasive pancreatic function tests are more helpful to determine the presence of EPI in those conditions not as commonly associated with it such as celiac disease, inflammatory bowel disease, and diabetes.1

Signs and Symptoms

The maldigestion and malabsorption produced by EPI can result in a variety of signs and symptoms (see Table 2). Overt symptoms of EPI may not be present in early-stage EPI and may be influenced by other conditions and treatments including slow gut motility and use of opioid medications.3 Additionally, patients may self-regulate their diet to manage and lessen symptoms of EPI, therefore a connection between dietary intake and symptoms is a necessary part of the work-up.4

It can be difficult to separate signs and symptoms of EPI from those related to other diseases and treatments. To effectively evaluate symptoms, a clinician needs to ask focused and detailed questions regarding EPI symptoms and allow adequate time for assessment during patient visits. EPI symptom checklists can be helpful to guide these discussions and support at-home symptom monitoring. See Table 3 for tools to track EPI symptoms and guide conversations to identify EPI.

Testing

Several direct and indirect methods for the evaluation of exocrine pancreatic function are available (see Table 4). Direct methods offer high sensitivity and specificity, but routine usage in clinical practice is limited by the lack of availability, invasive nature, and expense. Direct methods include the quantification of duodenal secretions collected via probe or endoscopy after stimulation.2,5 Indirect methods measure the metabolites derived from the action of pancreatic enzymes and offer a less sensitive, lower cost and easier-to-implement option.5 These methods are more commonly used in the clinical setting. A noninvasive pancreatic function test is recommended to aid in EPI diagnosis, especially in the absence of clinical symptoms or with more uncommon causes of EPI. Testing may not be needed in patients with conditions known for a high prevalence of EPI including severe chronic pancreatitis, cystic fibrosis, pancreatic head destruction from either tumor or episode of acute pancreatitis, or after total pancreatectomy.

Imaging

Imaging, including ultrasound, magnetic resonance imaging, or computed tomography, may reveal atrophy of the pancreas or the presence of calcifications. Pancreatic atrophy or calcifications are associated with EPI and should lead to further evaluation in patients with these findings on imaging.6

Options for Treating Exocrine Pancreatic Insufficiency Pancreatic Enzyme Replacement Therapy

Pancreatic enzyme replacement therapy (PERT) is the primary management strategy for EPI. PERT is the use of prescription pancreatic enzymes (pancrealipase) taken with all meals, snacks, and fat-containing oral nutrition supplements to mimic pancreatic exocrine function by providing amylase, lipase, and protease. PERT aims to correct maldigestion and malabsorption by providing adequate enzymatic activity into the small intestine in conjunction with gastric emptying.6 PERT efficacy is dependent on enzymes mixing with the food, emptying from the stomach with the food, appropriate duodenal pH, mixing with duodenal chyme and bile acids, and finally rapid release of PERT in the duodenum (which is pH dependent). With adequate PERT use to manage maldigestion, dietary fat restriction is not necessary. Currently, porcine-derived enzymes are the only prescription PERT product available in the United States. As a clinician, it is important to be transparent with patients regarding the source of prescription PERT products due to potential issues in patients with a pork allergy or cultural or religious beliefs limiting the use of porcinederived products. Prescription pancreatic enzymes are available in non-enteric coated tablets and delayed-release capsules filled with enteric coated beads, microtablets, or spheres (see Table 5). Formulation selection may be influenced by cost and insurance coverage. Patients benefit from delayed-release capsules as the enteric coating of the beads, microtablets, or spheres protect the enzymes from being denatured by gastric acid and allow for appropriate activation of the enzymes in the alkaline environment of the small intestine.7 Non-enteric coated tablets paired with a proton pump inhibitor or opening the delayed-release capsules and sprinkling on non-dairy soft food such as applesauce, is recommended for those with accelerated gastric emptying and in those with gastric reducing surgeries (Roux-en-Y gastric bypass, distal gastrectomy, etc.).3 If delayed-release capsules are opened for administration, the enteric coated beads should be sprinkled on a spoonful of non-dairy, acidic food that does not require chewing. Non-dairy foods are necessary as the alkaline nature of dairy foods can prematurely activate the microspheres. Soft foods that do not require chewing are recommended to avoid mouth irritation.

The benefits of PERT have been established in multiple populations. Improvements in the coefficients of fat and nitrogen absorption, as well as EPI symptoms were demonstrated in patients with EPI due to chronic pancreatitis or pancreatic surgery.8 A meta-analysis showed that PERT improved the coefficient of fat absorption, clinical symptoms, and quality of life of patients with chronic pancreatitis and EPI.9 PERT usage in patients with advanced pancreatic cancer was associated with both a survival benefit and improved quality of life.10 A randomized controlled trial reported improved nutritional status and quality of life in patients using PERT after gastrectomy for gastric cancer.11

A common pitfall of PERT is inadequate dosing. With EPI presenting in infancy through adulthood, PERT is available in various dosages. Some low dosage options are intended for use in pediatric populations but are mistakenly prescribed to adults, resulting in a dosage that is too low to be effective in the treatment of EPI in adults.12 The common monikers “less is more” and “start low and work up” can result in inadequate PERT dosing leading to inadequate or no improvement in EPI symptoms and increasing frustration for the patient and the clinician. Dosing methods include meal-based, weight-based, and per-gram-of-fat consumed dosing. Common dosing recommendations for an average-sized adult is to begin with 40,000-50,000 units of lipase per meal and 20,000-25,000 units of lipase per snack.13 Higher dosing of 75,000 units of lipase per meal may be required for patients with EPI due to pancreatic cancer or after gastrointestinal or pancreatic surgery due to anatomic alterations resulting in altered gastrointestinal transit.2 The dose should be progressively increased until symptoms are sufficiently controlled. PERT dosing needs to be increased with higher energy or higher fat meal intake, reinforcing the importance of understanding a patient’s dietary pattern. In addition to adequate PERT dosing per meal, provision of an adequate supply of PERT to take with snacks and oral nutrition supplements is also necessary to promote optimal digestion of all intake. If more than one capsule is required per meal or snack, dosing can be divided throughout the meal by taking part of the dose at the beginning of the meal and distributing the remainder throughout the meal to promote an adequate supply of enzymes for all food consumed.14 Treatment of EPI with PERT is not without its challenges. Inadequate dosing and patient noncompliance with PERT can lead to suboptimal results. To promote compliance, time should be given to patient education regarding the causes and symptoms of EPI as well as the role of PERT. Routine follow-up should be scheduled after PERT initiation to allow for dose titration and additional education. If EPI continues despite dose and usage optimization, the addition of a proton pump inhibitor is recommended to promote the necessary alkaline environment for enzymatic function.1 If EPI continues despite the above interventions, it is necessary to rule out other contributors including small intestinal bacterial overgrowth.

Low-fat Diet

Although a liberal diet with adequate PERT use to promote digestion and absorption is commonly recommended, a low-fat diet may be utilized as a treatment for EPI. This may be due to patient preference or an individual patient’s intolerance to PERT. With a low-fat diet to promote improved EPI symptoms, fat intake should be limited to 25 grams per day for patients with severe steatorrhea.15 Daily fat intake goals should be individualized based on the degree of

steatorrhea and change in symptoms with reduced fat intake. The appropriateness of a low-fat diet as treatment for EPI should be determined on a patient-by-patient basis including assessing the patient’s ability to consume adequate intake while following a low-fat diet.

Successful implementation of a low-fat diet to manage EPI requires the involvement of a Registered Dietitian Nutritionist to perform a thorough nutrition assessment and develop appropriate, individualized interventions. A thorough understanding of a patient’s typical eating pattern is necessary to inform advice regarding foods to choose or increase, as well as promote adequate nutrient intake. To avoid essential fatty acid deficiency, fat sources consumed should be high in essential fatty acids, including corn, sesame, safflower and soybean oils and spreads like sunflower seed butter and mayonnaise and margarine made with soybean oil.16 Additionally, it is necessary to monitor and ensure adequate intake of fat-soluble vitamins and recommend supplementation as needed. For patients struggling to consume adequate calories while following a low-fat diet, mediumchain triglycerides (MCT) can be utilized to supplement intake. MCT oil can be substituted for other fats as MCTs do not require enzymatic action or bile salts for digestion or absorption and absorption occurs via passive diffusion along the gastrointestinal tract into the portal system bound to albumin.17 A tablespoon of MCT oil contains 14 grams of fat and 115 calories. Fat from MCT oil should not be counted into the allowed grams of fat per day on a low-fat diet unless too much is used, overwhelming the receptors along the intestinal mucosa. A slow introduction and gradual titration of MCT oil is necessary due to potential gastrointestinal distress including diarrhea, vomiting, nausea, stomach discomfort and intestinal gas.17 Additionally, compliance can be a challenge due to MCT oil’s limited palatability. It is important to note that while coconut oil is a natural source of MCTs, it also contains long chain triglycerides (LCTs) and therefore should not be used in place of conventional MCT oil.

EPI Management in Enteral Nutrition

EPI management for a patient receiving enteral nutrition poses a unique challenge. A simple first step is to utilize a low-fat, semi-elemental enteral formula to provide fewer LCTs and more MCTs to decrease dependence on pancreatic lipase for absorption. In some patients, this may be adequate to avoid symptoms of EPI. If EPI symptoms persist despite the use of a semi-elemental formula, an elemental formula may be beneficial (see malabsorption guideline free on-line at: https:// www.guidelinecentral.com/guideline/502778/ pocket-guide/502784/). Variable tolerance and difficulty meeting nutrition needs with lower calorie per mL formula/s are limitations of using an elemental formula for EPI management. Administration of PERT to aid in the digestion of enteral nutrition can be cumbersome and difficult to administer properly to fully address EPI (especially those who infuse during the night while they sleep). An in-line digestive enzyme cartridge (Relizorb®, Alcresta, U.S. – https:// www.relizorb.com/) provides a less burdensome option. The cartridge contains covalently bound and immobilized lipase that hydrolyzes fats to triglyceride form as the formula flows through it before ingestion. However, use is limited to pump feedings and some enteral formulas have more efficacy than others (https://www.relizorb. com/pdf/Compatible-Formulas-and-Pumps.pdf). The in-line digestive cartridge has been shown to provide >90% fat hydrolysis of polymeric and semi-elemental formulas and enhance lipid absorption from selected enteral products.18

In patients with EPI and gastric outlet obstructions, external biliary drains or drains due to enterocutaneous fistula of the upper GI tract or upper GI anastomotic leak, it may be beneficial to reinfuse bile and pancreatic enzymes alongside jejunal enteral nutrition.19,20  Appropriate patient selection is critical as well as a consideration of nursing time involved in the era of staffing shortages.20

Evaluating Adequacy of EPI Treatment

There are several factors to monitor to determine the adequacy of EPI treatment. Gastrointestinal symptoms (as outlined in table 2) that were present before EPI treatment should show improvement with adequate intervention if symptoms are being driven by EPI. In patients with complex medical conditions or treatments, it can be difficult to determine symptoms and the multiple contributors should be considered when evaluating the adequacy and impact of EPI treatment.

Adequate EPI treatment should result in improved energy level, weight, and strength. Weight and strength gains are often gradual, more subtle improvements as compared to gastrointestinal symptoms and energy level. Adequate EPI treatment should result in the normalization and maintenance of fat-soluble vitamin levels (A, D, E and K), after appropriate repletion. Additionally, with improved absorption and fat-soluble vitamin levels, dual energy x-ray absorptiometry (DEXA) scan results should stabilize or improve. Routine monitoring of fat-soluble vitamin levels and bone density should be performed in patients with suspected EPI, starting at presentation. Thorough assessment and documentation of gastrointestinal symptoms and nutritional status are necessary at baseline and throughout care to assist in evaluating the efficacy and adequacy of EPI treatment. Although beyond the scope of this article, PERT treatment can uncover what might have been subclinical diabetes (Type 3c) in those suffering from undiagnosed EPI and malabsorption, once they finally begin to absorb their food.29

CONCLUSION

EPI prevalence is associated with numerous causes and, if left untreated, has negative impacts on nutrition status, may precipitate comorbidities, and significantly alter quality of life. Early identification and adequate intervention are necessary. Understanding the available interventions and appreciating the nuances of EPI treatment will promote improved care to patients suffering from EPI. See Table 6 for reasons why EPI may not achieve success.

References

  1. Diéguez-Castillo C, Jiménez-Luna C, Prados J, et al. State of the art in exocrine pancreatic insufficiency. Medicina (Kaunas). 2020;56(10):523.
  2. Dominguez-Muñoz JE. Diagnosis and treatment of pancreatic exocrine insufficiency. Curr Opin Gastroenterol. 2018;34(5):349-354.
  3. Petzel M. Medical Nutrition Therapy for Pancreatic Cancer. In: Voss A, Williams V, eds. Oncology for Clinical Practice. 2nd Edition. Academy of Nutrition and Dietetics; 2021:434471.
  4. Dominguez-Muñoz JE. Management of pancreatic exocrine insufficiency. Curr Opin Gastroenterol. 2019;35(5):455-459.
  5. Afghani E, Sinha A, Singh VK. An overview of the diagnosis and management of nutrition in chronic pancreatitis. Nutr Clin Pract. 2014;29:295-311.
  6. Singh VK, Haupt ME, Geller DE, et al. Less common etiologies of exocrine pancreatic insufficiency. World J Gastroenterol. 2017;23(39):7059-7076.
  7. Löhr JM, Hummel FM, Pirilis KT, et al. Properties of different pancreatin preparations used in pancreatic exocrine insufficiency. Eur J Gastroenterol Hepatol. 2009;21(9):1024-31.
  8. Whitcomb DC, Lehman GA, Vasileva G, et al. Pancrealipase delayed-release capsules (CREON) for exocrine pancreatic insufficiency due to chronic pancreatitis or pancreatic surgery: A double-blind randomized trial. Am J Gastroenterol. 2010;105(10):2276-86.
  9. Iglesia-García D, Huang W, Szatmary P, et al. Efficacy of pancreatic enzyme replacement therapy in chronic pancreatitis: systematic review and meta-analysis. Gut. 2017;66(8):1354-1355.
  10. Iglesia D, Avci B, Kiriukova M, et al. Pancreatic exocrine insufficiency and pancreatic enzyme replacement therapy in patients with advanced pancreatic cancer: A systematic review and meta-analysis. United European Gastroenterol J. 2020;8(9):1115-1125.
  11. Catarci M, Berlanda M, Grassi GB, et al. Pancreatic enzyme supplementation after gastrectomy for gastric cancer: a randomized controlled trial. Gastric Cancer. 2018;21(3):542551.
  12. Struyvenberg MR, Martin CR, Freedman SD. Practical guide to exocrine pancreatic insufficiency – Breaking the myths. BMC Med. 2017;15(1):29.
  13. Pezzilli R, Andriulli A, Bassi C, et al. Exocrine pancreatic insufficiency in adults: a shared position statement of the Italian Association for the Study of the Pancreas. World J Gastroenterol. 2013;19(44):7930-7946.
  14. DiMagno EP, Malagelada JR, Go VL, et al. Fate of orally ingested enzymes in pancreatic insufficiency. Comparison of two dosage schedules. N Engl J Med. 1977;296(23):131822.
  15. Sarner M. Treatment of pancreatic exocrine deficiency. World J Surg. 2003;27(11):1192-5.
  16. Mogensen, K. Essential fatty acid deficiency. Practical Gastro. 2017;June(6):37-44.
  17. Shah ND, Limketkai BN. The use of medium-chain triglycerides in gastrointestinal disorders. Practical Gastro. 2017;Feb(2):20-28.
  18. Freedman SD. Options for addressing exocrine pancreatic insufficiency in patients receiving enteral nutrition supplementation. Am J Manag Care. 2017;23(12 Suppl):S220-S228.
  19. Berry A. Reinfusion of gastrointestinal secretions: the bedside experience. Practical Gastro. 2017;July(7):22-31.
  20. Parrish CR, Quatrara B. Reinfusion of intestinal secretions: a viable option for select patients. Practical Gastro. 2010;April(4):26-40.
  21. Creon. Prescribing information. AbbVie Inc.; 2022. https:// www.rxabbvie.com/pdf/creon_PI.pdf. Accessed June 12, 2022.
  22. Pancreaze. Prescribing information. Vivus; 2021. https:// pancreaze.com/assets/pdf/PANCREAZE-PrescribingInformation.pdf?_gl=11fckoey_gaMTQ4NTE1NDc4M y4xNjU1MDM3Mzky_ga_RHWF25G4MK*MTY1NTAz NzM5MS4xLjEuMTY1NTAzODg2My4w. Accessed June
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  23. Zenpep Prescribing information. Nestle Health Science; 2020. https://www.zenpep.com/home-hcp/sites/g/files/ lpfasj706/files/2021-03/Zenpep-March-2021-FullPrescribing-Information-and-Medication-Guide.pdf. Accessed June 12, 2022.
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FROM THE PEDIATRIC LITERATURE

From the Pediatric Literature

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Pouchitis in Children with Ulcerative Colitis

Pouchitis is a known complication after ileal-pouch anal anastomosis (IPAA) performed for ulcerative colitis (UC); however, the incidence of pouchitis and the associated risk factors for progressing to pouchitis in children are unclear. The authors attempted to answer this question using the IQVIA Legacy PharMetrics® Adjudicated Claims Database which is a de-identified longitudinal claims database that tracks patient data from U.S. commercial insurance. Pediatric patients (defined as less than 18 years old) were included in the study if they had commercial health insurance for at least 6 months and if they had undergone IPAA for UC between 2007 and 2015. Pouchitis was defined by standard clinical definitions. The study’s primary outcome was to determine the incidence of pouchitis in the two years following IPAA while secondary outcomes consisted of determining the incidence of just one episode of acute pouchitis occurring, the incidence of chronic pouchitis occurring (defined as recurrent episodes of pouchitis), and the frequency of patients having their diagnosis changed to Crohn’s disease (CD) after IPAA. Risk factors for pouchitis (including primary sclerosing cholangitis and Clostridioides difficile infection) were evaluated as were medications used up to 6 months prior to colectomy. 

The database had 79,665,591 patients in total, and 68 pediatric patients with IPAA were identified with a mean age of 13.1 ± 3.8 years (43% female). A total of 37 patients (54%) developed pouchitis during the study period with 22 patients (32%) having a diagnosis of acute pouchitis and 15 patients (22%) having chronic pouchitis. There was no statistical difference in age, sex, medication use, incidence of primary sclerosing cholangitis, incidence of C. difficile, or geographic location of patients when patients with pouchitis were compared to patients without pouchitis. Patients with pouchitis were statistically more likely to have an increased number of outpatient clinic visits after IPAA (21.8 vs. 10.2; P = 0.006) as well as an increased number of hospitalizations after IPAA (46% vs. 23%; P = .045) compared to patients with no pouchitis. There was an increase in the number of emergency room visits as well for patient with pouchitis compared to the patients with no pouchitis, but the difference was not significant.

Six patients (9%) ended up with a final diagnosis of CD after IPAA, but there was no statistical difference in this diagnosis between patient with and without pouchitis. Pediatric patients with pouchitis had significantly higher mean healthcare costs at year 1 ($27,489 versus $8032; P = 0.001) and year 2 ($27,699 versus $6058; P = 0.003) after IPAA compared to patients without pouchitis. 

This study suggests that the rate of pediatric pouchitis after IPAA is comparable to that of the adult pouchitis rate after IPAA. No significant risk factors were associated with the development of pediatric pouchitis although patients with pouchitis did have significantly higher health care costs. Further work is needed to determine what additional risk factors can predict pouchitis in children, and the relatively high rate of patients being diagnosed with CD after IPAA suggests a clearer diagnosis of UC is still needed in pediatric patients with UC after IPAA.

Cowherd E, Egberg M, Kappelman M, Zhang X, Long M, Lightner A, Sandler R, Herfarth H, Barnes E.  The cumulative incidence of pouchitis in pediatric patients with ulcerative colitis. Inflammatory Bowel Diseases 2022; 28: 1332-1337.

Pediatric Battery Ingestions and Emergency Room Visits

Pediatric battery ingestions are common reasons for emergency department (ED) visits which is an important clinical problem to consider as button battery ingestions are associated with severe morbidity as well as mortality. A prior study in 2012 demonstrated a significant increase in the rate and number of pediatric battery-related ED visits between 1990 to 2009 in which 75% these visits were due to injuries associated with battery ingestions and 84% of these injuries specifically involved button batteries. Thus, the authors of this study wanted to evaluate pediatric ED visits for button battery complications from 2010 to 2019 and to compare these findings to the prior study. The data for this study came from the National Electronic Injury Surveillance System (NEISS) which tracks consumer product in the United States. The authors used NEISS code 884

for batteries, and potential patients were divided in the age groups of patients  ≤ 5 years and 6 – 17 years of age. Battery types were described as cylindrical, button batteries, or unknown. Four exposure locations were evaluated during the study including ingestion, exposure to mouth, insertion in nose, and insertion in ear. Vaginal and rectal insertions were excluded as such types of insertions are rare, and cases were excluded if the battery was not swallowed intact or if mouth exposure did not result in a burn. 

In total, 70,322 battery-related ED visits for patients less than 18 years of age occurred from 2010 to 2019. Most ingestions occurred in patients ≤ 5 years compared to patients 6 – 17 years of age (24.5 and 2.2 per 100.000 with a mean age of 3.2 years, 95% CI: 2.93–3.42), and 57.4% of these ingestions occurred in males. Patients with an age of 1 year had the highest incidence of battery ingestion (19,226 patients or 27.3% of patients). From 2010 to 2017, the rate of ED visits for battery related incidents per 100,000 children significantly increased in patients ≤ 5 years of age (16.8 to 38.4, P = 0.03) as well as for patients 6 – 17 years of age (7 to 14.3, P = 0.03). However, there was a non-significant decline in such visits for both age groups from 2017 to 2019. A total of 8410 patients (12%) were hospitalized because of a battery-related incident, and patients 6 – 17 years of age were more likely to become hospitalized compared to patients ≤ 5 years of age (1.65 times, 95% CI: 1.58 – 1.73) with 84.7% of battery complications related to button batteries. The most common route of exposure was ingestion (90%) with these patients having a mean age of 3 years (95% CI: 2.8-3.2). Patients with exposure to batteries (including ingestion and non-ingestion of batteries) were mostly ≤ 5 years of age and male, and no significant difference existed in the hospitalization rate when comparing ingestion versus non-ingestion of pediatric batteries. Button batteries were the most common cause of hospitalization including ingestion (84.5%) and non-ingestion (86.4%), and button batteries were 2.1 times more likely to lead to hospitalization compared to cylindrical batteries (95% CI: 1.922.30). Finally, this study demonstrated that battery associated ED visits per 100,000 pediatric patients had increased 2.1 times compared to the 1990 – 2009 study. The non-statistical decline in battery associated hospitalizations from 2017-2019 may suggest that a preventative trend is occurring, but more longitudinal data is needed. Continuing surveillance as well as prevention of battery associated pediatric ED visits are still warranted.

Chandler M, Ilyas K, Jatana K, Smith G, McKenzie L, MacKay J.  Pediatric Battery-Related Emergency Department Visits in the United States: 2010–2019. Pediatrics 2022; 150: e2022056709.

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MEDICAL BULLETIN BOARD

The Bruce and Cynthia Sherman Charitable Foundation Announces Recipients of the 2022 Sherman Prizes, Rewarding Outstanding Achievements in Crohn’s Disease and Ulcerative Colitis

Prize Recipients’ Relentless Drive and Transformational Research Lead to Extraordinary Advances in the Health and Care of People with IBD

BOCA RATON, Fla., September 21, 2022 – The Bruce and Cynthia Sherman Charitable Foundation today announced the recipients of the seventh annual Sherman Prizes, recognizing excellence in the field of Crohn’s disease and ulcerative colitis, also known as inflammatory bowel diseases (IBD).

Sherman Prize Honorees

  • Marla C. Dubinsky, MD, Professor of

Pediatrics and Medicine, Chief of Pediatric Gastroenterology and Nutrition, Co-Director of the Susan and Leonard Feinstein IBD Clinical Center and Director of the Marie and Barry Lipman IBD Preconception and Pregnancy Planning Clinic at the Icahn School of Medicine at Mount Sinai in New York, NY

  • Uma Mahadevan, MD, Professor of Medicine, Director of the Colitis and Crohn’s Disease

Center, and Director of the Advanced IBD Fellowship at the University of California

San Francisco in San Francisco, CA

Sherman Emerging Leader Prize Honoree

• Parambir S. Dulai, MD, Associate Professor of Medicine in the Division of Gastroenterology and Hepatology, Director of GI Clinical Trials and Precision Medicine, and Director of the Digestive Health Foundation BioRepository at Northwestern University in Evanston, IL “IBD has impacted our family for generations,” said Bruce Sherman, who co-founded the Sherman Prize along with his wife, Cynthia. “We’re incredibly grateful that these brilliant physicianscientists, Drs. Dubinsky, Mahadevan, and Dulai, have chosen this field and devote their careers to driving the science forward every day, and try their best to improve the quality of IBD patients’ lives. By pushing the envelope and providing hope to IBD patients and their families, these trailblazers inspire others to do the same.”

“When we look at their body of work, we start to see a brighter future, all made possible by their talent and their passion,” said Cynthia Sherman of this year’s recipients. “Future generations of IBD patients and practitioners will be better off because of them. Their work is what this Prize is all about, excellence that truly inspires.”

Short tribute films highlighting the Prize recipients’ achievements will be premiered during special sessions to honor them at the Advances in IBD (AIBD) conference in Orlando, Florida on Dec. 6, 2022. The films may be viewed at www.

ShermanPrize.org following the conference.

“Drs. Dubinsky, Mahadevan, and Dulai exemplify what it means to put patients’ needs first,” said Dr. Maria T. Abreu, Sherman Prize Selection Committee Chair, and Professor of Medicine and Professor of Microbiology and Immunology at the University of Miami Miller School of Medicine. “Their curiosity to probe what’s behind unmet needs and their tenacity in overcoming challenges to put their research into motion is what changes outcomes, not only for their own patients but for all those living with IBD. I’m proud to stand with them as a colleague and cannot wait to join my fellow Committee members to honor them at AIBD in December.”

About the 2022 Prize Recipients

Dr. Marla Dubinsky is one of IBD’s preeminent game changers, awarded a $100,000 Sherman Prize for her infectious energy and ‘never say never’ approach to fostering interdisciplinary collaborations that improve patients’ health. She brings to her medical career a fearlessness that she honed as a young athlete, along with the attitude that success is a team sport. An inspiring clinician, researcher, educator and mentor, Dr. Dubinsky says that personalizing care for women and children is her North Star. As an internationally recognized leader in pediatric IBD, Dr. Dubinsky has been giving hope to children and their parents for decades. Her research accomplishments and care innovations are many — from defining therapeutic dosing levels of medicines to optimize treatment in children, to identifying some of the most predictive biomarkers for disease progression, to bringing intestinal ultrasound to the bedside. Today, Dr. Dubinsky works on being a guiding figure for those coming up the ranks, teaching her mentees to tailor care to a patient’s needs and reinforcing the importance of empowering patients to better manage their IBD so they can live the life they want. Toward this end, she helped develop a decision support tool originally called PROSPECT, now CDPATH, that shows patients their risk of disease progression so they can make informed treatment decisions. After fostering resilience training for patients at Mount Sinai and seeing how much it improved their overall health, she co-founded, along with her friend and colleague Laurie Keefer, Ph.D, a publicly-traded digital health company, Trellus Health, to make this empowerment training available online to patients anywhere, anytime, helping them overcome adversity and not be defined by their disease. Looking to the future, Dr. Dubinsky is exploring how to prevent IBD and is hopeful that a collaborative effort will one day lead to an intervention to stop IBD from developing in people at risk for the disease.

Dr. Uma Mahadevan is an innovator for life, awarded a $100,000 Sherman Prize for her fierce advocacy on behalf of women suffering from IBD who needed a tireless problem-solver to challenge outdated ideas and make families possible. Dr. Mahadevan’s pioneering research has been a linchpin in standardizing the care of pregnant women with IBD around the world. Her journey to help women began early in her career, when she was struck by the lack of knowledge around pregnancy outcomes in IBD. She made it her life’s work to close this gap so women with IBD could conceive and safely carry a baby while minimizing risk to their own health. Her landmark achievement has been designing and leading the prospective PIANO (Pregnancy Inflammatory Bowel Disease and Neonatal Outcomes) study, which created the country’s largest registry to evaluate pregnancy outcomes and the use of IBD medications in women and their offspring. With more than 2,000 women in the study, the registry has enabled significant change in treatment. PIANO revealed that women with IBD can safely continue taking biologic therapies and thiopurines through pregnancy and lactation, and that continuing treatment, instead of stopping as had been previously advised, leads to better outcomes for mothers and their babies. Moreover, the registry is providing important guidance for women with psoriasis and rheumatoid arthritis, who often take the same medications as those used in IBD. Dr. Mahadevan anticipates PIANO’s impact will only grow more profound over time as the registry follows participants’ children up to their 18th birthday and continues to evaluate new medicines. Today, Dr. Mahadevan continues to advance patient care while finding time to see more than 1,500 patients every year and mentor the next generation of IBD physicians to continue a legacy of improving patient outcomes.

Dr. Parambir Dulai’s unrelenting spirit creates hope. He is awarded the $25,000 Sherman Emerging Leader Prize for championing hyperbaric oxygen therapy to alleviate suffering in people with ulcerative colitis. For 10 years, he has relentlessly pursued this research to see if this approach can heal acute symptoms in people hospitalized with ulcerative colitis. He’s particularly interested in hyperbaric oxygen because it is widely available in community hospitals, which means that if it works, every patient hospitalized for ulcerative colitis has the potential to get treated and discharged safely, without a need for surgery. Despite early critics of his research, Dr. Dulai persevered – dedicating nights and weekends to early-stage trials that ultimately showed positive results. Now Dr. Dulai is making plans to lead a Phase 3 investigator-initiated trial (IIT) – the first ever conducted in hospitalized ulcerative colitis patients in the U.S. He is hopeful that it will result in the first FDA-approved treatment developed outside of the pharmaceutical industry – providing a transformational therapy for patients. To make this study possible, Dr. Dulai built a large collaborative consortium, integrating professional networks to conduct large IITs. And he didn’t stop there. He’s also credited with developing the IBD Clinical Decision Support Tool (CDST), a free online treatment decision-making tool that has been used by more than 3,000 providers. And he’s identified a novel biomarker in ulcerative colitis that he licensed to industry for drug development. Now, Dr. Dulai has been recruited to a prestigious leadership position at Northwestern Medicine, where he oversees clinical trials and precision medicine delivery for more than 15,000 IBD patients. He hopes this research will help bring the personalized treatment revolution to the field of IBD and radically transform the way these diseases are treated.

About the Sherman Prize

The Sherman Prize was founded in 2016 by the Bruce and Cynthia Sherman Charitable Foundation to honor innovators from a variety of professional disciplines who have dedicated their careers to the fight to overcome IBD and represent “Excellence in Crohn’s and Colitis” in their chosen endeavors. Every year, two $100,000 Sherman Prizes are awarded to IBD visionaries to recognize their exceptional and pioneering contributions that have transformed the care of people with IBD. A $25,000 Sherman Emerging Leader Prize is awarded to an IBD professional who, while early in her or his career, has contributed to an advancement and shows great promise for significant future contributions. Visit ShermanPrize.org to view the Honor Roll of Sherman Prize recipients, watch their inspiring short tribute films and sign up to receive notification of the 2023 nomination cycle.

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NUTRITION ISSUES IN GASTROENTEROLOGY, SERIES #226

Reducing Weight Bias in GI Practice to Improve the Clinician/Patient Relationship

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Weight bias is negative beliefs and stereotypes based on a person’s weight, size, or shape that impacts the way practitioners provide care. Research shows that weight bias is physically and psychologically harmful to patients and can lead to missed diagnoses and inadequate care. This article addresses the limitations of using fatness as a measure of health, and the danger of perpetuating the assumption that higher weight is synonymous with poorer health. Risks of this assumption encompass weight cycling and its impact on health, as well as the direct impact of weight bias on overall wellness. Included are suggestions for shifting from a weight-centric care approach to a weight-inclusive paradigm in order to create an environment where all patients receive equitable care when visiting their healthcare provider, regardless of their size.

Weight Bias in GI Practice: How it Jeopardizes the Clinician/Patient Relationship

Weight bias, also called weight stigma, obesity stigma, and anti-fat bias is defined as, “negative weight-related attitudes and beliefs that manifest as stereotypes, rejection, prejudice, and discrimination towards individuals of higher weights”.1 Our culture is rife with explicit weight bias – on television, in magazines, and on social media – from body shaming celebrities to public health campaigns proclaiming a “war on obesity.” Weight bias has penetrated and perpetuated in our healthcare system. In many cases this is unintentional harm, but harm is caused nonetheless. There is considerable evidence that reveals that weight bias influences the attitudes of the practitioner including interpersonal communication, perceptions of compliance, diagnosis and treatment, judgment, and decisionmaking.2,3,4 These attitudes impact the quality of care a patient receives, despite best intentions to do no harm.

Implicit Bias and Compromised Care

Implicit bias – unlike explicit bias which is a conscious prejudice – is an unconscious evaluation of others based on characteristics such as race, gender, or size. The lack of awareness surrounding implicit bias is a concern in healthcare because it impacts the care of those

targeted.5 In a scoping review, care of those who experienced weight bias from healthcare providers had a lower rate of use of healthcare services and delayed medical intervention to avoid patronizing and discourteous treatment.5 Patients have experienced their health concerns attributed solely to their weight, which can lead to weight stigma and results in the avoidance of future care as well.5 Nearly 55% of women living in bigger bodies reported delaying or canceling an appointment if they anticipated being weighed during their visit.5 These experiences are not rare. In a study of almost 5,000 first-year medical students from 49 medical schools across the country, implicit weight bias was comparable to explicit bias against racial minorities, while their explicit bias for larger-bodied people was more negative when measured against attitudes for race, sexuality, and socioeconomic status.6 Implicit bias compromises care for those impacted, both through the avoidance and/or delay of health care, and the quality of care provided by the biased health care professional. It can result in reduced quality and quantity of care, and less patient-centered care, which can impact the patient’s trust in the provider and their recommendations.4 Research shows that providers recommend weight loss and exercise more often for patients with larger bodies as compared to those with average-sized bodies, focusing on body size rather than medical interventions to treat or manage diagnoses.7 Implicit bias can cause lasting harm; physicians may overattribute symptoms and problems to body size, or misdiagnose a patient, or fail to follow up with testing and symptom management options beyond weight loss recommendations.4

Body Terminology

For the purposes of this article, the terms “obesity” and “overweight” to describe people with bigger bodies will be used with quotations to denote how they can be stigmatizing. These terms are based on the Body Mass Index (BMI) which is considered to be flawed and not intended to measure the risk of health problems of populations, nor the health of individuals.8 Language is critical; these words can perpetuate weight bias by their definitions alone: “Obesity” stems from the Latin phrase “eaten itself fat.” This assumes that everyone in a larger body is so because of a lack of willpower, overeating, laziness, and a disregard for health.5,9 The term “overweight” assumes that there is a correct weight that all bodies should be at for a particular height and being above that weight is correlated with the same stereotypes as “obesity.” Many in the fat liberation movement have reclaimed the word “fat” and use it as a body descriptor, not unlike “tall” or “muscular.”10 Other preferred terms include, “in a larger/bigger body,” or, “at a higher weight.” It is not recommended to use “fat” as a body descriptor unless your client has asked you to use it, otherwise, it could be seen as adding Ancel Keys studied 7,500 white men in order to find the most useful of the then-available ways to measure body fat during regular office visits.11 He changed the name to Body Mass Index and noted in his research that it detected “obesity” correctly to, or causing, weight stigma or bias.

Limitations of Body Size Classification

Body size classification is measured using the BMI which was created 200 years ago by a Belgian physicist looking to measure the “ideal man”.11 It was called Quetelet’s Index and it was designed to measure statistics within a population and not fatness in individuals. In the 1970s, researcher only 50% of the time.11

BMI has obvious limitations:

  • It does not take into consideration fat versus fat-free mass.
  • Age is not adjusted for, where muscle and bone deteriorate over time.
  • There are also differences in body composition based on gender, fitness level, and race, yet none of these are accounted for in the BMI which uses only height and weight in the calculation. 

There is an abundance of epidemiological research showing that “obesity” is associated with longer survival with diabetes, cancer, and cardiovascular diseases than thinner people with the same diagnoses.12,13,14 It has also been observed that seniors who fall into the “overweight” category often live longer than their thinner counterparts and the mortality rate of those with a BMI >30kg/m2 has declined over time.15 In a meta-analysis of 2.88 million people conducted by the Center for Disease Control (CDC), the lowest all-cause mortality rate was within the “overweight” category, and the highest hazard ratio was in the “underweight” category.12 Data from multiple studies show that using BMI to determine health miscategorizes the majority of healthy people; in 2008, the number was 51%,16 and in 2020, that number increased to 74%.16,17

Nearly 60 years later, this flawed calculation is being used to measure fatness in almost every medical office.

Assumptions and Risks Weight-Centric Healthcare

Our current healthcare model can be considered using a weight-centric, or weight-normative, approach – the terms are used interchangeably – which emphasizes weight as a determinant of health, and weight loss as a prescription for treatment of poor health. This model puts the responsibility for health and the maintenance of health on the patient.18 There are two obvious risks to this approach: Focusing on weight can lead to missing the true condition because weight is blamed for the chief complaint and weight loss is prescribed as treatment. When “lose weight and exercise” is prescribed and weight loss is not achieved or sustained by the patient, they may cease participation in health-promoting behaviors that can improve health markers, like including fiber and being active.18

The Assumption: higher weights are synonymous with poorer health

The main assumption made in weight-centric healthcare that contributes to and perpetuates weight bias is that higher weight is synonymous with poorer health. While much research exists that correlates fatness with disease states, causation cannot be assumed.18,19 Often, these studies neglect to control for factors such as fitness level, activity, nutrient intake, weight cycling, socioeconomic status, and experienced or internalized weight bias.

In a meta-analysis of over one million people, those in the “overweight” category and “obese class 1” category had lower all-cause mortality rates than those in the “normal” and “overweight” categories.12 In all BMI categories, sedentary behavior was linked with mortality – this is the absence of a health behavior, independent of weight.12 In another study that focuses just on weight, liposuction was used to remove fat to determine if insulin sensitivity was positively impacted. The researchers concluded that decreasing abdominal fat on its own does not improve metabolic markers for health. This is just one example of how weight loss on its own does not improve health.20

The Risks: weight cycling

Weight cycling,  or “yo-yo” dieting, is the common term for losing and gaining weight over many attempts without sustained weight loss. Attempts to lose weight are more common amongst, and more commonly prescribed to, patients with big bodies. Weight cycling increases inflammation, and inflammation increases the risk of many diseases.18,21 It also increases emotional distress, maladaptive and disordered eating behaviors, Binge Eating Disorder, and is a predictor of future weight gain.18  The National Institutes of Health (NIH) published a report stating that ⅓ – ⅔ of weight is regained within one year and almost all is regained within five years after ending a diet.25 Another study determined that ⅓ – ⅔ of dieters regain more weight than they lost on their diets.22 One of the largest reviews of the impact of weight cycling was the Framingham Heart Study. More than 5000 people were examined over a 32-year period. The results indicated that weight cycling was strongly linked to overall mortality, and mortality and morbidity related to coronary heart disease.23 A similar result was found in a study where individuals with “obesity” did not attempt weight loss and did not have a higher risk of death as compared to the subjects in the “normal” BMI category.24 Despite these findings, weight loss continues to be prescribed as a first-line treatment for a multitude of symptoms and diagnoses, even though weight loss is technically not a health behavior or within a person’s total control. Many of the studies that link weight loss to improved health do not control for the health behaviors that participants may have engaged in that led to a reduction in weight, for instance, adding or increasing the frequency of exercise, the consumption of fruits and vegetables, and establishing regular sleep habits, which are actual health behaviors that can result in improved biochemical markers for health, independent of weight.

The Risks: weight bias

Possibly the most important risk to understand from the assumption that a higher weight indicates poor health is the increased experience of weight bias. Examples of weight bias in healthcare include providers making assumptions about a patient’s health and lack of appropriate equipment such as blood pressure cuffs for larger bodies among others (see Table 1).17,18

There are many health risks linked to weight stigma. The most notable is that weight stigma can lead to weight gain.22,25,26,27 Other risks of weight stigma include increased chronic stress, which is linked to increased cardiovascular disease and diabetes, increased inflammation, increased anxiety, mood disorders, Binge Eating Disorder, and cardiac dysregulation.17,21 Weight bias also promotes negative body image and low self-esteem.21 Partaking in health behaviors is undermined by weight bias; people in larger bodies who have experienced stigma may avoid the gym or exercising where others can see them.

Practical Approaches to Reducing Weight Bias

If healthcare practitioners move away from using weight as a determinant of health, there is an opportunity to include all bodies in the quest for good health. The main tenet of the weight inclusive paradigm is that every body is capable of striving for health and well-being, independent of weight, given equitable access to non-stigmatizing health care.28 This model focuses on health behaviors to achieve health rather than weight loss, and is, in its nature, avoidant of weight bias.21

Health At Every Size®

The Health At Every Size® (HAES®) approach is one example of a weight-inclusive model. The Association for Size Diversity and Health describes this model as, “A continuously evolving alternative to the weight-centered approach to treating clients and patients of all sizes. It is also a movement working to promote size-acceptance, to end weight discrimination, and to lessen the cultural obsession with weight loss and thinness.28” HAES® is made up of five principles:

  1. Weight Inclusivity: Accept and respect the inherent diversity of body shapes and sizes and reject the idealizing or pathologizing of specific weights.
  2. Health Enhancement: Support health policies that improve and equalize access to information and services, and personal practices that improve human well-being, including attention to individual physical, economic, social, spiritual, and emotional needs.
  3. Respectful Care: Acknowledge our biases, and work to end weight discrimination, weight stigma, and weight bias.
  4. Eating for Well-Being: Promote flexible, individualized eating based on hunger, satiety, nutritional needs, and pleasure, rather than any externally regulated eating plan focused on weight control. 
  5. Life-Enhancing Movement: Support physical activities that allow people of all sizes, abilities, and interests to engage in joyful movement, to the degree that they choose.

This approach has been studied in several randomized controlled trials with a similar conclusion: The HAES® approach is associated with statistically significant and clinically relevant improvements in blood pressure, blood lipids, selfesteem, body image, energy expenditure, eating behaviors, and eating disorder pathology.29,30,31 Promoting body acceptance and self-worth, a focus on internal versus external cues, the effects of food choices on well-being, and choosing movement activities that allowed them to enjoy their bodies were included in the counseling.

Intuitive eating

The Intuitive Eating approach evolved out of the HAES® model in 1995. The creators of the Intuitive Eating principles, both highly experienced registered dietitians and eating disorder experts (Evelyn Tribole and Elyse Resch), describe it as, “a self-care eating framework, which integrates instinct, emotion, and rational thought.  Intuitive Eating is a weight-inclusive, evidence-based model with a validated assessment scale and over 100 studies to date”.32 Intuitive Eating is based on Interoceptive Awareness, which is a person’s ability to perceive physical sensations that arise within the body. This is the body’s direct experience with getting needs met. Dieting and intentional weight loss activities promote the opposite of this. Therefore,

dieting is considered cognitive dissonance; when thoughts, actions, and speech do not align with the body’s needs. Ten Intuitive Eating principles guide people to stop dieting, and instead begin to trust their body’s cues, nourish themselves, move in ways that bring joy, respect their bodies, and care for them using health

Table 3. Recommended Reading

behaviors, regardless of size. To date, there are thousands of Certified Intuitive Eating Counselors across the globe and many other practitioners who have adopted Intuitive Eating into their practices with patients (see Table 2).

Patient-centered care

Changes in our healthcare system have impacted the patient-provider relationship.33 Reductions in reimbursement and the increase in administrative tasks have reduced face-to-face time with patients leading to reduced satisfaction, and increased frustration and stigmatization by both the provider and patient.33 Patient-Centered Care consists of three tenets: Communication, partnership, and health promotion.34 Benefits of this model include improved patient satisfaction, reduced cost, and greater health outcomes.34 A weightinclusive approach can be incorporated under the “communication” tenet. Exploration of the patient’s symptoms and experiences within the patient-provider relationship can provide space for implementing a healthcare plan that considers these experiences and reduces the risk of failed health outcomes.34 The goal to implement effective patient-centered care can be met by implementing training skills training to provide care, both at the medical school and medical practice levels to reduce bias and increase satisfaction and health.33

Practicing Weight-Inclusive Care

In addition to the Health At Every Size®, Intuitive Eating principles and techniques, and Patient Centered Care, there are practical tools to encourage patients to participate in health behaviors that are not only backed by research, but also reduce the harm caused by weight bias.

Examine biases

All humans carry both implicit and explicit bias. Harvard University’s Project Implicit administers free, online testing of implicit weight bias (see Table 2). The National Institutes of Health (NIH) offers both online testing and training for reducing implicit bias (see Table 2). Consider providing testing and training for providers, administrators, and those in direct patient care to reduce harm.

Understand the complex pathophysiology of body size

The old adage of “calories in vs. calories out,” or the “energy balance model” leaves out the endocrine, metabolic, and nervous system signals that impact eating and energy needs.35 Research shows that genetics and heritability are responsible for approximately 75% of what makes up BMI.35 In a study of over 4000 identical twins, intentional weight loss activities led to a higher weight and BMI compared to the twin who did not participate in weight loss activities.27 Weight gain was accelerated over time with the increase in attempts to lose weight.27 Consider moving away from using BMI as a determinant of health and incorporating HAES® and Intuitive Eating principles for health behaviors instead.

Rethink the necessity of the scale

Being weighed at the doctor’s office is one of the chief reasons people with bigger bodies, especially women, avoid seeking care.36 Use the tenets of patient-centered care and explain the necessity for a weigh-in. Honor the right of patients to refuse being weighed and/or the discussion of weight, should they so choose. If a change in weight is related to a diagnosis, asking the patient about unintended weight gain or loss may be a substitute for the scale. When patients express a desire not to know their weight, honor this request by covering up the number during the visit, and in other places where a patient may be able to view it (patient portals, and in discharge papers). When trust is breached, there is a risk of harm to the patient.

Change the language

Using person-first language is becoming more standard in our field and can minimize bias. Instead of using the words “obese” and “overweight” to describe people, remember that people are not the disease (a person is not “cancerous,” they are a person-first, who has cancer). 

Create a weight-inclusive office space

Changes to the office setting can have a big impact. Equipment and furniture that is appropriate for larger body sizes means having blood pressure cuffs for all arm sizes, armless seating in the waiting room, and office seating designed to hold weight over 250 pounds.

Prescribe health behaviors

Instead of prescribing weight loss, consider discussing health behaviors that are within your patient’s control. “Lose weight and exercise” is a prescription for harmful care. Referrals to weightinclusive registered dietitians (Table 2) can help them focus on improving health without a focus on weight. Consider taking a curious approach to asking about what patients do for movement before telling someone to simply “exercise more.”

Screen for disordered eating behaviors

People with a history of weight cycling may also possess maladaptive eating behaviors. Patients with suspected eating disorders should be referred to a specialist so they can get the help they need to recover from the eating disorder before treating their GI issues.37 Screening tools include Eating Attitudes Test (EAT-26), Eating Disorder Examination Questionnaire (EDE-Q), and the Coeliac Disease Food Attitudes and Behaviors Scale (CD-FAB) (see Table 2).

CONCLUSIONS

Using fatness as a measure of health perpetuates weight stigma and implicit bias. Using stigmatizing language, BMI as a measure of health, and prescribing weight loss as treatment to the patient can impact the patient-provider relationship negatively. Shifting to a weight-inclusive paradigm that includes principles of Health At Every Size®, Intuitive Eating, and Patient-Centered Care can reduce these risks and fosters health promotion, equitable care, and harm reduction in GI practices. Making this change includes examining biases, changing the language used during patient and peer consults, reducing the emphasis on weight, screening for eating disorders, and creating a weight-inclusive space throughout the office. There is still much work to be done by healthcare providers and researchers, but the tips and resources provided here are a good start to reducing weight bias. For more resources see Table 3.

References

  1. Tylka TL, Kroon Van Diest AM: The Intuitive Eating Scale-2: item refinement and psychometric evaluation with college women and men. J Couns Psychol 2013;60:137–153.
  2. Tomiyama AJ, Carr D, Granberg EM, et al: How and why weight stigma drives the obesity ‘epidemic’ and harms health. BMC Med 2018;16:123.
  3. Udo T, Purcell K, Grilo CM: Perceived weight discrimination and chronic medical conditions in adults with overweight and obesity. Int J Clin Pract 2016;70:1003-1011.
  4. Phelan SM, Burgess DJ, Yeazel MW, et al: Impact of weight bias and stigma on quality of care and outcomes for patients with obesity. Obes Rev 2015;16:319-326.
  5. Lawrence BJ, Kerr D, Pollard CM, et al: Weight bias among health care professionals: A systematic review and meta-analysis. Obesity 2021;29:1802-1812.
  6. Phelan SM, Dovidio JF, Puhl RM, et al: Implicit and explicit weight bias in a national sample of 4,732 medical students: the medical student CHANGES study. Obesity 2014;22:1201-1208.
  7. Seymour J, Barnes JL, Schumacher J, et al: A Qualitative Exploration of Weight Bias and Quality of Health Care Among Health Care Professionals Using Hypothetical Patient Scenarios. Inquiry 2018;55:46958018774171.
  8. Bosy-Westphal A, Müller MJ: Diagnosis of obesity based on body composition-associated health risks-Time for a change in paradigm. Obes Rev 2021;22 Suppl 2:e13190.
  9. Hilbert A, Rief W, Braehler E: Stigmatizing attitudes toward obesity in a representative population-based sample. Obesity 2008;16:15291534.
  10. Kwan S. Framing the Fat Body: Contested Meanings between Government, Activists, and Industry. Sociol Inq 2009;79:25-50.
  11. Garabed E: Adolphe Quetelet (1796–1874)—the average man and indices of obesity. Nephrol Dial Transplant 2008;23:47–51.
  12. Flegal KM, Kit BK, Orpana H, et al: Association of all-cause mortality with overweight and obesity using standard body mass index categories: a systematic review and meta-analysis. JAMA 2013;309(1):71-82.
  13. Lennon H, Sperrin M, Badrick E, et al: The Obesity Paradox in Cancer: a Review. Curr Oncol Rep 2016;18(9):56.
  14. Elagizi A, Kachur S, Lavie CJ, et al: An Overview and Update on Obesity and the Obesity Paradox in Cardiovascular Diseases. Prog Cardiovasc Dis 2018;61:142-150.
  15. Zheng H, Echave P, Mehta N, et al: Life-long body mass index trajectories and mortality in two generations. Ann Epidemiol 2021;56:18-25.
  16. Wildman RP, Muntner P, Reynolds K, et al: The obese without cardiometabolic risk factor clustering and the normal weight with cardiometabolic risk factor clustering: prevalence and correlates of 2 phenotypes among the US population (NHANES 1999-2004). Arch Intern Med 2009;168:1617–1624.
  17. Hunger JM, Smith JP, Tomiyama AJ: An Evidence-Based Rationale for Adopting Weight-Inclusive Health Policy. Soc Issues Policy Rev 2020;14:73-107.
  18. Tylka TL, Annunziato RA, Burgard D, et al: The weightinclusive versus weight-normative approach to health: evaluating the evidence for prioritizing well-being over weight loss. J Obes. 2014;2014:983495.
  19. Hoerger TJ. Controversies in obesity mortality: a tale of two studies. Health Promot Econ 2006;1:1–4
  20. Klein S, Fontana L, Young VL, et al: Absence of an effect of liposuction on insulin action and risk factors for coronary heart disease. N Engl J Med 2004;350:2549-2557.
  21. Bacon L, Aphramor L: Weight science: evaluating the evidence for a paradigm shift. Nutr J 2011;10:69.
  22. Mann T, Tomiyama AJ, Westling E, et al: Medicare’s search for effective obesity treatments: diets are not the answer. Am Psychol 2007;62:220-233.
  23. Lissner L, Odell P, D’Agostino R, et al: Variability of Body Weight and Health Outcomes in the Framingham Population. N Engl J Med 1991;324:1839-1844.
  24. Hotchkiss J, Leyland A: The relationship between body size and mortality in the linked Scottish Health Surveys: cross-sectional surveys with follow-up. Int J Obes 2011;35:838–851.
  25. NIH Technology Assessment Conference Panel: Methods for voluntary weight loss and control. Ann Intern Med 1992;116:942-949.
  26. Department of Health and Aging. National and Medical Research Council. Clinical practice guidelines for the management of overweight and obesity in adults, adolescents and children in Australia, Melbourne 2013:161.
  27. Pietiläinen, KH, Saarni, SE, Kaprio, J, et al: Does dieting make you fat? A twin study. Int Jour Obes 2005;36:456–464.
  28. ASDAH | Committed to Size Diversity in Health and HAES®.
    (n.d.). Retrieved June 25, 2022, from ASDAH website: http://www. asdah.org
  29. Tanco S, Linden W, Earle T: Well-being and morbid obesity in women: a controlled therapy evaluation. Int J Eat Disord 1998;23:325-339.
  30. Bacon L, Stern JS, Van Loan MD, et al: Size acceptance and intuitive eating improve health for obese, female chronic dieters. J Am Diet Assoc 2005;105:929-936.
  31. Provencher V, Bégin C, Tremblay A, et al: Health-At-Every-Size and eating behaviors: 1-year follow-up results of a size acceptance intervention. J Am Diet Assoc 2009;109:1854-1861.
  32. Tribole E, Resch E: Intuitive Eating: A Recovery Book for the Chronic Dieter: Rediscover the Pleasures of Eating and Rebuild Your Body Image. St. Martin’s Paperbacks; 1996.
  33. Drossman DA, Ruddy J: Improving Patient-Provider Relationships to Improve Health Care. Clin Gastroenterol Hepatol 2020;18:14171426.
  34. Constand MK, MacDermid JC, Dal Bello-Haas V, et al: Scoping review of patient-centered care approaches in healthcare. BMC Health Serv Res 2014;14:271.
  35. Hall KD, Farooqi IS, Friedman JM, et al: The energy balance model of obesity: beyond calories in, calories out. Am J Clin Nutr 2022;115:1243-1254.
  36. Drury CA, Louis M: Exploring the association between body weight, stigma of obesity, and health care avoidance. J Am Acad Nurse Pract 2002;14:554-561.
  37. Santonicola A, Gagliardi M, Guarino M, et al: Eating Disorders and Gastrointestinal Diseases. Nutrients 2019;11:3038.

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A CASE REPORT

Hydrogel-Associated Ulcer Masquerading as Malignancy: A Rare Complication in a Prostate Cancer Patient

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INTRODUCTION

Polyethylene-glycol hydrogel injection (SpaceOAR, Boston Medical, Boston MA) is a promising preventative strategy used in prostate cancer patients prior to radiotherapy, creating space between the prostate and anterior rectal wall, limiting rectal exposure to high-dose ionizing radiation.1 Although spacer administration is typically well-tolerated with a 99% technical success rate, adverse events from needle penetration of adjacent organs have been reported.1,2–9 We present a case of rectal ulcer associated with hydrogel insertion in a prostate cancer patient.

Case Presentation

A 74-year-old man presented to the emergency room with several episodes of painless hematochezia. He was hemodynamically stable with a hematocrit of 41. He was on warfarin for atrial fibrillation and had multiple colonic polyps on colonoscopy seven years prior. His warfarin was held, and he was referred for outpatient evaluation. He was scheduled to begin radiotherapy for prostate cancer. Physical examination revealed an anterior wall lobulated rectal mass and subsequent colonoscopy revealed a 5 cm ulcerated mass worrisome for malignancy (Figure 2a). Biopsies demonstrated granulation tissue consistent with an ulcer, multinucleated giant cells, and extracellular material—but no malignancy (Figure 1). The patient revealed that he had undergone hydrogel injection in preparation for radiotherapy. Subsequent sigmoidoscopies showed healing and re-epithelialization of the ulcer (Figure 2b and c).

Discussion

Although complications of spacer administration have been described (rectourethral fistula, prostatic abscess, and rectal wall erosion), these cases have been primarily reported in the urology literature.2–9 Given the potential of hydrogel complications to mimic other (malignant) findings, endoscopists should be aware of patients being treating for prostate cancer receiving spacer gel prior to radiotherapy by eliciting a thorough medical history.

CONCLUSION

Though rare, hydrogel-associated complications in patients initiating radiotherapy for prostate cancer may mimic malignancy and should remain on the differential diagnosis for a rectal mass.

References

  1. Hall WA, Tree AC, Dearnaley D, et al. Considering benefit and risk before routinely recommending SpaceOAR. Lancet Oncol. 2021;22(1):11-13. doi:10.1016/S1470-2045(20)30639-2
  2. Kuperus JM, Kim DG, Shah T, Ghareeb G, Lane BR. Rectourethral fistula following SpaceOAR gel placement for prostate cancer radiotherapy: A rare complication. Urol Case Reports. 2021;35:101516. doi:10.1016/J.EUCR.2020.101516
  3. Aminsharifi A, Kotamarti S, Silver D, Schulman A. Major Complications and Adverse Events Related to the Injection of the SpaceOAR Hydrogel System Before Radiotherapy for Prostate Cancer: Review of the Manufacturer and User Facility Device
    Experience Database. J Endourol. 2019;33(10):868-871. doi:10.1089/ END.2019.0431
  4. Hoe V, Yao HHI, Huang JG, Guerrieri M. Abscess formation following hydrogel spacer for prostate cancer radiotherapy: a rare complication. BMJ Case Reports CP. 2019;12(10):e229143. doi:10.1136/ BCR-2018-229143
  5. Dinh T-KT, Schade GR, Liao JJ. A Case of Rectal Ulcer during Intensity Modulated Radiotherapy for Prostate Cancer Using Hydrogel Spacer. Urol Pract. 2020;7(2):158-161. doi:10.1097/ UPJ.0000000000000071
  6. Teh AYM, Ko HT, Barr G, Woo HH. Case Report: Rectal ulcer associated with SpaceOAR hydrogel insertion during prostate brachytherapy. BMJ Case Rep. 2014;2014. doi:10.1136/BCR-2014-206931
  7. Iinuma K, Mizutani K, Kato T, et al. Spontaneous healing of rectal penetration by SpaceOAR® hydrogel insertion during permanent iodine-125 implant brachytherapy: A case report. Mol Clin Oncol. 2019;11(6):580-582. doi:10.3892/MCO.2019.1937/DOWNLOAD
  8. Imai K, Sakamoto H, Akahane M, Nakashima M, Fujimoto T, Aoyama T. Spontaneous remission of rectal ulcer associated with SpaceOAR ® hydrogel insertion in radiotherapy for prostate cancer. IJU case reports. 2020;3(6):257-260. doi:10.1002/IJU5.12209
  9. Kashihara T, Inaba K, Komiyama M, et al. The use of hyperbaric oxygen to treat actinic rectal fistula after SpaceOAR use and radiotherapy for prostate cancer: a case report. BMC Urol. 2020;20(1):1-5.
    doi:10.1186/S12894-020-00767-3/FIGURES/2

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FUNDAMENTALS OF ERCP, SERIES #2

Getting Down, Lining Up, and Getting In

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Endoscopic  Retrograde  Cholangiopancreatography (ERCP) can be performed for diagnostic and therapeutic purposes. With the development and widespread dissemination of advanced imaging modalities (i.e. Magnetic resonance cholangiopancreatography (MRCP) and Endoscopic Ultrasound (EUS)), ERCP in the modern era is rarely performed without therapeutic intent. As most ERCP procedures involve the selective cannulation of the common bile duct (CBD) and/or pancreatic duct (PD), failure to effectively cannulate results in global procedural failure, highlighting the importance of successful deep cannulation of the desired duct. As a result, a strong command of techniques aimed at cannulation is important for any advanced or therapeutic endoscopist. In this article, we explore endoscope insertion, orientation, and the fundamentals of selective cannulation of the biliary and pancreatic ducts using various endoscopic techniques.

Intubation

Following adequate sedation of the patient, a selfretaining mouth guard is placed, and the patient is re-positioned into a prone position, although a small number of centers routinely perform ERCP with the patient supine.1,2 A meta-analysis of 6 studies reporting on 309 supine and 1415 prone ERCPs reported that the pooled technical success rates for completion of ERCP in the supine and prone positions were 89.1 % (95 %CI = 80.9 – 94.0) and 95.6 % (95 %CI = 91.5 – 97.7), respectively. The pooled rates for complications (cardiopulmonary and post-ERCP pancreatitis (PEP)) in the supine position were 37.5 % (95 %CI = 19.1 – 60.3) and 3.5 % (95 %CI = 1.6 – 7.3), respectively.3 The pooled rates for complications (cardiopulmonary and PEP) in the prone position were 41.0 % (95 %CI = 20.9 – 64.8) and 3.9 % (95 %CI = 2.4 – 6.4), respectively. Overall, prone ERCPs appear to have a higher technical success rate with a slightly lower mean duration but a higher number of adverse events.

To perform ERCP, the duodenoscope should be inserted safely into the second portion of the duodenum – the location of the major papilla, also known as the Ampulla of Vater. To this end, it is vital that endoscopists understand normal foregut anatomy as seen with a side viewing instrument and how to insert the duodenoscope into the esophagus, stomach, and duodenum.4 (Figure 1) Patients with altered anatomy may also pose another layer of difficulty but ERCP should only be attempted in these patients after obtaining significant experience in patients with normal anatomy.

As the patient lies in the prone position, esophageal intubation is achieved with the duodenoscope held horizontally and parallel to the examination table with the patient’s neck slightly flexed. Upward tip deflection (backward tension on the large wheel) together with gentle advancement is required to pass through the hypopharynx, although some right or left tip deflection (via backward rotation of the lateral wheel) can often be helpful. The vocal cords are located obliquely upward of the visual field. The duodenoscope should then be gently advanced, passing the vocal cords. The endotracheal tube is often seen clearly in the pharynx if the patient is under general anesthesia. Further, despite the notion that intubation is done blindly, endoscopists can evaluate the oral cavity, epiglottis, vocal cords and the pharynx with the use of side viewing instruments.

As the duodenoscope is advanced to the upper esophageal sphincter (UES), esophageal intubation can proceed with subtle tip deflection combined with gentle pressure. Light downward tip deflection (forward on the large wheel) and gentle torque will enable the endoscopist to perform esophagoscopy if required. Using a neutral position, the duodenoscope can be advanced while examining the walls of the esophagus for landmarks including the Z-line and the transition to the gastric mucosa. Immediately upon entering the stomach, leftward endoscope torque and brief tip extension (large wheel forward) combined with endoscope advancement and air insufflation will allow visualization of the fundus and a portion of the gastric body, giving the endoscopist a clear sense of which direction to proceed in. With the tip of the scope angled downwards, the duodenoscope is then slowly advanced along the greater curvature of the stomach towards the distal stomach.

With further advancement, the duodenoscope will pass the incisura angularis. Should the endoscopist need to examine the cardia, this can be done by upward tip angulation and slow withdrawal and rotation of the duodenoscope to evaluate the lesser curvature. On the other hand, as the tip of the instrument is further angled downwards and advanced, the scope passes the incisura, and the pylorus comes into view. The scope is positioned so that the pylorus is in the center field of vision. However, as the tip of the scope is returned to the neutral position, the pylorus fades from endoscopic view along the bottom of the viewing screen to the point of disappearing: this is referred to as “setting the sun” and alerts the endoscopist that they are in the proper orientation for forthcoming pyloric transit.

It should be noted that, despite its advantages, passage through the stomach can sometimes be difficult, particularly in the prone position.5 To help overcome this, the patient’s right knee can be flexed while the patient’s shoulders are rotated to approximate a left lateral decubitus position and usually facilitates gastric passage and entry into the duodenum. Trainees or inexperienced operators will often over-flex the duodenoscope tip upon entering the stomach, leading to undesired retroflexion in the fundus. Unless the operator in this situation can realize that the source of their difficulties is over-flexion, they will not be able to find the pathway to the distal stomach. This process is referred to as becoming “lost in the fundus.” However, the duodenoscope was designed to easily pass through the stomach, and in most cases the transit from the mouth to the second portion of the duodenum is rapidly accomplished with ease. If repeated attempts to pass the duodenoscope to the small bowel end in failure, it is rarely the fault of the instrument and usually due to operator error. In these cases, the endoscopists should carefully withdraw the instrument, remove excessive air, and attempt to re-intubate again while carefully looking for, and responding to, the various landmarks as outlined above.

Once past the pylorus, advancement to the duodenum requires tip extension (large wheel forward) which provides a global view of the duodenal bulb. This view also enables proper alignment for further movement towards the second portion of the duodenum. With subsequent tip flexion, gentle advancement of the duodenoscope allows the shaft of the instrument to align with the greater curvature of the stomach. This maneuver, which if performed properly will place the duodenoscope into long endoscope the shaft of the duodenoscope to sit on the greater curvature and leaves the tip of the duodenoscope at the second or beginning of the third portion of the duodenum. For most patients, the long endoscope position will enable proper orientation to the major papilla. However, for patients under conscious sedation, the long endoscope position is less tolerated due to gastric distention. In addition, while the long position often gives excellent views of the major papilla, it limits the ability of the duodenoscope to maneuver. As such, most endoscopists routinely transfer to the so-called “short position” via reducing the endoscope to a position wherein the shaft lies flush with the lesser curvature of the stomach. The standard shortening maneuver consists of full rightward deflection, with subsequent locking, of the lateral wheel and upward movement of the large wheel followed by withdrawal and simultaneous clockwise torque applied to the endoscope shaft by the right hand. This shortening maneuver allows the operator to hook the tip of the duodenoscope in the descending duodenum which results in a straighter duodenoscope and brings the papilla The standard shortening maneuver consists of full rightward deflection, with subsequent locking, of the lateral wheel and upward movement of the large wheel followed by withdrawal and simultaneous clockwise torque applied to the endoscope shaft by the right hand. This shortening maneuver allows the operator to hook the tip of the duodenoscope in the descending duodenum which results in a straighter duodenoscope and brings the papilla into full view.

Orientation and Initial Positioning

Once in the second portion of the duodenum, and using the standard shortening maneuver, the endoscopists will usually be able to directly visualize the major papilla without difficulty.5 In the literature, endoscopists have classified the major papilla according to four major types using Haraldsson’s classification: Type 1: “regular papilla” or “classic appearance” most common type with no distinctive features; Type 2: “small papilla,” small, often flat with a diameter not bigger than 3 mm (2 sphincterotome diameter); Type 3: papilla with a large protruding and/or pendulous infundibulum and visible orifice; Type 4: large papilla with multiple overlying folds over the orifice (commonly referred to as a hooded papilla or a Shar-Pei dog papilla).6 Haraldsson’s classification schema is largely used in research studies, and in practice there are many additional varieties of papillary anatomy that can be encountered. Patients can have a single ampullary orifice or clearly separate biliary and pancreatic orifices, and many variants exist.

In rare instances, the papilla may be difficult to identity as it may be concealed behind a fold, distorted, or ablated in patients with malignancy, or indistinct in patients with significant bowel wall edema (such as encountered in patients with acute pancreatitis or severe hypoalbuminemia). In other rare instances, patients may have aberrant anatomy where the papilla is located more proximally, just beyond the apex of the duodenal bulb, or distally, between the second and third portion of the duodenum, the aberrant distal papilla is more common than the proximal one.

The appearance of the major papilla can also be significantly altered if it has undergone prior biliary sphincterotomy, pancreatic sphincterotomy, or dual sphincterotomies. Once identified, a brief evaluation of the ampulla allows for assessment of its type and size, as well as any unusual features which may impede (or facilitate) cannulation or the procedure as a whole (i.e. periampullary diverticula, visibly impacted stones, patulous orifice, prior sphincterotomy, etc.). Most patients with a native ampulla will have a single orifice that provides access to the common channel which bifurcates into the common bile duct and main pancreatic duct (the main pancreatic duct is also known as the duct of Wirsung). A minority of patients will have two separate orifices, however, due to their very close proximity, this may be difficult to discern without close examination.

While the size and shape of the papilla provides useful information, particularly with regards to the angle of the intraduodenal portion of the common bile duct and pancreatic duct, as well as the length of the common channel, defining intra-ampullary anatomy can be challenging even once attempts at cannulation have begun. However, spending adequate time on proper inspection and positioning is beneficial and worthwhile. Furthermore, the endoscopist can thoroughly examine the ampulla from various positions prior to attempting cannulation to get a more complete picture of the local ampullary anatomy, which is often helpful. 

Cannulation of the Common Bile Duct

The common bile duct can be cannulated via a variety of endoscopic methods. Some of these methods include:

  • Standard catheters
  • Sphincterotomes preloaded with guidewires
  • Placement of a pancreatic guidewire or stent followed by biliary cannulation
  • Access sphincterotomy also known as “precut” sphincterotomy
  • Rendezvous techniques that can be performed in combination with EUS-guided biliary access or percutaneous biliary access

The preference for using any one method for cannulation over another (i.e. cannula vs. sphincterotome) is usually a matter of personal choice. However, this decision is partly based on the indication for the procedure, and whether a sphincterotomy is required. Regardless of which device or method is applied in cannulating the biliary tree, several core principles universally apply.

Prior to cannulation, obtaining optimal positioning of the major papilla is vital for success. To this end, when facing the major papilla en face, the biliary orifice will almost always be in the left upper quadrant, corresponding to the 9 o’clock to the 12 o’clock position. It is important to emphasize that the clock face is not with respect to the endoscopic image one sees on a video monitor, but rather with respect to the intraduodenal portion of the common bile duct (i.e., the intraduodenal portion of common bile duct delineates the 12 o’clock position).

When properly oriented and with the ability to interpret the image of the papilla correctly, in this position, the angle of the common bile duct can be extrapolated, at least partly, by evaluating the angle and direction of the intraduodenal portion of the distal common bile duct. By combining this angle with the presumed location of the biliary orifice in the major papilla, attempts at cannulation can proceed in a more orderly and coordinated manner. Using this technical information, one can project an imaginary line into the lumen showing the direction the common bile duct would take if it extended beyond the papilla. The endoscopists should manipulate the duodenoscope and cannulating device to move along this imaginary line when attempting to obtain deep biliary access.

Novice endoscopists will frequently approach the biliary orifice with a catheter or sphincterotome in a manner such that the selected device impacts the duodenal wall at a right angle; this almost universally will result in cannulation failure. Under fluoroscopy, the catheter position can be appreciated, and trainees should be taught to use the information obtained via fluoroscopy to achieve a proper cannulation angle, which is parallel to the intended biliary angle, not perpendicular. By using an upward sweeping motion of the catheter, the device tip mirrors the true direction of the distal common bile duct which very often facilitates successful cannulation.

As the tip of the selected device engages with the biliary orifice at its most superior point, and hopefully, above the septum which separates the pancreatic duct from the common bile duct, direct access can be obtained by applying gentle pressure to the cannulating device and/ or advancing the guidewire. Depending on the device used for cannulation, other maneuvers can be applied such as gentle relaxation of the elevator, a subtle withdrawal of the device and/ or the duodenoscope, and reduced bowing (if a sphincterotome is being used) will facilitate deep access to the common bile duct. Additionally, once the tip of the sphincterotome has been inserted into the papillary orifice, simultaneous unbowing of the sphincterotome along with slowly pulling the scope shaft more tightly along the lesser curvature of the stomach is often a useful technique to achieve selective cannulation of the common bile duct. While these basic techniques are simple in conception, cannulation of the common bile duct is often very challenging, even for well-seasoned endoscopists. There is a very concrete reason that most advanced endoscopy fellowships are a minimum of one year in length: skills such as cannulation are only obtained slowly over a long period of time. Patients may have aberrant papillary or duodenal anatomy which affect the rate of cannulation. Other times, patients may have seemingly normal anatomy, yet achieving successful cannulation may be difficult despite properly performing standard maneuvers. At this time, more advanced techniques may be relied upon to assist in a variety of difficult situations.

Cannulation Techniques
Using a Sphincterotome

In modern practice, initial attempts at cannulation are most often performed using a sphincterotome rather than standard biliary catheters. (Figure 2) The primary advantage of using a sphincterotome lies in its ability to be bowed once it passes beyond the tip of the duodenoscope. Sphincterotomes can be bowed at their tips via tension on the same cutting wire that delivers thermal energy via electrocautery to perform sphincterotomy. Tension on this wire achieves the actual mechanical bowing of the device.

Sphincterotomes have a variety of different properties: catheter shaft thickness, degree of bowing, length of cutting wire (ranging in length from 15 to 35 mm), catheter tip diameter (most commonly 0.025″ or 0.035″), length, degree of tapering, number of ports, location of wire exit from the tip of the catheter, etc. Sphincterotome cutting wires typically consist of a single-metal monofilament. The monofilament configuration is commonly used compared to braided filaments

which has a higher risk of inducing more thermal injury to surrounding tissue.7

For example, a sphincterotome with a 30 mm length of cutting wire will often flex to a greater extent than a sphincterotome with a 20 mm length of cutting wire but will need to be more fully advanced into the lumen to allow complete bowing. A sphincterotome with a 20mm cutting wire can bow even when partially still inside the duodenoscope working channel. Likewise, a sphincterotome designed to accommodate a 0.035″ wire is likely to be stiffer than a device for a 0.025″ wire. However, no specific sphincterotome design has universally been shown to be superior. Therefore, selection of a particular sphincterotome is generally based on operator experience and individual preference. Some sphincterotomes have additional features, such as the ability to rotate or to reverse-bow (as might be helpful in a patient with Billroth II anatomy). It should be stressed that for the sphincterotome to fully bow, the cutting wire should be advanced out of the duodenoscope and into the lumen. If the cutting wire remains partially within the duodenoscope channel, this may impede its ability to fully flex, although performing this maneuver can often provide significant advantages during cannulation itself. Bowing with the cutting wire partially in the duodenoscope channel may allow the sphincterotome to flex in a more dynamic fashion when advanced out of the channel and simultaneously applying tension.

Several reports have evaluated outcomes comparing the use of standard biliary catheters and sphincterotomes. Schwacha et al. randomized 100 consecutive patients undergoing ERCP into a standard catheter group and a guidewire sphincterotome group.8 Success rate with regards to biliary cannulation was significantly higher in the guidewire sphincterotome group (84%) than with the standard catheter group (62%) (P = 0.023). Sixteen patients who had cannulation failure with a standard catheter achieved cannulation success using a guidewire sphincterotome, bringing the total success rate in that group to 94%. Rates of post ERCP pancreatitis were similar in both groups. Similar outcomes have been reported in other studies comparing the use of a sphincterotome versus a standard catheter.9,10,11

Importantly, trainees should avoid overly using the sphincterotome in order to line up and cannulate the biliary orifice from afar. Instead, the endoscopists should rely on using upper body movements and the dials of the duodenoscope to achieve optimal positioning and orientation. It should be stressed that it is fully within the standard of care to cannulate with a simple catheter even in the modern era, although few choose to do so in practice. Achieving deep cannulation with a straight catheter takes skill and many endoscopists who trained in earlier eras still practice in this manner.

Guidewire Cannulation

The term “guidewire cannulation” refers to a set of techniques that allow deep biliary and/or pancreatic access without the use of contrast injection during ERCP. If contrast is used during the cannulation process, and before deep access to the desired duct has been obtained, the term “guidewire cannulation” cannot truly be applied. (Figure 3)

In the event cannulation with a sphincterotome or standard catheter is unsuccessful, a guidewire can be inserted through a sphincterotome or a catheter to aid in achieving biliary cannulation. The guidewire can be inserted using two primary techniques. First, after lining up with what it felt to be an optimal angle for biliary access the accessory is placed into physical contact with the papilla and then the guidewire is advanced. The operator can then see and feel if deep biliary access is obtained. This technique can be referred to as Single Wire Technique #1. (Figure 4)

Alternatively, the sphincterotome can be advanced near the ampulla without making actual physical contact, and the guidewire is advanced across the small “air gap” into contact with the ampulla. The endoscopist can monitor guidewire movement and progress endoscopically and fluoroscopically. If the guidewire is seen to enter the biliary tree, the catheter or sphincterotome can then advance over the wire into the duct itself. This technique can be referred to as Single Wire Technique #2. (Figure 5) Attempts at biliary cannulation can sometimes lead to repeatedly cannulating the pancreatic duct (PD) with the guidewire itself. In these instances, the initial guidewire can be left in the pancreatic duct while the sphincterotome is removed to allow insertion of a second guidewire to be used to reattempt biliary cannulation. The guidewire that remains in the pancreatic duct should preferably be advanced to at least the level of the pancreatic genu to ensure a stable wire position. Deep pancreatic duct access is preferable, but this is not always possible. This technique can be referred to as the Double Wire Technique or the Two Wire Technique. (Figures 6 and 7) The wire in the PD can help to identify the pancreatic orifice, reveal the PD angle, and straighten the papilla as a whole. Additionally, with the initial guidewire in the PD, it is easy to identify fluoroscopically if the second wire is also entering the PD or if biliary cannulation is successful. Several studies have demonstrated that leaving a guidewire in the PD does not generate sufficient hydrostatic pressure to increase the risk of post-ERCP pancreatitis.12-14

Although the 2-wire technique is generally considered safe and effective, one group evaluated the prophylactic effect of placing a PD stent in patients who had undergone PD wire placement as an aid to achieving biliary cannulation, with regards to the incidence of post-ERCP pancreatitis.15 The authors randomized 70 patients who underwent PD wire placement to receive a prophylactic PD stent (a 5 F by 4 cm stent with a single pigtail) or no stent (35 patients in each group). Post-ERCP pancreatitis was less frequently encountered in the stent group (2.9%) versus the no-stent group (23%) (RR: 0.13,

confidence interval: 0.016, 0.95). However, biliary cannulation was achieved in only 80% of patients in the stent group (compared to 94% of patients in the no-stent group). It is somewhat difficult to reconcile the extremely high rate of post-ERCP pancreatitis seen in the group that was not stented, as it is discordant with similar studies.

The inverse of the double guidewire technique is the Reverse Double Wire Technique a.k.a. the Reverse Two Wire Technique. This technique is performed when attempts at pancreatic duct access result in biliary access. This is typically indicated in patients with a variety of disorders which require selective pancreatic duct cannulation such as idiopathic recurrent acute pancreatitis, chronic pancreatitis, pancreatic ductal injuries, pancreatic fistulas, and other indications.16

Similar to the aforementioned techniques, the Reverse Double Wire Technique loads a guidewire through a sphincterotome while cannulation of the common bile duct is attempted and confirmed using selective contrast injection. The sphincterotome is then withdrawn, leaving the guidewire in the common bile duct. This helps to pull and realign the septum more superiorly. It also straightens the pancreatic duct. The sphincterotome is then reloaded with a second guidewire where cannulation of the pancreatic duct is performed, usually with minimal injury to the pancreatic duct or ampulla.17 Despite its reported success, this technique is hardly ever performed due to the risk of pancreatitis. As a result, most published data is limited to case reports.18 Overall, guidewire cannulation is considered effective and safe with a low rate of adverse events. A meta-analysis involving 12 randomized related adverse events.18 The guidewire, in theory, does not generate significant hydrostatic pressure to induce postERCP pancreatitis, although it can occasionally cause injury to the pancreas, particularly if the guidewire accesses and injures a pancreatic duct side branch. However, under fluoroscopy, the

guidewire can easily be identified and repositioned to minimize this risk. It is important to note that the risk of post-ERCP pancreatitis is higher when the guidewire is forcibly advanced into a side branch of the pancreatic duct and causes trauma. Furthermore, the risk of guidewire perforation is very small.19

Recently, repeated single guidewire cannulation was compared to the double wire technique. Laquiere et al. randomized 142 patients; selective bile duct cannulation was achieved in 57/68 patients (84%) in the early double guidewire group and in 37/74 patients (50%) in the repeated single guidewire group within 10 minutes (relative risk 1.34; 95% confidence interval 1.08-6.18; P < 0.001). The overall final selective bile duct cannulation rate was 99.3%. The time to access the CBD was shorter using the double guidewire technique (6.0 vs. 10.4 minutes; P = 0.002). Mild PEP was not observed more frequently in the double guidewire group than in the repeated single guidewire group, further demonstrating the safety of wire entrance into the pancreatic duct. While the current data show a higher cannulation rate, within a shorter period, ultimately, selecting between both techniques is a matter of endoscopist preference. However, when challenged by difficult cannulations, the endoscopists should be versatile with an extended armamentarium of advanced endoscopic techniques.

Pancreatic Duct Stent Placement

If attempts at biliary cannulation are unsuccessful, endoscopists can consider placement of a pancreatic stent. (Figure 8) This approach has several benefits. First, pancreatic stents reduce the risk of the patient developing post-ERCP pancreatitis by decompressing main and side duct branches of the pancreas. Second, placement of a pancreatic stent reduces the risk of the pancreatic duct being repeatedly cannulated by the guidewire during ongoing cannulation attempts. Third, by having a pancreatic stent in place, the endoscopists can key-in on the angle of the pancreatic duct and, by extrapolation, the common bile duct. This later point is most beneficial in cases of distorted or altered anatomy.

Precut biliary sphincterotomy and associated techniques

The term “precut” refers to the action of performing a sphincterotomy (or “cut”) prior to obtaining deep biliary access (the “pre-”) with a guidewire. The term is often used, both in print and in speech, interchangeably with the term “needleknife sphincterotomy.” In fact, the term “precut” refers rather to a group of high-risk techniques to obtain biliary access if standard maneuvers are unsuccessful. These techniques are collectively termed access sphincterotomy techniques and carry a greater risk of complications. A meta-analysis of seven clinical trials with a total of 1039 patients compared early pre-cut biliary orifice and moving in a cephalad direction. Needle knife sphincterotomy is typically performed when biliary cannulation attempts using less invasive techniques have been tried without success and should be regarded as a relatively highrisk procedure. Because the endoscopist is cutting into the papilla and the duodenal wall without the benefit of a guidewire sphincterotomy vs. persistent attempts at cannulation by standard approach.22 The overall cannulation rate was 90% in the pre-cut sphincterotomy vs. 86.3% in the persistent attempts group (OR = 1.98; 95%CI: 0.70-5.65). The risk of post-ERCP pancreatitis (PEP) was not different between the two groups (3.9% in the pre-cut sphincterotomy vs. 6.1% in the persistent attempts group, OR = 0.58, 95%CI: 0.32-1.05). Similarly, there was no statistically significant difference between the groups for overall complication rate including PEP, cholangitis, bleeding, and perforation (6.2% vs. 6.9%, OR = 0.85, 95%CI: 0.51-1.41).

Needle-knife sphincterotomy

Needle-knife sphincterotomy refers to the use of a catheter capable of delivering electrosurgical current through a wire to directly dissect the major papilla and the intraduodenal portion of the common bile duct to obtain biliary ductal access. (Figure 9) Needle knife sphincterotomy is rarely used to obtain pancreatic access, although it is possible. The standard needle knife design incorporates a bare wire that can be extended through a modified straight biliary cannula. These devices do not have the capability to bow as do most sphincterotomes. The most common way this device is used involves beginning the sphincterotomy at the level of the in the CBD, the true orientation of the duct is, at least in part, unknown during the needle knife sphincterotomy. It should be noted that complication rates from needle-knife sphincterotomy may not necessarily decrease based on the experience of endoscopists. Following 253 consecutive patients undergoing needle knife sphincterotomy by a single endoscopist over a 7.5-year interval, success rate remained high (with the success rate the highest at the end of the study), and overall complication rates (and complication severity) remained similar throughout the study.23 Overall complication rates ranged between 12% and 20% throughout the time blocks of the study and included pancreatitis, bleeding, perforation, among others.

Still, other studies have shown that needle-knife sphincterotomy is not necessarily associated with higher rates of post ERCP pancreatitis. A study of two prospective trials of native papilla cannulation evaluated 732 total patients and included 94 patients undergoing needle-knife sphincterotomy.24 The authors found that an increased number of attempts at cannulation of the papilla were independently associated with post-ERCP pancreatitis. Needleknife sphincterotomy was not an independent predictor of post-ERCP pancreatitis.

Another prospective study also concluded that higher rates of post-ERCP pancreatitis are likely associated with increased number of attempts to cannulate the papilla and were not associated with the precut sphincterotomy itself. This study evaluated patients undergoing ERCP where the endoscopist was unsuccessful at achieving biliary cannulation after 10 minutes.25 Patients were then randomized to an immediate needle-knife sphincterotomy versus a late-access group in which cannulation was then attempted for another 10 minutes (after that point the endoscopist could either perform a precut sphincterotomy or continue attempts at cannulation). The overall incidence of complications between the 2 groups was similar; however, the rate of pancreatitis was higher in the late-access group (14.9% vs. 2.6%, P = 0.008). These studies suggest that higher rates of postERCP pancreatitis are associated with repeated attempts to cannulate the papilla and may not be associated with needle-knife sphincterotomy in and of itself. Some endoscopists may elect to perform prophylactic pancreatic stent placement prior to performing needle knife sphincterotomy in order to use the stent as a guide for the incision and in an attempt to reduce the rate and severity of post ERCP pancreatitis (PEP). A meta-analysis demonstrated that prophylactic pancreatic stent placement significantly reduced the rate of post ERCP pancreatitis. However, if stent placement fails then pancreatitis rates increased by 35-66% in select high risk patients.26

Precut fistulotomy a.k.a. needle knife fistulotomy

Another variation of the needle-knife sphincterotomy technique involves beginning the incision above the level of the ampullary orifice and attempting to cut directly into the CBD via the creation of a biliary fistula; this approach is referred to as precut fistulotomy a.k.a. needle knife fistulotomy. Once the CBD is accessed, a standard sphincterotome can be used to extend the sphincterotomy, if needed, recognizing that a fistulotomy approach may result in a smaller sphincterotomy size overall. A meta-analysis of four prospective studies and three randomized trials showed that using this technique the pooled cannulation success rate was 95.7% (95% CI, 83.1–99.0, P < 0.001), and the rate of post-ERCP pancreatitis was 1.5 % (95% CI, 0.6–3.9, P < 0.001). When compared with conventional wireguided technique, the odds of developing postERCP pancreatitis with pre-cut fistulotomy were 0.22 (95% CI, 0.04–1.04, P = 0.06).

Endoscopic transpancreatic papillary septotomy

The aim of transpancreatic papillary septotomy is to incise the septum between the pancreatic duct and bile duct to expose the bile duct orifice. A standard pull- or traction-type sphincterotome is used with its tip located in the pancreatic duct, but with the endoscope and the sphincterotome oriented for a biliary sphincterotomy. This allows the cut to begin in the pancreatic duct but to traverse the septum between this structure and the CBD, ultimately resulting in biliary access. The technique is typically employed when only pancreatic duct access is obtained during attempts at securing deep biliary access.

In technical terms, transpancreatic sphincterotomy may offer better control of the incision’s depth facilitated by the progressive withdrawal and lateral tension applied to the sphincterotome, thus targeting the common bile duct toward the 11 o’clock position. The intention is to cut across the septum and into the CBD and expose the lumen.27 Endoscopic transpancreatic papillary septotomy is not widely performed at the present time as it is unclear if it offers any significant benefit over standard needle-knife sphincterotomy. Some have concerns about causing pancreatitis or pancreatic ductal injury as well. To this end, results with this technique have been mixed with varying rates of success. A randomized trial comparing transpancreatic biliary septotomy versus the double-guidewire than the two guidewire technique (69.7 % [69/99]; P = 0.01), though similar rates of post procedure pancreatitis (13.5 % vs. 16.2%, P=0.69, respectively).28 The success rates seen with the two wire technique in this study are exceptionally low, making this study somewhat of an outlier and the results difficult to interpret.

Recently, a network meta analysis comparing the efficacy of different strategies for difficult biliary cannulation supported the use of transpancreatic sphincterotomy over persistence with standard cannulation techniques (risk ratio [RR], 1.29; 95% confidence interval [CI], 1.05-1.59) and over any other adjunctive intervention (RR, 1.21 [95% CI, 1.01-1.44] vs. pancreatic guidewire-assisted technique, RR, 1.19 [95% CI, 1.01-1.43] vs. early needle-knife techniques, RR, 1.47 [95% CI, 1.032.10] vs. pancreatic stent-assisted technique) for increasing the success rate of biliary cannulation.29 In addition, both early needle-knife techniques and transpancreatic sphincterotomy led to lower PEP rates as compared with pancreatic guidewireassisted technique (RR, .49 [95% CI, .23-.99] and .53 [95% CI, .30-.92], respectively).

Despite the current data, transpancreatic sphincterotomy is currently used on a limited basis. However, this technique should be considered when attempting difficult biliary cannulation.

Pancreatic duct cannulation

To achieve pancreatic duct cannulation similar techniques and concepts can be applied. In most cases, guidewire cannulation of the pancreatic duct can easily be performed using many of the techniques previously described in this article.

The ideal distance of the duodenoscope from the major papilla is the “middle distance” (2-3 cm). The endoscope should be at or slightly above or at the level of major papilla (as opposed to the bile duct where a “below” the papilla position is favorable). Typically, pancreatic cannulation is obtained with the endoscope oriented more toward the anterior aspect of the duodenum, using less bow on the sphincterotome, and with the lateral ratchet more leftward (anterior) than when performing biliary cannulation. A flatter angle between the sphincterotome and the duodenal wall is often desirable as well, and this can be identified on endoscopic and fluoroscopic views. Guidewire cannulation is the technique least likely to produce hydrostatic overpressure in the pancreatic duct. This may minimize the risk of postERCP pancreatitis and should be considered for pancreatic cannulation, if possible. Dye injection, it should be stated, is not contraindicated and is often helpful in some cases, especially with unusual pancreatic ductal anatomy (pancreas divisum, an ansa loop in the pancreatic head, etc.).

In cases where the anatomy of the pancreatic duct has been altered or the duct is difficult to cannulate, the Reverse Double Wire Technique or the Reverse Two Wire Technique (described above) may be helpful. Other advanced techniques, such as needle knife sphincterotomy, are rarely required for pancreatic duct access but can be considered on a case-by-case basis.

In patients with prior biliary sphincterotomy, the pancreatic duct orifice can sometimes be identified as a separate orifice. In these patients, the pancreatic orifice is seen as a separate opening located below and to the right (as the endoscopist faces the papilla) of the biliary sphincterotomy. However, in some cases it may be more difficult to identify. The orifice may be located within the prior biliary sphincterotomy in a patient with a longcombined sphincter (>10 mm). The endoscopist may find it beneficial to closely examine residual ampullary structures such as mucosal folds before attempting pancreatic cannulation, as the pancreatic orifice may be hidden.

CONCLUSION

The success of an ERCP is dependent on achieving successful cannulation of the desired duct. Anatomical assessment and selection of the proper cannulation technique is critical not only for procedure success but also to reduce the risk of serious adverse events, most notably post-ERCP pancreatitis. Cannulation is a skill that can take a significant amount of time to master; this often requires years of training and practice. Knowledge of available techniques is critical, as one can never know in advance which maneuvers and devices will be required to complete any given ERCP.

References

  1. Kim J. Training in Endoscopy: Endoscopic Retrograde Cholangiopancreatography. Clin Endosc. 2017;50(4):334-339.
  2. Cotton PB. ERCP overview. A 30-year perspective. In: Advanced digestive endoscopy: ERCP., editor. Cotton P, Leung J, editors. Massachusetts: Blackwell Publishing Ltd; 2005. pp. 1–8.
  3. Mashiana HS, Jayaraj M, Mohan BP, et al. Comparison of outcomes for supine vs. prone position ERCP: a systematic review and meta-analysis. Endosc Int Open. 2018;6(11):E1296-301.
  4. Pohl J. Normal Endoscopic Retrograde Cholangiopancreatography. Video Journal and Encyclopedia of GI Endoscopy. 2013;1(2):507-509.
  5. Canard JM, Lennon AM, Létard JC, Etienne J, Okolo P. Endoscopic Retrograde Cholangiopancreatography. Elsevier Churchill liv ingstone; Edinburgh, UK: 2011. pp. 370–465.
  6. Haraldsson E, Kylänpää L, Grönroos J, et al. Macroscopic appearance of the major duodenal papilla influences bile duct cannulation: a prospective multicenter study by the Scandinavian Association for Digestive Endoscopy Study Group for ERCP. Gastrointest Endosc. 2019;90(6):957963.
  7. Kethu SR, Adler DG, Conway JD, et al. ERCP cannulation and sphincterotomy devices. Gastrointest Endosc. 2010;71(3):435-445.
  8. Schwacha H, Allgaier HP, Deibert P, et al. A sphincterotome-based techn ique for selective transpapillary common bile duct cannulation. Gastrointest Endosc. 2000;52(3):387-391.
  9. Cortas GA, Mehta SN, Abraham NS, et al. Selective cannulation of the common bile duct: a prospective randomized trial comparing standard catheters with sphincterotomes. Gastrointest Endosc. 1999;50(6):775-779.
  10. Karamanolis G, Katsikani A, Viazis N, et al. A prospective cross-over study using a sphincterotome and a guidewire to increase the success rate of common bile duct cannulation. World J Gastroenterol. 2005;11(11):1649–1652.
  11. Laasch HU, Tringali A, Wilbraham L, et al. Comparison of standard and steera ble catheters for bile duct cannulation in ERCP. Endoscopy. 2003;35(08):669-674.
  12. Maeda S, Hayashi H, Hosokawa O, et al. Prospective randomized pilot trial of selective biliary cannulation using pancreatic guide-wire placement. Endoscopy. 2003;35(9):721– 724.
  13. Draganov P, Devonshire DA, Cunningham JT. A new technique to assist in difficult bile duct cannulation at the time of endoscopic retrograde cholangiopancreat ography. JSLS. 2005;9(2):218 –221.
  14. Saad M. Biliary cannulation and pancreatic guide– wire placement. Endoscopy 2004;36:743; author reply 743– 4
  15. Ito K, Fujita N, Noda Y, et al. Can pancreatic duct stenting prevent post-ERCP pancreatitis in patients who undergo pancreatic duct guidewire placement for achieving selective biliary cannulation? A pros pective randomized controlled trial. J Gastroenterol 2010;45(11):1183–1191.
  16. Bor R, Madácsy L, Fábián A, et al. Endoscopic retrograde pancreatography: When should we do it? World J Gastrointest Endosc. 2015;7(11):1023– 1031.
  17. Shamah S, Okolo P. Reverse double-wire cannulation of the pancreatic duct. Clin Gastroenterol Hepatol. 2017;15(5):782-783.
  18. Sakai Y, Ishihara T, Tsuyuguchi T, et al. New cannulation method for pancreatic duct cannulationbile duct guidewire-indwelling method. World J Gastrointest Endosc. 2011; 3(11): 231–234.
  19. Tse F, Yuan Y, Moayyedi P, Leontiadis GI. Guidewireassisted cannulation of the common bile duct for the prevention of post-endoscopic retrograde cholangiopancreatography (ERCP) pancreatitis. Cochrane Database Syst Rev. 2012;12(12):CD009662.
  20. Enns R, Eloubeidi MA, Mergener K, et al. ERCPrelated perf orations: risk factors and management. Endoscopy. 2002;34(04):293-298.
  21. Laquiere A, Privat J, Jacques J, et al. Early double-guidewire versus repeated single-guidewire tech nique to facilitate selective bile duct cannulation: a randomized controlled trial. Endoscopy. 2022;54(02):120-127.
  22. Navaneethan U, Konjeti R, Venkatesh PG, et al. Early precut sphincterotomy and the risk of endoscopic retrograde cholangiopancreatograp hy related complications: An updated meta-analysis. World J Gastrointest Endosc. 2014;6(5):200-208.
  23. Harewood GC, Baron TH. An assessment of the learning curve for precut biliary sphincterotomy. Am J Gastroenterol. 2002;97(7):1708 –1712.
  24. Bailey AA, Bourke MJ, Kaffes AJ, et al. Needleknife sphincterotomy: factors predicting its use and the relationship with post-ERCP pancreatitis (with video). Gastrointest Endosc. 2010;71(2):266 –271.
  25. Manes G, Di Giorgio P, Repici A, et al. An analysis of the factors associated with the developm ent of complications in patients undergoing precut sphincterotomy: A prospective, controlled, randomized, multicenter study. Am J Gastroenterol 2009; 104(10):2412–2417.
  26. Fan JH, Qian JB, Wang YM, et al. Updated meta-analysis of pancreatic stent placement in preventing post-endoscopic retrograde cholangiopancreatography pancreatitis. World J Gastroenterol. 2015;21(24):7577-7583.
  27. Halttunen J, Keranen I, Udd M. et al. Pancreatic sphincterotomy versus needle knife precut in difficult biliary cannulation. Surg Endosc. 2009; 23(4):745-749.
  28. Kylänpää L, Koskensalo V, Saarela A, et al. Transpancreatic biliary sphincterotomy versus double guidewire in difficult biliary cannulation: a randomized controlled trial. Endoscopy. 2021;53(10):1011-1019.
  29. Facciorusso A, Ramai D, Gkolfakis P, et al. Comparative efficacy of different methods for difficult biliary cann ulation in ERCP: systematic review and network meta-analysis. Gastrointest Endosc. 2022;95(1):60-71.

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NUTRITION ISSUES IN GASTROENTEROLOGY, SERIES # 225

Micronutrients and Gastric Bypass – What We Have Learned

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Bariatric surgery is a leading treatment for severe obesity, yet brings with it the risk for micronutrient deficiencies due to resection of primary absorption sites, reduced intake, and a number of other factors. Micronutrient deficiencies can have serious, sometimes irreversible consequences if left untreated. Clinician education about signs and symptoms of deficiencies, supplementation guidelines, and recommendations for repletion and monitoring is paramount in preventing micronutrient deficiencies and the resulting complications.

CASE STUDY

A 60-year-old male was admitted to our hospital for gastrostomy tube placement into his remnant stomach 14 months after Roux-en-Y gastric bypass (RYGB) due to persistent poor intake, weakness, and a nearly 200-pound weight loss. On average, he consumed less than 500 calories and 20 grams of protein per day and was non-adherent with his vitamin and mineral regimen. Since his surgery, he had become wheelchair-bound because of lower extremity weakness, ataxia, neuropathy, and regular falls. Prior to gastric bypass surgery, he walked independently except on uneven surfaces which required a cane. Given these symptoms and his altered anatomy, several micronutrient deficiencies were suspected including vitamin B12, copper, vitamin E, thiamine, vitamin B6, and niacin.

INTRODUCTION

The prevalence of obesity in adults in the United States was 42.4% in 2017-2018, a notable increase from 30.5% in 1999-2000. Obesity is associated with a number of comorbid medical conditions including heart disease, type 2 diabetes, and stroke, and places a significant burden on the healthcare system.1 Bariatric surgery is recognized as the most effective treatment for severe obesity.2 The number of bariatric surgeries performed each year rises with the increasing prevalence of obesity. In 2019, it is estimated that 256,000 bariatric surgeries were performed in the U.S., 17.8% of which were RYGB.3 It is well established that RYGB places patients at risk for micronutrient deficiencies, and many patients are noncompliant with recommended vitamin/mineral supplementation.4-6 Clinicians must be aware of recommendations for screening, assessment, and treatment of micronutrient deficiencies in RYGB patients. A summary of specific recommendations can be found in tables 1-4. Acute inflammation may affect laboratory data for some micronutrients, details of which are included in the tables for each respective nutrient. Updated Clinical Practice Guidelines were published in 2019 and will hereafter be referred to as “CPGs.”12

Vitamin B12 (Cyanocobalamin)

Vitamin B12 (B12) is necessary for neurological function, growth and development of red blood cells, and DNA synthesis.7 A significant number of patients develop B12 deficiency after RYGB as a result of impaired absorption, decreased oral intake, lack of intrinsic factor, and reduced gastric acid.8,9 Use of certain medications, including metformin, proton pump inhibitors, and H2 receptor antagonists, may increase the risk of B12 deficiency.7

B12 deficiency is associated with dementia, paralysis, and mood disturbance, and if left untreated can result in severe, irreversible neurological complications.7,8,10 Other signs and symptoms of deficiency include megaloblastic and macrocytic anemias, fatigue, numbness and paresthesia in extremities, ataxia, magenta “beefy red” tongue, glossitis, pale skin, and slightly icteric skin and eyes.11

In the first year postoperatively, screening for B12 deficiency is recommended every three months according to the CPGs, followed by yearly screening thereafter or as indicated.11,12 Recommended laboratory assessments are serum vitamin B12 and, in some cases, methylmalonic acid (MMA).10,11,13 Serum B12 may be falsely elevated in the setting of alcoholism, liver disease, and cancer.13 Deficiency may be present even when serum B12 is normal, since serum levels are maintained at the expense of tissue stores.8,11 MMA should be considered in patients with normal or low-normal vitamin B12, macrocytosis, or clinical suspicion for B12 deficiency.13 Elevated MMA can be indicative of B12 deficiency, however, MMA levels are also increased with renal disease, so should therefore be interpreted with caution.8,11

The CPGs recommend routine B12 supplementation for all RYGB patients.12 Patients with deficiency should receive additional supplementation.12 The need for B12 supplementation beyond what is contained in a standard multivitamin is addressed in a systematic review of the literature by Mahawar et al., which showed that oral doses up to 15 mcg daily were insufficient to prevent deficiency. Doses of 600 mcg daily proved superior to 350 mcg daily, and 1000 mcg daily was sufficient to prevent deficiency in most patients.9 Concerning the route of supplementation, there is evidence to suggest that vitamin B12 sufficiency can be maintained with oral supplementation in RYGB patients.8 Regardless of route, it is important to monitor B12 status as vitamin/mineral non-adherence is common.

Vitamin D

Vitamin D is a steroid hormone and nutrient which is involved in bone metabolism as well as a number of other body processes.14 Humans primarily obtain vitamin D through exposure to UVB light, in addition to dietary intake.14,15 A review of the literature by Peterson et al. demonstrates that up to 90% of RYGB patients are vitamin D deficient (<20 ng/mL) in the pre-operative period.14 Many studies indicate ongoing vitamin D deficiency after bariatric surgery, however, some have demonstrated improvement in vitamin D status in the post-operative period purported to result from release of sequestered vitamin D from adipose tissue as patients lose weight. However, this is often followed by high prevalence of deficiency or insufficiency.14-16

RYGB patients may have decreased absorption of vitamin D due to decreased surface area of the small intestine as well as altered mixing with pancreatic secretions and bile. Additionally, risk of vitamin D deficiency may be increased as a result of sequestration of vitamin D in adipose tissue and lack of sun exposure.15

Vitamin D deficiency can result in increased risk of osteopenia and osteoporosis, muscle weakness, falls, and generalized pain and discomfort.15 Symptoms of deficiency may also include hypocalcemia, tetany, tingling, or cramping.11

Literature shows that dosages below 800 IU (20 mcg) of vitamin D3 daily are not sufficient to raise 25(OH)-vitamin D beyond 30 ng/mL in RYGB patients.14,15 Higher doses have proven effective in some patients, but others may require even greater supplementation to maintain optimal serum levels.15,17 The CPGs recommend routine supplementation and continued monitoring of vitamin D status.12 Ongoing dosage should be based on serum levels. Vitamin D3 (cholecalciferol) is the preferred form of vitamin D for supplementation due to its higher potency, according to the CPGs.12 Short term, high dose supplementation is not likely to be a comprehensive solution for vitamin D deficiency in RYGB patients; they will likely need supplemental vitamin D in the long term to maintain optimal serum levels.

Vitamin B1 (Thiamine)

Thiamine is a water-soluble vitamin essential for glucose metabolism, ATP production, and plays a role in maintaining the integrity of the nervous system. When oral intake is reduced, thiamine stores may be consumed quickly (9 to 18 days).18 Thiamine deficiency is a clinical diagnosis and if undetected and untreated, may result in Wernicke-Korsakoff Syndrome.19,20

Recognizing risk factors and early signs and symptoms are the keys to detecting thiamine deficiency. RYGB patients with persistent vomiting are at risk for thiamine deficiency since vomiting precludes adequate intake. In addition, the primary sites of absorption which include the duodenum and first part of  the jejunum are bypassed. These factors, combined with limited storage, may quickly lead to thiamine deficiency after surgery. Rapid weight loss and non-compliance with vitamins are also contributing factors.18,21  

Wernicke’s Encephalopathy (WE) is a neurological disorder caused by thiamine deficiency. Hallmark symptoms include the triad of mental status changes, ataxia, and eye movement disorders. In a recent study of WE after bariatric surgery, ataxia was the most common characteristic found in patients.21 The full triad of symptoms may be seen in an estimated 20-50% of patients with WE.21 In addition, patients may experience paresthesias, peripheral neuropathy, and weakness, usually in the lower extremities.

Thiamine diphosphate, or thiamine pyrophosphate (TPP), is the biologically active form of thiamine. Because TPP is found in erythrocytes and accounts for 90% of thiamine in whole blood, the use of whole blood or erythrocytes to measure thiamine stores is the most sensitive and specific method for testing.22,23 However, given the long turnaround time for lab assays and the acute urgency to treat suspected thiamine deficiency, clinical suspicion and awareness of risk factors should be used to diagnose and treat patients. In addition, there is no thiamine level that correlates with the diagnosis of WE.

The American Society for Metabolic and Bariatric Surgery (ASMBS) treatment for thiamine deficiency depends on the route and severity of symptoms. There is a paucity of scientific data to support recommendations for treatment.12

Vitamin A

Vitamin A is involved in cell growth and development, immune function, vision, and functions as an antioxidant against free radicals.24-26 The prevalence of deficiency in the first 4 years post-RYGB is up to 70%.12 Deficiency commonly presents as night blindness and can result in complete blindness if left untreated.10,12,24 In fact, vitamin A deficiency is the leading preventable cause of blindness.24 Patients deficient in vitamin A may also exhibit Bitot’s spots, hyperkeratinization of the skin, and poor wound healing.11,24 Risk factors for vitamin A deficiency associated with RYGB are decreased intestinal surface area for absorption, decreased overall food intake, and low fat diet in the post-operative period.26 Zinc deficiency, alcohol ingestion, and cholestyramine use can impair vitamin A absorption.24

The CPGs recommend routine supplementation of 5,000-10,000 IU vitamin A daily to prevent deficiency after RYGB, which can be attained with a multivitamin.12,27 It is noteworthy that toxicity can occur with high-dose or chronic supplementation of vitamin A.10

Vitamin E

Vitamin E functions as an antioxidant and plays important roles in neurological health, specifically in the central nervous system.28,29 Vitamin E deficiency is uncommon in bariatric surgery patients in the pre- and post-operative periods.11,12,28

However, RYGB patients may be at increased risk for deficiency due to resection of primary absorption sites, altered mixing with pancreatic and biliary secretions, steatorrhea, or small intestinal bacterial overgrowth.28 In a systematic review of the literature, Sherf-Dagan found deficiency rates of up to 65.7% in 1-5 years after bariatric surgery.28 Signs and symptoms of vitamin E deficiency include spinocerebellar ataxia, peripheral neuropathy, gait disturbances, decreased sensation, ophthalmologic disorders, nystagmus, impaired immune response, and hemolytic anemia.11,28,29 The CPGs recommend supplementation for all bariatric surgery patients, which can be attained with a multivitamin.12 Most supplements provide alpha-tocopherol, which is the most common form of vitamin E in human tissues and is the most biologically active form.28,29 Additional supplementation may be needed to replete deficiency, however therapeutic dosing is not clearly defined.11,12,28 Prompt supplementation of vitamin E can stop progression of, or even normalize, neuromuscular deficits resulting from deficiency.29 High dose vitamin E supplementation (>1000 mg/day) may increase risk for competition with vitamin K and has been associated with hemorrhage.10,30

Vitamin B6 (Pyridoxine)

Vitamin B6 participates in protein and carbohydrate metabolism, gluconeogenesis, and neurotransmitter synthesis.31,32 Factors that may increase the risk for deficiency are alcoholism and use of certain medications, including isonizid (antituberculosis), hydralazine, penicillamine, contraceptives, levo/ carbidopa, and antiepileptic medications.10,31,32

Signs and symptoms of B6 deficiency include seborrheic dermatitis, glossitis, lip and angular cheilitis, impaired immune function, peripheral neuropathy, seizures, and hypochromic microcytic anemia.10,31,32 Pellagra-like symptoms are possible in severe cases, since B6 is necessary for synthesis of nicotinic acid (see Niacin section).31,32

Treatment of deficiency varies within the literature depending on the severity of symptoms. IV supplementation should be considered for patients with severe symptoms, such as seizure.10 Long-term high dose supplementation is associated with sensory neuropathies and movement disorders, among other symptoms, and should be used with caution.10 “Toxic dose” is defined as 1000 mg/day, however there are case reports of neuropathy with lower doses.33,34 The Tolerable Upper Intake Level for vitamin B6 is 100 mg/day for adults.

Vitamin B2 (Riboflavin)

Vitamin B2 is involved in numerous reduction-oxidation reactions as well as the conversion of pyridoxine phosphate to vitamin B6.31,32 The primary absorption site is the proximal small intestine, putting RYGB patients at risk for deficiency.32 Alcoholism and diets low in meat and dairy can put patients at greater risk.31 Symptoms of deficiency include angular and lip cheilitis, glossitis, nasolabial dermatitis, scrotal and vulvar eczema, anemia, and peripheral neuropathy.31,32 The clinical presentation of B2 deficiency may mimic that of B3 or B6 deficiencies due to its role in their metabolism.31 Supplementation recommendations vary, and there is limited data.31,32 Caution should be used with long term supplementation at doses >100 mg/day due to potential effects on the ocular lens proteins and retina.10

Vitamin B3 (Niacin)

Vitamin B3 has essential roles in metabolism including ATP synthesis and glycolysis.31 In a study by Ledoux et al. (2020), B3 deficiency was observed in 13.1% and 19.8% of patients within 1 year and > 3 years, respectively, after RYGB.35 The clinical manifestation of deficiency is pellagra, which is characterized by dermatitis, dementia, diarrhea, and potentially death.10,31

Early symptoms of deficiency include weakness, fatigue, and depression. Physical exam findings may resemble sunburn on the face, neck, and dorsal extremities, hyperpigmented areas on the extremities known as the “glove” and “boot” of pellagra, or hyperpigmented areas on the neck known as Casal’s necklace.31 Additional risk factors for deficiency include alcoholism, use of isoniazid, azathioprine, or 6-mercaptopurine.31

Vitamin C (Ascorbic Acid)

Vitamin C functions as an antioxidant, supports osteoblast formation in bones and teeth, and is essential for the formation of collagen.31,36,37 It is absorbed in the upper third of the intestine, and deficiency has been observed in the RYGB population in both the pre- and post-operative periods.32,35,38 Patients may be at increased risk for deficiency in cases of alcoholism, ulcerative colitis, Crohn’s disease, or dialysis. Smoking also increases risk for deficiency due to decreased intestinal absorption and increased catabolism.31,32 Vitamin C deficiency in its most severe form is scurvy, which is characterized by perifollicular hemorrhages, ecchymosis, petechiae, xerosis, poor wound healing, corkscrew hairs, swan-neck hairs, bleeding gums, fatigue, malaise, and weakness.32,36 If left untreated, vitamin C deficiency can be fatal, therefore supplementation should be started if there is clinical suspicion for deficiency rather than waiting for a lab result to return.37 Upon initiation of therapeutic supplementation, symptoms are expected to resolve quickly, some within the first 24 hours and others taking weeks to months.31,37 It should be noted that high dose vitamin C supplementation can be associated with diarrhea, other GI upset, or falsely elevated blood glucose readings on point-of-care glucose monitors.10,31,39 Absorption of vitamin C decreases with doses over 1 g/day.10

Copper

Copper is an essential trace element that plays a role in neurotransmission, hematopoiesis, hemoglobin synthesis, and the formation of connective tissue. It is primarily absorbed in the stomach and proximal duodenum, placing a gastric bypass patient at risk for deficiency since these sites are reduced or bypassed after surgery.40 Kumar reported on 34 cases of symptomatic copper deficiency occurring an average of 9 years after surgery with 97% of the cases non-compliant with taking multivitamins and minerals.41 

Symptoms of copper deficiency include neurological deficits such as peripheral neuropathy, ataxia, and muscle weakness. Myelopathy and myeloneuropathy seen with copper deficiency closely resemble vitamin B12 deficiency. Symptoms may also include anemia and/or neutropenia. Optic neuropathy and blindness as a result of copper deficiency have also been reported.42-45 To diagnose a deficiency, serum copper levels are used. Another marker often used is ceruloplasmin, a protein that transports 80-95%

of copper. It is, however, an acute phase protein that increases during inflammation which in turn leads to an elevated serum copper level. To diagnose deficiency, one author recommends using serum copper, ceruloplasmin < 20 mg/dL, and elevated C-reactive protein.42 An MRI showing increased T2 signal in the posterior dorsal column of the spinal cord may enhance lab data when determining a diagnosis.40  

Other than case studies, little scientific evidence is available on the route, amount, or timing of copper supplementation. Supplementation halts the progression of neurological deficits, but may not reverse them. It usually takes 4-12 weeks for hematologic consequences of copper deficiency to resolve.40,42,46 Several strategies and guidelines for replacement of copper are available.41,42,47 Copper levels should be checked periodically after levels return to normal and supplementation stops since cases of relapse have been reported.12

Zinc

Zinc is a mineral that plays a role in DNA and protein synthesis, immune function, wound healing, and more than 300 enzyme systems. It is primarily absorbed in the duodenum and proximal jejunum which may lead to a deficiency since these areas are bypassed after RYGB. Poor intake and non-compliance with vitamins and minerals may also contribute. Symptoms of deficiency include alopecia, taste changes, white spots on the nails, dermatitis, skin plaques and diarrhea.48

In a recent summary, only 6 cases of symptomatic zinc deficiency were found in the literature.  On average, patients became symptomatic 6 years after surgery, 67% were female, and all had a skin rash.  Information on vitamin compliance was available for 2 patients; one had stopped taking

her supplement, and the other was compliant.48

Since it is a component of various proteins and nucleic acids, zinc levels are difficult to measure. Plasma or serum levels are often used, but levels do not necessarily reflect cellular zinc due to tight homeostatic control. Also, clinical signs can be present in the absence of abnormal laboratory indices. Some suggest pairing clinical correlation with lab values and risk factors to aid in the diagnosis of a deficiency.10,49 ASMBS guidelines do not issue a recommendation due to insufficient evidence, however, they advise caution when repleting zinc as it can induce a copper deficiency over time. Excess amounts of enteral zinc may cause nausea, vomiting, and gastric irritation. Skin lesions usually improve within days to weeks of supplementation.10,50-53

A Word about Iron

Iron deficiency is the leading cause of anemia after RYGB. Factors contributing to this include decreased hydrochloric acid production in the gastric pouch, decreased meat consumption, and bypassing the duodenum and jejunum which are the primary sites of absorption.54 Iron deficiency may occur despite routine supplementation and should be monitored within 3 months after surgery followed by every 3 to 6 months for the first year and then annually thereafter unless clinical signs and symptoms of deficiency are present.12 Adherence to supplementation may be affected by side effects which can include constipation, nausea, vomiting and a metallic taste.10 Many oral iron preparations are available, but none have been shown superior to ferrous sulfate. A recent article suggests absorption of oral iron improves when taken on alternate days in single doses versus daily or twice daily in healthy women with depleted iron stores.55

CASE STUDY CONCLUSION

A serum copper level was drawn and found to be low at 57 mcg/dL (normal 75-145 mcg/dL). The patient was anemic, but not neutropenic. He was treated with 2 mg/d oral copper gluconate. He also received 0.5 mg of copper in his multivitamin and 1.92 mg in his tube feeding for a total of 4.42 mg/d copper. Copper levels returned to normal 1.5 months after supplementation began. In addition, the patient did not experience any more falls after initiation of both copper supplementation and tube feeding. His ambulation improved to the point that he was able to walk using a cane, but remained wheelchair-dependent outside of the home. Copper levels continued to rise, and supplementation was discontinued after 7 months as the patient’s ability to ambulate without falls remained stable. Levels were checked regularly every 3 months thereafter.

SUMMARY

It is well documented that patients who have undergone RYGB are at risk for micronutrient deficiencies. There is a paucity of data regarding the treatment of micronutrient deficiencies in the RYGB population, and most evidence to date comes from case studies rather than RCTs. Clinicians should be aware of signs and symptoms of micronutrient deficiencies as they collect a detailed patient history and perform a physical exam. Adherence to vitamin and mineral supplementation should be assessed. It should also be noted that micronutrient deficiencies rarely exist in isolation; if a patient presents with one deficiency, there are likely others. Lastly, vitamin and mineral supplementation is not benign and should be monitored and adjusted as clinically appropriate.

References

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FUNDAMENTALS OF ERCP, SERIES #1

Indications for ERCP

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Key Points:
Indications and contraindications for ERCP are various and appropriate patient selection requires careful consideration
• As our understanding of how ERCP is utilized continues to evolve, it is important to continue analyzing outcomes of the procedure to target those who will continue to benefit the most
• Expert endoscopists must be well-versed in special cases requiring ERCP to provide necessary required care to specific patient populations

INTRODUCTION

Endoscopic retrograde cholangiopancreatography (ERCP) was first introduced in the 1970’s as a tool for visualization of the ampulla of Vater. Using a specialized endoscope with a side viewing camera that allows for optimal visualization within the duodenum, ERCP has grown from a diagnostic to a therapeutic modality for pancreaticobiliary diseases. Modifications on the endoscope have been made to assist with therapeutic maneuvers. Modern duodenoscopes are equipped with a large instrument channel and small metal elevator at the end of the channel that allows for various tools to be directed towards the papilla and manipulated within the bile or pancreatic duct, making ERCP the gold standard modality for diagnosis and management of pancreaticobiliary diseases.

There are numerous indications for a patient to undergo ERCP, including both pancreatic and biliary pathologies. ERCP allows for both diagnostic and therapeutic management of pancreaticobiliary disease; however, there are considerable risks associated with ERCP. Therefore, patients must be carefully selected to ensure that they will benefit most from the procedure. This article will outline the most common indications and contraindications for ERCP, including; 1. Who needs and does not need ERCP, 2. When to safely and effectively perform the procedure, and 3. When not to perform the procedure. In addition, we will address special considerations surrounding ERCP, including ERCP in pregnancy, the elderly, those on systemic anticoagulation/antiplatelet therapy or with multi-drug resistant (MDR) infections, and those with allergies to contrast dye.

Indications for ERCP

The indications for performing ERCP will be outlined in this section and a summary of these can be found in Table 1. As radiologic imaging is often the first investigation in the workup of abnormal blood tests or presenting symptoms, this chapter will outline the specific diagnoses that require ERCP in greater detail, focusing on information that is important to the clinician who performs the procedure. For the following scenarios, ERCP is used to diagnose, treat, or facilitate various investigations of the pancreaticobiliary system.

1. Choledocholithiasis

Gallstone disease remains one of the most common gastrointestinal diseases worldwide, with a reported prevalence of 10% in adults, and remains the most common indication for ERCP.1,2 While most gallstones will be asymptomatic, 2-4% of those with gallstone disease will develop symptoms, of which 20% will become impacted within the bile duct and require intervention.2 The 2020 ASGE Guidelines on the role of endoscopy in the evaluation and management of choledocholithiasis states the diagnosis of choledocholithiasis should be made with either MRCP or EUS to confirm the presence of common bile duct stones, although in practice these investigations are not warranted in all patients before undergoing ERCP. These modalities have comparable sensitivity (93% in MRCP; 95% in EUS) and specificity (96% in MRCP; 97% in EUS) at low, intermediate and high pre-test probabilities.3

ERCP should be reserved for the therapeutic management of confirmed or high likelihood of choledocholithiasis, defined by the ASGE as a common bile duct stone on imaging, total bilirubin of >4mg/dl and a dilated bile duct, or physical and lab findings suggestive of ascending cholangitis.4 Biliary cannulation should be followed by sphincterotomy (unless contraindicated), stone removal through biliary balloon sweep, wire guided baskets or electrohydraulic lithotripsy (EHL), laser lithotripsy, or mechanical lithotripsy as needed.

Mirizzi’s syndrome is an uncommon clinical scenario that was first described by Pablo Luis Mirizzi, an Argentinian surgeon who first described the entity in 1948. Mirizzi syndrome occurs in approximately 1% of those undergoing cholecystectomy.5,6 Mirizzi’s syndrome occurs when a gallstone becomes impacted in the cystic duct, gallbladder neck or infundibulum and results in direct biliary compression of the common bile or hepatic duct (Type I Mirizzi’s syndrome). The formation of a cholecystocholedochal fistula (Type II Mirizzi’s syndrome) is due to the erosion of a gallstone directly into the common duct.5 While surgery is ultimately required in the management of patients with Mirizzi’s syndrome, there remains a role for ERCP with biliary stenting in the acute setting in these patients.4 ERCP with EHL for management of Mirizzi’s syndrome has also been studied, with success rates as high as 96% in one large longitudinal Japanese study, however this success was limited by a 16% recurrence rate.7 Current expert consensus recommends consideration of ERCP for biliary stenting in acute cholangitis as a bridge to cholecystectomy in Mirizzi’s syndrome, with consideration of ERCP with EHL in poor surgical candidates or those with Type II disease.5,7,8 Preoperative stenting in patients with Mirizzi syndrome can also aid surgeons during operative correction, as it allows clear identification of the common bile duct lumen.

2. Gallstone pancreatitis

Gallstone disease is the most common cause of pancreatitis with a reported prevalence ranging from 40-70%.9 Gallstone pancreatitis occurs from pancreatic ductal outflow obstruction secondary to retained stone(s) within the common channel or impacted (or temporarily impacted) stone(s) at the level of the ampulla.10 Over the years, the management of gallstone pancreatitis has evolved from early intervention to a more conservative approach.4 A 2012 Cochrane review including 7

RCT’s comparing early versus late ERCP on mortality, local and systemic complications in uncomplicated gallstone pancreatitis found no reported difference between groups. A significant reduction in all-cause mortality, local and systemic complications was seen in those with subsequent cholangitis, while a reduction in local inflammation was seen in those with subsequent biliary obstruction in the early ERCP intervention groups.11 A 2022 systematic review of 3 RCT’s and 1 non-randomized trial on early ERCP showed no reduction in mortality or complications in gallstone pancreatitis without cholangitis.12 Current gastroenterology guidelines agree on recommending against the use of routine ERCP in gallstone pancreatitis in the absence of biliary obstruction or cholangitis.9,12,13 If ERCP is undertaken during an episode of gallstone pancreatitis, the endoscopist has the option of performing biliary sphincterotomy and clearing the duct or simply placing a biliary stent to allow ductal decompression, with a plan to return at a later date once the pancreatitis has resolved to undergo duct clearance. Multidisciplinary consultation with both an advanced endoscopist and general surgeon is important in the management of these patients. While interval cholecystectomy used to be the standard of care, same-admission cholecystectomy has now been shown to reduce the risk of recurrent pancreatitis, readmission for biliary complications and all cause mortality.14,15 Still, same-admission cholecystectomy has not been universally adopted by the surgical community. Surgical consultation for inpatient cholecystectomy should be arranged in all patients presenting with gallstone pancreatitis. It is prudent for the endoscopist to be aware of this and potentially recommend this when consulted for potential ERCP, even in the absence of performing the procedure.

3. Cholangitis

The findings of a jaundiced patient presenting with fevers and right upper quadrant pain (Charcot’s triad) should raise the suspicion of cholangitis, with an even higher index of suspicion when hypotension and altered mental status (Reynold’s pentad) are concomitantly present. A diagnosis of cholangitis should be made promptly through clinical history, physical examination, laboratory results and imaging studies, which are all included in the 2018 Tokyo Guidelines diagnostic criteria for acute cholangitis (Table 416). ERCP for biliary decompression has been shown to have a significant mortality benefit in this patient population by providing relief of biliary obstruction and drainage of the infected biliary tree, however studies on the exact timing of ERCP in patients with cholangitis have shown conflicting results.16–22 More recently, studies have favored more urgent ERCP, however the exact definition of urgency is variable amongst studies and opinions on this question vary widely in clinical practice. One recent meta-analysis of 9 studies showed a 20% decrease for in-hospital mortality among those undergoing ERCP within 24 hours as compared to those undergoing ERCP ≥24 hours (OR 0.81, 95% CI 0.73-0.90). In-hospital mortality was also reduced when comparing those who underwent ERCP within 48 hours versus after 48 hours, and within 72 hours versus after 72 hours.18 Another large meta-analysis and systematic review examining mortality benefit in those undergoing ERCP within 48 hours showed significant reduction of in-hospital mortality, length of stay and 30-day mortality.17 Other large-scale studies have also reduced mortality and length of stay.19–21 One recent study examining outcomes in non-severe acute cholangitis using a 12-hour emergent cutoff showed no difference in in-hospital mortality, length of stay or recurrent cholangitis when compared to elective (≥24 hr) ERCP. The majority of these cases would fall under “emergent” in other studies, with only 4.7% performed ≥72 hours after presentation.22 While the data remains clear that ERCP within 24-48 hours provides improved outcomes, further randomized control trials are necessary to determine whether ERCP within 24 hours significantly improves outcomes as compared to those performed after 24 hours. It should be emphasized that the reasons for potentially delaying ERCP in patients with cholangitis include the need for patient stabilization, fluid resuscitation, and antibiotic administration: all of these make patients better candidates for ERCP when the time for the procedure arrives.

4. Bile leaks

ERCP is considered first line therapy in the management of bile duct leaks (BDLs).8,23 Endoscopic placement of a bile duct stent with or without sphincterotomy reduces transpapillary pressure, corrects the pressure gradient in the biliary tree, and allows adequate bile drainage down to the duodenum. ERCP plays an important diagnostic and therapeutic role in BDL by localizing the site of the bile leak and providing therapeutic decompression of the bile duct (thus markedly reducing the flow of bile out of the leak site, and promoting healing at the leak site itself). BDLs often occur at the cystic duct, the ducts of Luschka, the common bile duct, and less commonly the common hepatic duct, although they can develop anywhere in the bile duct in a variety of contexts.

BDLs are classified as low or high grade based on cholangiogram interpretation.8,23 Low grade bile leaks are only visualized once the intrahepatic bile ducts have been filled, while high grade bile leaks show active extravasation before intrahepatic bile duct filling occurs.8 In practice, these definitions are often less than helpful, and the leak is often graded somewhat subjectively. When a bile leak is suspected or confirmed on cholangiogram, endoscopic biliary stenting and/or sphincterotomy is recommended with success rates ranging from 80-100%.8 The adequate timing of ERCP in bile leaks is not guideline based and remains up for debate, however prior studies have not shown a difference in outcomes when comparing early (<1 day) versus late (>3 days) intervention.23 As long as the bile leak is identified and a functioning drain (e.g., Jackson-Pratt drain) has been placed, then ERCP can be performed non-urgently. Routine practice is to maintain a biliary stent in situ for 4-6 weeks, after which a repeat ERCP for stent removal and re-evaluation of the biliary tree with contrast cholangiogram is performed. If the leak has healed, the stent can be removed and not replaced. If the leak persists, a new stent is placed and the ERCP repeated another 4-6 weeks later.

5. Biliary strictures

ERCP is the gold standard for assessing, diagnosing, and managing biliary strictures. Biliary strictures can present a variety of ways, including asymptomatic obstructive jaundice, symptomatic abdominal pain, or incidentally on abdominal imaging. Biliary strictures can be benign, malignant, or indeterminate, and can be caused by abnormalities of both the biliary tree and pancreas. ERCP is unique as it facilitates access into the bile duct and has the ability to assess a stricture through a cholangiogram and/or cholangioscopy. Tissue sampling can be obtained with cytology brushing or biopsy forceps into the duct. The various etiologies and advanced workup of biliary strictures are outside the scope of this review.

6. Ampullary adenomas and tumors

The role of endoscopy and ERCP in the diagnosis and management of ampullary tumors has been outlined by both the ASGE in 2016 and more recently the ESGE in 2021.24,25 Ampullary tumors should be examined using a side viewing duodenoscope and are usually, but not always, biopsy proven prior to consideration of resection.24,25 EUS and MRCP are often used to further stage these lesions and determine the extent of invasion into the intrapancreatic bile duct and pancreatic head.25 While some suggest that when low-grade dysplasia is confirmed on two separate biopsies, or high-grade dysplasia on one set of biopsies, ampullectomy should be performed in tumors measuring ≤30mm in diameter without intraductal resection, others have used less firm criteria and make the decision to resect on an individualized basis. A single RCT argues against the routine use of submucosal injection for ampullectomy, although in practice the maneuver is widely performed. No difference in tumor recurrence, delayed bleeding or complete resection rate was noted when the maneuver was used or dispensed with.25,26 Both guidelines recommend prophylactic placement of a pancreatic duct stent to reduce the incidence of post-ERCP pancreatitis. The routine use of biliary stenting, and biliary or pancreatic sphincterotomy is no longer universally recommended but in practice remain widely employed.25

7. Cholangiopancreatoscopy

Direct visualization of the bile and pancreatic duct through cholangiopancreatoscopy has advanced the management of large biliary and pancreatic duct stones and increased the diagnostic yield of intraductal tissue sampling of indeterminant strictures.27 The use of cholangioscopy with electrohydraulic lithotripsy (EHL) or laser lithotripsy (LL) for the management of difficult to treat and/or large bile duct stones has been shown to have excellent results. Reported stone visualization and fragmentation rates have been reported to be as high as 92%, with complete stone clearance rates in a single session of 71%.28 Additional studies have reported complete bile duct stone clearance ranging from 71 to 100%.27 While the data on pancreatoscopy for stone management is less robust, stone clearance success rates have been reported from 50 to 100% in several case series.27 A 10-year retrospective analysis on 46 patients undergoing EHL/LL for pancreatic duct stones reported complete clearance in 70% of patients, with clinical success (as defined by reduction in pain scores and opioid use) in 74% of patients.29

Direct cholangioscopy is an important tool in the workup of indeterminate strictures.30 Across 10 studies, the pooled sensitivity for diagnosis of malignancy strictures was 60.1% with a pooled specificity of 98.0%. Results of this meta-analysis strongly support the use of cholangioscopy in strictures with negative or inconclusive brushings, with a sensitivity of 74.7% and specificity of 93.3% in 4 studies that examined this clinical scenario.30

8. Sphincter of Oddi dysfunction (Type I and II)

The role of ERCP in the management of Sphincter of Oddi dysfunction (SOD) is controversial in the literature, as is the very existence of the concept of SOD as a clinical entity itself (which many still do not believe exists, and not without good reason). Historically, ERCP with sphincterotomy was recommended for those with Type I SOD (biliary-type pain, bile duct dilation and liver enzyme elevation), with consideration for those with Type II (pain with either biliary dilation or elevation in liver enzymes) and Type III (pain alone in the absence no biliary dilation or liver enzyme elevation).31 Type I SOD is accepted in some circles as an organic papillary stenosis and ERCP with sphincterotomy is appropriate, although even the concept of papillary stenosis is debatable.8,31 There have been three RCT’s showing benefit of empiric sphincterotomy in those with Type II SOD with certain manometric findings, however routine practice often manages these patients similar to Type I SOD, and thus investigation with manometry is not often used in the clinical setting.31 The biggest deviation from our prior approach to SOD is seen in Type III SOD, for which current expert consensus recommends against the use of ERCP, as described in further detail below (See “Who does not need ERCP”). Similarly, the global acceptance of SOD as a concept, and the number of ERCPs performed for presumed SOD annually, has fallen precipitously.

9. Choledochal cysts

Choledochal cysts are rare congenital cystic dilations of the common and intrahepatic bile ducts, with a higher incidence in Asian (1 in 13000 Japanese) than Western populations (1 in 1,000,000-2,000,000 in England).32 Choledochal cysts can present with abdominal pain, jaundice and, rarely, a palpable mass. These biliary cysts have been shown to increase the risk of recurrent cholangitis, pancreatitis, cirrhosis, gall bladder and bile duct malignancy.32,33 These cysts are often associated with anomalous pancreaticobiliary duct junction (APBDJ) and are classified using the Todani classification system, which classifies cysts based on the number and location of cysts within the biliary tree.34 Type I (segmental or diffuse dilation of the common bile duct), Type II (common bile duct diverticulum), Type IV (multiple intra and/or extrahepatic cysts) and Type V (single or multiple intrahepatic cysts) cysts are managed operatively, with cyst excision and hepaticojejunostomy for Type I, diverticulotomy for Type II and hepatectomy or transplant for Type IV and V.32,33 Cystolithiasis and cholangitis may occur in these patients, and, while operative management is the gold standard, ERCP for stone removal and/or stenting may be indicated to manage these acute events.32,33 Type III choledochal cysts (also termed choledochoceles) occupy the intra-duodenal portion of the CBD and are rare, accounting for only 0.5-4% of all choledochal cysts.32 These cysts have a lower risk of malignancy and association with APBDJ, and therefore Type III cysts are the only ones that are primarily managed endoscopically with biliary sphincterotomy or needle knife papillotomy.32,33 Type III choledochal cysts ≥2cm should be referred to a surgeon for consideration of transduodenal excision or pancreaticoduodenectomy, although the risk of malignancy, even in these large cysts, remains low.32

Contraindications to ERCP

1. Consent

There are few absolute contraindications to ERCP, one of which is lack of patient consent outside of emergent situations wherein consent cannot be obtained i.e. septic cholangitis with an altered mental status. ERCP should not be performed in patients who do not consent to the procedure, as is expected standard practice in all medical fields. The risks associated with ERCP should be carefully discussed with each patient so as they may make an informed decision. Common complications including pancreatitis, infection, perforation, bleeding, the possibility of death and risks of undergoing conscious sedation/anesthesia should be discussed. 

2. Active or recent perforation

Active perforation of the oropharynx, esophagus, stomach or bowel is, in general, a contraindication to ERCP given the risk of worsening pneumomediastinum and/or pneumoperitoneum. Multidisciplinary discussion with surgical teams should be had if ERCP is indicated in a patient who has recently had a perforation and been managed either surgically or supportively in order to determine the timing and urgency of endoscopy.

3. Hemodynamic instability

ERCP should not be performed in critically ill patients who are inadequately resuscitated with ongoing hemodynamic instability. Critically ill patients requiring hemodynamic support in an intensive care setting that require biliary drainage should be discussed and managed in collaboration with an intensivist and anesthesiologist, if at all possible. Percutaneous trans-biliary drainage (PTBD) should be considered in these patients if ERCP is not feasible or there is reason to believe may not be successful, including imaging findings of gastric outlet obstruction from a pancreatic mass, prior failed ERCP that is not expected to be successful on subsequent attempts, history of gastric surgery that would preclude ERCP or upper gastrointestinal luminal strictures that would prevent ERCP from being accomplished.

4. Uncorrected coagulopathy

Uncorrected coagulopathy remains a relative contraindication to ERCP. Sphincterotomy should not be performed in patients on anticoagulation, non-ASA antiplatelet therapy, or with a significantly elevated INR or severe thrombocytopenia. ERCP may be considered in patients requiring biliary decompression with stenting and no sphincterotomy, even in the aforementioned scenarios. Of note, if sphincterotomy is not planned, ERCP can be safely performed in a variety of coagulopathic settings.

Who Does Not Need ERCP

1. Type III Sphincter of Oddi dysfunction

As outlined above, the role of ERCP in the management of SOD has been, and remains, controversial. While there is evidence to support its use in patients with Type I SOD, there is less supportive data for performing ERCP in patients with Type II SOD. The use of ERCP in patients with Type III SOD has been shown to be more harmful than beneficial. This shift resulted after the findings of the EPISOD trial were published in 2014. In this double-blind, sham controlled RCT of 141 patients with Type III SOD randomized 2:1 to empiric sphincterotomy versus sham, no improvement in pain related disability was seen after intervention was reported, and in fact pain-free outcomes favored the sham group with statistical significance.35 As a result of these findings, current expert consensus recommends against the use of ERCP with sphincterotomy in this patient subgroup.8,31 It should be stressed that the entire concept of SOD as a disease entity remains in question and many centers have abandoned the notion of SOD entirely.

2. Abdominal pain diagnosis

The ASGE Quality Indicators in ERCP recommends against ERCP for the evaluation of abdominal pain without evidence of pancreaticobiliary pathology (e.g., abnormal bloodwork or imaging studies) due to the low diagnostic yield and risk of adverse events or complications. Prior to proceeding to ERCP for abdominal pain, a thorough workup including basic liver enzyme and function tests, lipase, complete blood count, and pancreaticobiliary imaging (in the form of transabdominal or endoscopic ultrasound, CT or MRCP) should be performed. If there are no abnormalities seen on these investigations as outlined in the above indications, ERCP may not be in the patient’s best interest.

3. Pancreas divisum

Pancreas divisum (PD) is the most common congenital abnormality of the pancreas and results from failure of the ventral and dorsal pancreatic duct to fuse during early embryonic gestation.36 It should be emphasized that PD is not a disease, but rather a variant of normal anatomy. PD has a reported prevalence between 1-10% and has been associated with idiopathic recurrent acute pancreatitis. The association between PD and idiopathic recurrent acute pancreatitis (IRAP) remains controversial as the majority of patients with PD remain asymptomatic, with only 10% developing pancreatitis. A somewhat more accepted theory is that PD in combination with a predisposing genetic mutation (e.g., CFTR gene mutation) is required to increase the risk of IRAP.37 The use of ERCP with minor papillotomy has been studied in preventing IRAP in PD in a number of retrospective and prospective trials, with heterogenous results suggesting a modest benefit.36–38 One systematic review examining IRAP in PD reported a pooled median response rate of 76%, with a range of 44100%.36 A more recent retrospective cohort study reported a response rate at the lower end of the pooled analysis (44.4%), with even lower rates in those with chronic pancreatitis (33.3%) and chronic pancreatic like abdominal pain (33.3%).39 ERCP with minor papilla sphincterotomy can be considered in select patients with IRAP and PD, especially in the context of a dilated pancreatic duct. The SHARP (SpHincterotomy for Acute Recurrent Pancreatitis) trial is currently underway and will be the first large, multicenter RCT investigating minor papilla sphincterotomy for IRAP in PD.40 The results of this randomized trial will likely shape the future approach and recommendations to endoscopic therapy of IRAP in those with PD.

4. Management of pancreatic pseudocysts

Transpapillary pancreatic ductal stenting was once the recommended approach to treating complications from acute pancreatitis such as peripancreatic collections, alongside transmural pseudocyst drainage.41,42 With the development of a lumen-apposing metal stent (LAMS), EUS directed trans-gastric drainage of these cysts has become the standard of care and the role of ERCP in the drainage of pancreatic fluid collections has become limited. Two recent studies showed no reduction in the re-accumulation of pancreatic fluid collections via ERCP after transmural plastic stent placement post-LAMS drainage, bringing into question the utility of plastic stent placement after LAMS removal. The more conventional ERCP approach of transpapillary PD stenting is still performed, but less commonly so and with limited data on its use in the age of cyst-gastrostomy with LAMS. Transpapillary stenting can still be used to treat pancreatic fluid collections not amenable to transluminal drainage or in patients with a LAMS in place who desire additional drainage. It should be noted that transampullary stenting may not always provide direct decompression of pancreatic fluid collections but rather may decompress the pancreatic ductal system and reduce backfilling of the collection itself, thus promoting resolution.

Special Cases

There are certain clinical scenarios in which the role of ERCP warrants special attention. These include, but are not limited to, ERCP in pregnancy, the elderly, those on therapeutic anticoagulation or antiplatelet agents, those with history of recurrent cholangitis and multi-drug resistant (MDR) infection, and those with contrast allergy.

Pregnancy

The need for ERCP in pregnancy is a rare occurrence, most commonly for the management of symptomatic choledocholithiasis, which occurs in only 0.1% of pregnancies (despite cholelithiasis occurring at a rate of 12%).43 Management of the pregnant patient requiring ERCP requires knowledge and technical skill, as pregnancy has been shown to be an independent risk factor in postERCP complications, increasing the risk of postERCP pancreatitis 2.8-fold. While tertiary center experience has also been shown to be a protective factor in reducing post-ERCP pancreatitis, in practice ERCP is often safely performed in pregnant patients in a variety of clinical settings.43 A metaanalysis of 1307 pregnant patients undergoing ERCP reported adverse event rates of 15.9% and compared these events, as well as fetal outcomes, between radiation and non-radiation ERCP. There were no reported differences in fetal outcomes or pregnancy-related adverse events between radiation groups.44 To date, evidence supports the safety of ERCP in pregnant patients, however careful attention should be paid to the increased

risk of post-ERCP pancreatitis in this population. in pregnant patients. Some states require shielding Fortunately, this does not appear to correlate with of pregnant patients based upon the assumption adverse fetal outcomes. that shielding the fetus during ERCP would help

      Radiation safety is crucial in performing ERCP   to potentially decrease the dose of radiation to the fetus. However, many of the current fluoroscopy units that are commercially available will perceive the presence of lead shielding and increase the amount of radiation during the case to compensate. Many modern X-ray imaging systems use automatic exposure control, and the presence of shielding in the imaging field of view can drastically increase X-ray output, increasing patient radiation dose and degrading image quality.45,46 Thus, paradoxically, the shielding increases the dose. By collimating to the area of interest, there is minimal dose to the areas outside of the field. Utilizing the low frame rate on fluoroscopy units will also lower the radiation dose to the mother and the fetus.

Geriatric patients

The outcomes and success rates for elderly patients undergoing ERCP are important factors for the endoscopist to understand given the high prevalence of elderly patients with pancreaticobiliary diseases. Choledocholithiasis has been reported as the most common indication for ERCP in this population, accounting for 23-56.1% of ERCP’s.47–49 Variably commonly defined as those 65-80 years of age or older, elderly patients have been reported to have low rates of post-ERCP pancreatitis, ranging from 0.1 to 1.7%.47–49 While similar rates of overall adverse outcomes (including infection and mortality) have been reported, sedation-related complications have been shown to be higher among the elderly in one study (3.4% vs. 0.5%). Even among patients with acute cholangitis from common bile duct stones, there was no difference in the use of ERCP (68.8% versus 58%) or mortality in the elderly versus the non-elderly, respectively. While difficult cannulation has been shown to be a risk-factor for post-ERCP pancreatitis, a difference in difficult cannulation between elderly and non-elderly patients has not been shown and success rates in this population remain high.47 Overall, ERCP is safe and beneficial in this patient population, and advanced age should not preclude the adoption of ERCP.

Antithrombotics

Patients on anticoagulants and antiplatelet therapies commonly require ERCP. The ASGE Guideline on the management of antithrombotic agents for patients undergoing GI endoscopy divides GI procedures into low and high risk, with ERCP falling into both the “low risk” (stent placement or papillary balloon dilation without sphincterotomy) and “high risk” (biliary or pancreatic sphincterotomy) categories.50 Multidisciplinary discussion should be had prior to stopping anticoagulants or antiplatelet therapy and this decision should be based on the indication and potential risks of cessation (e.g. recent cardiac catheterization with percutaneous coronary intervention, recent deep vein or pulmonary thromboembolism, high CHADS2 stroke risk, etc.). Table 5 outlines the duration for which the most common anticoagulants and antiplatelet medications should be held prior to ERCP, and the timing of restarting these medications postprocedurally, recognizing that in many cases recommendations should be individualized. Special attention should be made to the indication and thrombotic risk of stopping these medications, as well as the risk of post-procedural bleeding when continuing or restarting them. A perfect decision cannot be made in all cases, and some patients will experience bleeding or thrombotic events even in the hands of the most deliberative endoscopist.

Multi-drug resistance (MDR) infection

The risk of infection following ERCP is low, with reports ranging from 0.8-1.4% in two large studies.51,52 Transmission of MDR organisms (eg. Carbamenem-resistant enterobacteriaceae) attributed to colonized duodenoscopes was first reported in the United States in 2013, and since that time there has been a significant interest in duodenoscope-related infection control.53,54 In several studies, despite satisfactory reprocessing techniques using high-level disinfection (HLD), CRE organisms were still implicated among patient infections and were thought to potentially result from colonization of the elevator mechanism and the therapeutic channel.53–55

Concerns about the risks of duodenoscoperelated infectious transmission resulted in increased awareness of, and interest in, more effective duodenoscope reprocessing techniques, as well as the development of

multiple potential solutions to this problem. As of April 10, 2020, “the FDA continues to recommend that hospitals and endoscopy facilities transition to innovative duodenoscope designs to help improve cleaning and reduce contamination between patients, including designs with disposable caps or distal ends.56” Single use (“disposable”) duodenoscopes are delivered in sterile packaging and eliminate the risk of contamination across patients. When singleuse duodenoscopes are used and the procedure is completed, the endoscope is recycled. The first of these duodenoscopes was introduced to the market in 2020 and have been shown to be equivalent to reusable duodenoscopes in operator usability and ERCP success metrics in both bench and human trials.57,58 In addition to single use duodenoscopes, reusable instruments have been created with disposable caps that allows for enhanced cleaning of the elevator mechanism. Each major endoscope manufacturer has a duodenoscope available with a disposable cap that is now commercially available. Currently, there are no guidelines regarding patient selection for the use of single use disposable duodenoscopes, for which widespread use is limited by cost, provider/hospital uptake and concerns regarding environmental waste.57,59 Biliary stenting, inpatient status and cholangiocarcinoma have been implicated as risk factors for CRE infection when using a contaminated duodenoscope, and the use of disposable duodenoscopes over reusable instruments has been suggested in patients that are likely to undergo multiple ERCP procedures, immunocompromised patients or those with a history of MDR infection.57,60 While the overall risk of infections, in particular MDR organisms, after ERCP remains low, the authors recommend considering the use of disposable duodenoscopes in those with a history of recurrent cholangitis, immunosuppression (e.g., post-transplant patients or those on chemotherapy with a history of cholangitis), as well as carriers of MDR organisms. It remains unclear at this time if disposable duodenoscopes will enter mainstream practice given the widespread availability of reusable duodenoscopes with disposable tips, which may be sufficient to reduce the risk of infectious transmission.

Contrast-dye allergy

Significant allergic reactions to contrast dye, used during ERCP, have been reported in rare case reports, although the incidence of these events is felt to be exceedingly low.61 Two large studies have examined the incidence of adverse allergic reactions to contrast dye during ERCP. One prospective study examining 601 patients (80 with intravenous contrast dye allergies) reported no adverse reactions to contrast administration during ERCP.62 This finding was supported by another large retrospective study of 2295 ERCP’s across 1766 patients, of which 121 ERCP’s were performed on patients with prior documented intravenous contrast allergy with no adverse contrast-related events.63 While no guidelines exist on the management of these patients prior to dye administration, in general ERCP with cholangiography and pancreatography is felt to be safe in patients with intravenous contrast dye allergies, even in the absence of premedication. The endoscopist should be well versed and reassuring in discussing the safety of contrast dye use during ERCP in patients with a history of intravenous contrast dye allergy, and institutional protocols should reflect this as well. Non-ionic contrast can also be used if there is a concern regarding contrast dye allergy.

CONCLUSIONS

ERCP is a vital therapy for the diagnosis and management of pancreaticobiliary diseases. While there exists a wide range of indications for ERCP, the expert endoscopist must be well versed in both the indications and contraindications of the procedure as well as its safe performance. As new literature continues to be produced, our understanding of ERCP has evolved and will continue to evolve in the future

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