MEDICAL BULLETIN BOARD

Three-year Safety Data Analysis Indicates No Pattern of Heartburn with Ibgard®

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Data from a 36-month, real-world, post-marketing study confirming the safety profile of IBgard® (PO-SST), a novel peppermint oil product in patented solid-state microspheres, is now available for review on the DDW e-poster website.

• In one of the longest-running post-marketing surveillance studies of its kind, involving an estimated 2.4 million users, data showed that IBgard® is a safe and well-tolerated option for managing IBS.

• No pattern of heartburn was seen with IBgard®. As noted in the 2018 American College of Gastroenterology (ACG) IBS Monograph1 , among older, liquid-filled, “burst technology” peppermint oil products, heartburn is a common side effect. The 2018 ACG IBS Monograph called for a more distal delivery of peppermint oil.

• IBgard®, with its novel, triple-coated microsphere technology, provides more distal delivery by avoiding release in the stomach, by targeting the small intestine, and by then releasing over 4 hours.5 It thus avoids the problems of older PO products, particularly heartburn.

BOCA RATON, Fla. – IM HealthScience® (IMH) today announced that the Irritable Bowel Syndrome Safety Update at 36 months (IBSSU36) study is now available for review as an e-poster on the Digestive Disease Week® (DDW) e-poster and e-paper web site:

https://ddw.apprisor.org/epsAbstractDDW.cfm?id=1

The peer-reviewed and published e-poster is titled, “36 MONTH SURVEILLANCE DATA CONFIRMS SAFETY PROFILE OF A NOVEL PEPPERMINT OIL FORMULATION FOR IBS (PO-SST).”

IBSSU36 is a real-world safety surveillance study reporting on the safety and tolerability profile of IBgard® and was conducted to determine if any issues, including heartburn or anal burning, were surfacing as a side effect. In the American College of Gastroenterology 2018 IBS Monograph, heartburn was noted as a side effect of conventional peppermint oil preparations.1 In the same 2018 Monograph, it was noted that heartburn is an issue because the IBS population has four times the heartburn as the general population.3 The authors of the study poster note that older, liquid-filled, burst technology peppermint oil products showed that as high as 26 to 29.7% of patients experience adverse events (AEs), heartburn being the most common.4,5 A key finding of this study is that no pattern of heartburn or anal burning was observed during the 36-month timeframe with IBgard®.

Commenting on the findings of the study, Brian Lacy, M.D., PhD, FACG, a leading gastroenterologist at the Mayo Clinic and the lead author of the study, said, “We know that peppermint oil improves the symptoms of IBS, but many older peppermint oil products can cause unwanted side effects, such as heartburn. IBgard®, with its targeted delivery to the small intestine, was shown in this study to avoid any pattern of heartburn or anal burning, even after 36 months and an estimated 2.4 million patients had taken the product.”

The 3-year data safety analysis also confirmed that no reports of serious adverse events and no significant pattern of non-serious adverse events had emerged. It is estimated that over 2.4 million individual patients used the product during the three-year surveillance period of October 5, 2015, to September 30, 2018.

“We are gratified that this important postmarketing study has been peer-reviewed and then published via a poster on the DDW website,” said Michael Epstein, M.D., FACG, AGAF, a leading gastroenterologist and Chief Medical Advisor for IM HealthScience. “It is important for health care professionals and patients to be aware of the excellent safety and tolerability profile of IBgard®.”

About IBSSU36

The Irritable Bowel Syndrome Safety Update at 36 Months (IBSSU36) is a real-world surveillance study reporting on the safety and tolerability profile of IBgard® among an estimated 2.4 million individual patients who used the product. An independent call center with pharmacovigilancetrained health care personnel in accordance with U.S. Food and Drug Administration (FDA) and global regulatory guidelines on properly reporting events was retained to receive and record IBgard® customer questions, product issues, and adverse events. The adverse events for this study were collected and processed from October 5, 2015, to September 30, 2018. An analysis of the data by reviewers showed that there were no reported serious adverse events associated with the use of IBgard® during this time frame.

About IBgard®

IBgard® is a medical food specially formulated for the dietary management of IBS. IBgard® capsules contain solid-state microspheres of peppermint oil, including its principal component l-Menthol, plus fiber and amino acids (from gelatin protein), in a unique delivery system.

With its patented Site-Specific Targeting (SST®) technology pioneered by IM HealthScience, IBgard® capsules release Ultramen®, an ultrapurified peppermint oil, quickly and reliably to the small intestine, where it is designed to release over 4 hours in a sustained release manner.2 The food nutrients in IBgard® (peppermint oil along with fiber and amino acids) may help reduce the low-grade, localized, often temporary, reversible inflammation found in some IBS patients and help normalize gut mucosal barrier function. Additionally, peppermint oil has been shown to help normalize intestinal transit time.6

IBgard® previously was studied in a pivotal, randomized, placebo-controlled, double-blinded, multi-center trial called IBSREST™ †† (Irritable Bowel Syndrome Reduction Evaluation and Safety Trial). Patients suffering from IBS-D and IBS-M (alternating IBS-C and IBS-D) were included in the study. This important study was presented at DDW in May 2015 to a standing-room-only audience. The study findings were accepted after peer review and then published in the February 2016 issue of Digestive Diseases and Sciences, a leading, peerreviewed scientific journal.2,†† The data showed that IBgard® demonstrated a statistically significant reduction in the Total IBS Symptom Score (TISS) in as early as 24 hours and at four weeks. The TISS represents a composite score of eight individual IBS symptoms.7 In a secondary analysis, IBgard® also showed efficacy among IBS-M patients.8 IBS-M has been observed to represent up to 74% of IBS patients.9,†

Additionally, results from a real-world observational study of 285 patients who took IBgard®, called IBSSACT™ †† (Irritable Bowel Syndrome Adherence and Compliance Trial), showed that there was a high level of patient satisfaction with the product even among those patients taking several capsules on a daily basis. One out of two IBS patients taking IBgard® needed only 1 to 2 capsules per day to obtain individualized relief from IBS symptoms. In addition, 75 percent of the patients felt relief of abdominal pain, discomfort and/or bloating within 2 hours, while 95 percent of patients reported relief within 24 hours after taking IBgard®. 10,†

Currently, there are limited options for patients with IBS that offer effective and rapid relief, especially during flare-ups. Also, no Rx drug has been approved for IBS-M.

Over 10,000 healthcare practitioners, including 3,000 gastroenterologists, are estimated to have already used IBgard® for their patients. For five consecutive years, IBgard® continues to be the #1 recommended peppermint oil for IBS among gastroenterologists nationwide by an overwhelming margin.11

Like all medical foods, IBgard® does not require a prescription, but it must be used under medical supervision. Only a physician can confirm suspected IBS. Many physicians are now recommending taking IBgard® 30-90 minutes before a meal, as it enables the supportive effect of IBgard® to start as early as possible.

IBgard® is available to patients in the digestive aisle at most Walmart, Target, CVS/pharmacy, Walgreens, and Rite Aid stores nationwide as well as in grocery stores across the country and on Amazon.

About IM HealthScience®

IM HealthScience® (IMH) is the innovator of IBgard® and FDgard® for the dietary management of Irritable Bowel Syndrome (IBS) and Functional Dyspepsia (FD), respectively. In 2017, IMH added Fiber Choice®, a line of prebiotic fibers, to its product line via an acquisition. The sister subsidiary of IMH, Physician’s Seal®, also provides REMfresh®, a well-known continuous release and absorption melatonin (CRA-melatonin) supplement for sleep. IMH is a privately held company based in Boca Raton, Florida. It was founded in 2010 by a team of highly experienced pharmaceutical research and development and management executives. The company is dedicated to developing products to address overall health and wellness, including conditions with a high unmet medical need, such as digestive health. The IM HealthScience advantage comes from developing products based on its patented, targeted-delivery technologies called Site-Specific Targeting (SST®). For more information, visit www.imhealthscience. com to learn about the company, or, www.IBgard. com®, www.FDgard.com, www.FiberChoice.com, and www.REMfresh.com.

About Digestive Disease Week®

Digestive Disease Week® (DDW) is the largest international gathering of physicians, researchers, and academics in the fields of gastroenterology, hepatology, endoscopy, and gastrointestinal surgery. Jointly sponsored by the American Association for the Study of Liver Diseases (AASLD), the American Gastroenterological Association (AGA) Institute, the American Society for Gastrointestinal Endoscopy (ASGE) and the Society for Surgery of the Alimentary Tract (SSAT), DDW 2020 was scheduled for May 2-5, 2020, in Chicago, but was canceled due to COVID-19 and the nationwide lockdown. More information can be found at www.ddw.org.

  1. Ford AC, Moayyedi P, Chey WD, et al. American College of Gastroenterology Monograph on Management of Irritable Bowel Syndrome. The American Journal of Gastroenterology. 2018:S1–S18. doi:10.1038/s41395-018-0084-x.
  2. Cash BD, Epstein MS, Shah SM. A Novel Delivery System of Peppermint Oil Is an Effective Therapy for Irritable Bowel Syndrome Symptoms. Digestive Diseases and Sciences. 2016;61(2):560-571. doi:10.1007/s10620-015-3858-7.
  3. Lovell RM, Ford AC. Prevalence of gastro-esophageal reflux-type symptoms in individuals with irritable bowel syndrome in the community: A meta-analysis. American Journal of Gastroenterology. 2012;107(12):1793-1801. doi:10.1038/ajg.2012.336.
  4. Khanna R, MacDonald JK, Levesque BG. Peppermint Oil for the Treatment of Irritable Bowel Syndrome: A Systematic Review and Meta-analysis. Journal of clinical gastroenterology. 2014;48(6):505-doi:10.1097/MCG.0b013e3182a88357.
  5. Mosaffa-Jahromi M, Lankarani KB, Pasalar M, Afsharypuor S, Tamaddon AM. Efficacy and safety of enteric coated capsules of anise oil to treat irritable bowel syndrome. Journal of Ethnopharmacology. 2016;194(November):937-946. doi:10.1016/j.jep.2016.10.083.
  6. Goerg KJ, Spilker T. Effect of peppermint oil and caraway oil on gastrointestinal motility in healthy volunteers: A pharmacodynamic study using simultaneous determination of gastric and gall-bladder emptying and orocaecal transit time. Alimentary Pharmacology and Therapeutics. 2003. doi:10.1046/j.1365-2036.2003.01421.x.
  7. Cappello G, Spezzaferro M, Grossi L, Manzoli L, Marzio L. Peppermint oil (Mintoil) in the treatment of irritable bowel syndrome: A prospective double blind placebo-controlled randomized trial. Digestive and Liver Disease. 2007;39:530-536.
  8. Cash BD, Epstein MS, Shah S. Peppermint Oil with Site Specific Targeting is an Effective Therapy for Irritable Bowel Syndrome with Mixed Bowel Habits. Internal Medicine Review. 2017;3(9):1-20.
  1. Hungin APS, Chang L, Locke GR, Dennis EH, Barghout V. Irritable bowel syndrome in the United States: Prevalence, symptom patterns and impact. Alimentary Pharmacology and Therapeutics. 2005;21(11):1365-1375. doi:10.1111/j.1365-2036.2005.02463.x.
  2. Cash BD, Epstein MS, Shah SM. Patient satisfaction with IBS symptom relief using a novel peppermint oil delivery system in a randomized clinical trial and in the general population. International Journal of Digestive Diseases. 2016;2(2):1-5. doi:10.4172/2472-1891.100027.
  3. IQVIA. ProVoice Survey IBgard Is the #1 Gastroenterologist Recommended Peppermint Oil For Patients with IBS; 2019 [Among gastroenterologists who recommended peppermint oil for IBS]. ††Based on IBSREST™ (Irritable Bowel Syndrome Reduction Evaluation and Safety Trial), a randomized, placebo-controlled trial in 72 IBS patients. Patients taking IBgard on a daily and proactive basis experienced a statistically significant reduction versus placebo in the total IBS symptoms score (TISS), including abdominal pain and discomfort, at 24 hours, with continued and expanding benefits at 4 weeks. Cash BD, Epstein MS, Shah SM. A novel delivery system of peppermint oil is an effective therapy for irritable bowel syndrome symptoms. After peer review, published in Dig Dis Sci. 2016;61(2):560-571. doi:10.1007/ s10620-015-3858-7. §IBSSACT™ (Irritable Bowel Syndrome Adherence and Compliance Trial), a real-world, patient-reported outcomes trial published in a peerreviewed journal, showed IBgard efficacy in 1-2 hours. Cash BD, Epstein MS, Shah SM. Patient satisfaction with IBS symptom relief using a novel peppermint oil delivery system in a randomized clinical trial and in the general population. After peer review, published in Int J Dig Dis. 2016;2(2):1-5. †Individual results may vary. IBgard is protected by U.S. patents No: 8,808,736; 9,192,583; 9,393,279; 9,572,782; 9,707,260; 9,717,696; and 8,895,086. Additional patents are pending in the United States and other jurisdictions. Daily Gut-Health Gard™ is pending approval for a registered trademark of IM HealthScience. Calms the Angry Gut® is a registered trademark of IM HealthScience. Copyright © 2019 IBgard®. The information provided here is for educational purposes only and is not meant to be a substitute for the advice of a physician or other healthcare professional. This information should not be used for diagnosing a health problem or disease. While medical foods do not require prior approval by the FDA for marketing, they must comply with regulations. It should not be assumed that medical foods are alternatives for FDA-approved drugs. Only doctors can definitively diagnose IBS. Use under medical supervision. Statements made in this release rely upon reviews of literature, input from IMH’s advisors, and IMH’s own expertise. There may always be other opinions or emphasis points. Some of the statements from different sources may not mesh with each other. There may be inadvertent inaccuracies that IMH is not aware of. There may be disparate views on the complex pathophysiology of FGIDs (Functional Gastrointestinal Disorders) and on diagnosis and treatment guidelines. Space limitations in this release only allow limited reference to some guidelines or practices which may or may not be fully agreed to by all scientific, medical, or regulatory experts. For any of IMH’s products, this release does not make or have any intent to make drug claims or any comparison or implied claims against FDA approved interventions for IBS-D and IBS-C. Any comments on any products are based on literature reviews and input from IMH’s own advisors. There may be others who have other points of view. Pre-clinical findings do not always correlate with clinical or real-world findings. The reader is urged to check all current information, including the latest website disclosures and/or package inserts, of any of the medical products mentioned here, as information, including government regulations, changes all the time. The statements of individual opinions are those of the individuals quoted and do not necessarily reflect the opinions of IMH. Please fully read all disclaimers/clarifications/ explanations. IMH disclaims any injury or alleged injury resulting from any ideas, methods, instructions, or products referred to here. Healthcare practitioners should use their independent, professional judgment in helping their patients best manage their FGID conditions. The company will strive to keep information current and consistent but may not be able to do so at any specific time. Generally, the latest information on IBgard can be found on the website.

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FROM THE LITERATURE

Tenofovir Vs Entecavir in Treatment for Prophylaxis for HCC in Chronic HBV Infection

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To compare the effects of TDF (tenofovir disoproxil fumarate) vs Entecavir on HCC risk in a large cohort of patients with chronic HBV infection in China, a retrospective study of consecutive adults with chronic HBV infection who initially received treatment with Entecavir or TDF for at least six months from January 2008 through June 2018, patients who had cancers or liver transplantation before or within the first six months of treatment were excluded. Propensity score weighting 1:5 matching were used to balance the clinical characteristics between the two groups. Fine-gray model was used to adjust for competing risk of death and liver transplantation.

Data was analyzed from 29,350 patients, mean age 52.9 years, 18,685 men (63.7%). A total of 1309 were first treated with TDF (4.5%) and 28,041 were first treated with Entecavir (95.5%). TDF-treated patients were younger (mean age 43.2 years vs 53.4 years), and a lower proportion had cirrhosis (38 patients, 2.9% vs 3822 patients treated with Entecavir, 13.6%).

At a median follow-up time of 3.6 years after treatment began, 8 TDF-treated patients (0.6%), had 1386 Entecavir-treated patients (4.9%), developed HCC. Patients clinical characteristics were comparable after propensity score weighting. TDF treatment was associated with a lower risk of HCC than Entecavir treatment after that weighting (HR 0.36) and 1:5 matching (HR 0.39).

It was concluded in a retrospective analysis of 29,350 patients with chronic HBV infection in China that treatment with TDF was associated with a lower risk of HCC than treatment with Entecavir, over a median follow-up time of 6 years.

Yip, T., Wong, V., Chan, H., et al. “Tenofovir is Associated with Lower Risk of Hepatocellular Carcinoma than Entecavir in Patients with Chronic HBV Infection in China.” Gastroenterology 2020; Vol. 158, pp. 215-225.

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A CASE REPORT

Ileostomy Site Adenocarcinoma in a Patient with Familial Adenomatous Polyposis

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INTRODUCTION

Familial adenomatous polyposis (FAP) is a known risk factor for colonic and extracolonic malignancies. Patients with this autosomaldominant disease develop hundreds to thousands of colon and rectal adenomas during their second decade of life, most frequently due to a mutation on the adenomatous polyposis coli (APC) gene.1 Most patients with FAP have a significant family history of colorectal cancer; however, around 25–30% have no known family history of the disease. Today, most patients with FAP undergo prophylactic proctocolectomy at an early age and require monitoring for other extracolonic manifestations of the disease such as duodenal carcinoma.

We report a case of a 70 year-old male with a history of prophylactic proctocolectomy 48 years prior to development of FAP, and subsequent pancreaticoduodenectomy for duodenal adenomatous changes. The patient presented with an adenocarcinoma of the ileostomy and underwent successful en bloc resection of the ileostomy site and terminal ileum.

Case Presentation

A 70 year-old male presented with a rapidly enlarging lesion at the end ileostomy (Figure 1). Biopsy in the office was positive for adenocarcinoma arising within a tubulovillous adenoma. He had a history of FAP managed with a proctocolectomy 48 years prior, transduodenal excision of polyps 22 years ago, and a pancreaticoduodenectomy 3 years prior to the current presentation for adenomatous changes at the ampulla of Vater. His last surveillance esophagogastroduodenoscopy (EGD) six months ago was unremarkable, but no recent ileoscopy had been performed.

The patient was asymptomatic at presentation. Basic lab work and carcinoembryonic antigen were within normal limits. Preoperative chest, abdomen, and pelvis computed tomography (CT) showed no signs of metastatic disease. A preoperative EGD and ileoscopy identified several gastric polyps and multiple polyps in the ileum. The largest ileal polyp was 6 mm with tubular histology and high-grade dysplasia. No Spigelman score can be given due to the patient’s previous pancreaticoduodenectomy.

En bloc resection of the ileostomy site, terminal ileum, and mesentery with reformation of an end ileostomy was performed (Figure 2). Final pathology demonstrated a well-differentiated adenocarcinoma arising from a tubulovillous adenoma with invasion into but not through the muscularis mucosa T1N0M0 (Figure 3). The surgical margins were free of tumor. Postoperative recovery was uneventful with no short-term recurrence, but the patient died within one year due to cardiac disease.

DISCUSSION

FAP is seen in 3–10 patients per 100,000 and affects men and women equally.1 It is a well-known risk factor for colon and rectal malignancies, which can develop a decade after polyps form, but less than 1% of all colorectal cancers are attributable to FAP. Genetic testing in patients suspected of FAP includes both APC and MUTYH genes, and prophylactic colorectal surgery is recommended in the late teens to early twenties.

Lifelong monitoring for extracolonic malignancies is necessary due to a 4–12% lifetime risk of developing duodenal cancer, 2% risk of medulloblastoma, 2% risk of papillary carcinoma of the thyroid, 1–2% risk of hepatoblastoma, and less than 1% risk of gastric or pancreatic cancers.2 Patients need upper endoscopy surveillance starting in their late teens to early twenties. Currently, there is insufficient high-level evidence to support routine small bowel screening distal to the duodenum. CT enterography or magnetic resonance imaging can be used for small bowel visualization especially in the setting of advanced duodenal polyposis. Additionally, inspection of the ileostomy and ileoscopy can be considered every 1–3 years.2 There are no official recommendations regarding capsule endoscopy, but it may be a useful tool in screening FAP patients due to their risk of distal small bowel adenomas.3

Adenocarcinoma of the ileostomy site is an uncommon sequela seen in patients with FAP, ulcerative colitis, and Crohn’s disease. Reported cases of any ileostomy malignancy occur a median of 25 years but have also been described within five years after its creation.4,5 There is a higher incidence of adenocarcinoma in ileostomies ranging from two to four per 1,000 patients compared to approximately seven per 1,000,000 developing small bowel malignancy.6 The etiology of this disease is still under speculation, but a likely mechanism is a combination of chronic inflammation and cell proliferation at the border of the skin and mucosa, leading to metaplasia.4,7 Common presenting symptoms include bleeding, bowel obstruction, or stoma appliance difficulties, but patients may be asymptomatic. Regular ileostomy examination with the stoma appliance removed is the most important tool for early diagnosis. The differential diagnoses for ileostomy abnormalities include carcinoma and benign adenomatous and hyperplastic polyps.

There are currently no accepted guidelines for management of small bowel or ileostomy site adenocarcinoma, but aggressive treatment offers a good prognosis.8 If a lesion is seen at the ileostomy site, biopsy can be safely completed during an outpatient clinic visit. After confirmation of carcinoma, staging with CT and endoscopy should be performed. Of note, metastatic disease to the lymph nodes was only reported in patients with the primary tumor size over 4 cm. Surgical management consists of en bloc resection of the ileum and ileostomy site and its recreation either locally or via laparotomy. At least 85% survival can be achieved with surgical treatment.8

CONCLUSION

Adenocarcinoma of the ileostomy site is a rare pathology that deserves consideration, especially in patients with a history of FAP or inflammatory bowel disease. We recommend that a thorough examination of the ileostomy be performed at the time of EGD surveillance. When suspected, biopsy of the ileostomy site lesion is required, and if it demonstrates adenocarcinoma, surgical evaluation, cancer staging, and resection are necessary. For tumors under 4 cm, local en bloc resection avoids the morbidity of a laparotomy.

Acknowledgements

We would like to thank Paul Casella, MFA, Office of Faculty Affairs and Development, University of Iowa Carver College of Medicine for editorial assistance.

References

1. Half E, Bercovich D, Rozen P. Familial adenomatous polyposis. Orphanet J Rare Dis. 2009;4:22.

2. National Comprehensive Cancer Network. Genetic/Familial High-Risk Assessment: Colorectal (Version 3.2019). https:// www.nccn.org/professionals/physician_gls/pdf/genetics_ colon.pdf. Accessed December 30, 2019.

3. Tescher P, Macrae F A, Speer T et al. Surveillance of FAP: a prospective blinded comparison of capsule endoscopy and other GI imaging to detect small bowel polyps. Hered Cancer Clin Pract. 2010;8:3.

4. Hammad A, Tayyem R, Milewski PJ, Gunasekaran S. Primary adenocarcinoma in the ileostomy of a woman with familial adenomatous polyposis: a case report and literature review. J Med Case Rep 2011;5:556

5. Nikitin AM, Kapuller LL, Bondarev IuA, Markova EV, Mikhaĭliants GS. Cancer of the small intestine at the site of an ileostomy [in Russian]. Arkh Patol 1987;49(8):76-9.

6. Barclay TH, Schapira DV: Malignant tumors of the small intestine. Cancer. 1983,51:878-881.

7. Quah HM, Samad A, Maw A. Ileostomy carcinomas a review: the latent risk after colectomy for ulcerative colitis and familial adenomatous polyposis. Colorectal Dis 2005;7:538-544

8. Metzger PP, Slappy AL, Chua HK, Menke DM. Adenocarcinoma developing at an ileostomy: report of a case and review of the literature. Dis Colon Rectum 2008;51:604-609.

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NUTRITION ISSUES IN GASTROENTEROLOGY, SERIES #198

Does Your Patient Have Bile Acid Malabsorption?

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Bile acid malabsorption is a common but underrecognized cause of chronic watery diarrhea, resulting in an incorrect diagnosis in many patients and interfering and delaying proper treatment. In this review, the synthesis, enterohepatic circulation, and function of bile acids are briefly reviewed followed by a discussion of bile acid malabsorption. Diagnostic and treatment options are also provided.

INTRODUCTION

In 1967, diarrhea caused by bile acids was first recognized and described as cholerhetic (‘promoting bile secretion by the liver’) enteropathy.1 Despite more than 50 years since the initial report, bile acid diarrhea remains an underrecognized and underappreciated cause of chronic diarrhea. One report found that only 6% of British gastroenterologists investigate for bile acid malabsorption (BAM) as part of the first-line testing in patients with chronic diarrhea, while 61% consider the diagnosis only in selected patients or not at all.2 As a consequence, many patients are diagnosed with other causes of diarrhea or are considered to have irritable bowel syndrome (IBS) or functional diarrhea by exclusion, thereby interfering with and delaying proper treatment. A key objective of this review is to raise awareness of this clinical condition so that it may be considered in the differential diagnosis of chronic diarrhea.

We will first describe bile acid synthesis and enterohepatic circulation, followed by a discussion of disorders causing bile acid malabsorption (BAM) including their diagnosis and treatment.

Bile Acid Synthesis

Bile acids are produced in the liver as end products of cholesterol metabolism. Bile acid synthesis occurs by two pathways: the classical (neutral) pathway via microsomal cholesterol 7α-hydroxylase (CYP7A1), or the alternative (acidic) pathway via mitochondrial sterol 27-hydroxylase (CYP27A1). The classical pathway, which is responsible for 90-95% of bile acid synthesis in humans, begins with 7α-hydroxylation of cholesterol catalyzed by CYP7A1, the rate-limiting step.3 This pathway occurs exclusively in the liver and gives rise to two primary bile acids: cholate and chenodeoxycholate. Importantly, as will be discussed further in the diagnosis of BAM section, 7-α-hydroxy4-cholesten-3-one (aka, C4) is a metabolic intermediate in the rate limiting step for the synthesis of bile acids and correlates well with fecal bile acid loss. Newly synthesized bile acids are conjugated with glycine or taurine and secreted into the biliary tree; in humans, most of the bile acids are conjugated to glycine.4 Conjugation is a very important step in bile acid synthesis converting weak acids to strong acids, which are fully ionized at biliary and intestinal pH, and making them hydrophobic (lipid soluble) and membrane impermeable. These properties aid in digestion of lipids and also decrease the passive diffusion of bile acids across cell membranes during their transit through the biliary tree and small intestine.5 This allows maximum lipid absorption throughout the small intestine without sacrificing bile acid loss.

Enterohepatic Circulation

After their involvement in micelle formation, about 95% of the conjugated bile salts are reabsorbed in the terminal ileum and returned to the liver via the portal venous system for eventual recirculation in a process known as enterohepatic circulation; only a small proportion (3-5%) are excreted into the feces (Figure 1).6,7

Enterohepatic circulation requires carriermediated transport.8 First, the bile acids are actively transported from the intestinal lumen into the enterocyte via a network of efficient sodiumdependent apically located co-transporters (ileal bile acid transporters)6,7 in the distal ileum up to 100 cm proximal to the ileocecal valve.9 The bile acids are then transported into the portal venous system via a basolateral transport system consisting of 2 proteins, organic solute transporter (OST)-α and OST-ß, and returned to the liver. In the liver, they are efficiently extracted by basolateral transporters on the hepatocytes and added to the bile acid pool. The liver must then only replace the small amount of bile acids that are not recirculated and instead excreted into the feces (about 0.3-0.5 g/day). In humans, approximately 12 g of bile acids are secreted into the intestine daily. Efficient recycling allows the maintenance of a bile acid pool of about 2-3 g, which typically cycles 4-6 times/day.10

The size of the bile acid pool is tightly controlled by a complex regulatory pathway. Bile acid synthesis is under negative feedback regulation by which bile acids downregulate their own biosynthesis by binding to the nuclear receptor, farnesoid X receptor (FXR), thereby inducing the synthesis of a repressor protein, which downregulates the rate-limiting enzyme in bile acid synthesis, CYP7A1.11 Recently, fibroblast growth factor 19 (FGF19), acting via FXR, was shown to be stimulated by bile acids in the ileal enterocyte.12 FGF19 is then released from the enterocyte and travels to the liver where, acting together with ß-klotho, it activates the FGF receptor 4 (FGFR4) on the hepatocyte leading to a phosphorylation cascade that downregulates bile acid synthesis (Figure 2).13

A small proportion of the secreted bile acids reach the colon where they are deconjugated (removing the taurine or glycine) and dehydroxylated (removing the 7-OH group) by bacteria to produce the secondary bile acids, deoxycholate and lithocholate. A small fraction of these secondary bile acids are absorbed by the colonic epithelium; however, most are eliminated in the feces.

Bile Acid Function

Bile acids play a key role in the absorption of lipids in the small intestine. Upon stimulation by a meal (via cholecystokinin release), bile acids are expelled from the gallbladder into the bile duct and then enter the lumen of the small intestine where they solubilize dietary lipids in a multistep process.14 First, they emulsify the lipids, dispersing the droplets and increasing the surface area for digestive enzymes. Next, they form micelles with the products of lipid digestion, allowing the normally hydrophobic lipids to dissolve into the aqueous luminal environment. The micelles then diffuse to the brush-border membrane of the intestinal epithelium whereby the lipids are released from the micelles and diffuse down their concentration gradients into the cells. Once released, the bile acids are left behind in the intestinal lumen until they are absorbed in the terminal ileum. Of note, some degree of passive absorption of bile acids occurs throughout the length of the small bowel. The presence of bile acids in the intestinal lumen allows maximal absorption of lipids throughout the small intestine; however, the majority of fat absorption occurs in the proximal 100 cm of the jejunum.

Multiple other functions of bile acids have also been described including:

  • Contribute to cholesterol metabolism by promoting the excretion of cholesterol.1
  • Denature dietary proteins, thereby accelerating their breakdown by pancreatic proteases.15
  • Direct and indirect antimicrobial effects.16 In this capacity, recent evidence suggests bile acids are mediators of high-fat diet-induced changes in the gut microbiota.17
  • Act as signaling molecules outside of the gastrointestinal tract.18

Clinical Presentation and Role of Bile Acids in Bile Acid Malabsorption

Nonbloody diarrhea is the hallmark symptom of BAM. In an online survey of 100 patients with BAM out of 1300 members of a BAM support group, 85% reported fecal urgency, 54% abdominal pain, 88% occasional fecal incontinence, and 52% felt the need to be close to the bathroom.19 Among those with abdominal discomfort, 40% reported fatigue and at least 60% ‘brain fog’, which prevented work efficiency. After treatment with bile acid sequestrants, gastrointestinal and systemic symptoms improved or resolved by at least 50%, and there was a significant improvement in work absences and altered work hours.

Excess bile acids entering the colon contribute to the classical symptoms associated with BAM. Bile acids stimulate secretion in the colon by activating intracellular secretory mechanisms, increasing mucosal permeability, inhibiting Cl– / OH– exchange and enhancing mucus secretion.20 Colonic water secretion depends on the concentration of bile acids, with concentrations typically > 3 mmol/L leading to secretion.21 Bile acids also stimulate colonic motility by inducing propulsive contractions thereby shortening colon transit time, potentially worsening urgency and diarrhea.22,23 Interestingly, low concentrations of bile acids downregulate colon secretion and promote fluid and electrolyte absorption.24 In contrast, when colonic luminal concentrations of bile acids are high, as is seen in BAM, bile acids induce prosecretory and promotility effects, manifesting clinically as diarrhea.

Prevalence of Bile Acid Malabsorption Due to the limited availability of diagnostic tests for BAM, its prevalence remains unclear. The availability of the 75Selenium-homocholic acid taurine (SeHCAT) retention test (see below) in reasons were associated with BAM.29 Nearly 65% of those with BAM had either no risk factors for BAM or met criteria for D-IBS. The cause of BAM may be divided into three main types (Table 1).30:

Type 1 BAM results from terminal ileal resection/bypass or disease (e.g., Crohn’s disease), which results in failure of enterohepatic recycling of bile acids, and excess amounts entering the colon. Resection of less than 100 cm of terminal ileum will interrupt the normal feedback, resulting in increased bile acid synthesis and an increased concentration of unabsorbed bile acids entering the colon.31 When more than 100 cm of distal ileum in adults is resected, the resulting reduction in bile acid absorption exceeds the liver’s ability to synthesize adequate replacement. This ultimately results in a decreased bile acid pool with impaired micelle formation and fat digestion, and manifests clinically as steatorrhea and fat soluble vitamin deficiencies. Maximum bile acid synthesis (5-10 mmol/day) is less than daily bile acid secretion in healthy patients (about 25-30 mmol/day).32

Type 2 BAM, often referred to as primary bile acid diarrhea (PBAD), is the most common cause of bile acid malabsorption and may account for at least 30% of individuals who would otherwise be labeled as having D-IBS or functional diarrhea. Importantly, the current definition of PBAD requires that there be a grossly and histologically normal ileum and good response to treatment with a bile acid sequestrant. Despite much investigation, until recently the pathogenesis of PBAD has been poorly understood. Recently, a role of altered feedback inhibition of bile acid synthesis has been proposed.33 This altered feedback regulation is thought to be mediated by FGF19 (fibroblast growth factor 19).34-36 Walters and colleagues found that patients with PBAD had a marked decrease in plasma levels of FGF19, about 50% that of controls, and this level correlated inversely with bile acid synthesis as measured by the serum level of C4.37 As a consequence of this deficiency, the hepatocytes are unable to downregulate bile acid synthesis. It was speculated that this disrupted feedback control by FGF19 may result in a large bile acid pool with incomplete ileal absorption and increased bile acid delivery to the colon causing diarrhea. The exact nature of the defect that leads to altered FGF19 production or release requires further investigation.

Type 3 BAM includes causes of BAM not included with types 1 and 2 that may interfere with normal bile acid cycling, small intestinal motility, or composition of ileal contents (Table 1).

Diagnosis of Bile Acid Malabsorption

There are 3 main types of diagnostic tests for BAM (Table 2): the direct measurement of fecal bile acids, the measurement of serum biomarkers of bile acid synthesis, and the evaluation of terminal ileal reabsorption of bile acids with the SeHCAT retention test. Another test of BAM that has fallen from favor and is more of historical interest is the 14 C-glycocholate breath test.38 All of these tests have limitations that to date have hindered the recognition of BAM in patients with chronic diarrhea.

The measurement of total and individual fecal bile acids is a direct measure of excess bile acids exiting the colon. The diagnosis of BAM by measurement of fecal bile acids in a 48-hour stool collection while on a 100 g/d fat diet for 2 days prior to starting and during the collection, the definitive method, is unpleasant and requires high performance liquid chromatography (HPLC) with mass spectrometry (MS) and, as such, until recently was available only in research laboratories.

Unlike with the SeHCAT test, there are currently no randomized clinical trials that have evaluated the response of bile acid binders to those with elevated fecal bile acids. There are ongoing investigations into whether measurement of bile acids in a single, random stool sample may be able to replace the need for a 48-hour stool collection.

In the SeHCAT test, first described in 1981, the selenium-labeled bile acid is administered orally and the total body retention is measured with a gamma camera after 7 days.39 Diagnostic cut-offs and response to bile acid sequestrant therapy are as follows: < 5% (severe) with 96% response, < 10% (moderate) with 80% response, and < 15% (mild) with 70% response.25 This test has a sensitivity for diagnosing BAM of 80-90% and a specificity of 70-100%, and offers a low radiation dose to the patient.40 While the SeHCAT test is currently the clinical gold standard, it has never been approved for use in the United States and is not widely available in the rest of the world.

More recently, the measurement of serum biomarkers of bile acid synthesis has been proposed as a potential test of BAM.41 Serum 7-α-hydroxy-4cholesten-3-one (C4) is a direct measure of bile acid synthesis, and C4 levels are substantially elevated in BAM patients with a sensitivity and specificity of 90% and 77%, respectively for type 1 BAM (see below) and 97% and 74%, respectively for type 2 BAM (see below).42,43 Furthermore, C4 levels have been shown to correlate well with SeHCAT retention.44 Despite its obvious advantages in the diagnosis of BAM, this test also requires HPLCMS.45 and, until recently, was available for research use only. Alternatively, FGF19 represents an indirect measure of bile acid reabsorption as it provides feedback inhibition on hepatic bile acid synthesis. FGF19 is measured by enzyme-linked immunosorbent assay. Sensitivity and specificity of FGF19 are lower than with C4.43 Both C4 and FGF19 have diurnal variations necessitating fasting samples. Ultimately, while convenient, these fasting biomarkers lack sufficient diagnostic accuracy on their own and while the C4 test may be considered as a screening tool, the FGF19 test cannot. Recently, a report described the use of chenodeoxycholate-stimulated FGF19 response as a provocative test of BAM.46 Further study is needed before this test can be accepted into clinical practice.

Given the limited diagnostic testing for BAM currently available, particularly in the United States, a “therapeutic trial” with a bile acid sequestrant (see below) is often used as a diagnostic tool. If the treatment results in resolution or improvement of the diarrhea, the response is considered supportive evidence of BAM. This approach is supported by the pooled data from a report showing a doseresponse relationship according to severity of malabsorption, as determined by SeHCAT retention, to treatment with a bile acid sequestrant.24 Although this approach has the advantage of not requiring specialized investigations, as treatment is often poorly tolerated and response variable, this strategy is difficult to strongly advocate without a definitive diagnosis. Importantly, in the recent Canadian Association of Gastroenterology clinical practice guideline on the management of bile acid diarrhea, testing rather than a therapeutic trial with bile acid binder, using SeHCAT (where available) or fasting plasma C4, was recommended.47

Treatment of Bile Acid Malabsorption

Treatment of patients with bile acid diarrhea secondary to another cause (e.g., active Crohn’s ileitis, microscopic colitis, small intestinal bacterial overgrowth) should target the underlying disease. Unfortunately, for most patients with BAM, no such cause is found or is effectively treatable. Therefore, for over 50 years, the treatment of BAM has relied on the use of oral administration of bile acid sequestrants.41 These agents are positively charged indigestible resins that bind the bile acids in the intestine to form an insoluble complex that is excreted in the stool preventing their secretomotor actions on the colon. There are currently three bile acid sequestrants commercially available, albeit for a non-United States Food and Drug Administration (FDA)-labeled indication (i.e., off label use): cholestyramine, colestipol, and colesevelam (Table 3). Dietary intervention (i.e., low fat diet with or without medium chain triglyceride supplementation) and aluminum hydroxide may also have a role; however, data regarding their use is limited.48

Cholestyramine and colestipol are FDAapproved for the treatment of hypercholesterolemia (both agents) and pruritus related to partial biliary obstruction (cholestyramine only). In one report, most patients with abnormal SeHCAT retention were found to respond to treatment with cholestyramine in a dose-response manner: 96% response in patients with SeHCAT retention <5%, 80% response when <10% retention, and 70% response when <15% retention.24 However, as a powdered resin, their use has historically been limited by their unpleasant taste, which can lead to poor adherence with long-term use.49 Indeed, 40% to 70% of patients given bile acid sequestrants discontinue them.50,51 A recent systematic review on the management of chronic diarrhea related to BAM identified 30 relevant publications (1241 patients) and found that cholestyramine was the most studied treatment, and was successful in 70% (of 801) patients.49 In a retrospective survey of 377 patients diagnosed with BAM by SeHCAT, at follow-up, 50% of the patients reported improvement in the diarrhea; however, 74% reported continued diarrhea and 62% regularly used anti-diarrheal medications.52 Sixty-four percent considered their quality of life to be reduced because of the diarrhea while 50% reported that the diarrhea was unaltered or worse than before the diagnosis of BAM was established. Thus, it is clear that many patients with BAM continue to have bothersome diarrhea despite proper diagnosis and treatment.

Gastrointestinal side effects are common with cholestyramine and colestipol and include nausea, borborygmi, flatulence, bloating, and abdominal discomfort.53 Constipation may also occur, making titration of the dose important. For cholestyramine, the most commonly used bile acid sequestrant, starting with one 4 gram packet a day (5 grams for colestipol) and titrating upward as needed (maximum 6 times/day for both agents) seems to be an effective strategy. Colestipol also comes in tablet form; a form worth considering if the powder form is poorly tolerated. Other tips for improving the palatability of bile acid sequestrants are mentioned in Table 4. Importantly, cholestyramine and colestipol interfere with the absorption of some medications (e.g., warfarin, diuretics, thyroid hormone, beta-blockers, digoxin) and fat-soluble vitamins. Therefore, these other medications should be taken 1-hour before or at least 4-hours after bile acid sequestrant administration.

Colesevelam is a newer bile acid sequestrant that binds bile acids with a higher affinity than either cholestyramine or colestipol. It is available in tablet form, improving its patient acceptability.40

Colesevelam is FDA-approved to treat hypercholesterolemia and as an adjunct treatment for type 2 diabetes mellitus. In a retrospective chart review and patient questionnaire, colesevelam at doses between 1.25 and 3.75 g/day was found to be well tolerated and effective in many cancer patients who developed BAM, including some who had failed prior cholestyramine therapy.54 Colesevelam was also found to be more effective than placebo in a small, randomized controlled trial in patients with D-IBS with regards to symptom control and colon transit.55 Furthermore, single nucleotide polymorphisms of FGFR4 and ß-klotho have been found that appear to identify a subset of D-IBS patients who may benefit from colesevelam.56 Colesevelam does not decrease the absorption of co-administered medications,53 presumably because of differences in chemical structure compared to cholestyramine and colestipol.

A proof-of-concept open-label study indicated that obeticholic acid produces clinical benefit, increases FGF19 and reduces C4 in patients with primary and secondary forms of BAM.57 Obeticholic acid, which is approved for the treatment of primary biliary cholangitis, stimulates the FXR of the terminal ileum, thereby increasing FGF19, which provides feedback inhibition on hepatic bile acid synthesis. Recently, a case report has suggested a possible benefit from the use of liraglutide58 in BAM unresponsive to bile acid binders. Liraglutide, which is approved for the treatment of type 2 diabetes mellitus and obesity, also slows gastrointestinal transit. It is this mechanism that is speculated liraglutide exerts its effect on BAM by increasing passive absorption of bile acids throughout the small bowel and allowing enhanced active bile acid absorption in the terminal ileum. This may also lead to increased FXR activation and FGF19 secretion, which, in turn, will decrease hepatic bile acid synthesis.

Practice Guidelines

The Canadian Association of Gastroenterology recently published a clinical practice guideline on the management of BAM.47 A systematic review was conducted and the quality of the evidence and strength of recommendations were rated according to the Grading of Recommendation Assessment, Development and Evaluation (GRADE) approach.

The quality of the evidence was generally rated as very low; as such, most of the recommendations are conditional. In patients with chronic diarrhea, consideration of risk factors (e.g., terminal ileal resection, cholecystectomy or abdominal radiotherapy), but not additional symptoms, was recommended for identification of patients with possible BAM. Testing, rather than a therapeutic trial with bile acid binder, using SeHCAT (where available) or fasting plasma C4, including patients with D-IBS, functional diarrhea and Crohn’s disease without inflammation was recommended. Cholestyramine was suggested as initial therapy as was use of antidiarrheal agents if bile acid binders were not tolerated.

CONCLUSION

By recognizing that BAM is a relatively common cause of chronic diarrhea, it should follow that physicians will more readily recognize, evaluate, and treat patients with this condition. We recognize that given the limitations in the availability of diagnostic testing and difficulties in completing an adequate empiric trial of a bile acid sequestrant, BAM is likely to remain a problematic diagnosis, at least for the near future. The recent development and validation of a 48-hr fecal bile acid measurement and the convenient blood-based measurement of C4, will, hopefully, change this clinical practice. Treatment of BAM remains using bile acid sequestrants; the availability of colesevelam has improved patient tolerability to this form of therapy. Perhaps a more specific therapy, such as a FGF19 or FXR agonist, will become available for clinical use in the future.

References

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27. Aziz I, Mumtaz S, Bholah H, et al. High prevalence of idiopathic bile acid diarrhea among patients with diarrhea-predominant irritable bowel syndrome based on Rome III criteria. Clin Gastroenterol Hepatol. 2015;13:1650-1655.

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38. Olmos RV, den Hartog Jager F, Hoefnagel C, et al. Imaging and retention measurements of selenium 75 homocholic acid conjugated with taurine, and the carbon 14 glycochol breath test to document ileal dysfunction due to late radiation damage. Eur J Nucl Med. 1991;18:124-128.

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42. Brydon WG, Culbert P, Kingstone K, et al. An evaluation of the use of serum 7-alpha-hydroxycholestone as a diagnostic test of bile acid malabsorption causing watery diarrhea. Can J Gastroenterol. 2001;25:319-323.

43. Vijayvargiya P, Camilleri M, Carlson P, et al. Performance characteristics of serum C4 and FGF19 measurements to exclude the diagnosis of bile acid diarrhea in IBS-diarrhoea and functional diarrhea. Aliment Pharmacol Ther. 2017;46:581-588.

44. Brydon WG, Nyhlin H, Eastwood MA, et al. Serum 7 alpha-hydroxy4-cholesten-3-one and seleno-homocholyltaurine (SeCHAT) whole body retention in the assessment of bile acid induced diarrhoea. Eur J Gastroenterol Hepatol. 1996;8:117-123.

45. Camilleri M, Nadeau A, Tremaine WJ, et al. Measurement of serum 7α-hydroxy-4-cholesten-3-one (or 7αC4), a surrogate test for bile acid malabsorption in health, ileal disease and irritable bowel syndrome using liquid chromatography-tandem mass spectrometry. Neurogastroenterol Motil. 2009;21:734-e43.

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DISPATCHES FROM THE GUILD CONFERENCE, SERIES #29

A Practical Approach to JAK Inhibitors for Inflammatory Bowel Disease in 2020

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In May 2018, the US Food & Drug Administration approved the use of tofacitinib for moderately to severely active ulcerative colitis (UC). This represents the first Janus kinase (JAK) inhibitor approved in inflammatory bowel disease (IBD). I hope that this review article provides a practical approach to using tofacitinib in clinical practice, as well as provide updates on other JAK inhibitors currently in development.

Update on Tofacitinib Efficacy and Safety

JAKs are important in intracellular signaling. Think of them as one of the important bridges between a cytokine activating a cell surface receptor and transcription of genes in the nucleus. Each cytokine receptor is associated with two JAK molecules.1 When a cytokine finds its receptor, the associated JAKs are activated. These activated molecules in turn phosphorylate receptors that dock signal transducer and activator of transcription protein (STAT) molecules, which then move to the nucleus of the cell to activate new gene transcription. There are four JAK molecules: JAK1, JAK2, JAK3, and TYK2. JAK1 is associated with the cytokines interleukin-2, interferon-gamma, interferon-alpha, and interleukin-6. JAK2 is associated with interferon-gamma, interferonalpha, interleukin-12, interleukin-23, interleukin-6, and erythropoietin. The JAK3 kinase is associated with interleukin-2. Finally, the TYK2 kinase is associated with interferon-alpha, interleukin-12, and interleukin-23. Tofacitinib, at low doses, inhibits JAK1 and JAK3, while at higher doses, it appears to inhibit JAK1, JAK2, and JAK3.

In the pivotal induction trials of tofacitinib in moderate to severe ulcerative colitis, OCTAVE1 and OCTAVE2, over 1100 patients were enrolled.2 They were randomized in a 4:1 ratio to receive either tofacitinib 10 mg or placebo twice daily. The primary endpoint of the study was clinical remission at week 8. This was defined by a total Mayo score of less than or equal to 2, with no sub score greater than 1, and rectal bleeding score of 0. In OCTAVE1, 18.5% of tofacitinib-treated patients achieved the endpoint, compared to only 8.2% of placebo-treated patients (p=0.007). In OCTAVE2, the clinical remission rates at week 8 were 16.6% in tofacitinib-treated patients and 3.6% in placebotreated patients (p<0.001). It should be noted that this endpoint was significantly higher in both the anti-tumor necrosis alpha (TNF) naive and antiTNF-experienced populations within the study. Clinical response, defined by a three point and 30% reduction in the Mayo score, occurred in 55% to 60% of tofacitinib-treated patients versus 29% to 33% of placebo-treated patients in OCTAVE1 and 2 (p<0.001 for both comparisons). Mucosal healing was defined as a Mayo endoscopic sub score of 0 or 1, and this endpoint was reached at 8 weeks in 2831% of tofacitinib-treated patients, versus 12% to 16% of placebo-treated patients (p<0.001 for both).

One notable attribute of tofacitinib is its rapid onset of action. A post hoc analysis of the induction trials examined patient-reported outcomes at the individual patient level based on patient symptom diaries, and statistically significant differences in the rectal bleeding and stool frequency subscores versus placebo were seen as early as three days after initiating the drug.3

Patients who completed the induction trials and had a clinical response were then randomized to treatment in the OCTAVE Sustain maintenance trial to 5 mg twice daily, 10 mg twice daily, or placebo for 52 weeks.2 The primary endpoint was clinical remission at 52 weeks. This endpoint was achieved in 41% of patients receiving 10 mg twice daily, 34% of those receiving 5 mg twice daily, and only 11% of those receiving placebo (p<0.001 for both comparisons). Clinically and statistically significant differences were seen between both doses of tofacitinib and placebo for secondary and points including clinical response, sustained mucosal healing, and sustained steroidfree remission among baseline remitters.

Health-related quality of life parameters also improved on tofacitinib.2,4 Using the endpoint of remission according to the Inflammatory Bowel Disease Questionnaire (IBDQ) (>170 points), between 40% and 43% of patients receiving tofacitinib in the induction trials achieved this endpoint, and this was between 17% and 22% better than the rate achieved in placebo-treated patients. In the maintenance trial, 38% of tofacitinib-treated patients achieved this endpoint, which was 24% better than the rate in placebo-treated patients. Improvements in 36-Item Short Form Survey (SF 36) scores were significantly higher with tofacitinib compared to placebo.

A small case series from the University of Michigan explored the potential role of high-dose tofacitinib for treatment of patients with acute severe ulcerative colitis.5 A dose of 10 mg three times daily for three days was employed in addition to the patients’ usual treatments. Three of four patients saw significant improvement; however, two of these three patients underwent elective colectomy for multifocal dysplasia. The role of tofacitinib in acute severe ulcerative colitis remains unclear.

The prescribing information for tofacitinib carries a boxed warning about risk of serious infections and malignancies.6 In the UC induction trials, the rate of any infection was higher in the tofacitinib-treated patients. In the maintenance trial in UC, the rates of adverse events, serious adverse events and serious infections were similar between tofacitinib and placebo. The overall infection rate was higher with tofacitinib, but the rate of withdrawal from the study due to adverse events was lower with tofacitinib. Approximately 5% of the patients treated with tofacitinib 10 mg twice daily in the maintenance trial developed herpes zoster, compared to 1.5% of those treated with 5 mg twice daily and 0.5% of those treated with placebo. A total of 65 herpes zoster cases were identified in OCTAVE Sustain and OCTAVE Open (the openlabel extension trial).7 Over two-thirds of these cases involved one or two adjacent dermatomes. Less than 10% of cases were disseminated zoster, and only five zoster cases resulted in study discontinuation. The incidence of zoster among patients on the 10 mg BID dose was 6.6 per 100 person-years, and the overall incidence was 4 per 100 PY. The incidence rate of herpes zoster did not appear to rise with increasing duration of tofacitinib exposure. Risk factors for zoster included age, prior anti-TNF failure, and Asian race. Higher increases in total cholesterol, HDL, LDL, and triglycerides were seen with tofacitinib compared to placebo.8 Decreases in C-reactive protein correlated significantly with increases in lipids. The incidence of major adverse cardiovascular events was less than 1 per 100 person-years.

In mid-2019, the FDA released a drug safety communication regarding a potential risk of in thromboembolism with tofacitinib.9 At the time of the drug’s approval for rheumatoid arthritis, the FDA had required the manufacturer to perform a safety study of tofacitinib in RA patients who were at least 50 years old and carried at least one risk factor for cardiovascular disease. Patients were treated with 5 mg BID, 10 mg BID (which isn’t a dose approved in RA), or an anti-TNF agent. In the interim analysis, 19 cases of thromboembolism had been reported among 3,884 person-years of followup in the 10 mg BID group, compared to three cases among 3,982 person-years of follow-up in the anti-TNF-treated group, yielding an incidence rate ratio of 7. Mortality was 1.8 times higher in the 10 mg BID group compared to the anti-TNF group. Based on this analysis, the 10 mg BID arm of the ongoing RA safety trial was changed to 5 mg BID. A boxed warning about thromboembolism was added to the tofacitinib prescribing information. The indication for tofacitinib was also restricted to those patients with moderate to severe UC who had failed anti-TNF therapy. In the UC clinical development program, a total of four cases of pulmonary embolism and one case of deep venous thrombosis was reported in the open-label study.10

In two phase IIb studies of tofacitinib for moderate to severe Crohn’s disease, the primary induction endpoint of a Crohn’s Disease Activity Index (CDAI) score of less than 150 points at week 8 was not achieved, nor was the primary endpoint of CDAI of less than 150 points at week 26 for maintenance.11 Reductions in CRP were significantly better than with placebo in induction, but not reductions in fecal calprotectin.

How I Use Tofacitinib in Clinical Practice

Given the FDA restrictions on its indication, I am no longer using tofacitinib in biologic-naïve UC patients. However, it remains an excellent second-line agent. Indeed, in a 2018 meta-analysis of randomized trials of UC patients who were biologic-exposed, tofacitinib emerged with the strongest treatment effect with respect to induction of clinical remission (OR, 12.6; 95% CI, 2-5-64), and induction of mucosal healing (OR, 4.7; 95% CI, 2.2-9.9).12 It is potent and fast-acting. It would seem to be an ideal agent for patients with IBDrelated spondyloarthropathy as well.

When counseling patients about the safety, I remind the patients that the safety profile in many ways is similar to that of an anti-TNF medication. I notify them about the approximately 5% to 6% risk of herpes zoster if they remain on the 10 mg BID dose for one year. Of course, with the recombinant zoster vaccine, this risk can be mitigated significantly. I don’t require that they be fully vaccinated before starting—recall that the zoster risk in the induction phase was minimal. I also tell them that there may or may not be an elevated risk of thromboembolism with the drug, that we will attempt to reduce the dose to 5 mg BID after the 8-16 week induction period, but if that is not successful, we will increase the dose back up to 10 mg BID. I also recommend that they have CBC, hepatic biochemistries, and lipid profile checked every three months.

Update on Other Janus Kinase Inhibitors in IBD

There are a couple of selective JAK1 agents currently in development for IBD. Theoretically, selective JAK1 antagonists may “widen the therapeutic window”, allowing for higher doses to achieve efficacy without compromising safety. In the phase IIb FITZROY study, 174 patients with moderate to severe Crohn’s were randomized to treatment with filgotinib 200 mg daily or placebo for 10 weeks.13 The primary endpoint was CDAI score <150 points at week 10. This endpoint was achieved in 47% of the overall filgotinibtreated patients and 23% of those treated with placebo (p=0.0077). The differences were even greater in the anti-TNF-naïve population (60% versus 13%). Reductions of at least 100 points in CDAI were seen in 59% of the filgotinib-treated patients versus 41% of those receiving placebo (p=0.0453). A reduction in the Simple Endoscopic Score for Crohn’s Disease (SES-CD) by at least 50% at week 10 was seen in 25% of filgotinib treated patients versus 14% in the placebo group (p=0.16). Improvements in health-related quality of life as measured by mean change in IBDQ scores occurred 34% of filgotinib-treated patients vs. 18% of placebo-treated patients. Serious adverse events (9% vs 4%) and serious infections (3% vs 0%) were seen more often with filgotinib. Study withdrawals due to adverse events occurred in 18% of the filgotinib group and 9% of the placebo group.

The effects of upadacitinib (ABT-494), another selective JAK1 inihibitor, were recently studied in moderate to severe Crohn’s disease in a phase II study.14,15 This was a highly refractory population—96% had failed anti-TNF agents, and between 37% and 51% had been exposed to a nonanti-TNF biologic. Multiple doses were studied, and new endpoints were examined. Dual primary endpoints were clinical remission, defined as stool frequency ≤1.5 and abdominal pain score ≤1, at week 16, and endoscopic remission, defined as SES-CD≤4, at week 12 or 16. Both endpoints were achieved with at least one dose of upadacitinib. Steroid-free remission based on CDAI occurred at week 16 with multiple doses of upadacitinib. Rates of overall adverse events were broadly similar, although rates of serious adverse events ranged from 5% to 28% with upadacitinib compared to 5% with placebo. Serious infections occurred in 0% to 8% of upadacitinib-treated patients, versus 0% with placebo. In an extension study out to week 52, patients who were clinical and endoscopic responders at week 16 saw dose-dependent improvements in modified clinical remission (stool frequency ≤2.8 and abdominal pain score ≤1) and endoscopic remission.15,16 Dose-dependent reductions in fecal calprotectin were also observed. It’s interesting to note that we now have two phase II trials with selective JAK1 inhibitors in Crohn’s disease that were positive, while the two phase II trials with tofacitinib in Crohn’s disease were negative, lending credence to the hypothesis that the selectivity may allow greater efficacy without compromising safety.

Preliminary results of the phase II U-ACHIEVE study of upadacitinib in ulcerative colitis were recently presented.17 A total of 250 patients, over three-quarters of whom had prior biologic use, were randomized to four different doses of a once daily extended release (ER) formulation of upadacitinib or placebo daily. (Based on pharmacokinetic studies, the 15 mg ER was thought to be equivalent to 6 mg BID of immediate release [IR], and 30 mg ER was thought to be equivalent to 12 mg BID of IR.) The primary endpoint was clinical remission as per adapted Mayo score (no physician global assessment) at week 8. This endpoint was met for the 15 mg, 30 mg, and 45 mg doses (14.3%, 13.5%, and 19.6%, respectively, vs 0% for placebo; p<0.05 for all three). The major secondary endpoint of endoscopic improvement (Mayo endoscopic subscore, 0-1) was significant for all four doses of upadacitinib, ranging from 14.9% with 7.5 mg daily to 35.7% with 45 mg daily, versus 2.2% with placebo (p<0.05 for all). The rate of serious adverse events was highest in the placebo treated patients. Serious infections ranged from 0% to 3.6% in the upadacitinib-treated patients, versus 4.3% in placebo group. Only one case of herpes zoster was identified. A histologic remission endpoint (Geboes score <2) was significant for the three higher doses of upadacitinib. A “mucosal healing” endpoint combining endoscopic and histologic improvement was also significant for multiple doses of upadacitinib.18

A colon-release, gut-restricted non-selective JAK inhibitor was recently examined in a phase 1b study.19 A total of 40 patients with moderate to severe ulcerative colitis were randomized in a double-blind fashion to 20 mg, 80 mg, or 270 mg of TD-1473 or placebo daily for 28 days. Significant reductions in CRP were seen with two of the doses, and favorable trends in clinical response and endoscopic improvement were seen. This may be another means to “widen the therapeutic window” of JAK inhibitors.

CONCLUSION

In summary, JAK inhibition represents a potent, fast-acting mechanism of action for reducing inflammation in IBD. Tofacitinib is approved for moderately to severely active ulcerative colitis in patients who have failed anti-TNF therapy. The selective JAK1 inhibitors appear to have efficacy in moderate to severe Crohn’s disease, and upadacitinib appears to be efficacious in ulcerative colitis. In the coming years we will learn much more about the operating characteristics of this promising group of drugs.

References

1. O’Shea JJ, Plenge R. JAKs and STATs in immunoregulation and immune-mediated disease. Immunity 2012;36:542-50.

2. Sandborn WJ, Su C, Sands BE, et al. Tofacitinib as induction and maintenance therapy for ulcerative colitis. N Engl J Med 2017;376:1723-36.

3. Hanauer SB, Panaccione R, Danese S, et al. Tofacitinib induction therapy reduces symptoms within 3 days for patients with ulcerative colitis. Clin Gastroenterol Hepatol 2019;17:139-47.

4. Panes J, Vermeire S, Lindsay JO, et al. Tofacitinib in patients with ulcerative colitis: health-related quality of life in phase 3 randomised controlled induction and maintenance studies. J Crohns Colitis 2019;13:145-56.

5. Berinstein JA, Steiner CA, Regal RE, et al. Efficacy of induction therapy with high-intensity tofacitinib in 4 patients with acute severe ulcerative colitis. Clin Gastroenterol Hepatol 2019;17:988-90.

6. XELJANZ, XELJANZ XR Prescribing information. Pfizer Laboratories. New York, NY. December 2019. http://labeling.pfizer.com/ShowLabeling.aspx?id=959

7. Winthrop KL, Melmed GY, Vermeire S, et al. Herpes zoster infection in patients with ulcerative colitis receiving tofacitinib. Inflamm Bowel Dis 2018;24:2258-65.

8. Sands BE, Taub PR, Armuzzi A, et al. Tofacitinib treatment is associated with modest and reversible increases in serum lipids in patients with ulcerative colitis. Clin Gastroenterol Hepatol 2020;18:123-32.

9. FDA Medical Product Safety Communication. Xeljanz, Xeljanz XR (tofacitinib): drug safety communication—due to an increased risk of blood clots and death with higher dose. July 26, 2019. https://www.fda. gov/safety/medical-product-safety-information/xeljanzxeljanz-xr-tofacitinib-drug-safety-communication-dueincreased-risk-blood-clots-and-death

10. Sandborn WJ, Panes, Sands BE, et al. Venous thromboembolic events in the tofacitinib ulcerative colitis clinical development programme. Aliment Pharmacol Ther 2019;50:1068-76.

11. Panes J, Sandborn WJ, Schreiber S, et al. Tofacitinib for induction and maintenance therapy of Crohn’s disease: results of two phase IIb randomized placebo-controlled trials. Gut 2017;66:1049-59.

12. Singh S, Fumery M, Sandborn WJ, Murad MH. Systematic review with network meta-analysis: first- and second-line pharmacotherapy for moderatesevere ulcerative colitis. Aliment Pharmacol Ther 2018;47:162-75.

13. Vermeire S, Schreiber S, Petryka R, et al. Clinical remission in patients with moderate-to-severe Crohn’s disease treated with filgotinib (the FITZROY study): results from a phase 2, double-blind, randomized, placebo-controlled trial. Lancet 2017;389;266-75.

14. Sandborn WJ, Feagan BG, Panes J, et al. Safety and efficacy of ABT-494 (upadacitinib), an oral JAK1 inhibitor, as induction therapy in patients with Crohn’s disease: results from CELEST (abstract). Gastroenterology 2017;152(5 Suppl 1):S1308-09.

15. Sandborn WJ, Feagan BG, Loftus EV Jr, et al. Efficacy and safety of upadacitinib in a randomized trial of patients with Crohn’s disease. Gastroenterology 2020; published online February 7; DOI: https://doi. org/10.1053/j.gastro.2020.01.047

16. Panes J, Sandborn WJ, Loftus EV Jr, et al. Efficacy and safety of upadacitinib maintenance treatment for moderate to severe Crohn’s disease: results from the CELEST study (abstract). J Crohns Colitis 2018;12(Suppl 1):S238-9.

17. Sandborn WJ, Ghosh S, Schreiber S, et al. Efficacy and safety of upadacitinib as an induction therapy for patients with moderately to severely active ulcerative colitis: data from the phase 2b study U-ACHIEVE (abstract). United Eur Gastroenterol J 2018;6(8S):A745.

18. Sandborn WJ, Schreiber S, Lee SD, et al. Improved endoscopic outcomes and mucosal healing of upadacitinib as an induction therapy in adults with moderately-to-severely active ulcerative colitis: data from the U-ACHIEVE study (abstract). Gastroenterology 2019;156(6 Suppl 1):S170-1.

19. Sandborn WJ, Nguyen D, Ferslew B, et al. Clinical, endoscopic, histologic and biomarker activity following treatment with the gut-selective, pan-JAK inhibitor TD-1473 in moderately-to-severely active ulcerative colitis (abstract). Gastroenterology 2019;156 (6 Suppl 1):S-171.

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FROM THE PEDIATRIC LITERATURE

Reducing Gastrostomy Placement in Children with Aspiration

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Oropharyngeal dysphagia can be associated with aspiration, which is diagnosed typically by a videoflouroscopic swallow study (VFSS). It is important to determine which children will have resolution of aspiration over time and which children will need a long-term feeding solution, such as a gastrostomy button. It has been noted that gastrostomy placement rates have increased nationally in U.S. children, and better data are needed to determine which children would benefit from conservative therapy versus gastrostomy placement. The authors of this study developed an evidence-based guideline to reduce gastrostomy placement in such children.

This quality improvement study occurred at a tertiary care children’s hospital and was assembled by input consisting of a literature review as well as consultation with speech language pathologists (SLPs) and pediatric gastroenterologists in order to develop an evidence-based guideline. Children equal to or less than 2 years of age with aspiration demonstrated on VFSS were included in the study, and a flowchart was utilized for the quality improvement study. Briefly, if a child was breastfeeding and there was a concern for aspiration, the child underwent a VFSS and had consultation with a SLP. If a VFSS was abnormal and the child was less than 52 weeks gestational age, then the child either was admitted to the hospital for a trial of nasogastric (NG) breastmilk or oral thickened formula with NG breast milk. The patient then continued to work with SLP and gastroenterology and neurology recommendations were considered. If a repeat VFSS showed improvement in the swallowing mechanism, then work with SLP and trialing with thickened feeds continued until the aspiration had resolved as demonstrated by VFSS. However, if a repeat VFSS still showed aspiration, a child was considered a candidate for gastrostomy placement. A similar process was in place for children who were formula feeding.

The primary outcome of this study was to determine how often patients with an abnormal VFSS subsequently required gastrostomy placement within 6 months. Frequency of ordering VFSSs was measured quarterly as a proxy marker of study adherence, and emergency room visits and hospital admissions were tracked for those patients with an abnormal VFSS. In total, 6125 patients at 2 years of age or less underwent a VFSS during the 4-year study period, and 1668 of these patients had aspiration or penetration. Results demonstrated that 768 patients had aspiration or aspiration and penetration on their first VFSS while 900 patients had penetration only during their first VFSS. Additionally, 94 of the patients with aspiration or aspiration and penetration on their first VFSS (12.2%) and 31 of the patients with penetration only on their first VFSS (3.4%) eventually required gastrostomy placement. During the course of the quality improvement study, gastrostomy placement in this patient population fell from 10.9% at the beginning of the study to 5.2% at the end of the first year of study implementation with this lower percentage continuing for the remaining 3 years of the study. The number of VFSSs increased throughout the study. The number of emergency room visits and hospitalizations in the patient group without gastrostomies did not increase during the study with this same patient group having significantly less emergency room visits and hospitalizations compared to those children who had undergone gastrostomy placement. This is an extremely important quality improvement study demonstrating that use of evidence-based clinical protocols can eliminate unnecessary gastrostomy placement in a group of children that otherwise would benefit from working with SLP long term. Also, the lower amount of emergency room visits and hospitalizations in children who did not require gastrostomy placement demonstrates that such quality improvement trials can reduce health care costs and improve patient safety. Important quality improvement research, such as this study, is necessary to improve the healthcare outcomes of children with chronic health conditions.

McSweeney M, Meleedy-Rey P, Kerr J, Yuen JC, Fourneir G, Norris K, Larson K, Rosen R. A quality improvement initiative to reduce gastrostomy tube placement in aspirating patients. Pediatrics. 2020, 145: e20190325; DOI: https://doi.org/10.1542/peds.2019-0325

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FRONTIERS IN ENDOSCOPY, SERIES #62

Low Lying Rectal Stents: How Low Can You Go?

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INTRODUCTION

In patients with low lying rectal obstruction due to malignancy, there is ongoing debate regarding whether self-expanding metallic stent (SEMS) placement within 5 cm of the anal verge is a feasible, efficacious alternative to surgery.1-5 Very few randomized control trials have included patients with low lying malignant rectal obstructions. Much hesitation exists in stenting close to the anal verge or the dentate (pectinate) line, which is the anorectal junction and is about 2 cm from the anal verge. Regardless of the etiology of the obstruction, rectal stenting may be indicated for symptomatic relief in non-surgical candidates or high-risk patients, or as a bridge to surgery, allowing for optimization of the patients’ health prior to the surgical intervention.6,7 (Figure 1) While SEMS placement within 5 cm of the anal verge has been approached in a guarded manner due to fears of high rates of adverse effects including proctalgia, tenesmus, incontinence, mucosal ulceration, bleeding, stent migration, and perforation, among other complications, there are multiple factors to consider in determining whether this is a safe and feasible option. In addition to a comprehensive risk-benefit analysis, the type of stent, the method of stent placement, the addition of chemotherapy or radiation, the endoscopists’ experience in placing stents, and the patients’ etiology and location of obstruction should be considered.1-7 (Figure 2)

Since its introduction in the 1990 s, SEMS placement for acute malignant colorectal obstruction has become a widely adopted alternative to surgery. SEMS placement is considered a safe and feasible alternative to emergent surgery for decompression of colorectal obstruction, either for palliation in poor surgical candidates or as a bridge to surgery.8,9 In poor surgical candidates, SEMS relieves obstructive symptoms, improving patients’ quality of life. In patients with surgically incurable colorectal cancer, patients who received stents had improved morbidity and mortality compared to patients who underwent surgery.10 As a bridge to surgery, temporary stent placement allows for elective rather than emergent surgery, which is associated with lower short-term morbidity and lower rates of temporary and permanent stomas.11,12

Less data exists regarding the feasibility and efficacy of stent placement in colorectal obstructions that are within 5 cm of the anal verge. Historically, SEMS placement in these low-lying colorectal obstructions has been approached in a guarded manner due to fears of adverse effects including proctalgia, tenesmus, incontinence, mucosal ulceration, bleeding, stent migration, and perforation.9,13 In recent years, there has been increasing data to suggest that stent placement within 5 cm of the anal verge is both safe and clinically effective as a treatment modality for low-lying colorectal obstruction, although many practitioners are still hesitant to place a low lying rectal stent.13 This review will discuss the indications, techniques, and outcomes of colonic stenting in the distal rectum.

Risk Factors Influencing Clinical Failure

Malignant colorectal obstruction may be caused by primary colorectal cancer or an extracolonic malignancy (i.e. urogenital, gynecologic, gastric, or pancreaticobiliary).14,15 Clinical outcomes of SEMS placement for colorectal obstruction due to an extracolonic malignancy tend to be less favorable. Extrinsic compression causing colonic obstruction is reported to be a major cause of technical failure in colorectal SEMS placement.16 However, technical and clinical success rates of SEMS placement in this scenario varies widely across studies.17,18 Data also suggests that stent patency is lower when the etiology of the obstruction is due to extracolonic malignancy rather than primary colorectal cancer.3 Considering the etiology of malignancy is important, specifically in the case of lower rectal obstructions, because data has shown that obstruction attributed to extracolonic malignancy, not rectal obstruction itself, is an independent risk factor for clinical failure and complications (by both univariate and multivariate analysis in a study by Lee et al.).15

Carcinomatosis also appears to be a risk factor influencing clinical failure (by univariate analysis in a study by Lee et al.) regardless of if the stent is placed for a lower rectal obstruction.15 This may be due to the differences in peritoneal infiltration patterns and in the severity of peritoneal carcinomatosis between patients with extracolonic malignancy and primary colorectal cancer.19 This may have clinical implications for patient selection with regard to stenting for lower rectal obstructions.

Risks of Stenting ≤5 cm From Anal Verge: Anal Pain

A phase 2 clinical study was conducted, during which 33 patients with non-resectable obstruction of the rectum or sigmoid colon had an uncovered metal stent placed through the anus in an obstructive portion under x-ray fluoroscopic guidance. While anal pain occurred in 5 patients, only 1 patient required stent removal due to intolerable pain.20 Song et al. reported that 10 out of 16 (62.5%) patients with stents placed for obstruction within 5 cm (range 25-50mm) of the anal verge complained of anal pain. In 3 of these patients, the pain resolved within 7 days or was tolerated without analgesics. The remaining 7 patients tolerated the pain with analgesics. In all cases, the stent was deployed in a manner by which the distal tip of the stent was located at least 5 mm proximal to the dentate line. This was in comparison to 14 patients with stents placed greater than 5 cm from the anal verge, 1 (7.1%) of whom complained of anal pain. In this study, stent migration occurred in 4 patients, all of whom experienced intolerable pain despite analgesics, likely due to irritation and sensory innervation to the anal canal by the unfixed distal end of the migrated stent as it moved beyond the dentate line. This study suggests that stents placed 5 mm proximal to the dentate line, but not within the anal canal, are usually tolerable to patients from a pain perspective. It also highlights the importance of accurately measuring the distance from the distal end of the obstruction to the dentate line.9

Lee et al. described a novel method for SEMS placement with a proximal-release delivery system (PRDS) to allow for precise SEMS placement for malignant rectal obstruction within 5 cm of the anal verge. The stent is released under endoscopic and fluoroscopic guidance. It is released by pushing the cover sheath, and the proximal portion is expanded before the distal, which differs from conventional stents. In this study, 2 out of 6 patients reported anal pain, tolerable with analgesics in both cases and which resolved within days. Additionally, no patients reported defecation difficulty, incontinence, or foreign body sensation.21

In another study by Lee et al., anal pain occurred more often in patients with stents successfully placed for lower rectal obstruction (<5 cm from anal verge) than upper rectal or left colonic obstruction (14.8% vs 6.2% vs 0.3%; p < 0.001), but ultimately, only a small number (4/27, 14.8%) of patients with lower rectal obstruction reported anal pain. Pain was well controlled by analgesics in 1 patient, but intolerable in the other 3. In 1 patient, this was due to stent migration. The remaining 2 patients’ pain was resolved with either surgery or radiotherapy. In this study, stents were successfully placed in patients as close as 10 mm from the anal verge (range of 10-50 mm from the anal verge). The authors concluded that appropriately positioning the distal end of a SEMS via fluoroscopy-assisted endoscopy is crucial in stenting ≤5 cm from the anal verge.15

Other studies also suggest that pain is more common in patients with stent placement in the rectum. In a study with placement of a dual stent using a 4.5-mm stent delivery system, 5 of the 34 patients who received rectal stents experienced severe rectal pain 2 – 22 hours after stent placement that required analgesics. None of the other 111 patients in the study who had stents placed in other parts of the colon complained of pain.22 In another study with dual stent design, Kim et al. aimed to compare the clinical safety and efficacy of dualdesign expandable colorectal stents with flared and bent ends in the treatment of patients with malignant colorectal obstruction. Four of the 35 patients (2 in each group) with stents placed in the rectum complained of rectal pain 2-15 hours after stent placement, while none of the 81 patients with stents placed elsewhere in the colon reported pain. The pain was mild and successfully managed with analgesics.23

Tenesmus

Tenesmus is a known complication of rectal stenting.5,15,21 (Figure 3) In a study by Bayraktar et al., authors retrospectively analyzed data from 49 patients with colorectal cancer who had undergone stent placement. Eighteen of these patients had obstruction in the rectum. Overall, tenesmus occurred in 8.1% of patients. This complication was more common in patients who were stented for rectal obstruction (25%) than proximal tumors. Tenesmus was defined as both an early (<7 days) and late (>7 days) complication after stent placement in patients with obstructive rectal cancer.24 Ultimately, to reduce the risk of tenesmus in patients with rectal obstructions within 5 cm of the anal verge, the distal portion of the stent should be placed as proximally as is technically feasible to relieve the obstruction.21

Bleeding

Bleeding is typically a minor complication of colorectal stent placement; significant hemorrhage following stenting is rare.25,26 Bleeding secondary to stent placement generally does not require intervention and can often be managed conservatively.9,27 In a study by Lee et al., 136 of 482 successfully stented patients experienced complications. Bleeding was the fourth most common complication (n = 13; 2.7%), after reobstruction (n = 103; 21.4%), stent migration (n = 22; 4.6%), and perforation (n = 17; 3.5%).15 It should be noted that the rates of complications in this study, especially the rate of perforation, are exceptionally high when compared to other studies, and the reasons for this remain unclear. In a phase 2 clinical study, bleeding only occurred in 1 of 33 patients with stent placement for unresectable obstruction of the rectum or sigmoid colon.20 In a prospective study investigating the technical feasibility, clinical effectiveness, and safety of a dual-design colorectal stent (consisting of an outer stent and an inner bare nitinol stent) in patients with malignant colorectal obstruction, bleeding occurred in 2 patients in the bridge-tosurgery group (n = 50) and in 6 patients in the palliative group (n = 101). In all cases, bleeding resolved spontaneously. This study included 34 patients with obstruction specific to the rectum, but it is unclear if patients with rectal obstruction experienced more significant bleeding than patients with obstruction in the rectosigmoid junction (n = 35), sigmoid colon (n = 56), descending colon (n = 10), or transverse colon (n = 16).

This study utilized a dual stent design, which was designed to take advantage of the strengths of both bare and covered stents. The inner and outer stents were each loaded via their own delivery systems. The inner stent was 2 cm shorter than the outer stent, which consisted of three parts: a proximal bare nitinol stent, a nylon mesh, and a distal bare nitinol stent. Both ends of the stent were flared up to 38 mm. The dual stent is believed to be superior to conventional stents in the treatment of colorectal obstruction in two ways: lower risk of stent migration and no tumor ingrowth, resulting in less recurrent obstruction. However, the dual design stent in this particular study also had disadvantages including a more complicated delivery system and risk for perforation due to the diameter of the flared ends of the inner bare stent, which authors investigated further in a followup study.22 In a study that compared the clinical safety and efficacy of dual-design expandable colorectal stents with flared ends with those of stents with bent ends in the treatment of patients with malignant colorectal obstruction, bleeding occurred after stent placement in 1 patient with a flared-end stent and 3 patients with bent-end stents. Bleeding resolved spontaneously in all cases.23

In another prospective clinical cohort study, 447 patients with malignant large-bowel obstruction (15.8% of tumors were specific to the rectum) received colorectal through-the-scope SEMS placement. Only 2 (0.5%) cases of bleeding were identified. Bleeding occurred in 0.4% (2/447) of patients within 6 hours of stent placement and in 0.5% (2/382) of patients within 30 days (cumulatively). The bleeding appeared to be a procedural complication due to stent placement rather than rectal in origin. The denominator of 382 patients with a 30-day follow-up visit reflects discontinuation of follow-up before 30 days due to safety events.27

Incontinence

Fecal incontinence can occur with stents placed distally in the rectum, particularly if the distal end of the stent is within 2 cm proximal to the upper end of the anal canal.28 Some patients have also described a constant urge to defecate or a foreign body sensation, sometimes referred to as tenesmus.5 In a study conducted to investigate the clinical outcomes of SEMS in malignant rectal obstruction in comparison with those in left colonic obstruction, Lee et al. found incontinence to be rare. It occurred at a lesser rate (n = 1; 0.2%) than other complications including reobstruction (n = 103; 21.4%), stent migration (n = 22; 4.6%), perforation (n = 17; 3.5%), bleeding (n = 13; 2.7%), and anal pain (n = 11; 2.2%). However, the complication rate was overall higher in patients with rectal obstruction (37.4% vs 25.1%; p = 0.01).15

In another study by Lee et al., authors utilized a novel approach – the PRDS, as described previously – to place stents in 6 patients with symptomatic malignant lower rectal obstruction with lesions located within 5 cm of anal verge (5 patients with rectal cancer, 1 with bladder cancer). The palliative PRDS differs from conventional stents in that the proximal portion is expanded before the distal. The authors evaluated fecal incontinence and defecation issues as an outcome measure; no patients in this study experienced any incontinence or defecation issue including foreign body sensation.21

Reobstruction/Stent Occlusion

Stent occlusion can occur due to tumor ingrowth or outgrowth or, rarely, by stool impaction.2,3 In a retrospective study of 55 patients who underwent placement of an uncovered SEMS for palliative treatment of malignant colorectal obstruction with metastatic or locally advanced, surgically unresectable cancer, stent occlusion caused by tumor ingrowth or overgrowth (n = 8) was the most common complication (15.4%). Stent occlusion occurred at a mean time of 127 days between stent placement and occlusion (range, 31–360 days). The single patient with tumor overgrowth was treated with placement of an additional stent at the proximal end of the stent. Six patients with tumor ingrowth were treated by overlapping the occluded stent with a second stent. Study authors used the Cox proportional hazard model to identify predictive factors associated with stent occlusion and found that insufficient stent expansion (<70%) 48 hours status post stent placement was significantly associated with increased risk of stent occlusion (odds ratio, 12.55; 95% CI, 2.52–62.48; p = 0.002). The likelihood of stent occlusion by tumor growth increases with the time elapsed after stent placement. Of key importance, in this particular study, the site of obstruction was mainly in the sigmoid colon and rectum (69.1%); while stent placement occurred most commonly in the rectum (23 patients, 41.8%), the authors did not delineate complications by site of obstruction.29 In a prospective study, stent occlusion occurred in 5 of 151 patients (rectal obstruction = 38) with a dual-design colorectal stent (outer stent and an inner bare nitinol stent) following placement for colorectal cancer (n = 115), gastric cancer (n = 25), cervical cancer (n = 3), pancreatic cancer (n = 2), ovarian cancer (n = 2), gallbladder cancer (n = 1), cholangiocarcinoma (n = 1), urinary bladder cancer (n = 1), and renal transitional-cell cancer (n = 1). Stent occlusion was caused by tumor overgrowth in all five cases. These patients were successfully treated by placement of a second (coaxial) stent into the first stent with overlap at the ends.22

Stent Migration

Stent migration represents one of the most common complications (overall incidence 10–11%, up to 50% of patients in some studies) after SEMS placement for colorectal obstruction. Notably, stent placement in the distal rectum is cited as one of the predisposing factors for stent migration. Stent migration may be asymptomatic or symptomatic, with the latter type generally requiring endoscopic repositioning, removal or replacement. In rare cases, migration may lead to additional complications such as recurrent obstruction or perforation.30-32 In a retrospective study at a tertiary referral university hospital, Song et al. investigated the technical feasibility, clinical effectiveness, and safety of expandable metallic stent placement in patients with malignant rectal obstruction within 5 cm of the anal verge. Sixteen patients had rectal obstructions within 5 cm (range, 25-50 mm) of the anal verge (Group A) and 14 patients had rectal obstructions > 5 cm (range, 53-74 mm) from the anal verge (Group B). Stent migration occurred in 1 patient in group A and in 3 patients in group B. All four stents were removed due to intolerable anal pain, despite analgesic use, secondary to stent migration.9

In another retrospective study, the authors aimed to investigate the clinical outcomes of SEMS in malignant rectal obstruction in comparison to left colonic obstruction. Of 573 patients enrolled in the study, 154 (26.9%) underwent SEMS placement for rectal obstruction. In 39/154 patients, rectal obstruction was located ≤5 cm from the anal verge. Stent migration was the second most common complication in this study (n = 22; 4.6%). Four patients with rectal obstruction experienced early and late stent migration, 2 of whom had obstructions <5 cm from the anal verge. In one of these cases, the patient had received a covered stent for obstruction located 4 cm from the anal verge; stent migration caused pain, requiring removal and reinsertion. In the second case, the tumor was located 5 cm from the anal verge and the patient received an uncovered SEMS-this patient ultimately underwent curative surgery. In the left colonic obstruction group, 4 and 10 patients experienced early and late stent migration, respectively.15

The overall complication rate was higher in patients with rectal obstruction (37.4% vs 25.1%; p = 0.01). However, most of the complications in patients with rectal obstruction were managed successfully with endoscopic treatment (41.3%). In this study, the majority of the patients (77.1%) received uncovered stents, which differs from the previously mentioned study by Song et al.15

Yet another retrospective analysis was performed with 55 patients who underwent placement of uncovered SEMS for palliative treatment of malignant colorectal obstruction. The obstruction site was located in the rectum in 23 patients (41.8%). Stent migration was the second most common complication (10.9%, 6/55). Early stent migration (<1 week after stent placement) developed in 5 patients, 2 of whom had partial distal migration and received additional stent insertion and 3 of whom had complete migration in which the stent was expelled out of the anus. Two of the latter patients required no further intervention and the other patient underwent stent reinsertion. Late stent migration (≥1 week after stent placement) developed in only 1 patient with sigmoid colon cancer and in no patients with rectal obstruction.30 In a prospective study of a dual-design colorectal stent (consisting of an outer stent and an inner bare nitinol stent) placement was performed in 151 patients with malignant colorectal obstruction. Stent migration did not occur in the bridge-tosurgery group, but occurred in 4 patients in the palliative group, 1 of whom had obstruction specific to the rectum.22

Perforation

Perforation is a rare but serious complication of colorectal stent placement, often related to the tortuosity of the rectosigmoid junction, insertion technique, or the endoscopists’ experience.3,7,23,33 Other risk factors include balloon predilation, excessive manipulation of stent wires, laser recanalization prior to SEMS placement (which is rarely performed in the current era), and possibly related to concomitant bevacizumab use, an angiogeneic inhibitor.3 However, a recent study by Lee et al. suggests that bevacizumab may no longer be a risk factor for perforation.34 Perforation typically requires surgical intervention.3

While these are commonly cited risk factors, in one study, the authors conducted a multivariate logistic analysis with forward stepwise selection and found that complete obstruction was the only significant independent factor for perforation (odds ratio 6.88, 95 % CI 2.04 – 23.17, P = 0.002); age, sex, site and length of the obstruction, the source of the malignancy, and balloon dilation before and after stent placement were not related to the likelihood of perforation.22 Stent placement due to obstruction in the lower rectum does not appear to increase the risk for perforation.

In a different prospective study, 49 patients underwent uncovered SEMS placement for malignant colorectal obstruction, 15 (30.6%), of whom had rectal obstruction. Perforation occurred in 1 patient with rectal cancer 87 days after SEMS placement proximal to the stent placement site, which required a Hartmann’s operation. It is unclear how low in the rectum the stent was placed. For comparison, the only other perforation in this study occurred immediately after stent deployment in a patient with a sigmoid colonic obstruction, and the patient received emergent palliative left hemi-colectomy.35

In a retrospective study at a tertiary hospital, Song et al. investigated the technical feasibility, clinical effectiveness, and safety of SEMS in patients with malignant rectal obstruction within 5 cm of the anal verge. Sixteen patients had rectal obstructions within 5 cm (range, 25-50 mm) of the anal verge (Group A) and 14 patients had rectal obstructions > 5 cm (range, 53-74 mm) from the anal verge (Group B). The perforation rate was 6.7% (2/30). Colonic perforation occurred in 8% (2/25) of patients with dual stents at 10 and 50 days after stent placement. In one case, perforation was related to the stent wiring, and the site of perforation could not be detected. In the other patient, the perforation occurred in the colon, proximal to the tumor bed, due to pressure necrosis from flared ends of the inner bare stent of the dual stent. In one patient, the length between the lower margin of obstruction and the anal verge before stent placement was 50 mm. The length between the lower margin of the placed stent and the anal verge 1 to 3 days after stent placement was 25 mm. In the other patient, the length between the lower margin of obstruction and the anal verge before stent placement was 70 mm. The length between the lower margin of the placed stent and the anal verge 1 to 3 days after stent placement was 40 mm. Both patients required emergent colostomy. No perforations occurred in patients with fully covered retrievable stents. The authors concluded that stent placement is safe in the lower rectum and that the diameter of flared ends of dual stents should be reduced to decrease risk for perforation.9

In a study comparing the clinical safety and efficacy of dual-design expandable colorectal stents with flared (n = 69) or bent (n = 53) ends in the treatment of 122 patients with malignant colorectal obstruction, perforation occurred nine days after stent placement with flared ends in 1 patient with rectal obstruction. The exact site of perforation in the rectum was unknown. Seven cases of colonic perforation (6%) occurred, but authors did not find significant differences between the rates of colonic perforation in the two groups and the overall complication rates were similar (p > 0.05).23

In another retrospective study, authors investigated the clinical outcomes of SEMS in malignant rectal obstruction in comparison to left colonic obstruction. Of 573 enrolled patients, 154 (26.9%) underwent SEMS placement for rectal obstruction. In 39/154 patients, rectal obstruction was located ≤5 cm from the anal verge. Perforation occurred in 1 patient with upper rectal obstruction, but did not occur in any patients with lower rectal obstruction.15

Lumen Apposing Metal Stents (LAMS)

Initially designed for the drainage of pancreatic fluid collections, the Axios stent (Boston Scientific, Natick MA) is a 1cm long, fully covered LAMS available in 10, 15, and 20mm dm in the United States. Axios stents may be beneficial to patients with complex, severe, and refractory stenosis located within 5 cm of the anal verge.

Many reports of Axios stents being used to treat luminal obstruction in the large bowel exist. There are a few reports of the use of the Axios stent in an off-label manner to treat low-lying rectal obstruction. In one report, a 49 year old male with sigmoid adenocarcinoma developed severe, filiform, eccentric stenosis 5 cm from the anus that could not be resolved by traditional endoscopic dilation. After successive dilations failed (using a through-the-scope, over-the-wire balloon under fluoroscopic guidance), a 15mm wide Axios stent was placed across the stricture under endoscopic and radiologic guidance. The patient tolerated the stent without further complication and with adequate intestinal transit at his two month followup.1

In another case report, a 66 year old male, who underwent a low anterior resection with loop ileostomy for colorectal malignancy, developed complete obstruction of the rectal anastomosis. Recanalization of the lumen was successfully performed with a 15mm wide Axios stent. While this stent was designed for transenteric drainage, in this case, it functioned to maintain patency after total rectal anastomotic stenosis.36

Risk-Benefit Analysis

While the risk for certain adverse effects may be increased when stenting in the case of lowlying rectal obstruction, complications are rare and can often be managed through endoscopic intervention including stent reinsertion, balloon dilatation, and hemostasis.15 Argon plasma coagulation (APC) has also been utilized when complications arise after stent placement for rectal obstruction. It may be used to trim malpositioned or migrated endoscopic SEMS. Molina-Infante et al. described a case of APC endoscopic transection of an embedded segment from a distally migrated, uncovered rectal stent, complicated by ulcerations due to impaction against the rectal wall after failed removal via endoscopic en bloc due to diffuse tumoral ingrowth.37 In another case, APC was used successfully to trim a stent in an 86-year-old female with obstructing rectal cancer who underwent placement of a colonic SEMS with a portion of free flange in the distal rectum.38

Anal pain, a feared complication with stent placement so close to the anal verge, is tolerable to most patients with or without analgesics, although patients may choose to undergo palliative radiotherapy to reduce pain, which is also experienced by patients whose tumors are >5 cm from the anal verge.15 Tumor ingrowth can be managed with APC, ablation of the obstruction, or (most commonly) via placement of a second stent while tumor overgrowth can be managed with an additional stent.2,3 Perforations, while rare, can occur and often require surgery. In some instances, conservative medical therapy may be utilized including nasogastric tube insertion, antibiotics, and total parenteral nutrition while allowing perforations to spontaneously resolve.3

Stent placement in patients with obstructions <5 cm from the anal verge allows patients to avoid surgical intervention and colostomy/stoma while maintaining continence and with minimal adverse impact on quality of life.3-5, 33 Stent placement is also more cost-effective than stoma creation for patients with inoperable malignant colonic obstructions and results in shorter hospital stay.5

CONCLUSION

Can we stent within 5 cm of the anal verge? Yes. Stenting within 5 cm of the anal verge is possible and should be considered in certain patients. Complications may not occur as often as what was once thought and can often be resolved without additional adverse events. Ultimately, patients may avoid colostomy or invasive surgical procedures and have improved quality of life. In conclusion, stent placement within 5 cm of the anal verge is safe, feasible, and efficacious, and a reasonable alternative to surgery as palliative care or as a bridge to surgery in carefully selected patients.

References

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5. Okugawa T, Oshima T, Ikeo K, Kondo T, Tomita T, Fukui H, Watari J, Miwa H. Successful Self-Expandable Metallic Stent Placement for a Case of Distal Rectal Stenosis due to Gastric Cancer Metastasis. Case Rep Gastroenterol. 2013 May 18;7(2):214-8. doi: 10.1159/000351818. Print 2013 May. PubMed [citation] PMID: 23741209, PMCID: PMC3670628

6. Adler DG, Young-Fadok TM, Smyrk T, Garces YI, Baron TH. Preoperative chemoradiation therapy after placement of a selfexpanding metal stent in a patient with an obstructing rectal cancer: clinical and pathologic findings. Gastrointest Endosc. 2002 Mar;55(3):435-7. No abstract available. PubMed [citation] PMID: 11868027

7. Barbaryan A, Jabri H, Attakamvelly S, Mirrakhimov AE. A case of colovesical fistula caused by the eroded rectal stent. BMJ Case Rep. 2013 Apr 22;2013. pii: bcr2013009044. doi: 10.1136/bcr2013-009044. No abstract available. PubMed [citation] PMID: 23608856, PMCID: PMC3645791

8. Ng KC, Law WL, Lee YM, Choi HK, Seto CL, Ho JW. Selfexpanding metallic stent as a bridge to surgery versus emergency resection for obstructing left-sided colorectal cancer: a casematched study. J Gastrointest Surg. 2006; 10(6):798–803.

9. H.Y. Song, J.H. Kim, K.R. Kim, et al.Malignant rectal obstruction within 5 cm of the anal verge: is there a role for expandable metallic stent placement? Gastrointest Endosc, 68 (2008), pp. 713-720.

10. Kim JH, Kim YJ, Lee JJ, Chung JW, Kwon KA, Park DK, Kim JH, Hahm KB. The efficacy of self-expanding metal stents for colorectal obstruction with unresectable stage IVB colorectal cancer. Hepatogastroenterology. 2012;59:2472–2476.

11. Lee HJ, Hong SP, Cheon JH, Kim TI, Min BS, Kim NK, Kim WH. Long-term outcome of palliative therapy for malignant colorectal obstruction in patients with unresectable metastatic colorectal cancers: endoscopic stenting versus surgery. Gastrointest Endosc. 2011;73:535–542

12. Sjo OH, Larsen S, Lunde OC, Nesbakken A (2009) Short term outcome after emergency and elective surgery for colon cancer. Color Dis 11(7):733–739.McArdle CS, Hole DJ. Emergency presentation of colorectal cancer is associated with poor 5-year survival. Br J Surg. 2004; 91(5):605–609.

13. Lee JH, Ross WA, Davila R, et al. Self-expandable metal stents (SEMS) can serve as a bridge to surgery or as a definitive therapy in patients with an advanced stage of cancer: clinical experience of a tertiary cancer center. Dig Dis Sci. 2010;55(12):3530–3536.

14. Winner M, Mooney SJ, Hershman DL. et al. Incidence and predictors of bowel obstruction in elderly patients with stage IV colon cancer: a population-based cohort study. JAMA Surg. 2013; 148: 715-722

15. Lee HJ, Hong SP, Cheon JH, Kim TI, Kim WH, Park SJ. Clinical Outcomes of Self-Expandable Metal Stents for Malignant Rectal Obstruction. Dis Colon Rectum. 2018 Jan;61(1):43-50. doi: 10.1097/DCR.0000000000000910. PubMed [citation] PMID: 29215476

16. Yoon JY, Jung YS, Hong SP, Kim TI, Kim WH, Cheon JH. Clinical outcomes and risk factors for technical and clinical failures of selfexpandable metal stent insertion for malignant colorectal obstruction. Gastrointest Endosc. 2011;74:858–868.

17. Kim JH, Song HY, Park JH, Ye BD, Yoon YS, Kim JC. Metallic stent placement in the palliative treatment of malignant colonic obstructions: primary colonic versus extracolonic malignancies. J Vasc Interv Radiol. 2011;22:1727–1732.

18. Keswani RN, Azar RR, Edmundowicz SA, Zhang Q, Ammar T, Banerjee B, Early DS, Jonnalagadda SS. Stenting for malignant colonic obstruction: a comparison of efficacy and complications in colonic versus extracolonic malignancy. Gastrointest Endosc. 2009;69:675–680.

19. Park JJ, Rhee K, Yoon JY, Park SJ, Kim JH, Kim JH, Youn YH, Kim TI, Park H, Kim WH, Cheon JH. Impact of peritoneal carcinomatosis on clinical outcomes of patients receiving self-expandable metal stents for malignant colorectal obstruction. Endoscopy. 2018 Dec;50(12):1163-1174. doi: 10.1055/a-0657-3764. Epub 2018 Aug 31. PubMed PMID: 30170328.

20. Inaba Y, Arai Y, Yamaura H, Sato Y, Kato M, Saito H, Aramaki T, Sato M, Kumada T, Takeuchi Y; Japan Interventional Radiology in Oncology Study Group.. Phase II clinical study on stent therapy for unresectable malignant colorectal obstruction (JIVROSG-0206). Am J Clin Oncol. 2012 Feb;35(1):73-6. doi: 10.1097/COC.0b013e318201a10d. PubMed [citation] PMID: 21293242

21. Lee KM, Lim SG, Shin SJ, Kim JH, Kang DH, Kim JK, Hwang JC, Kwon CI, Cheong JY, Yoo BM. Novel method of stent insertion for malignant lower rectal obstruction with proximal releasing delivery system (with video). Gastrointest Endosc. 2013 Dec;78(6):930-933. doi: 10.1016/j.gie.2013.08.018. PubMed [citation] PMID:24237948

22. H.Y. Song, J.H. Kim, J.H. Shin, et al.A dual-design expandable colorectal stent for malignant colorectal obstruction: results of a multicenter study. Endoscopy, 39 (2007), pp. 448-454

23. Kim JH, Song HY, Li YD, Shin JH, Park JH, Yu CS, Kim JC. Dual-design expandable colorectal stent for malignant colorectal obstruction: comparison of flared ends and bent ends. AJR Am J Roentgenol. 2009 Jul;193(1):248-54. doi: 10.2214/AJR.08.2003. PubMed [citation] PMID: 19542421

24. Bayraktar B, Ozemir IA, Kefeli U, et al. Colorectal stenting for palliation and as a bridge to surgery: A 5-year follow-up study. World J Gastroenterol. 2015 Aug 21; 21(31): 9373-9.

25. Small AJ, Coelho-Prabhu N, Baron TH. Endoscopic placement of self-expandable metal stents for malignant colonic obstruction: long-term outcomes and complication factors. Gastrointest Endosc. 2010;71:560–572.

26. Park JH, Oh SH, Lee WY, Choo SW, Do YS, Chun HK. Flexible rectal stent for obstructing colonic neoplasms. J Korean Soc Coloproctol. 2000;16:267–273.

27. Meisner S, González-Huix F, Vandervoort JG, Goldberg P, Casellas JA, Roncero O, Grund KE, Alvarez A, García-Cano J, Vázquez-Astray E, Jiménez-Pérez J; WallFlex Colonic Registry Group.. Self-expandable metal stents for relieving malignant colorectal obstruction: short-term safety and efficacy within 30 days of stent procedure in 447 patients. Gastrointest Endosc. 2011 Oct;74(4):876-84. doi: 10.1016/j.gie.2011.06.019. PubMed [citation] PMID: 21855868

28. Baron TH. Colonic stenting: technique, technology, and outcomes for malignant and benign disease. Gastrointest Endosc Clin N Am. 2005;15:757–771.

29. Suh JP, Kim SW, Cho YK, et al. Effectiveness of stent placement for palliative treatment in malignant colorectal obstruction and predictive factors for stent occlusion. Surg Endosc. 2010;24:400– 406. doi: 10.1007/s00464-009-0589-x.

30. Bielawska B, Hookey LC, Jalink D. Large-diameter self-expanding metal stents appear to be safe and effective for malignant colonic obstruction with and without concurrent use of chemotherapy. Surg Endosc. 2010;24:2814–2821. doi: 10.1007/s00464010-1055-5.

31. de Gregorio MA, Laborda A, Tejero E, et al. Ten-year retrospective study of treatment of malignant colonic obstructions with self-expandable stents. J Vasc Interv Radiol. 2011;22:870–878. doi: 10.1016/j.jvir.2011.02.002.

32. Saida Y, Enomoto T, Takabayashi K, Otsuji A, Nakamura Y, Nagao J, Kusachi S. Outcome of 141 cases of self-expandable metallic stent placements for malignant and benign colorectal strictures in a single center. Surg Endosc. 2011 Jun;25(6):1748-52. doi: 10.1007/ s00464-010-1310-9. Epub 2011 Mar 25. PubMed [citation] PMID: 21437740

33. Vu TM, Simpson JA, Alzarhani S, Lynch AC, Warrier S, Heriot A. Rectal adenocarcinoma perforation following palliative colorectal stenting. ANZ J Surg. 2018 Jun;88(6):E558-E559. doi: 10.1111/ ans.13480. Epub 2016 Dec 18. No abstract available. PubMed [citation] PMID: 27990786

34. Lee JH, Emelogu I, Kukreja K, Ali FS, Nogueras-Gonzalez G, Lum P, Coronel E, Ross W, Raju GS, Lynch P, Thirumurthi S, Stroehlein J, Wang Y, You YN, Weston B. Safety and efficacy of metal stents for malignant colonic obstruction in patients treated with bevacizumab. Gastrointest Endosc. 2019 Jul;90(1):116-124. doi: 10.1016/j.gie.2019.02.016. Epub 2019 Feb 21. PubMed [citation] PMID: 30797835

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NUTRITION ISSUES IN GASTROENTEROLOGY, SERIES #197

Chronic Atrophic Gastritis: Don’t Miss These Nutritional Deficiencies

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Chronic atrophic gastritis (CAG) results in the destruction of gastric mucosa parietal cells leading to reduced gastric acid secretion and decreased intrinsic factor (IF) production. The consequence of which is achlorhydria, hypergastrinemia, and IF deficiency. As a result, CAG may lead to the malabsorption (albeit by different mechanisms) of vitamin B12 and iron, causing macrocytic anemia or iron deficiency anemia, respectively. Vitamin B12 deficiency, due to decreased IF production can result in megaloblastic anemia and varying neurologic dysfunction. The mechanism of iron deficiency in CAG is less clear but felt likely due to achlorhydria or concomitant Helicobacter pylori infection. In addition, other vitamin and micronutrient deficiencies (such as vitamin D, calcium and vitamin C) have been known to occur in patients with CAG, although the mechanisms for these have been less well studied. This article will review the nutritional deficiencies as a consequence of CAG.

INTRODUCTION

Chronic atrophic gastritis (CAG) results in atrophy of the gastric body mucosa and the chronic loss of gastric parietal cells. These parietal cells, under the influence of gastrin (from G cells) and histamine (from ECL cells), stimulate acid production and lead to decreased pH in the gastric lumen.1 The parietal cells also control intrinsic factor (IF) production by a different mechanism. This parietal cell loss leads to reduced gastric acid secretion and decreased IF production. The cause of atrophic gastritis (AG) is either (i) the immune-mediated destruction by antibodies (IF and/ or parietal cell) directed against the gastric mucosa (termed chronic atrophic autoimmune gastritis (CAAG)) or (ii) Helicobacter pylori (H. pylori) infection. Regardless of the cause, the net effect of parietal cell loss and gastric atrophy is achlorhydria, which induces G cell hyperplasia and the secretion of additional gastrin resulting in hypergastrinemia.2 Significantly, each of the abovementioned causes of CAG harbor an increased risk for gastric neoplasia, including gastric adenocarcinoma and Type 1 gastric carcinoids, particularly when extensive gastric intestinal metaplasia is present.3 Therefore, in populations at low risk for gastric cancer (like in the U.S.), endoscopic surveillance every 3 years should be offered to patients with extensive atrophic gastritis or intestinal metaplasia.4

CAG leads to the malabsorption of foodbound vitamin B12 due to decreased IF production resulting in megaloblastic anemia (a type of macrocytic anemia) and demyelinating neurologic disease. A deficiency of folate can result in a similar clinical picture. The terms ‘megaloblastic anemia’ and ‘macrocytic anemia’ should not be used interchangeably, as not all causes of macrocytosis are due to vitamin B12 deficiency but all causes of megaloblastic anemia are due to B12 (or folate) deficiency. In contrast, the mechanism for iron deficiency anemia (IDA) in atrophic gastritis is less clearly understood, but likely due to achlorhydria or H. pylori-associated atrophic gastritis. It is therefore vital to exclude atrophic gastritis caused by H. pylori infection in any patient presenting with an unexplained IDA, as this is treatable.

CAAG may occur as part of the polyglandular autoimmune syndrome and may be associated with other autoimmune diseases such as type I diabetes, vitiligo, and thyroid disease; therefore, these associated conditions should be considered during the evaluation of CAG. In addition, other vitamin and micronutrient deficiencies (including vitamin D, calcium and vitamin C) have been known to occur in patients with CAG, although their frequency and likely mechanism of onset is less well understood.

The endoscopic appearance of CAG may not be different from normal mucosa, especially during the early disease state.5 Therefore, if CAG is clinically suspected, the endoscopist at the time of upper endoscopy should perform biopsies according to the updated Sydney protocol (two from the corpus, two from the antrum, and one from the angularis),6 as well as targeted biopsies of any visible lesions. It should be noted there may be endoscopic findings other than gastric body mucosal atrophy such as gastric polyps or Type I gastric neuroendocrine tumors (Image 1).

Vitamin and Micronutrient Deficiencies Vitamin B12 Deficiency

The absorption of food-bound vitamin B12 is mostly dependent on the glycoprotein IF which is produced by gastric parietal cells. The vitamin B12IF complex is ultimately absorbed in the terminal ileum. In CAG, there is a lack of IF production due to parietal cell destruction causing downstream reduced vitamin B12 absorption. Megaloblastic anemia due to vitamin B12 (or folate) deficiency leads to defective production of erythrocytes and DNA synthesis, hence the macrocytic red blood cells. In CAAG, the presence of autoantibodies directed against IF and/or parietal cells results in pernicious anemia (PA). Testing for both antibodies significantly increases their diagnostic performance for diagnosing CAAG and PA, yielding a 73% sensitivity and 100% specificity for PA.7 The immune destruction of parietal cells leads to decreased IF production which results in PA, especially common in Westernized countries and the elderly. The other conditions causing vitamin B12 deficient megaloblastic anemia (Table 1) need to be differentiated from CAAG which causes PA from IF deficiency.

A lack of vitamin B12 affects the two human enzymes that require it, namely methionine synthase (cytoplasm) and methylmalonyl-CoA mutase (mitochondria) and gives rise to elevated levels of homocysteine and methylmalonic acid (MMA), respectively.8 In borderline cases of vitamin B12 deficiency, the elevation of homocysteine and MMA can confirm the diagnosis, especially when other compatible clinical or biochemical findings are present. Interpret homocysteine and MMA levels with caution in renal failure and pregnancy where falsely elevated levels may occur. Elevated plasma homocysteine is now recognized as an independent risk factor for cardiovascular disease and seems to play an important role in the development of dementia, diabetes mellitus and renal disease.9 Homocysteine is also elevated in folate deficiency.

The clinical sequela of vitamin B12 deficiency (Table 2) range from asymptomatic to varying degrees of hematological and neurological dysfunction, which may or may not be reversible with supplementation. The classic neurological presentation of a patient with PA is proprioceptive sensory loss with ataxic gait abnormalities, demyelinating peripheral sensory-motor polyneuropathies and paresthesias. Cognitive changes may also be seen including amnesia, apathy, depression and ultimately more serious cognitive decline. In the most severe forms of vitamin B12 deficiency, there may be complete myelopathy with sub-acute degeneration of the spinal cord and blindness due to optic atrophy. The myriad hematological manifestations include megaloblastic anemia (because of impaired DNA synthesis and erythropoiesis) with pancytopenia despite a hypercellular bone marrow. There appears to be a reduced awareness of CAG and its clinical consequences amongst physicians, often leading to a significant diagnostic delay. This could result in the potential diagnosis of vitamin B12 deficiency being overlooked for many months. A recent study from Italy that looked at 291 patients with CAG found that the median overall diagnostic delay was 14 months (interquartile range [IQR] 4-41), particularly amongst gastroenterologists.10 Clearly there is a need for increased education and awareness of this condition, and treating physicians need to maintain a high index of suspicion. Whether acid blocking drugs like proton pump inhibitors (PPIs) and H2- receptor antagonists can lead to a clinically significant vitamin B12 deficient state remains up for debate. It is unclear if the effects of these drugs on serum vitamin B12 are associated with increased risk of biochemical or functional deficiency (as indicated by elevated blood concentrations of homocysteine and MMA) or clinical deficiency (including megaloblastic anemia and neurologic disorders).11 A recent expert review and best practice advice statement from the American Gastroenterological Association recommended that long-term PPI users should not routinely raise their intake of vitamin B12 beyond the recommended daily allowance, nor should they routinely screen or monitor vitamin B12 levels.12 The route of replacement of vitamin B12 in a deficient patient has also become somewhat of a controversial issue. Most patients with clinical vitamin B12 deficiency have malabsorption and require either intramuscular (IM) or high-dose oral replacement. Those with CAAG causing PA will need lifelong supplementation. A recent Cochrane review by Wang et al. showed that oral and IM vitamin B12 supplementation have similar effects in terms of normalizing serum vitamin B12 levels, but oral treatment costs less.13 However, the quality of evidence was low given the shortage of highquality comparative studies. Therefore, a suggested supplementation regimen would be vitamin B12 at a dose of 1000 mcg administered IM daily or every other day for 1 week, then weekly for 4 to 8 weeks, and then monthly for life, or oral vitamin B12 at a daily dose of 1000 to 2000 mcg for life.14

Iron Deficiency

In patients with CAG, in addition to vitamin B12 deficiency, there may be a preceding or overlapping iron deficiency anemia (IDA) with age being an important factor as to which presents first. Younger patients are more likely to present with features of IDA whereas those over the age of 60, tend to have megaloblastic vitamin B12 deficiency. The variable age-dependent presentation of anemia in patients with CAG reflects the higher prevalence of active H. pylori infection in younger patients.15 As a result, red cell indices like mean cell volume (MCV) may be unreliable in patients with CAG, as two separate or overlapping deficiencies may be present (the one raising the MCV and the other one lowering it), hence it appears within normal limits. The possible role of achlorhydria in the development of iron malabsorption has been suggested in different hypo/ achlorhydria models.16 Low gastric acid secretion results from parietal cell loss. This low gastric acid production leads to decreased food iron solubilization and decreased iron absorption. Therefore, IDA is a common presentation in CAG, but is often overlooked. In a study of 160 patients diagnosed as having autoimmune gastritis by the combined presence of hypergastrinemia and strongly positive antiparietal cell antibodies, 83 (52%) presented with IDA manifested by low serum ferritin levels, low transferrin saturations, and microcytic anemia.17 The presence of IDA due to H. pylori infection in patients with CAG is more complex. It has been shown that up to two-thirds of atrophic gastritis patients have evidence of H. pylori infection. This high prevalence suggests the infection could have a specific role in the disease and not just a mere association.18 Therefore, it is essential H. pylori is actively excluded in all patients with CAG (or pernicious anemia), so as not to miss a concomitant IDA. It has also been observed that failure to respond to oral iron treatment was more than twice as common in H. pylori positive patients compared to H. pylori negative patients, suggesting that H. pylori infection alters the response to oral iron treatment in IDA.19 The cure of H. pylori infection is associated with reversal of iron dependence and recovery from IDA.20 Therefore, eradication of H. pylori, together with oral iron replacement, is essential in the management of patients with CAG and IDA.

Vitamin D and Calcium Deficiency

There are limited studies suggesting osteopenia and osteoporosis (due to vitamin D and calcium malabsorption) are more common in conditions associated with hypo/achlorhydria, such as post gastrectomy, chronic PPI users and atrophic gastritis. The precise mechanism leading to this association is unclear and the available evidence is controversial. A recent study from Italy evaluated the prevalence of 25-OH-vitamin D (25(OH) D) deficiency in a cohort of 87 patients with CAG. They found in the CAG group, the mean 25(OH) D levels were significantly lower than in the control group (18.8 vs. 27.0 ng/ ml, p < 0.0001). Additionally, the CAG patients with moderate/severe gastric atrophy had lower 25(OH) D values as compared to those with mild atrophy.21 This suggests that the severity of gastric atrophy is associated with the degree of 25(OH) D malabsorption. As indicated above, any condition leading to hypo/achlorhydria can result in calcium malabsorption by unclear mechanisms. Gastric acid plays an important role in calcium absorption as it increases the dissolution and ionization of poorly soluble calcium.22 Recker et al. found that in patients with achlorhydria, the absorption of calcium carbonate was less than in controls with normal gastric acid.23 Further studies are clearly needed to evaluate whether vitamin D and calcium malabsorption in CAG patients is clinically significant and warrants monitoring. It also has been suggested that vitamin B12 deficiency in patients with atrophic gastritis likely plays a role in vitamin D deficiency (and calcium malabsorption). Vitamin B12 deficient patients have less osteoblastic activity and bone formation24 and greater risk of bone fracture.25 Of note, both men and women with lower vitamin B12 levels had lower average bone mineral density than controls.26 More research into the relationship between vitamin B12, vitamin D and calcium deficiency, and their potential association with reduced bone mineral density and increased fracture risk in patients with CAG, is needed.

Vitamin C Deficiency

The likely mechanism of vitamin C deficiency in CAG appears to be different from those described above. Older studies proposed a deficiency of vitamin C due to malabsorption, insufficient intake, increased metabolic requirement and rapid destruction in the GI tract.27 Elevated pH (from achlorhydria) and bacterial overgrowth may also be a factor.28 Alt et al. evaluated the effect of pH on ascorbic acid stability in vitro and demonstrated the destruction of 65% of the ascorbic acid at pH 7.95 vs only 14% at pH 1.45.29 The antioxidant effects of vitamin C may provide protection from gastric atrophy and a reduction in the incidence of gastric cancer.30 Further studies into the consequences of vitamin C deficiency in gastric diseases are clearly needed.

CONCLUSION

Atrophic gastritis, regardless of its cause, leads to nutritional deficiencies through parietal cell atrophy and the resulting achlorhydria. Vitamin B12 deficiency is well described, but often diagnosed late. A patient with an unexplained iron deficiency anemia should have atrophic gastritis (and concomitant H. pylori) excluded. The significance of vitamin D, calcium and vitamin C malabsorption in chronic atrophic gastritis remains to be seen.

References

1.Gluckman CR, Metz DC. Gastric Neuroendocrine Tumors (Carcinoids). Current Gastroenterology Reports (2019) 21: 13.

2.Sato Y. Clinical features and management of type 1 gastric carcinoids. Clin J Gastroenterol (2014) 7:381386.

3. Lahner E, Carabotti M, Annibale B. Atrophic body gastritis: Clinical presentation, diagnosis, and outcome. EMJ Gastroenterol. 2017;6[1]:75-82.

4. Banks M, Graham D, Jansen M, et al. British Society of Gastroenterology guidelines on the diagnosis and management of patients at risk of gastric adenocarcinoma. Gut. 2019 Sep;68(9):1545-1575.

5. Massironi S, Zilli A, Elvevi A, et al. The changing face of chronic autoimmune atrophic gastritis: an updated comprehensive perspective. Autoimmunity Reviews 18 (2019) 215- 222.

6. Dixon MF, Genta RM, Yardley JH, et al. Classification and grading of gastritis. The updated Sydney system. International workshop on the histopathology of Gastritis, Houston 1994. Am J Surg Pathol 1996;20:1161–818827022.

7. Lahner E, Norman GL, Severi C, et al. Reassessment of intrinsic factor and parietal cell autoantibodies in atrophic gastritis with respect to cobalamin deficiency. Am J Gastroenterol 2009;104(8):2071-9.

8. Rébeillé F, Ravanel S, Marquet A, et al. Roles of vitamins B5, B8, B9, B12 and molybdenum cofactor at cellular and organismal levels. Nat Prod Rep 2007;24: 949-962.

9. Rodriguez-Castro KI, Franceschi M, Noto A, et al. Clinical manifestations of chronic atrophic gastritis. Acta Biomed. 2018;89(8-S):88–92.

10. Lenti MV, Miceli E, Cococcia S, et al. Determinants of diagnostic delay in autoimmune atrophic gastritis. Aliment Pharmacol Ther. 2019 Jul;50(2):167-175.

11. Miller JW. Proton Pump Inhibitors, H2-Receptor Antagonists, Metformin, and Vitamin B-12 Deficiency: Clinical Implications. Adv Nutr 2018; 9:511S–518S.

12. Freedberg DE, Kim LS, Yang YX. The risks and benefits of long-term use of proton pump inhibitors: expert review and best practice advice from the American Gastroenterological Association. Gastroenterology 2017;152(4):706–15.

13. Wang H, Li L, Qin LL, et al. Oral vitamin B12 versus intramuscular vitamin B12 for vitamin B12 deficiency. Cochrane Database of Systematic Reviews 2018, Issue 3. Art. No.: CD004655.

14. Stabler SP. Vitamin B12 deficiency. N Engl J Med 2013; 368:2041-2042.

15. Bergamaschi G, Di Sabatino A, Corazza GR. Pathogenesis, diagnosis and treatment of anemia in immune-mediated gastrointestinal disorders. Br J Haematol, 2018; 182: 319-329.

16.Annibale B, Capurso G, Delle Fave G. Consequences of Helicobacter pylori infection on the absorption of micronutrients. Dig Liver Dis 2002; 34 Suppl 2: S72S77.

17. Hershko C, Ronson A, Souroujon M, et al. Variable hematologic presentation of autoimmune gastritis: age-related progression from iron deficiency to cobalamin depletion. Blood 2006; 107: 1673-1679.

18. Annibale B, Negrini R, Caruana P, et al. Two thirds of atrophic body gastritis patients have evidence of Helicobacter pylori infection. Helicobacter. 2001; 6:225-233.

19. Hershko C, Hoffbrand AV, Keret D, et al. Role of autoimmune gastritis, Helicobacter pylori and celiac disease in refractory or unexplained iron deficiency anemia. Haematologica Jan 2005, 90 (5) 585-59.

20. Annibale B, Marignani M, Monarca B, et al. Reversal of Iron Deficiency Anemia after Helicobacter pylori Eradication in Patients with Asymptomatic Gastritis. Ann Intern Med. 1999; 131:668–672.

21. Massironi S, Cavalcoli F, Zilli A, et al.Relevance of vitamin D deficiency in patients with chronic autoimmune atrophic gastritis: a prospective study. BMC Gastroenterology (2018) 18:172.

22. Cavalcoli F, Zilli A, Conte D, et al. Micronutrient deficiencies in patients with chronic atrophic autoimmune gastritis: A review. World J Gastroenterol 2017 January 28; 23(4): 563-572.

23. Recker RR. Calcium absorption and achlorhydria. N Engl J Med 1985; 313: 70-73.

24. Carmel R, Lau KH, Baylink DJ, et al. Cobalamin and osteoblast-specific proteins. N Engl J Med 1998; 319: 70–75.

25. Eastell R, Vieira NE,Yergey AL, et al. Pernicious anemia as a risk factor for osteoporosis. Clin Sci (Lond) 1992; 82:681– 685.

26. Tucker KL, Hannan MT, Qiao N, et al. Low plasma vitamin B12 is associated with lower BMD: the Framingham Osteoporosis Study. J Bone Miner Res 2005; 20: 152-158.

27. Ludden J, Flexner J, Wright I. Studies on ascorbic acid deficiency in gastric diseases: Incidence, diagnosis, and treatment. Am J Digest Dis 1941; 8: 249-252.

28. Kendall AI, Chinn H. Decomposition of ascorbic acid by certain bacteria. J Infect Dis. 1938; 62:330–336

29. Alt HA, Chinn H, Farmer CJ. The blood plasma ascorbic acid in patients with achlorhydria. Am J Med Sci. 1939; 197:222–232.

30. Aditi A, Graham DY. Vitamin C, gastritis, and gastric disease: a historical review and update. Dig Dis Sci. 2012;57(10):2504–2515.

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MEDICAL BULLETIN BOARD

Prometheus Biosciences Launches Monitr™ Covid-19 Assistance Program (M.C.A.P.)

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The PROMETHEUS® Monitr™ Crohn’s Disease Test is being offered through M.C.A.P., at no cost to qualifying patients* Prometheus’ Monitr CD test, a noninvasive, serum-based test that can aid in the assessment of endoscopic disease activity in conjunction with other clinical findings

SAN DIEGO, CA – Prometheus Biosciences, Inc. (“Prometheus”), a biopharmaceutical company committed to the discovery, development, and commercialization of a broad portfolio of novel precision therapeutics and diagnostics for patients living with unmet needs in gastroenterology and autoimmune diseases, announced that it has launched the Monitr™ COVID-19 Assistance Program (M.C.A.P.) to provide adult Crohn’s disease (CD) patients with access to this valuable test.

“During these unprecedented times, our focus at Prometheus continues to remain on the patients we serve. With the launch of M.C.A.P., we are providing qualifying adult CD patients impacted by COVID-19 with an effective disease-monitoring test at no cost,” said Mark McKenna, President and CEO of Prometheus. “We believe that the adoption of this program by GI physicians could minimize the burden on Crohn’s disease patients as the novel coronavirus continues to impact the global healthcare system. We are working on continued access to our mobile phlebotomy services to facilitate sample collection and mitigate the need for your patients to engage in any unnecessary travel.”

As a direct result of the COVID-19 pandemic, many healthcare providers have canceled or may soon cancel elective outpatient colonoscopies that are used to assess the mucosal status of CD patients. As a result, physicians may need to make therapy decisions for patients with CD without the objective data provided by colonoscopy regarding disease activity. Prometheus’ commercially-available Monitr test, a first-of-its kind, noninvasive serum test aids in distinguishing CD patients in endoscopic remission from those with active disease, enabling more informed treatment management decisions. The Monitr test has been validated, and results presented in Gastroenterology.

Maria T. Abreu, M.D., Director of the Crohn’s and Colitis Center, University of Miami Health System, commented, “As physicians who care for IBD patients, we want to make the best decisions about medications for our patients, especially in the face of COVID-19. Most of us have taken the measure to delay colonoscopies in our patients and we don’t know when it will be safe to have patients return for colonoscopies. I am happy that our Crohn’s patients can benefit from Monitr as a way of determining active disease or healed mucosa. Having patients avoid hospitals and laboratories all together is great during this special situation.”

About the Monitr COVID-19 Assistance Program (M.C.A.P.)

Prometheus Biosciences launched its Monitr COVID-19 Assistance Program to support patients with adult Crohn’s disease. Through this assistance program, Prometheus is providing the Monitr test at no charge for those patients who have lost employment and/or commercial insurance coverage as a result of the COVID-19 outbreak.* This program will be available to all qualifying patients from March 23, 2020 through June 1, 2020 where Prometheus Biosciences acts as the billing entity. For all other patients, Prometheus’ existing financial assistance programs are still available. In addition, Prometheus is also working on continued, uninterrupted access to mobile phlebotomy services to facilitate sample collection and mitigate the need for patients to engage in any unnecessary travel. If you have any questions on how to order the Prometheus Monitr CD test, please contact Prometheus’ client services team at 888-423-5227.

About Prometheus Biosciences, Inc.

Prometheus Biosciences, Inc., is a biopharmaceutical company committed to the discovery, development, and commercialization of a broad portfolio of novel precision therapeutics and diagnostics for patients living with unmet needs in gastroenterology and autoimmune diseases. Prometheus Biosciences, Inc., created through the June 2019 acquisition of Prometheus Laboratories by Precision IBD, is headquartered in San Diego, California.

For more information about Prometheus, please visit us at: prometheusbiosciences.com

Program will be available to all qualifying patients from March 23, 2020 through June 1, 2020 where Prometheus Biosciences acts as the billing entity.

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FRONTIERS IN ENDOSCOPY, SERIES #61

Pancreas Divisum: Evaluation and Treatment of a Persistently Controversial Anatomic Finding

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INTRODUCTION

Pancreas divisum (literally, “divided pancreas”) is the most common anatomic variant of the pancreas and is thought to exist in 5-10% of the population.36,37 Pancreas divisum is the result of the failed fusion of the dorsal and ventral pancreatic buds early in development, resulting in the majority of the pancreas being drained through the minor papilla. (Figure 1) In patients with normal anatomy, the majority of the pancreas drains through the major papilla. More formally stated, in patients with pancreas divisum, the variant pancreatic ductal anatomy leads to the relatively large dorsal pancreas segment being drained through the minor papilla while the smaller ventral bud drains through the major papilla. There is no known etiology for pancreas divisum however, some genetic abnormalities including mutations in the Cystic Fibrosis Transmembrane Conductance Regulator (CFTR) and Serine Protease Inhibitor Kazal-type 1 (SPINK1) genes have been associated with the condition.1 CFTR mutations may be present in up to 22% of patients with pancreas divisum who develop pancreatitis.2

The majority of patients with pancreas divisum will remain clinically asymptomatic and may only be diagnosed incidentally in the context of an imaging study ordered for another indication. However, some patients may be found to have pancreas divisum in the setting of a history of, or investigation into, episodes of pancreatitis.3 It has been proposed that a relatively stenotic minor papilla may predispose patients with pancreas divisum to recurrent episodes of pancreatitis.15 As such, in some cases patients are recommended to undergo therapy for pancreas divisum, usually in the form of endoscopic minor papilla sphincterotomy and/or endoscopic pancreatic duct stenting and, rarely, via surgical intervention. (Figure 2) This approach can be technically challenging, remains controversial, and is still being debated in the literature. This review article will focus on the literature regarding endoscopic intervention for symptomatic pancreas divisum and briefly touch upon the role of surgical intervention for definitive management.

Treatment: Endoscopic Intervention

Endoscopic therapy for symptomatic pancreas divisum has been well documented since the early 1980’s. However, given the relative rarity of the condition, there has been a paucity of high quality and well-defined studies that evaluate the efficacy of endoscopic intervention in this complex and somewhat difficult-to-study group of patients. Furthermore, the modality of intervention has evolved over this time period as well and has included minor and major papilla cannulation with balloon dilation, minor papilla stenting and a combination of minor papilla sphincterotomy and stenting.4,5,6,7,8,9,10,11,12,13

As a clinical entity, patients with symptomatic pancreas divisum often manifest in three groups, which include recurrent acute pancreatitis, chronic pancreatitis, and pancreatic-type pain. It should be stressed that the majority of patients with pancreas divisum will be asymptomatic. The particular manifestation of pancreas divisum encountered clinically is important as it may predict long term response to both endoscopic and surgical interventions.14

The definition of recurrent acute pancreatitis varies depending on the study but is optimally defined as pancreas divisum with two or more episodes of pancreatitis, a serum amylase or lipase level greater than three times the upper limit of normal, abdominal pain, and imaging that is suggestive of pancreatic inflammation without chronic changes. If abdominal imaging demonstrates morphological changes to the pancreatic duct or parenchyma then chronic pancreatitis is more likely to be present. If none of these criteria are present but the patient continues to experience abdominal pain that is characteristically similar to that of pancreatitis then pancreatic-type pain can be considered.

Recurrent Acute Pancreatitis

It has been hypothesized that recurrent acute pancreatitis can develop secondary to the reflux of pancreatic secretions across the dorsal pancreatic duct due to a relatively stenotic minor papilla and, although manometric data has demonstrated mixed results, endoscopic intervention has been of some benefit in select patients with recurrent acute pancreatitis.15,4,16 In perhaps the most well described study in the literature, Lans et al. (1992) conducted a prospective randomized controlled trial of 19 patients with symptomatic pancreas divisum thought to be due to recurrent acute pancreatitis. In this study the authors found that patients who underwent endoscopic dorsal duct dilation followed by stent placement for one year had nearly a 100% response rate with only one episode of recurrent pancreatitis (due to stent occlusion), no hospitalizations, and significantly fewer emergency room visits for abdominal pain compared to controls. In addition, the patients who underwent endoscopic intervention reported subjective improvements in symptoms and general overall well being. Unfortunately, these results have not entirely been reflected elsewhere in the literature although most studies are difficult to interpret given less well-defined patient populations, varying definitions of successful endoscopic treatment, and a lack of long-term follow-up. Furthermore, this study also did not include minor papilla sphincterotomy, thus limiting its generalizability.

Several retrospective studies that utilized sphincterotomy in combination with or without pancreatic duct stenting have described clinical success rates ranging from 53-84% after a single ERCP session in patients with recurrent acute pancreatitis that was felt to be due to pancreas divisum.12,17,18,19,20 There is an additional study that suggests that this initial success rate may be increased with subsequent ERCP sessions, but this approach is uncommonly undertaken in the absence of recurrent stricturing at the site of the minor papilla.21 A recent meta-analysis demonstrated a pooled response rate of 76% in patients with recurrent acute pancreatitis who underwent minor papilla sphincterotomy, minor papilla sphincteroplasty, dorsal duct stenting, or a combination procedure. In this study, the rate of improvement following endoscopic intervention relied upon the individual study definition of success, which may limit the applicability of the results. A subgroup of patients in this meta-analysis who underwent dorsal duct stenting alone without sphincterotomy experienced higher rates of success when compared to those who underwent combined sphincterotomy with stenting.22 Although few in number, studies evaluating the long-term efficacy of endoscopic intervention in patients with pancreas divisum suggest that improvement in symptoms may be sustained in those who initially respond to therapy with longterm response rates ranging from 50-85%.12,23

Chronic Pancreatitis

Evidence for endoscopic therapy in patients with chronic pancreatitis and pancreas divisum is sparse. Some studies have reported no improvement in symptoms following endoscopic therapy while others have demonstrated long-term response rates between 30-50% at five years.4,24,21 It is somewhat difficult to reconcile these diverse success rates. Typically, response rates are defined as a reduction in subjective pain level, reduced narcotic use, or a reduction in hospital admissions. It should be noted that up to 45% of patients may require surgical management within 5 years of the initial endoscopic intervention.10 Dorsal duct dilation on imaging may reflect more severe pancreatic disease. Distal intrapancreatic bile duct strictures have been reported in advanced calcific pancreatic disease and may be resistant to endoscopic intervention.25,26 One study found that patients with dorsal duct dilation required 3 or more ERCP sessions over the course of their disease and progressed to surgical intervention at a higher rate.14 A recent study that utilized stricture dilation and stent exchange based on symptoms was able to avoid subsequent surgical intervention in 95% of patients. However, extracorporeal shock wave lithotripsy was performed in this study for patients with dorsal duct caliculi, which may have influenced the overall response rate.27

Pancreatic Type-Pain

The evidence for endoscopic intervention in patients with only pancreatic type-pain in the setting of pancreas divisum suggests that the vast majority of patients undergoing endoscopic intervention will not experience a change in symptoms. Individual studies have reported that between 20-40% of patients may subjectively report improvements in pain. However, no statistically significant effect has been demonstrated.18,28,29 A meta-analysis of 10 studies with 131 patients estimated a pooled response rate of 48% although the effect of endoscopic intervention was considered to be equivocal and no long-term data are available.22 Furthermore, there has been no difference demonstrated between patients who undergo sphincterotomy and stenting verse stenting alone in patients with pancreatic type-pain.21

Taken as a whole, endoscopic intervention for symptomatic pancreas divisum appears to be of most benefit in those with well-defined recurrent acute pancreatitis without another clear etiology. There is some evidence that patients with chronic pancreatitis may benefit from endoscopic therapy; however, a large portion may still progress to surgical intervention or require multiple ERCP sessions. In patients with pancreatic type-pain endoscopic therapy is unlikely to yield any benefit and long-term data are lacking.

The potential benefits of endoscopic intervention must be weighed against the known complications associated with minor papilla interventions. A recent meta-analysis of balloon dilation, sphincterotomy with or without stenting, or stenting alone performed for symptomatic pancreas divisum reported a post-ERCP pancreatitis rate of 10%.22 This rate is above the known rate of pancreatitis following ERCP and may reflect the variant anatomy and complexity of the procedure being performed.30 Minor papilla restenosis is an established delayed complication and can occur in up to 23% of patients, with higher rates in patients who undergo minor papilla sphincterotomy without stenting.11,3,29

Surgical Interventions

While most cases of symptomatic pancreas divisum are treated endoscopically there are some patients who will require surgical intervention. Surgical approaches include surgical sphincteroplasty of the minor papilla, duodenum-preserving pancreatic head resection, partial pancreaticoduodenectomy (Whipple procedure), the Frey procedure, and the Nakao procedure. The Frey procedure consists of the local resection of the pancreatic head with longitudinal drainage of the pancreatic duct while the Nakao procedure includes complete pancreatic head resection with segmental duodenectomy, pancreaticogastrostomy and end to-end duodenoduodenostomy. To date there are no randomized controlled trials comparing endoscopic and surgical interventions for symptomatic pancreas divisum. A recent systematic review with quantitative analysis of 1289 patients who were treated endoscopically and 598 patients who were treated surgically suggested that surgery may have a higher success rate with lower complications and need for re-intervention. However, the authors cautioned that selection bias may have contributed to an unequal distribution and concluded that existing evidence does not allow for a definitive recommendation for clinical decision making.31 One observational study found that patients who considered a first-line therapy in patients who remain symptomatic but are without evidence of pancreatic fibrosis. Pancreatic head resection should be considered in those with fibrotic alterations of the pancreatic head.35

CONCLUSION

Pancreas divisum is a common congenital abnormality of the pancreas and is thought to be present in 5-10% of the population.36,37 A small subset of patients with pancreas divisum have been observed to develop attacks of recurrent acute pancreatitis that can then progress to chronic pancreatitis or persistent pancreatic type pain. Endoscopic intervention with sphincterotomy and stenting or stenting alone has been shown to resolve or improve symptoms in some patients with recurrent acute pancreatitis and may be of some benefit in patients with chronic pancreatitis. This has led some studies to recommend endoscopy as the first line therapy.31,33 However, some individuals may continue to remain symptomatic despite seemingly adequate endoscopic therapy and eventually require surgical management, which itself may not be curative. An individualized surgical approach is recommended with consideration of papilla reinsertion or pancreatic head resection depending on the morphological changes seen in the pancreas.34,35

References

1. Bertin C, Pelletier AL, Vullierme MP, Bienvenu T, Rebours V, Hentic O, Maire F, Hammel P, Vilgrain V, Ruszniewski P, Lévy P. Pancreas divisum is not a cause of pancreatitis by itself but acts as a partner of genetic mutations. Am J Gastroenterol. 2012 Feb;107(2):311-7. doi: 10.1038/ajg.2011.424. Epub 2011 Dec 13. PubMed PMID: 22158025.

2. Choudari CP, Imperiale TF, Sherman S, Fogel E, Lehman GA. Risk of pancreatitis with mutation of the cystic fibrosis gene. Am J Gastroenterol. 2004 Jul;99(7):1358-63. PubMed PMID: 15233679.

3. Lehman GA, Sherman S. Pancreas divisum. Diagnosis, clinical significance, and management alternatives. Gastrointest Endosc Clin N Am. 1995 Jan;5(1):145-70. Review. PubMed PMID: 7728342.

4. Satterfield ST, McCarthy JH, Geenen JE, Hogan WJ, Venu RP, Dodds WJ, Johnson GK. Clinical experience in 82 patients with pancreas divisum: preliminary results of manometry and endoscopic therapy. Pancreas. 1988;3(3):248-53. PubMed PMID: 3387418.

5. Lans JI, Geenen JE, Johanson JF, Hogan WJ. Endoscopic therapy in patients with pancreas divisum and acute pancreatitis: a prospective, randomized, controlled clinical trial. Gastrointest Endosc. 1992 Jul-Aug;38(4):430-4. PubMed PMID: 1511816.

6. Siegel JH, Ben-Zvi JS, Pullano W, Cooperman A. Effectiveness of endoscopic drainage for pancreas divisum: endoscopic and surgical results in 31 patients. Endoscopy. 1990 May;22(3):129-33. PubMed PMID: 2103724.

7. Mariani A, Di Leo M, Petrone MC, Arcidiacono PG, Giussani A, Zuppardo RA, Cavestro GM, Testoni PA. Outcome of endotherapy for pancreas divisum in patients with acute recurrent pancreatitis. World J Gastroenterol. 2014 Dec 14;20(46):17468-75. doi: 10.3748/wjg.v20. i46.17468. PubMed PMID: 25516660; PubMed Central PMCID: PMC4265607.

8. Kwan V, Loh SM, Walsh PR, Williams SJ, Bourke MJ. Minor papilla sphincterotomy for pancreatitis due to pancreas divisum. ANZ J Surg. 2008 Apr;78(4):25761. doi: 10.1111/j.1445-2197.2008.04431.x. PubMed PMID: 18366396.

9. Chacko LN, Chen YK, Shah RJ. Clinical outcomes and nonendoscopic interventions after minor papilla endotherapy in patients with symptomatic pancreas divisum. Gastrointest Endosc. 2008 Oct;68(4):667-73. doi: 10.1016/j.gie.2008.01.025. Epub 2008 Apr 24. PubMed PMID: 18436218.

10. Vitale GC, Vitale M, Vitale DS, Binford JC, Hill B. Long-term follow-up of endoscopic stenting in patients with chronic pancreatitis secondary to pancreas divisum. Surg Endosc. 2007 Dec;21(12):2199-202. Epub 2007 May 19. PubMed PMID: 17514389.

11. Attwell A, Borak G, Hawes R, Cotton P, Romagnuolo J. Endoscopic pancreatic sphincterotomy for pancreas divisum by using a needle-knife or standard pull-type technique: safety and reintervention rates. Gastrointest Endosc. 2006 Nov;64(5):705-11. Epub 2006 Sep 1. PubMed PMID: 17055861.

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