DISPATCHES FROM THE GUILD CONFERENCE, SERIES #31

Targeting the IL-12/23 Pathway for Inflammatory Bowel Disease: Current Concepts and Future Directions

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Medical therapy for inflammatory bowel disease (IBD), which includes both Crohn’s disease (CD) and ulcerative colitis (UC), has rapidly evolved in the last twenty years. Anti-tumor necrosis factor (TNF) therapy was the first of the biologic agents on the market. Up to one-half of patients either will fail to respond to anti-TNF agents or will eventually lose response. Newer biologic agents targeting the IL-12/23 pathway are effective in treating IBD, even among patients who have previously failed other mechanisms including anti-TNF therapy and steroids. Ustekinumab is first in class for IBD. With a favorable safety profile and excellent efficacy, first line use of this agent in patients with IBD is appropriate. Nevertheless, as the newest category of biologic on the IBD market, this class remains somewhat unfamiliar to many clinicians and patients. This review aims to answer common questions regarding IL-12/23 drug mechanism, safety, efficacy, clinical application, and therapeutic pipeline.

INTRODUCTION

Interleukins 12 and 23 (IL-12 and IL-23) play a crucial role in the pathogenesis of Crohn’s disease and ulcerative colitis, and serve as a target for new biologic therapies. IL-12 and IL-23 induce inflammation in the gastrointestinal tract by promoting the differentiation of T lymphocytes, which are critical in regulating the inflammatory cytokine cascade.1 Monoclonal antibody therapy to the p40 subunit of IL-12 and IL-23 in the form of ustekinumab, a fully human IgG1 antibody, is one of the newest treatment options for CD and UC, as either first line therapy or for those with lost response to existing biologic therapy.2 This therapeutic pathway has proven effective and attractive due to a favorable side effect profile and ease of use. Novel agents that specifically antagonize IL-23 alone are also in various stages of development (risankizumab, brazikumab, mirikizumab, and guselkumab) and may further improve safety profile and efficacy.

Mechanism, Efficacy, and Safety

Ustekinumab was the first biologic on the market with the target of IL-23. The drug blocks both IL-12 and IL-23 through binding the common subunit p40. The binding of p40 prevents interaction with cell surface receptors inhibiting downstream signaling and cytokine production.2 Ustekinumab has been approved by the Food and Drug Administration (FDA) for the treatment of psoriasis and psoriatic arthritis in 2009, Crohn’s disease in 2016, and ulcerative colitis in 2019.

UNITI-1 and UNITI-2 trials explored response rate to ustekinumab among patients with moderately to severely active Crohn’s disease, in those who had failed anti-TNFs and those not previously exposed to anti-TNFs, respectively. Response rate at week 6 was greater than 30% in TNF-exposed and greater than 50% in TNF non-exposed, both significant in comparison to placebo. Those receiving maintenance therapy every 8 weeks had a statistically significant high rate of remission at week 44 (53% versus 35% for placebo).3 Likewise, in the UNIFI trial, ustekinumab was more efficacious than placebo for inducing and maintaining remission in patients with moderate to severe ulcerative colitis. Fifteen percent of patients had clinical remission at week 8, which was significantly higher than that among patients who received placebo (5.3%) (p<0.001). Endoscopic healing at week 8 was observed in 26%. Week 44 clinical remission was observed in 43% of those receiving every 8 week maintenance dosing as compared to 24% receiving placebo (p=0.002).4

Although there are no expert consensus guidelines for therapeutic drug monitoring, particularly with newer agents, achieving optimal ustekinumab drug levels has been tied to improved clinical outcome. Post-hoc analysis of the UNITI trials suggests that at week 26 or beyond, the mean trough concentration of ustekinumab was at least 4.5 in patients with a favorable response. Endoscopic response was seen in 76% and endoscopic remission in 28% of those achieving similar drug levels.5 Antibody formation has been observed to be low with ustekinumab with low immunogenicity in comparison to the antiTNF class. Antibody formation is seen in 2% of exposed patients.6 Based on this data, combination therapy with immunomodulator is less likely to be necessary with this drug. Use of azathioprine, 6-mercaptopurine, or methotrexate did not result in observed statistically significant increase in serum drug levels of ustekinumab as compared to those without immunomodulator use at week 10 and 26 of therapy.5

Monotherapy is generally effective in the absence of patient history of anti-drug antibody formation or coexisting indications, such as arthralgias, that may benefit from methotrexate. When loss of response occurs, it is then reasonable to check a drug level and anti-drug antibody. Escalation of ustekinumab dosing is associated with recapture of response in greater than 30% of patients. Dose escalation can be achieved either through repeat single intravenous (IV) induction dosing or escalating to every four week dosing.7

The safety profile of ustekinumab is excellent and has been studied in a large patient cohort with psoriasis (n>12,000) – the Psoriasis Longitudinal Assessment and Registry (PSOLAR) registry. Malignancy was observed at a rate of 0.68/100 patient years, major adverse cardiovascular events (MACE) was observed at a rate of 0.33/100 patient years, serious infection was observed at a rate of 1.60/100 patient years, and mortality was observed at a rate of 0.46/100 patient years. The study concluded that there was no increased risk of malignancy, MACE, serious infection, or mortality with ustekinumab use as compared to placebo.8 In the ustekinumab drug trials in patients with CD, two cases of non-melanoma skin cancer were observed in those on therapy.1,9 Although there are no head-to-head trials comparing safety amongst the various biologic categories, overall safety data is favorable for serious adverse events with ustekinumab as compared to anti-TNF agents in network meta-analysis studies,10 and a lower rate of serious infections and tuberculosis has been observed with ustekinumab.

Use in Specific IBD Populations

The anti-TNF class, in particular infliximab, has the only randomized controlled trial for fistula closure. Based on subgroup analysis, ustekinumab appears to be efficacious in managing fistulas and therefore is an option for patients with fistulizing Crohn’s disease. Secondary analysis in the UNITI and IMUNITI trials suggested a reduction by 50% in number of draining fistulas and fistula resolution in 25%. This is comparable to published data on fistula closure rates with anti-TNF agents.11

The efficacy of anti-TNF agents and vedolizumab has previously been established for both Crohn’s disease of the pouch and antibiotic resistant chronic pouchitis. Ustekinumab is also being examined for Crohn’s of the pouch and refractory pouchitis. Case series suggest that ustekinumab has some efficacy in the management of antibiotic refractory pouchitis in patients with UC after ileal pouch-anal anastomosis (IPAA). Observed was both a decrease in number of bowel movements per day as well as endoscopic improvement.12,13 One study of 47 patients with CD of the pouch and 9 patients with chronic pouchitis, the majority of whom had previously been treated with either anti-TNF therapy or vedolizumab after pouch creation, found 83% demonstrated clinical response 6 months after induction with ustekinumab.12

Poorly controlled bowel inflammation has been well established as the primary driver of adverse pregnancy outcomes for both mother and child. Priority should always be given to treating active disease; and, ustekinumab appears to be a reasonable drug option in pregnancy. Based on limited available data, ustekinumab is not associated with increased rates of congenital abnormalities or spontaneous abortion.14 Ustekinumab has been shown to cross the placenta to the infant and does pass into breast milk in minute detectable amounts; however, rates of infection and developmental milestones are similar in those exposed to biologics and those not exposed.15 Ustekinumab use is compatible with breastfeeding.

When choosing to use ustekinumab extraintestinal manifestations should be considered. As the drug is approved for psoriasis and psoriatic arthritis, it is a good drug choice for IBD patients with comorbid psoriasis as well as those with psoriaform eruptions from anti-TNF therapy. Those with anti-TNF induced alopecia may also benefit from switch to ustekinumab.1 Ustekinumab did not show efficacy in ankylosing spondylitis (AS) unlike anti-TNF therapies. Controlling IBD associated arthopathy symptoms has not been directly compared between ustekinumab and anti-TNF agents. A patient’s history of antibody formation should also be considered. With low immunogenicity, it is a good choice for patients with secondary loss of response to anti-TNFs in the setting of antibody formation. In addition, safety profile should be considered. Ustekinumab may be a particularly good therapeutic choice for older patients, those at higher risk of infections, and those with prior treated malignancies.

Novel IL-23 Antibody Drugs

More targeted, IL-23 specific biologics (rizankizumab, brazikumab, mirikizumab, guselkumab) are in development for IBD. Specific targeting of IL-23 has already been shown in head-to-head trials to have superior efficacy to ustekinumab for immune-mediated conditions like psoriasis.16 IL-23 specific agents act through binding the p19 subunit specifically inhibiting the IL-23 pathway and not the IL-12 pathway. Risakizumab is FDA approved for severe plaque psoriasis, and is being tested in Crohn’s disease and ulcerative colitis, currently in phase 2/3 trials. In Crohn’s disease, the phase 2 study demonstrated 30% clinical remission at week 12, which was statistically greater than those receiving placebo (p=0.048). Many of these patients were previously exposed to anti-TNF agents.17 At week 52, clinical remission was maintained in 71% patients on risankizumab.18 Brazikumab has also been studied in moderate to severe Crohn’s disease patients having previously failed anti-TNF therapy (phase 2) and shows early efficacy. Clinical response occurred in 49% of patients receiving brazikumab at week 8 as compared with 26% receiving placebo (p=0.010) and clinical response was observed in 53% of patients at week 24.19 Mirikizumab has been studied in UC and is in trials in CD. In patients with UC week 12 clinical remission was observed in 22% which was significant compared to placebo and clinical response occurred in 59% of patients. At week 52, 46% of patients were in clinical remission.20 Guselkumab, another IL-23 antibody is FDA approved for severe plaque psoriasis and is in phase 2/3 trials in CD.

De Novo IBD with IL-17A Antibody Drugs

IL-17A is a cytokine, which acts further downstream from IL-12 and IL-23. The blockade of IL-17A with biologic agents has shown promising results in immune mediated disease processes such as psoriasis, psoriatic arthritis, ankylosing spondylitis, and rheumatoid arthritis. Sekukinumab and ixekinumab are examples of FDA approved drugs for such indications. Interestingly, secukinumab and brodalumab have not been efficacious for CD or UC, and were actually associated with increased disease activity in early phase trials. There are multiple case reports of fulminant new onset IBD in patients who received IL-17A antagonists such as secukinumab and ixekinumab for alternate indications.21,22 Providers should be aware when prescribing these therapies that they are not appropriate for patients with comorbid IBD and new gastrointestinal symptoms precipitated by these drugs require endoscopic evaluation

CONCLUSION

Drugs that target IL-23 (alone or IL-12/23) have shown excellent efficacy in both CD and UC and are appropriate for both biologic naïve patients and those with loss of response to the anti-TNF class. Ustekinumab is now FDA approved for both UC and CD. Ustekinumab has excellent efficacy, a favorable safety profile, and less immunogenicity than older biologics. As a subcutaneous injection that can be given every 8 weeks it is a medication of convenience with ease of administration that is an attractive option for patients with IBD. As prescribers become more familiar and comfortable with ustekinumab it may be prescribed first line with greater frequency.

There are multiple IL-23 specific drugs in the pipeline, which will likely also be approved for UC and CD in the near future and will compete with ustekinumab as first line options. These drugs have further specificity and have the potential to provide greater efficacy (as in psoriasis) and may have an equal or more favorable side effect profile. These medications will be excellent choices for patients with a similar profile to those on ustekinumab. We look forward to head-to-head comparisons between IL-12/23 and IL-23 agents for efficacy and safety in IBD as well to trials of combination therapy with other biologics for enhanced efficacy in the most challenging patients.

References

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    Blank MA, Johanns J, Gao LL, Miao Y, Adedokun OJ, Sands BE, Hanauer
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    Johanns J, Adedokun OJ, Sands BE, Rutgeerts P, de Villiers WJS, Colombel JF, Ghosh S. IM-UNITI: Three-year Efficacy, Safety, and Immunogenicity of Ustekinumab Treatment of Crohn’s Disease. J Crohns Colitis. 2020 Jan 1;14(1):23-32.
  1. Heron V, Bessissow T, Bitton A, Lakatos P, Seidman E, Jain A, Battat R,
    Germain P, Lemieux C, Afif W. Ustekinumab Therapeutic Drug Monitoring in Crohn’s Disease Patients with Loss of Response. Gastroenterology. 2019 May. Volume 156, Issue 6, S-1139.
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    Johanns J, Blank M, Rutgeerts P; Ustekinumab Crohn’s Disease Study
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    monoclonal antibody, in patients with moderate-to-severe Crohn’s disease. Gastroenterology. 2008 Oct;135(4):1130-41.
  4. Singh S, Fumery M, Sandborn WJ, Murad MH. Systematic review and network meta-analysis: first- and second-line biologic therapies for moderatesevere Crohn’s disease. Aliment Pharmacol Ther. 2018 Aug;48(4):394-409.
  5. Rackovsky O, Hirten R, Ungaro R, Colombel JF. Clinical updates on perianal fistulas in Crohn’s disease. Expert Rev Gastroenterol Hepatol. 2018 Jun;12(6):597-605.
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    Christophi G, Beniwal-Patel P, Isaacs KL, Raffals L, Deepak P, Herfarth
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    Disease of the Pouch in a Multicenter Cohort. Inflamm Bowel Dis. 2019
    Mar 14;25(4):767-774.
  7. Ollech JE, Rubin DT, Glick L, Weisshof R, El Jurdi K, Israel A,
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  8. Mahadevan U, Naureckas S, Sharma B, Tikhonov I, Szapary P, Busse C,
    Kimball A. Pregnancy Outcomes in Women Exposed to Ustekinumab.
    Gastroenterology. 2018 May. Volume 154, Issue 6, S-588-589.
  9. Matro R, Martin CF, Wolf D, Shah SA, Mahadevan U. Exposure
    Concentrations of Infants Breastfed by Women Receiving Biologic
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  11. Feagan BG, Sandborn WJ, D’Haens G, Panés J, Kaser A, Ferrante M, Louis E, Franchimont D, Dewit O, Seidler U, Kim KJ, Neurath MF, Schreiber S,Scholl P, Pamulapati C, Lalovic B, Visvanathan S, Padula SJ, Herichova
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    interleukin-23 inhibitor risankizumab in patients with moderate-to-severe Crohn’s disease: a randomised,double-blind, placebo-controlled phase 2 study. Lancet. 2017 Apr 29;389(10080):1699-1709.
  12. Feagan BG, Panés J, Ferrante M, Kaser A, D’Haens GR, Sandborn WJ,
    Louis E, Neurath MF, Franchimont D, Dewit O, Seidler U, Kim KJ, Selinger C, Padula SJ, Herichova I, Robinson AM, Wallace K, Zhao J, Minocha M, Othman AA, Soaita A,Visvanathan S, Hall DB, Böcher WO. Risankizumab in patients with moderate to severe Crohn’s disease: an open-label extension study. Lancet Gastroenterol Hepatol. 2018 Oct;3(10):671-680.
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    Sakuraba A. Rapid Onset of Inflammatory Bowel Disease after Receiving Secukinumab Infusion. ACG Case Rep J. 2018 Aug 1;5:e56.
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FRONTIERS IN ENDOSCOPY, SERIES #64

Endoscope-Associated Infections (EAI): An Update and Future Directions

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INTRODUCTION

The number of endoscopic and minimallyinvasive procedures performed has exponentially increased in recent years, as the realm of endoscopy has expanded.1 Annually, around 20 million endoscopic procedures are performed in the United States, of which at least 600,000 are endoscopic retrograde cholangiopancreatographies (ERCPs).2-3 The parallel upsurge in multi-drug resistant organisms (MDRO) has augmented the worldwide attention to the study of and efforts to mitigate nosocomial infections. Endoscopeassociated infections (EAIs), especially those associated with the endoscope conventionally used for ERCP (i.e. the duodenoscope), has been a growing concern in the healthcare system in recent years and has garnered significant attention in the mainstream news. When compared to a standard flexible endoscope, the duodenoscope has a more complicated structure that makes it more susceptible to infection; this is especially the case at the distal tip of the scope as a result of the duodenoscope’s elevator mechanism, which is relatively difficult to clean/disinfect, and as such, tissue/fluid from one patient may remain when the device is used on a subsequent patient, thus leading to patient-to-patient transmission of infection. Although duodenoscope-associated infections are rare occurrences and procedures are in place to avoid them, most experts believe that the infection prevalence may be under-reported.2

The paradigm for cleaning endoscopes (including duodenoscopes), as recommended by the United States Food and Drug Administration (FDA) and Centers for Disease Control and Prevention (CDC), encompasses comprehensive and extensive cleaning followed by high-level disinfection (HLD).2 Heat-labile endoscopes are not able to undergo the same sterilization method for surgical instruments, thus making HLD important. In 2013, the CDC alerted the FDA to a potential association between MDRO and duodenoscopes. The initial obvious suspicion was placed on reduced effort in cleaning, missed steps and/or other lapses involved in duodenoscope cleaning and HLD.1 However, upon further investigation, it became clear that these cases of infection were occurring despite user adherence to multiple expert societies suggested guidelines and manufacturer’s instruction for use (IFU), which had been previously considered to be adequate. Unfortunately, after the increases in the frequency of infection in healthcare centers despite adhering to the guidelines/IFU, the FDA and CDC began to re-evaluate the infection risk with duodenoscopes.1

There have not been well-established, specific guidelines for endoscopic disinfection strategies to better ensure safety from EAIs.2,4 Furthermore, the complexity of duodenoscope design makes it difficult to achieve efficient and effective disinfection and reprocessing.1 In this review, we focus on EAIs (particularly duodenoscope) and the challenges related to it, and additionally discuss the current standards of reprocessing as well as the changes proposed for reprocessing technique and their effect on future of EAIs.

II. ENDOSCOPIC REPROCESSING PROCESS

Pre-cleaning is a crucial first step to prevent drying of pathogens attached, and is performed immediately after the procedure, at patient bedside, usually by the endoscopy technician/staff.3,5 Precleaning starts with wiping the insertion section of endoscope (with clean water or detergent solution), followed by aspiration of water through the channel for 30 seconds, while raising and lowering the elevator, followed by aspiration of air for 10 seconds. After this, the AW channel-cleaning adapter is attached to the air/water cylinder and flushed with water and air, before detaching accessories from the endoscope, and subjecting the scope to a leak test.2 Certain automated endoscope reprocessors (AERs) have automated cleaning before HLD, and although it allows for standardization and reduces error, this method has not been vindicated with adequate peer-reviewed evidence.5

Once the endoscope/duodenoscope is transferred to endoscopy suites’ designated scope reprocessing area, the five stages of endoscope reprocessing begin, as described in manufacturers’ IFUs, which include manual cleaning, HLD, rinsing, drying, and storage.5 The steps of manual cleaning of duodenoscope include (i) cleaning the external surface of scope using medical grade, lowfoaming, neutral pH detergent, (ii) brush clean the elevator and recess along with guidewire-locking groove, (iii) brush clean the suction channel, (iv) brush clean the instrument channel from suction cylinder to distal end of insertion section (scope tip) and reverse, (v) brush clean the suction cylinder to endoscope connector, and reverse, (vi) brush clean the suction cylinder, (vii) brush clean the instrument channel port, (viii) aspirate detergent solution through the instrument channel and suction channel, (ix) flush forceps elevator recess with detergent solution, (x) flush the air/water channel with detergent solution, (xi) immerse the endoscope and accessories in detergent solution, (xii) remove detergent solution from all channels, (xiii) dry external surfaces of the scope. Disinfectants for HLD (glutaraldehyde, orth-phthalaldehyde, peracetic acid) must have a broad range of activity against microbes at a specific concentration. 5 Glutaraldehyde is a less expensive choice; however with reported incidence of bacterial resistance.5

After deep cleaning, the next step is HLD, which can be performed manually or through AER.5 The steps of manual HLD include (i) immersing scope in high-level disinfectant after attaching channel plug and injection tube, (ii) flushing all channels and forceps elevator recess with disinfectant solution using luer-lock/regular syringe; (iii) leave endoscope and accessories immersed in disinfectant solution for recommended contact time, temperature and concentration. Rinsing includes extensive rinsing of the scope and accessories, as well as using suction pump to aspirate air through the instrument channel, followed by alcohol flush (medical grade 70% ethyl or 70% isopropyl alcohol) and then filtered with air-drying. Alternately, units may use automated endoscope reprocessor (AER), if available. If drying is inadequate, the duodenoscope is at higher risk of increased bacterial growth and biofilm formation.5,6 The duodenoscope should be stored for a period that ranges from hours to 21 days (exact time is not defined), but more importantly, it should be stored in a manner that shields it from contamination, moisture, and damage.5

Duodenoscopes are generally more susceptible to bacterial contamination because of their long channels and sophisticated design (as discussed below in detail), but effective cleaning has the potential to exponentially remove microbes and debris (almost as high as 99.99%). Healthcare workers who are directly involved in duodenoscope reprocessing should have dedicated device disinfection training, scheduled competency testing, and routine quality measure inspections to ensure adherence with all current protocols and manufacturer IFUs.3,5,7 In 2009, the CDC began an infection control audit during the inspection of 68 ambulatory surgical centers, and they had found that 28% of the surveyed centers lacked a uniform protocol for duodenoscope reprocessing.3,5,7

III. DUODENOSCOPE-ASSOCIATED INFECTION

a. General Information

Most EAIs are detected through the outbreak investigations,5 with at least 35 outbreaks reported between 2012 until 2015.1 The estimated incidence of duodenoscope contamination ranges in literature from 0.3–30%.8-13 Attack rate for duodenoscopeassociated infections, defined as number of infected or colonized cases over the number of exposed cases, has been estimated between 12-41%.14

In a recent international endoscopic processing survey, one-fifth of the 165 responding institutions from 39 countries testified at least one EAI outbreak, despite presence of standard operating procedure for endoscope cleaning 82% facilities.15 Main contributors to EAI outbreaks have been thought to be breaches in reprocessing standards, use of unapproved disinfectants, poor endoscope maintenance, lack of microbiologic surveillance and contaminated automated endoscope reprocessors (AERs).14,16-24 Additional risk factors that specifically predispose duodenoscopes to infection include, but not limited to inadequate disinfection due to their sophisticated design/ elevator mechanism and acquired damage with frequent instrumentation.2,4,25 Moreover, there are a few patient-centric risk factors which may also contribute to duodenoscope-associated infections, including bile duct obstruction/infection and immunocompromised host status.2,4,25

Intricate designs of duodenoscopes require augmented attention during reprocessing process. Duodenoscopes have a moveable unique lever/ elevator mechanism at the tip, which allows the endoscopist to orient guidewire/instruments into the visual field;1 however, this exclusive design is poorly accessible with the standard cleaning brushes and makes the disinfecting process challenging. Duodenoscopes also have an elevator wire channel and a long, braided wire connecting the “elevator mechanism” to the control. These channels can be unsealed and are susceptible to bacterial colonization, and recently, been implicated in some outbreaks.1 The water and air channels of duodenoscopes, both with small diameter than standard endoscopes, are may also harbinger infection in case of inferior cleaning. The design of linear array echoendoscopes (used for therapeutic EUS), also is very similar to duodenoscope, with distal elevator mechanism, and is prone to similar challenges with cleaning and reprocessing (Figure 1).

Biofilms are polysaccharide matrices that allow bacterial colonies to attach to surfaces, are a specific pathogen-associated risk factor. Biofilms protect bacterial colonies from drying and inhibit disinfectants and antibiotics.2,26-28 To eradicate biofilms, mechanical and ultrasonic cleaning is an effective method comparing to chemical cleaning. The current disinfection and reprocessing protocol has not been found to eradicate biofilms efficiently, which further complicates the issue of efficient reprocessing of duodenoscopes, and has been attributed to recent reported outbreaks.2,29-30

b. Outbreaks

In late 2013, Virginia Mason in Seattle, and Advocate Lutheran in Chicago, independently linked an outbreak of antibiotic-resistant infections to use of duodenoscopes, which first brought to attention this growing problem. This led to further investigation by Senator Patty Murray (Ranking member of the Senate Health, Education, Labor and Pensions Committee) who concluded that these incidents were not isolated, but recognized that between 2012-2015 at least 25 different incidents of antibiotic-resistant infections had sickened at least 250 patients worldwide, and implicated duodenoscopes made by all three major manufacturers (Olympus, Fujifilm and Pentax).31

In 2018, Rauwers et al. reported that 26 out of 73 Dutch ERCP centers (39%) had at least one contaminated duodenoscope, which was thought to be patient-ready, despite compliance with reprocessing guideline and recommendations.32

Table-1 is a comprehensive list of reported outbreaks, number of affected patients, the cause (if determined) and the company of duodenoscope, both within the United States and outside.11,17,19,20,23,24,33-47

c. Spaulding Classification

This classification, proposed in 1974, splits medical instruments into three different categories, based on the risk of infection.48 Non-critical instruments come in contact with intact skin, thus low infection risk, and hence require simple disinfection with water and possibly detergent (stethoscopes, sphygmomanometers, etc.). Semicritical instruments come in contact with mucous membranes and carry moderate infection risk2-3,49-50 and hence require high-level disinfection (HLD) (all flexible endoscopes fall in this category). Critical instruments enter the sterile tissues, body cavities (peritoneum) and vasculature, and carry high risk for infection, and hence need detailed sterilization.

It is debatable if Spaulding classification is dependable in the current era, when endoscopy has shifted from a diagnostic to an interventional/ therapeutic procedure, with continued efforts to push the frontiers in pancreato-biliary system as well as the third space. Duodenoscopes are typically classified as semi-critical instruments, but technically enters sterile portion of GI tract (biliary system), and hence carries high risk of infection. FDA currently recommends intensive cleaning and HLD for optimal disinfection, but one could argue these require sterilization and would not be wrong. The counter-arguments presented include sterilization being more time and resource consuming, and HLD is not clinically inferior to sterilization in preventing infections.51 However, in the light of recent infection outbreaks, this field needs further investigation.

d. Microbiology of Duodenoscope-associated
Infections:

i. Endogenous Infections:

Endogenous infections involve intra-procedural breach of mucosal barrier and subsequent infection with gut’s flora52 and are most common of all infections associated with GI procedures. It is well understood that therapeutic upper endoscopic procedures (viz. variceal ligation, esophageal dilation, or sclerotherapy) have significantly higher rates of infection, than general endoscopic procedures (EGD with biopsy/snare, colonoscopy with biopsy/snare). ERCP also has significantly high infection related complications such as ascending cholangitis, cholecystitis, abscess, and bacteremia/sepsis.5,53-55 As endogenous infections involve the gut’s flora, the underlying pathogens might differ depends on the examined area anatomical location, i.e. upper or lower GI tract or biliary system. Most common pathogens in upper endoscopic procedures related infection are coagulase-negative Staphylococcus, Streptococcus; while Enterobacteriaceae, enterococci, and Streptococci are the most common pathogens in lower GI procedures.5,56 The commonest organisms implicated in ERCP include E. Coli, Klebsiella and Enterobacter.57

ii. Exogenous Infections:

Exogenous infections are generally from contamination (including EAIs) and should be preventable with adequate disinfection strategies. As discussed above, insufficient pre-cleaning, manual/automated cleaning, and drying are welldescribed potential missteps that lead to direct transmission of microbial pathogens. Since the advent of HLD, the exogenous most commonly implicated pathogen has changed from Salmonella to Pseudomonas. 58 The reason for this is the high tendency of Pseudomonas aeruginosa to produce biofilms in moist environments (for example, wet endoscopic channels); which are difficult to eradicate even with HLD. Other common microorganisms implicated in exogenous infections are Mycobacteria, Helicobacter pylori, and Clostridium difficile. 2

e. Multi-drug Resistant Organism (MRDO)
Infections:

In addition, the recent outbreaks (as in Table-1) have been due to multi-drug resistant organisms (MRDO), like multidrug resistant Enterobacteriaceae infections, including Extended Spectrum Beta- Lactamases/Carbapenem-resistant Enterobacteriaceae (ESBL/CRE), despite strict adherence of accepted standards of reprocessing and manufacturers’ IFUs. This is not only a significant healthcare concern, but also garnered significant media attention, requiring urgent attention by institutions.59-60 The mortality and morbidity from multi-drug resistant infection led to increased collaboration between device manufacturers, hospitals/health care centers, and encouraged regulatory agencies to revisit duodenoscope reprocessing guidelines, mandate standards of reprocessing to be followed/reported by healthcare institutions and establish supplementary recommendations (as discussed below).

IV. EFFORTS TO DECREASE THE RISK OF INFECTION

Since the outbreaks, in order to decrease infection rate, the CDC and FDA have recommended increased reprocessing quality, with stringent adherence to detailed reprocessing protocols. Duodenoscope reprocessing requires high compliance, along with knowledgeable and well-trained healthcare workers, and lapses in attention or bypassing steps in the processing must be curtailed. Rutala and Weber reviewed most common attributors to increased risk of infection, which were incomplete cleaning or HLD, endoscopes internal damage, and flaws in automated endoscopic reprocessors/ endoscopes.7 The authors also discussed unrecognized infections, which are attributed to inadequate surveillance due to long delay from colonization until infection.3,7 To overcome such issues, FDA emphasizes on implementing a quality control protocol at healthcare facilities, which encompasses a comprehensive list of written documents of training, documents of adherence to guidelines, equipment tests, and quality measures during reprocessing.2

The automated endoscope reprocessor (AER) is FDA approved as an alternative for endoscope disinfection, capable to remove proteins and other bioburden efficiently. However, AERs are susceptible to contamination and damage, which has been implicated in previous outbreaks also.2,61- 64 Moreover, most AERs do not have adequately high flushing pressure to adequately disinfect the elevator channel, hence manual reprocessing with 2-5 ml syringe is more reliable than AER. For these reasons, currently, the FDA advises using AER only as a supplementary step to the current recommended manufacturer’s IFU, rather than a standalone reprocessing strategy.

In 2015, the FDA released four recommendations to supplement reprocessing protocols in order to reduce contamination rates. These new supplements include consideration of repeat HLD, sterilization with ethylene oxide (EtO), liquid chemical sterilant, and culturing for surveillance.9-11,14, 65-68 Although some of these studies demonstrated a reduction of contamination, but not a zero contamination rate, even with double HLD. The flip sides of these steps include increased cost and resources, and increased scope downtime (thus need for purchase of more scopes) and additionally exposure of toxic EtO to reprocessing personnel.

a. Repeat HLD:

HLD is believed to eradicate 105 bacteria in single processing, whereas endoscopes are usually contaminated with 1010 bacteria.69 Theoretically, it would be expected that two consecutive HLD cycles would effectively remove 99% of bacterial contamination, and this may have been the basis of FDA suggestion of two consecutive HLD cycles a supplement to existing reprocessing protocols. Many healthcare facilities readily adopted this strategy, for the ease of implementation, minimal extra cost or financial burden, and acceptable increase in length of reprocessing time/scope downtime. However, there is little substantial evidence to support the efficacy of 2 consecutive HLD cycles, and in areas without outbreaks, there is little efficacy and utility for multiple HLD cycles.2,11,66,70 More importantly, multiple cycles of HLD did not eradicate the bacteria that led to multiple outbreaks of duodenoscopeassociated infectious outbreaks.69 Notably, one specific prospective randomized study showed no significant differences in contamination rates between single HLD group, double HLD group, and single HLD followed by EtO sterilization group.13 Considering the complex design and elevator mechanism of a duodenoscope, a universal and improved reprocessing method is paramount to reduce infection contamination.

b. Sterilization:

Sterilization of endoscopes can be performed using gaseous (ethylene oxine, EtO) or liquid (per-acetic acid) sterilants. Gas sterilization with ethylene oxide (EtO) for reprocessing is performed at low temperatures, however, due to its potential flammability and possible carcinogenic risk to reprocessing personnel, EtO use has been limited in most facilities. Another major limitation of EtO sterilization is the long aeration time, which increases scope downtime, and may become a major financial burden for endoscopy units. Moreover, as discussed above, EtO sterilization after single HLD has not shown to be any better than single HLD alone.13 In addition to Eto, other agents including hydrogen peroxide and plasma-activated water have been tried, and are under investigation.71,72 On the other hand, liquid sterilant flushing of the endoscope is thought to potentially re-introducing microbes and hence not favored. For these reasons, sterilization of endoscopes is not a widely accepted practice.

c. Microbiologic testing:

European and Australian societies for gastrointestinal endoscopy have favored use of routine culturing as a quality measure of duodenoscope reprocessing,73-74 and inspired FDA in conjunction with CDC and American Society of Microbiology (ASM) to release standardized protocols for duodenoscope culturing.75 However, this approach is not widely adopted across the United States due to several reasons, including the high cost associated with culturing process, unclear intervals at which culturing should be performed, and lack of adequate evidence of test performance and characteristics.75-76 Furthermore, a negative culture result of duodenoscope does not eliminate the possibility of infection, as there are cases in which duodenoscopes outbreak occurred despite negative cultures.19

V. Future Directions in the Prevention of Duodenoscope-associated Infections

a) Augmented manufacturer accountability:

In the light of these duodenoscope-associated infection outbreaks, the FDA claimed post-market surveillance studies on the manufacturer IFU by all three major manufacturers, Fujifilm, Olympus, and Pentax, which they all initially failed to provide.77 In 2018, the interim results demonstrated contamination rates of up to 3% for high concern organisms, which was higher than expected.78 Further sampling and culturing studies by these companies showed presence of high risk organisms including E. Coli and P. aeruginosa. The FDA then ordered these companies to conduct post-market surveillance studies to evaluate if the staff could understand and follow manufacturer’s IFU in realworld healthcare settings (called human factors studies), which showed users often had difficulty understanding and following IFU, and hence unable to successfully complete reprocessing.79 These data ultimately encouraged FDA to recommend
measures supplemental to existing reprocessing protocols, and also led to development of several endoscopy unit quality checks, as discussed below.

FDA also has recently raised concerns regarding the practice of semi-automatic renewal of market authorization of new endoscope models, without additional analysis, if the new modified design of new endoscope was sufficiently similar to the previously approved designs.80 As an example, prior to these outbreaks, Olympus introduced TJFQ180V with sealed elevator channel, as opposed to the previous model with exposed elevator wire channel, but after the outbreaks linked to this model, FDA suspected a possible safety compromise due to changed design, leading to worldwide recall of this model of duodenoscope.81

These instances encourage manufacturers to assume greater accountability in this overall mission of minimizing EAI transmission.

b) Augmented endoscopy unit accountability:

Since these MRDO outbreaks associated with duodenoscope use, FDA and CDC have put in place many regulations, all aimed at preventing risk of infection transmission and minimizing the patient risk. These measures include identification of risk factors responsible for infection transmission, maintaining adequate communication to mitigate such occurrences, making process of reprocessing efficient and creating quality control measures, which can serve as check points.

FDA and CDC recommend recognizing patient specific and endoscope specific risk factors, which can lead to infection transmission. In case of duodenoscope, as previously discussed in this manuscript, they pertain to its complex design and distal tip elevator mechanism. In addition, a duodenoscope may have internal channel damage, which may be independent of age of the scope but dependent on use frequency and user characteristics, which may render it more difficult to clean, and currently there are no guidelines regarding endoscope durability/longevity and optimal inspection frequency, and these needs to be focus of future research. Some endoscopy centers, hence, maintain an endoscope specific log file to keep a track of number of procedures done, repair history, report regarding their borescope channel examinations, and infection/culture results.

FDA and CDC also recommend all endoscopy centers to maintain transparent communication between endoscopists, reprocessing personnel and medical devise and infection control experts as a core strategy to minimize EAIs. Appropriate reporting of any adverse events, in regards to infection control, which would include any infection outbreaks, device failures and reprocessing lapses, is paramount to minimize patient risk. If an outbreak is detected, then a detailed investigation of rootcause analysis by experts, along with dismantling of alleged duodenoscope is advised. In addition, endoscopy centers are encouraged to maintain protocols regarding endoscopy/reprocessing staff education and examination on a periodic basis, as measures of quality control.

Refer to Table-2 for a comprehensive list of FDA recommendations for hospitals and endoscopy units.

c) ATP bioluminescence as an alternative to microbiologic surveillance and use of borescope:

Adenosine triphosphate (ATP) is present in
microorganisms and human cells, and its detection in endoscope allows as a surrogate of bacteriologic/ biologic residue. A few recent studies from Stanford interventional group led by Subhas Banerjee have explored the use of ATP bioluminescence as a surrogate of microbiologic culturing. In study by Sethi et al., ATP bioluminescence was measured after pre-cleaning, manual cleaning, and HLD on rinsates from suction-biopsy
channels of all endoscopes and elevator channels of duodenoscopes/linear echoendoscopes.82 The authors noted that ideal ATP bioluminescence benchmark of <200 relative light units (RLUs) after manual cleaning was achieved from suctionbiopsy channel rinsates of all endoscopes, but 9 of 10 duodenoscope elevator channel rinsates failed to meet this benchmark. Re-education reduced RLUs in duodenoscope elevator channel rinsates after pre-cleaning (23,218.0 vs. 1340.5 RLUs, P < .01) and HLD (177.0 vs. 12.0 RLUs, P < .01).82 Also authors noted that after 2 cycles of manual cleaning/HLD, duodenoscope elevator channel RLUs achieved levels similar to sterile water, with corresponding negative cultures. This led authors to propose re-education of endoscopy staff and 2 cycles of cleaning and HLD to minimize the risk of transmission of infections by duodenoscopes.

Barakat and Girotra then utilized ultrathin flexible inspection endoscope to inspect working channels of 68 endoscopes in their unit, and correlated to ATP bioluminescence values from working channel rinsates.83 They noted superficial scratches (98.5%) and scratches with adherent peel (76.5%) and few small drops of fluid in 42.6% endoscopes after reprocessing and drying.
The authors noted that presence of residual fluid predicted higher ATP bioluminescence values, and hence proposed periodic visual surveillance of duodenoscope, using borescope, for working channel damage (standard wear and tear/debris/water), and taking remedial actions on duodenoscope with extensive damage to achieve additional benefits in overall infection reduction strategy. Barakat et al. further demonstrated fewer water droplets and delayed ATP bioluminescence values within endoscope working channels after automated drying compared with manual drying, thus favoring automated drying to decrease risk of infection transmission.84 The group also showed that use of medium/high concentrations of simethicone was associated with increased retention of fluid droplets and higher ATP bioluminescent values in endoscope working channels, compared to when water or lower concentrations of simethicone was used.85 The group hence proposed using lowest possible concentration of simethicone, if needed at all, and Facilities may consider 2 automated endoscope reprocessor cycles for reprocessing of endoscopes when simethicone has been used.

d) Advances in duodenoscope design:

Lessons learnt from these outbreaks, which were clearly attributable to the complex design of the distal tip of duodenoscope, especially the elevator mechanism, and particular difficulty in cleaning these, and persistence of infection despite reprocessing, served as fulcrum for research and development towards endoscope redesign, and will open new frontiers in endoscopic research. What started with introduction of single use parts of duodenoscope (disposable protection caps and air/ water channel plugs)86 led to models with disposable or sterilizable forceps elevators.87 Till date, the FDA has cleared 5 duodenoscopes with disposable components that facilitate reprocessing, including Boston Scientific EXALT Model D single-use (fully disposable duodenoscope), Fujifilm ED-580XT (disposable endcap duodenoscope), Olympus Evis Exera III TJF-Q190V (disposable endcap duodenoscope), Pentax ED34-i10T (disposable endcap duodenoscope) and Pentax ED34-i10T2 (disposable elevator duodenoscope). 79 Disposable designs may reduce between-patient duodenoscope contamination by half as compared to reusable, or fixed endcaps, and are hence being advocated by the FDA. Other devices are also in development, including ScopeSeal (GI Scientific LLC, Arlington, VA), which is a single-use device cleared by FDA for Olympus TJF-Q180V, which provides a sealed barrier for the distal end of duodenoscope, while maintaining the superior optical capability and other performance attributes of reusable duodenoscopes.88

More recently, reusable single use duodenoscope has been introduced by Boston Scientific Corporation (Figure-2), which has garnered significant clinical attention and positive press.89 A clinical evaluation of single-use duodenoscope was recently conducted at 6 academic medical centers and included ERCPs with a wide range of complexity (ASGE complexity grade 1 = 7, grade 2 = 26, grade 3 = 26 and grade 4 = 1).90 The results suggests that 96.7% (58/60) ERCPs were successfully completed using single-use duodenoscope and another 3.3% (2/60) completed after crossover to reusable duodenoscopes, with median overall endoscopist satisfaction of 9/10. Although this study supports performance characteristics of this single-use disposable duodenoscope, its wide adoption will depend on its cost effectiveness, which must take into account not only the face value of the procedure cost and disposable equipment cost, but also balance it against several factors associated with reusable duodenoscopes, including maintenance cost and reprocessing cost after each use. In addition, there are several hidden costs which need to be taken into consideration, including cost of managing colonized/infected patients, associated litigation costs, and costs of remedial actions (discarding the infected duodenoscope away, downtime costs and cost of new duodenoscope, etc.). This is an area that needs detailed studies, but is extremely promising.

VI. CONCLUSIONS

In summary, the upsurge in EAIs, in particularly multi-drug resistant infections, noted in the last decade, despite adherence to reprocessing protocols, has not only directed worldwide attention to this issue but also led the FDA and CDC to regularize several aspects at the ends of endoscope manufacturers and the endoscopy units. This also commanded potent research focused at improving reprocessing protocols including increased automation to decrease human errors in reprocessing and introduction of checkpoints and surrogates to detect potential bacteriologic/biologic residue in the duodenoscopes. This research is now taking a direction towards advancements in design of duodenoscopes, including use of disposable distal attachments to facilitate cleaning, and even introduction of fully disposable duodenoscopes. These exciting advances instill a strong hope amongst the endoscopy community that we will be able to put the issue of EAIs behind us and thereby minimize patient risk while provide high level endoscopic services.

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  15. Alvarado CJ, Stolz SM, Maki DG. Nosocomial infections from contaminated endoscopes: a flawed automated endoscope washer. An investigation using molecular epidemiology. Am J Med. 1991;91(3b):272s-280s.
  16. Allen JI, Allen MO, Olson MM, Gerding DN, Shanholtzer CJ, Meier
    PB, Vennes JA, Silvis SE. Pseudomonas infection of the biliary system
    resulting from use of a contaminated endoscope. Gastroenterology. 1987 Mar;92(3):759-63.
  17. Ma GK, Pegues DA, Kochman ML, Alby K, Fishman NO, Saunders M, et
    al. Implementation of a systematic culturing program to monitor the efficacy of endoscope reprocessing: outcomes and costs. Gastrointest Endosc. 2018 Jan;87(1):104-109.e3.
  18. Rex DK, Sieber M, Lehman GA, Webb D, Schmitt B, Kressel AB, et al.
    A double-reprocessing high-level disinfection protocol does not eliminate positive cultures from the elevators of duodenoscopes. Endoscopy. 2018 Jun;50(6):588-596.
  19. Higa JT, Choe J, Tombs D, Gluck M, Ross AS. Optimizing duodenoscope
    reprocessing: rigorous assessment of a culture and quarantine protocol.Gastrointest Endosc. 2018;88(2):223-229.
  20. Bartles RL, Leggett JE, Hove S, Kashork CD, Wang L, Oethinger M,
    et al. A randomized trial of single versus double high-level disinfection
    of duodenoscopes and linear echoendoscopes using standard automated reprocessing. Gastrointest Endosc. 2018 Aug;88(2):306-313.e2.
  21. Rutala WA, Weber DJ. ERCP scopes: what can we do to prevent infections? Infect Control Hosp Epidemiol. 2015;36(6):643-8.
  22. Chapman CG, Siddiqui UD, Manzano M, Konda VJ, Murillo C, Landon
    EM, et al. Risk of infection transmission in curvilinear array echoendoscopes: results of a prospective reprocessing and culture registry. Gastrointest Endosc. 2017 Feb;85(2):390-397.e1.
  23. Molloy-Simard V, Lemyre JL, Martel K, Catalone BJ. Elevating the standard of endoscope processing: Terminal sterilization of duodenoscopes using a hydrogen peroxide-ozone sterilizer. Am J Infect Control.2019;47(3):243-50.
  1. Balan GG, Sfarti CV, Chiriac SA, Stanciu C, Trifan A. Duodenoscopeassociated infections: a review. Eur J Clin Microbiol Infect Dis.2019;38(12):2205-13.
  2. Beilenhoff U, Neumann CS, Rey JF, Biering H, Blum R, Schmidt V;
    ESGE Guidelines Committee. ESGE-ESGENA guideline for quality
    assurance in reprocessing: microbiological surveillance testing in endoscopy. Endoscopy. 2007 Feb;39(2):175-81.
  3. Taylor A, Jones D, Everts R. Infection Control in Gastrointestinal
    Endoscopy. 3rd ed. Victoria, Australia: Gastroenterological Society
    of Australia, Australia Gastrointestinal Endoscopy Association, and
    Gastroenterological Nurses College of Australia; 2010.
  4. FDA. Duodenoscope Surveillance Sampling & Culturing: Reducing
    the risks of Infection. Food and Drug Administration; February, 2018.
    Available from: https://www.fda.gov/media/11108.
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    et al. Automated endoscope reprocessors. Gastrointest Endosc. 2010
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  6. FDA. The FDA Provides interim results of duodenoscope reprocessing
    studies con- ducted in real-world settings: FDA safety communication 2018 [updated 10-12- 2018. Available from: https://www.fda.gov/
    MedicalDevices/Safety/AlertsandNo- tices/ucm628020.htm.
  7. FDA. Statement from Jeff Shuren, MD, JD, Director of the Center for
    Devices and Radio- logical Health, on updated safety communication
    about rates of duodenoscope con- tamination from preliminary post market data 2018. Available from: https://www.fda.gov/NewsEvents/Newsroom/PressAnnouncements/ucm628096.htm.
  8. FDA. The FDA is Recommending Transition to Duodenoscopes with
    Innovative Designs to Enhance Safety: FDA Safety Communication
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  9. FDA. Is a new 510(k) required for a modification to the device?
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    PremarketSubmissions/PremarketNotification510k/ucm134575.htm.
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  12. Sethi S, Huang RJ, Barakat MT, Banaei N, Friedland S, Banerjee S.
    Adenosine triphosphate bioluminescence for bacteriologic surveillance
    and reprocessing strategies for minimizing risk of infection transmission
    by duodenoscopes. Gastrointest Endosc. 2017;85(6):1180-7.e1.
  13. Barakat MT, Girotra M, Huang RJ, Banerjee S. Scoping the scope:
    endoscopic evaluation of endoscope working channels with a new
    high-resolution inspection endoscope (with video). Gastrointest Endosc.
    2018;88(4):601–611.e1. doi:10.1016/j.gie.2018.01.018
  14. Barakat MT, Huang RJ, Banerjee S. Comparison of automated and manual
    drying in the elimination of residual endoscope working channel fluid after
    reprocessing (with video). Gastrointest Endosc. 2019;89(1):124-32.e2.
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  18. Pasricha PJ, Miller S, Carter F, Humphries R. A novel and effective disposable device that provides 2-way protection to the duodenoscope from
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    Hepatol. 2019 Nov 6

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A SPECIAL ARTICLE

Inpatient and Outpatient Fecal Microbiota Transplant in Pediatric Patients with Clostridium difficile Infections

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Objectives: Fecal microbiota transplant (FMT) has shown a 90% success rate of symptom resolution in adults and pediatric Clostridium difficile infection (CDI). The major aims of this study were to compare the success of inpatient and outpatient FMTs in eradicating CDI and to identify risk factors for failure.

Methods: An eight-year retrospective chart review of pediatric FMT to treat CDI in the outpatient or inpatient setting was conducted. Patient demographics and FMT data were extracted.

Results: The inpatient (n=19) FMT success rate was significantly higher than the outpatient (n=15) FMT success rate (P=0.018). Significant risk factors for failure were use of a gastrostomy tube versus nasogastric tube as the
stool delivery mode (P = 0.034) and having FMT in the outpatient setting (P = 0.027).

Conclusions: Inpatient FMT success rate was similar to FMT publications. Most published risk factors for CDI occurrence were not significantly related to CDI recurrence following FMT.

INTRODUCTION

Clostridium difficile (C.diff) is a grampositive bacteria that produces pathogenic toxins, TcdA and TcdB, and can lead to toxic megacolon, intestinal perforation, and even death.1-4 The gut is home to over 1,000 different species of bacteria, including C.diff. 5
A disruption in the balance between healthy and unhealthy bacteria,
commonly linked to antibiotic use, leads C.diff to become pathogenic.1,4,5 Aside from antibiotic exposure, other risk factors for C.diff infection

(CDI) include malignancy, inflammatory bowel disease, gastrointestinal surgery, acid suppression and presence of a gastrostomy tube (G-tube).3,6,7

CDI has recurrence rates of 15%-30% in both adult and pediatric populations.3,5,6-8 Fecal microbiota transplantation (FMT) studies on
adults have found a success rate of around 90%.9-11

Several pediatric studies involving FMTs have shown CDI symptom resolution similar to the adult population.6-8,12 These studies have generally been conducted in the outpatient arena and involve a physician.

It is unclear if there would be even higher success rates if pediatric FMTs were conducted in the inpatient setting. Therefore, the primary goals of this study were to evaluate success of FMT in children treated as inpatients compared to the outpatient setting and to identify risk factors for failed FMT treatment. Secondary goals of the study were to compare the number of adverse events and the range of charges for FMT conducted in the two settings.

METHODS

Study Design and Participants

This study is a retrospective chart review of patients within a pediatric gastroenterology outpatient clinic and its affiliated children’s hospital in southeastern Louisiana. We included patients between the ages of 1 and 18 diagnosed with CDI (ICD 9 codes 008.45 or ICD 10 codes A04.72) who had an initial FMT treatment between 2012 and 2019. A list was generated of 272 patients who met the age and CDI diagnosis criteria. Forty-five of these patients were treated with an FMT during the study period. For the purposes of this study, we limited data analysis to each patient’s first FMT; therefore, 34 patients were included in the final study database.

Procedure notes indicated that FMT typically consisted of 30 milliliters of fresh donor stool agitated with 30 milliliters of water that was strained through a sieve and delivered to the patient via G-tubes, nasogastric tubes (NG tubes), enemas, or endoscopies by either a physician, family member, or both (Figure 1). If a feeding pump was used, delivery was set to 30 minutes to avoid intolerance. Transplants done by endoscopy included delivery of stool directly into the duodenum during an esophagogastroduodenoscopy or directly into the ileum and colon during a colonoscopy.

Patient demographics, including gender, ethnicity, age at CDI diagnosis, age at first FMT, relationship of stool donor to the patient, and insurance type were noted. Information on a series of potential risk factors for CDI that might influence FMT success were collected. They included history of inflammatory bowel disease (IBD), presence of an ostomy and/or G-tube, and history of cancer. We also abstracted information from the chart on medications taken within the 30 days leading up to the FMT with a focus on acid suppression medications, immunosuppressant medications, and non-CDI treating antibiotics. Lastly, we gathered information on FMT failure (i.e., recurrence of at least three bowel movements involving diarrhea in a 24-hour period within 12 weeks of FMT), adverse events occurring within 30 days of FMT delivery, and charges associated with the FMT.6

The Franciscan Missionaries of Our Lady University institutional review board approved this study as exempt.

Statistical Analyses

We analyzed continuous data using Mann Whitney U and t-tests; frequency counts were analyzed using the Chi Square statistic. These tests and all descriptive analyses were conducted with Graph Pad 5.0. We conducted simple logistic regression analyses to identify risks for FMT failure with SPSS version 23. We considered results to be statistically significant if associated with a P-value less than or equal to 0.05.

RESULTS

Description of Patient Sample

As described in Table 1, most of the patients included in our sample were white and had private insurance. Our patients ranged from 1 to 16 years of age, with an average age of 5.5 years.

There were no statistically significant differences between the inpatient and outpatient FMT groups regarding demographic characteristics, including age at diagnosis, age at first FMT, gender, race, and insurance provider.

Description of CDI Diagnosis and FMTs

CDI was most commonly diagnosed using stool polymerase chain reaction (PCR; 79%). Other diagnostic methods used were stool toxin (12%) or visual identification during a colonoscopy (6%). Chart information was missing for CDI diagnostic technique for one patient. Most patients (62%) had an FMT for the third recurrence of CDI after two failed antibiotic attempts.

Nineteen (56%) of the initial FMTs were completed in the inpatient setting and 15 (44%) were completed in the outpatient setting. We defined an inpatient FMT as a hospital admission of three days for FMT transfer and included patients admitted for the sole purpose of FMT via NG tube or G-tube delivery, patients admitted for FMT after endoscopy, and patients admitted for another diagnosis, not CDI, who also had an FMT during the admission. All inpatient FMTs were performed in their entirety by a pediatric gastroenterologist.

There were three subcategories of FMTs completed in the outpatient setting. One category consisted of FMTs completed exclusively by a physician. These included FMTs involving NG tube insertion in the office and stool transfer over three consecutive days in the office as well as those completed during an outpatient endoscopy. If patients had an FMT during endoscopy, stool was transferred during one day only. The second subcategory consisted of one day of stool transfer by the physician and two days of stool transfer completed by the parents. These patients had stool delivery through a G-tube, NG tube or enema. The third subcategory was comprised of FMTs delivered via G-tube by the patients’ parents at home (Figure 1).

All patients received a fresh stool sample from a family member donor, most commonly from a parent (91%). Siblings served as donors for two patients (6%), and a cousin was a donor for one patient (3%). Donors were not screened with stool studies prior to acceptance for transfer; however, each donor was screened clinically by the physician approving the FMT.

Description of Risk and Protective Factors for CDI in the Patient Sample

Among the risk factors identified in the literature, the most common one in our patients was the presence of a G-tube (35%). Twenty-one percent of the patients had IBD. Only one patient (3%) had an ileostomy and two patients (6%) had colostomies. None of the included patients had a history of cancer. Three patients (9%) had gastrointestinal surgery other than G-tube or ostomy placement.

Eleven patients (32%) had taken antibiotics for reasons other than C. diff treatment during the 30 days before the FMT. Five patients (15%) were on systemic immunosuppressant medications or biologics and sixteen patients (47%) were on acid suppression medication within 30 days of FMT delivery.

The following risk factors were more prevalent among patients in the outpatient vs. inpatient setting: presence of a G-tube (P = 0.007), IBD (P = 0.013), colostomy/ileostomy (P = 0.041), and acid suppression medications (P = 0.042). Details comparing the presence of all studied risk factors in the inpatient and outpatient samples are presented in Table 1. When comparing FMT delivery by G-tube vs. NG tube, we found that G-tubes were more often used as the mode of delivery in outpatient FMTs while NG tubes were more often used as the mode of delivery in inpatient FMTs (P = 0.002).

We included only one factor in our study, use of probiotics within 30 days before the FMT, which has been identified in the literature as a protective factor against CDI. Overall, 56% of our patients were on probiotics. There was no statistical difference for the percent of patients in the outpatient vs. inpatient setting regarding this protective factor. See Table 1.

Description of FMT Success

Eight (53%) of the 15 patients receiving outpatient FMTs and 17 (89%) of the 19 patients receiving inpatient FMTs were successful at clearing the CDI (P=0.018). Of the 15 outpatient FMTs, 11 had some type of physician involvement in their treatment. Seven (64%) of these 11 FMTs were successful at clearing CDI with no recurrence within 12 weeks following FMT.

Logistic Regression Analyses for FMT Failure

Simple logistic regression analyses were conducted using patient characteristics and risk and protective factors as predictors of FMT failure. G-tubes were used as the mode of delivery 100% of the time when they were present. We therefore restricted our simple logistic regression analyses to exclude presence of a G-tube, and instead focused on use of a G-tube as a mode of FMT delivery. We did not compare FMT delivery through colonoscopy with other forms of stool delivery since there were only three FMTs delivered solely through colonoscopy.

The only significant predictors of FMT failure were the use of a G-tube vs. an NG tube as the stool transfer delivery mode (P = 0.034) and conducting the FMT in the outpatient vs. inpatient setting (P=0.027). Details are given in Table 2.

Adverse Events and Charges Associated with FMTs

Adverse events were collected for one month after the FMT. Four of the 19 patients from the hospital setting (21%) and four of the 15 patients from the outpatient setting (27%) reported adverse events (P = 0.421). These included acute events of abdominal pain, bloating, diarrhea not related to C. diff., and emesis during the FMT delivery. No serious adverse events were reported.

The charges for inpatient and outpatient FMTs were highly variable because of the diverse methods that were used to deliver the transplant. The range of charges in the inpatient setting, which includes charges only for the days during which an FMT was performed, was $2,698 to $9,309. The range for outpatient charges was between $0 for those done exclusively at home using an existing G-tube or enemas and $1,800 for those done using outpatient colonoscopies.

DISCUSSION

It is unclear if an earlier FMT might impact the success or failure of a later FMT. To control for potential biases that might be introduced by subsequent FMTs, the study data set was restricted to patients’ first FMT only. For the 19 inpatient FMTs performed, 17 resulted in clearance of CDI, equating to a success rate of 89%. This success rate is similar to that reported in the adult literature.9-11 Although published data for the pediatric population are limited, outpatient case series and studies have found similar success rates with the use of FMT to treat CDI in pediatric patients.5,6-8,12 These studies typically involved FMT administration into the lower GI tract by a physician during a colonoscopy.5,6-8,12 Our study showed a similar success rate of FMT success compared to the published data despite delivering the FMT to the upper GI tract.

In our study, FMTs in the outpatient setting were not as successful at clearing CDI as those conducted in the inpatient setting. The success rate of outpatient FMTs overall was only 53%. However, we also found a significant association between delivery mode and setting. Specifically, G-tubes were used more frequently in the outpatient setting, while NG tubes were used more frequently in the inpatient setting. This study’s findings support previous literature that identified a lower FMT success rate with G-tube use.12 It is possible that our higher failure rates with G-tubes can be explained by the fact that this mode of delivery was typically used by parents administering the FMT. Our study is unable to distinguish if the outpatient failure rate is secondary to the G-tube itself, is due to the medical complexity of patients with G-tubes or is because parents may be less precise than physicians in FMT administration.

Four of the outpatient FMTs were done exclusively at home under the supervision of parents and an additional six FMTs involved the physician conducting one day of the FMT transfer followed by two days of stool transfer by the parents. It is unclear what technique parents employed when preparing and transferring the stool as well as the consistency with which it was used. This may account for the relatively poor success rate in our outpatient setting. When including only patients having an outpatient FMT with some level of physician involvement, outpatient transplants were successful 64% of the time. This is lower than the success rate of inpatient FMTs but higher than the overall success rate of all outpatient FMTs.

Short-term adverse effects associated with FMT and reported in the literature have been minimal and include bloating, abdominal cramping, and diarrhea.5-7,12,13 We likewise found few recorded adverse events among our patients, and those that did occur were consistent with what has been reported in the literature.

Little is known about the long-term effects of FMT on the pediatric gut microbiome.5,12,13 This was not assessed in our study as there are no suggestions for expected effects, how to evaluate them, and the timeframe for such an evaluation.

There are several limitations to our study. First, we had a small sample size of 34 patients. However, this sample size is larger than many of those in previously published case series and is one of the largest single-center pediatric studies to date. Studies with a more robust sample size are needed to confirm findings.

A second limitation was the large number of patients who were diagnosed initially with stool PCR (79%), which, while sensitive, may have picked up children with past CDI or colonization.1,2,13,14 In 2018 the Infectious Disease Society of America published updated guidelines for CDI, including recommending use of the stool toxin for diagnosis.14 This test was not commonly used in our hospital or the surrounding clinics until after these guidelines were released, accounting for the limited number of patients who were diagnosed by toxin positive stool.

A third limitation was that the study involved a chart review and was confined to information noted in the chart. It is likely that treating physicians had limited information from parents regarding how well and how consistently they performed the FMTs over the course of two or three days. Future studies are needed for FMT use in pediatric patients to determine a successful protocol. In our study, FMTs typically involved three consecutive days of stool transfer. Additional studies with different treatment protocols would help illuminate if the success rate among FMTs delivered for one day is similar to the success rate of FMTs delivered daily for three days. If similar, this would minimize the days of admission, consequently lowering the charges associated with inpatient stays.

Additionally, secondary factors that might impact FMT success should also be studied. These include all concomitant medications at the time of FMT delivery. Because there is no accepted standard protocol for FMT, centers tend to use site-specific protocols for prescribed medications such as loperamide, acid suppression, or antibiotics with varying start and end times around the FMT in order to increase the transplant’s likelihood of success.12,13 Additional studies are needed to determine if these various medications should be included in a pediatric protocol for FMT.

Our data suggest that physician involvement in the FMT, whether administered in the outpatient or inpatient setting, may impact the success of the FMT in clearing the CDI. However, because of our small sample size, more studies need to be conducted to evaluate this conclusion and to identify the best approach to pediatric FMTs. Although the adverse events identified in our study were comparable between the inpatient and outpatient settings, the charge difference between the two settings is large enough to warrant efforts to develop an outpatient protocol. Such a protocol would provide a cost-effective approach to treat recurrent CDI in pediatric patients.

References

1.Jacobson IM, McHutchison JG, Dusheiko GM, et al. Telaprevir for previously untreated chronic hepatitis C virus infection. N Engl J Med. 2011;364:2405–2416.

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    transplantation (FMT) to treat recurrent Clostridium difficile
    infections (rCDI) in children. PeerJ. 2018;6:1-19.
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    for recurrent Clostridium difficile infection in children. J Infect.
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    Clostridium difficile infection: a randomized trial. Ann Intern
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    from North American Society for Pediatric Gastroenterology,
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FROM THE LITERATURE

Long-Term Risk of Malignancy in IPMNs

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To evaluate long-term outcome of patients with branch-duct intraductal papillary mucinous neoplasms (IPMNs), particularly those after 5 years of surveillance, incidence of IPMN-derived carcinoma was analyzed with concomitant ductal adenocarcinoma (pancreatic ductal adenocarcinoma – PDAC) over 20 years in a large population of patients. A total of 1404 consecutive patients (52% women, mean age 57.5), with a diagnosis of IPMN from 1994 through 2017 at the University of Tokyo, Japan was carried out using a competing risk analysis, estimating cumulative incidence of pancreatic carcinoma overall and by carcinoma type.

Competing risks proportional hazards models to estimate subdistribution hazard ratios (SHRs), for incidences of carcinoma to differentiate IPMNderived and concomitant carcinomas, collection of genomic DNA from available paired samples of IPMNs and carcinomas and detected mutations in GNAS and KRAS by polymerase chain reaction and pyrosequencing was carried out.

During 9231 person-years of followup, 68 patients were identified with pancreatic carcinoma (38 patients with IPMN-derived carcinoma and 30 patients with concomitant PDACs); the overall incidence rates were 3.3%, 6.6% and 15% at 5, 10 and 15 years, respectively. Among 804 patients followed more than 5 years, overall cumulative incidence rates of pancreatic carcinoma were 3.5% at 10 years and 12% at 15 years from the initial diagnosis. The size of the IPMN and the diameter of the main pancreatic duct associated with incidence of IPMN-derived carcinoma (SHR 1.85 for a 10 mm increase in IPMN size and SHR 1.56 for a 1 mm increase in the main pancreatic duct diameter), but not with incidence of concomitant PDAC.

It was concluded in a large, long-term study of patients with branch-duct IPMNs, we found a 5-year incidence rate of pancreatic malignancy to be 3.3%, reaching 15% at 15 years after IPMN and diagnosis. There were heterogeneous risk factor profiles between IPMN-derived and concomitant carcinomas.

Oyama, H., Tada, M., Takagi, K., et al. “LongTerm Risk of Malignancy in Branch-Duct Intraductal Papillary Mucinous Neoplasms.” Gastroenterology 2020; Vol. 158, pp. 226-237.

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FRONTIERS IN ENDOSCOPY, SERIES #63

Afferent Limb Syndrome Treated via Lumen Apposing Metal Stents: Report of Two Different Approaches in Two Patients

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INTRODUCTION

Afferent limb syndrome is a known postoperative complication that typically occurs in patients who have undergone pancreaticoduodenectomy or gastrectomy with either Roux-en-Y or Billroth II reconstruction. These surgeries create a gastrojejunostomy, an upstream segment of small intestine, which contains biliary and pancreatic anastomoses or the native papilla, and if this limb becomes obstructed it is termed afferent limb syndrome. Historically, surgery to relieve the obstruction has been the primary treatment modality for patients with afferent limb obstruction. However, endoscopic interventions have also shown efficacy in treating afferent limb syndrome,1 and may be preferable in patients not suitable for surgery. Recently, lumen apposing metal stents (LAMS) have provided a novel therapeutic option for the endoscopist seeking to treat afferent limb syndrome. The following cases describe two different approaches for employing LAMS in the treatment of afferent limb syndrome: One transluminal placement and the other endoluminal.

Case 1

A 59-year-old man with a medical history notable for Stage III pancreatic adenocarcinoma underwent pancreaticoduodenectomy five months prior to presentation. He developed persistent abdominal pain requiring celiac neurolysis three months post operatively. He was referred from an outside hospital following a one-month history of intractable nausea, vomiting, abdominal pain, anorexia and weight loss. A CT scan demonstrated intrahepatic duct dilation and marked dilation of the patient’s afferent limb at 4.8 cm with a transition point in the anterior mid abdomen concerning for obstruction and afferent limb syndrome. The patient was deemed to be unable to tolerate surgery due to poor functional and nutritional status and was referred for endoscopic evaluation and treatment. The patient underwent push enteroscopy to evaluate his anatomy. Stenosis of the afferent jejunal limb was appreciated. The endoscope could not pass through the stenosis into the afferent limb. A 10 French x 10cm double pigtail stent was advanced over a 0.035-inch guidewire and placed across the stenosis of the afferent limb in an attempt to allow decompression, but this was clinically unsuccessful and the stent migrated in short order. Following the push enteroscopy, the patient continued to have ongoing pain, nausea, vomiting and an intolerance for intake by mouth. Subsequent CT four days later showed increased dilation of the afferent limb at 5.9 cm. Given the patient’s worsening obstruction, the decision was made to proceed with a transluminal approach to decompression via endoscopic ultrasound (EUS) gastroenterostomy.

The next day the patient was brought back to the endoscopy suite. Using a linear EUS scope, the obstructed afferent limb was identified. The affected small bowel appeared dilated with a diameter of approximately 8-9cm, was fully effaced and was found to contain a large amount of fluid. (Figure 1) After Doppler US confirmed a clear route to access the limb, a 19-gauge EUS FNA needle was used to access the limb. Contrast was injected into the afferent limb with a cholangiogram was obtained during injection, confirming afferent limb access had been obtained. (Figure 2) Aspiration of fluid showed bile, further corroborating afferent limb access. A 0.025″ wire was used to maintain access to the afferent limb. An electrocautery enhanced Axios catheter (Boston Scientific, Natick MA) was then used to create a gastroenterostomy over the wire. A 15mm x 10mm Hot Axios LAMS was then deployed across the gastroenterostomy without difficulty. Five liters of bilious fluid, approximately, drained through the stent to the stomach. (Figure 3) The stent was confirmed to be in adequate position as seen on endoscopy, EUS, and fluoroscopy. Repeat endoscopy six days postprocedure also confirmed suitable stent position and patency and the patient had marked improvement in his symptoms.

Case 2

A 66-year-old woman with Stage II pancreatic adenocarcinoma with a history of a pancreaticoduodenectomy presented to urgent care complaining of paroxysmal abdominal pain without nausea or vomiting. A PET CT scan roughly one month prior demonstrated two hypermetabolic soft tissue densities concerning for recurrence of pancreatic cancer; one 2.3 cm x 1.2 cm near the confluence of the superior mesenteric and portal veins and another 1cm nodule near the pancreaticojejunostomy anastomosis. Laboratory testing obtained on the day of procedure was notable for an elevated total bilirubin at 5.1 and alkaline phosphatase of 1,139 previously 1.4 and 678, respectively, one month prior. Using a colonoscope, the afferent limb was traversed and was noted to have extrinsic impression on the duodenum causing a high-grade bowel obstruction that was unable to be traversed with the colonoscope. Given the concern for possible afferent limb syndrome, the patient’s next of kin was called and consent was obtained for possible LAMS placement. After consent was obtained, the colonoscope was exchanged for a therapeutic gastroscope and was advanced through the afferent limb to the area of stenosis. Using direct endoscopic and fluoscopic guidance a 9-12mm balloon catheter with a 0.035″ guidewire was passed through the stricture. (Figure 5) Fluoroscopy revealed dilated bowel upstream of the stricture, which confirmed previous suspicion of afferent limb syndrome. A 15mm wide x 10mm long Axios stent was advanced over the guidewire and deployed across the stenosis. A large amount of bilious fluid drained through the stent immediately after deployment. (Figure 6) The gastroscope was then withdrawn and an ultrathin gastroscope was inserted and advanced through the LAMS and into the loop of bowel containing the hepaticojejunostomy, further confirming proper stent location. (Figure 7) Contrast was injected and brisk flow of contrast through the ducts was noted as well as diffuse dilation of all intrahepatic biliary ducts.

Linear EUS confirmed that the area of concern previously identified on PET CT appeared to correspond to the identified area of afferent limb narrowing. No overt mass was identified. Additionally, fine needle aspiration was deferred given suboptimal visualization secondary to significant artifact related to air bubbles created by the LAMS. Following LAMS placement, the patient noted clinical improvement as well as improving bilirubin and alkaline phosphatase on follow up laboratory testing.

Discussion

Afferent limb syndrome, sometimes referred to as afferent loop syndrome, is an obstructive complication that occurs following pancreaticoduodenectomy, gastrectomy with Billroth II or Roux-en-Y reconstruction, where the afferent limb becomes obstructed and the patient develops abdominal pain. Common etiologies of afferent limb syndrome include postoperative adhesions, enteroenteric hernia, volvulus, stricture, radiation enteritis, recurrence of malignancy, enteroliths or foreign bodies.2, 3 The overall incidence of afferent limb syndrome is low, affecting between 0.2% – 1% of patients who undergo partial gastrectomy.2, 4 However, patients who undergo pancreaticoduodenectomy for pancreatic cancer have been noted to have an incidence of 13%.1 Acute afferent limb syndrome often presents as abrupt, severe abdominal pain accompanied by nausea and vomiting, while chronic presentations may often present as post prandial abdominal discomfort or food avoidance.1 Jaundice also can be seen despite the absence of biliary obstruction as the afferent limb fills with bilious fluid, which cannot drain. If untreated, afferent limb syndrome may lead to mesenteric ischemia as well as bowel perforation and peritonitis, which can include a component of bile peritonitis. Partial obstruction of the afferent limb syndrome can also cause small intestinal bacterial overgrowth and associated sequelae such as B12 deficiency and steatorrhea.2,5

Historically, surgical therapy has been the mainstay treatment of afferent limb syndrome. This may include palliative surgery in the setting of malignancy, possible revision of a Billroth II reconstruction, conversion of a Billroth II to a Roux-en-Y or the addition of a Braun anastomosis, where an anastomosis is created from the afferent limb directly to the efferent limb effectively bypassing the gastrojejunal anastomosis.6 Nonsurgical management options include percutaneous drainage, but this is often a suboptimal treatment from the patient’s perspective as it may negatively impact quality of life.7 Endoscopic interventions provide another approach to afferent limb syndrome and may include balloon dilation, double-pigtail stent placement, biliary plastic or metal stent placement.1,8

Most recently the use of LAMS has provided another potential option for managing afferent limb syndrome in patients not suitable for surgery. LAMS have proved useful for a variety of indications including cystgastrostomies,9 cholecystenterostomies or cholecystgastrostomies,10 as well as endoscopic ultrasound-directed transgastric ERCP procedures (EDGE).11 Using a LAMS to access and decompress an obstructed afferent limb endoscopically is another fitting application of this novel technology The current literature has several published case reports describing successful deployment of LAMS for treatment of afferent limb syndrome.12,13,14,15,16 To date the literature only provides one small multicenter study examining the safety and efficacy outcomes of LAMS for management of afferent limb syndrome.17 The study included eighteen patients and found technical success to be 100%, with only 16.7% experiencing adverse events that were described as abdominal pain.17 The most common approach in this cohort was the creation of a gastrojejunostomy (72.2%) via LAMS placement. An indirect comparison between patients with LAMS placement for afferent limb syndrome and patients who underwent enteroscopy-assisted luminal stenting revealed that patients with LAMS required fewer repeat interventions.17

CONCLUSION

Since their FDA approval in 2013, LAMS have proved to have a variety of uses beyond their original intended purpose: drainage of pancreatic pseudocysts and necrosis. The two cases presented here further demonstrate the versatility of LAMS in successfully treating afferent limb syndrome, using either a transluminal or endoluminal approach. While the use of LAMS for treatment of afferent limb is indeed promising, future longitudinal studies are needed to better describe long-term outcomes and adverse events associated with this procedure.

References

  1. Pannala R, Brandabur JJ, Gan SI, Gluck M, Irani S, Patterson DJ, Ross AS, Dorer R, Traverso LW, Picozzi VJ, Kozarek RA. Gastrointest Endosc. 2011 Aug;74(2):295-302. doi: 10.1016/j.gie.2011.04.029.
  2. Blouhos K, Boulas KA, Tsalis K, Hatzigeorgiadis A. World J Gastrointest Surg. 2015 Sep 27;7(9):190-5. doi: 10.4240/wjgs.v7.i9.190.
  3. Lee MC, Bui JT, Knuttinen MG, Gaba RC, Scott Helton W, Owens CA. Cardiovasc Intervent Radiol. 2009 Sep;32(5):1091- 6. doi: 10.1007/s00270-009-9561-3. Epub 2009 Apr 14.
  4. Ramos-Andrade D, Andrade L, Ruivo C, Portilha MA, CaseiroAlves F, Curvo-Semedo L. Insights Imaging. 2016 Feb;7(1):7- 20. doi: 10.1007/s13244-015-0451-8. Epub 2015 Dec 5.
  5. Salem A, Ronald BC (2014) Small Intestinal Bacterial Overgrowth (SIBO). J Gastroint Dig Syst 4: 225. doi:10.4172/2161- 069X.1000225
  6. Bolton JS, Conway WC 2nd. Surg Clin North Am. 2011 Oct;91(5):1105-22. doi: 10.1016/j.suc.2011.07.001. Review
  7. Sato Y, Inaba Y, Murata S, Yamaura H, Kato M, Kawada H, Shimizu Y, Ishiguchi T. J Vasc Interv Radiol. 2015 Apr;26(4):566- 72. doi: 10.1016/j.jvir.2014.11.010. Epub 2015 Jan 19.
  8. Brewer Gutierrez OI, Irani SS, Ngamruengphong S, Aridi HD, Kunda R, Siddiqui A, Dollhopf M, Nieto J, Chen YI, Sahar N, Bukhari MA, Sanaei O, Canto MI, Singh VK, Kozarek R, Khashab MA. Endoscopy. 2018 Sep;50(9):891-895. doi: 10.1055/s-0044-102254. Epub 2018 Mar 2
  9. Siddiqui AA, Adler DG, Nieto J, Shah JN, Binmoeller KF, Kane S, Yan L, Laique SN, Kowalski T, Loren DE, Taylor LJ, Munigala S, Bhat YM. Gastrointest Endosc. 2016 Apr;83(4):699-707. doi: 10.1016/j.gie.2015.10.020. Epub 2015 Oct 26.
  10. Dollhopf M, Larghi A, Will U, Rimbaş M, Anderloni A, Sanchez-Yague A, Teoh AYB, Kunda R. Gastrointest Endosc. 2017 Oct;86(4):636-643. doi: 10.1016/j.gie.2017.02.027. Epub 2017 Mar 1.
  11. Dubroff, J.; Adler, D.G. Practical Gastroenterology, February 2019, Vol.43(2), pp.34-38
  12. Ermerak G, Behary J, Edwards P, Abi-Hanna D, Bassan MS. VideoGIE. 2019 Aug 13;4(10):461-463. doi: 10.1016/j. vgie.2019.07.002. eCollection 2019 Oct.
  13. Ikeuchi N, Itoi T, Tsuchiya T, Nagakawa Y, Tsuchida A. Gastrointest Endosc. 2015 Jul;82(1):166. doi: 10.1016/j. gie.2015.01.010. Epub 2015 Apr 14.
  14. Monino L, Barthet M, Gonzalez JM. Endoscopy. 2019 Jul 1. doi: 10.1055/a-0948-5033. [Epub ahead of print]
  15. Lakhtakia S, Chavan R, Basha J, Nabi Z, Gupta R, Reddy DN. Endoscopy. 2019 Sep;51(9):E253-E254. doi: 10.1055/a-0890- 3182. Epub 2019 May 9.
  16. Rodrigues-Pinto E, Grimm IS, Baron TH. Clin Gastroenterol Hepatol. 2016 Apr;14(4):633-7. doi: 10.1016/j.cgh.2015.11.010. Epub 2015 Dec 7.
  17. Brewer Gutierrez OI, Irani SS, Ngamruengphong S, Aridi HD, Kunda R, Siddiqui A, Dollhopf M, Nieto J, Chen YI, Sahar N, Bukhari MA, Sanaei O, Canto MI, Singh VK, Kozarek R, Khashab MA. Endoscopy. 2018 Sep;50(9):891-895. doi: 10.1055/s-0044-102254. Epub 2018 Mar 2.

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FROM THE LITERATURE

Dupilumab in Treatment of Active Eosinophilic Esophagitis

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Dupilumab is a VelocImmune derived human monoclonal antibody against the interleukin (IL4) receptor and inhibits IL-4 and IL-13 signaling. It is effective in the treatment of allergic, atopic, and type 2 diseases, and to assess its efficacy and safety in patients with eosinophilic esophagitis (EoE), a phase 2 study of adults with EoE (2 episodes of dysphagia per week with peak esophageal eosinophilic density of 15 or more eosinophils per high-power field) from 5/12/2015 through 11/9/2016 at 14 sites. Participants were randomly assigned to groups that received weekly subcutaneous injections of dupilumab (300 mg, N = 23), or placebo (N = 24) for 12 weeks. The primary endpoint was changed from baseline to week 10 in Straumann dysphagia instrument (SDI). Patientreported outcome (PRO) histologic features of EoE were assessed (peak esophageal intraepithelial eosinophilic count and EoE histologic scores, endoscopically visualized features (endoscopic reference score), esophageal distensibility, and safety.

The mean SDI and PRO score were 6.4 when the study began. In the dupilumab group, SDI/PRO scores were reduced by a mean value of 3 at week 10, compared with a mean reduction of 1.3 in the placebo group. At week 12, dupilumab reduced the peak esophageal intraepithelial eosinophil count by a mean 86.8 eosinophils per high-power field (reduction of 107.1% vs placebo), the EoE histologic scoring system (HSS) severity score by 68.3% and the endoscopic reference score by 1.6%. Dupilumab increased esophageal distensibility by 18% vs placebo. Higher proportions of patients in the dupilumab group developed injection site erythema (35% vs 8% in placebo group) and nasopharyngitis (17% vs 4% in the placebo group).

In a phase 2 trial of patients with active EoE, dupilumab reduced dysphagia, histologic features of disease, including eosinophilic infiltration and a marker of type 2 inflammation and abnormal endoscopic features compared with placebo. It was generally well tolerated.

Hirano, I., Dellon, E., Hamilton, J., et al. “Efficacy of Dupilumab in a Phase 2 Randomized Trial of Adults with Active Eosinophilic Esophagitis.” Gastroenterology 2020; Vol. 158, pp. 111-122.

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A CASE REPORT

Collagenous Gastritis in a Patient with Eosinophilic Esophagitis

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INTRODUCTION

Collagenous gastritis is a rare disease characterized by subepithelial deposition of collagen bands within the gastric mucosa.3 While this disorder demonstrates similar histologic characteristics to the more welldescribed collagenous colitis, little is known about collagenous gastritis. Whereas the reported annual incidence of collagenous colitis is 1.1 to 5.2 cases per 100,000, collagenous gastritis is thought to be much rarer.2,3

Based on current published case reports, the disease has been identified as having two phenotypes, pediatric and adult. The pediatric phenotype commonly manifests as iron deficiency anemia and abdominal pain, which is thought to be related to chronic inflammation in the upper gastrointestinal tract.3,5 In contrast, the adult phenotype is typically characterized by more widespread disease, and is associated with collagenous colitis, usually presenting with watery diarrhea.3 Adult collagenous gastritis has also been seen in association with a variety of autoimmune disorders including celiac disease, thyroid disease, Sjögren’s syndrome, amongst others.1,2,3

Collagenous gastritis is diagnosed histologically as subepithelial deposition of collagen bands thicker than 10mm with evidence of chronic inflammation characterized by the presence of lymphocytes, plasma cells, and eosinophilic infiltrates. 5 Endoscopically, findings of mucosal nodularity have been described in this disease. 2,3 While the pathogenesis is unclear, the mucosal nodularity seen on endoscopy is thought to represent islands of normal cells surrounded by crypts of collagen deposition from chronic inflammation. 3

Case

A 32 year-old man was referred for evaluation of iron deficiency anemia, intermittent upper abdominal pain, and dysphagia. His history was significant for a partial right lower lobe lobectomy for a carcinoid tumor 11 years prior. Upper endoscopy and colonoscopy were performed for additional workup of his symptoms and anemia.

Initial endoscopy demonstrated deep linear furrows throughout the esophagus with distal esophageal rings. Duodenal and gastric biopsies were negative for celiac disease or Helicobacter pylori, while esophageal biopsies demonstrated squamous mucosa with up to 50 eosinophils per high powered field (HPF) throughout the distal, mid, and proximal esophagus, consistent with a diagnosis of eosinophilic esophagitis. Celiac serologies were unremarkable. Biopsies of the cecum, ascending colon, transverse colon, descending colon, sigmoid colon, and rectum were negative for active or chronic inflammation, with no increase in subepithelial collagen or other evidence of collagenous or lymphocytic colitis, the two main subtypes of microscopic colitis. Iron supplementation was started, and the patient was initiated on a proton-pump-inhibitor (PPI) for an eight-week course which improved of his dysphagia and abdominal discomfort. Following his PPI treatment, repeat upper endoscopy with biopsies demonstrated resolution of his esophageal eosinophilia with no eosinophilic infiltration noted on histology. Iron supplementation was discontinued upon normalization of iron levels.

After initially showing improvement, he re-presented two years later now with similar symptoms. Repeat upper endoscopy was performed demonstrating linear furrows and esophageal rings (Figure 1), as well as gastric erythema with slight nodularity (Figure 2). Interestingly, biopsies of the gastric antrum and fundus at this time demonstrated subepithelial collagen deposition confirmed by trichrome stain, consistent with collagenous gastritis (Figures 3a, 3b). Esophageal biopsies performed were also notable for intraepithelial eosinophils, up to 10 eosinophils per HPF (Figure 4). Patient also underwent small intestinal capsule endoscopy which was unrevealing. The patient was restarted on both iron supplementation and a PPI, with improvement of his symptoms.

DISCUSSION

Collagenous gastritis is a rare and complex disease that has been associated with various autoimmune disorders and chronic inflammatory states, as well as a possible link to eosinophilic esophagitis, as demonstrated above. The pathogenesis of collagenous gastritis is still unclear.1 A multiinstitutional series of 40 patients with collagenous gastritis suggested three distinct histologic patterns for the disease, including a lymphocytic-gastritis pattern, an atrophic pattern, and an eosinophilrich pattern.1 This latter histologic pattern may in part demonstrate how chronic eosinophilic infiltration could relate these two conditions, however further studies need to be performed to clarify this hypothesis.

The diagnosis of collagenous gastritis requires histology demonstrating subepithelial collagen deposition with chronic inflammation, as demonstrated in Figures 3a and 3b.3,4 While the disease classically presents with mucosal nodularity, data have shown that some adult cases can also present predominantly with mucosal erythema as demonstrated in this case (Figure 2).3,4

There is no clear consensus on the treatment of collagenous gastritis. Multiple therapies have been attempted, including acid suppression, iron supplementation, hypoallergenic diets, sucralfate, azathioprine, among others, however to date there are no randomized control trials demonstrating treatment efficacy of any of these approaches.3 Data demonstrate that iron supplementation effectively manages iron deficiency anemia in those with collagenous gastritis, however, it is unclear if the clinical course or natural history of this disease is altered with this therapy.5

Overall, the prognosis remains unclear in this condition. Based on current information, there have been cases of histologic resolution; however, other case reports have demonstrated the persistence of subepithelial collagen deposits despite resolution of symptoms,3,4 suggesting the heterogeneity of this condition and perhaps that further subtypes may exist. For now, awareness of this disorder and pointed discussion with our expert pathology colleagues is essential in its recognition. As with any condition, the existence of this disorder must be realized in order for the diagnosis to be considered. Ultimately, given the rarity of this condition, more information is needed to further understand collagenous gastritis, and determine how best to treat patients affected by this intriguing and insufficiently understood disease.

References

1. Arnason, T., Brown, I. S., Goldsmith, J. D., Anderson, W., Obrien, B. H., Wilson, C., Lauwers, G. Y. (2014). Collagenous gastritis: a morphologic and immunohistochemical study of 40 patients. Modern Pathology, 28(4), 533–544. doi: 10.1038/ modpathol.2014.119

2. Brain, O., Rajaguru, C., Warren, B., Booth, J., & Travis, S. (2009). Collagenous gastritis: reports and systematic review. European Journal of Gastroenterology & Hepatology, 21(12), 1419– 1424. doi: 10.1097/meg.0b013e32832770fa

3. Kamimura, K., Kobayashi, M., Sato, Y., & Terai, S. (2015). Collagenous gastritis: Review. World Journal of Gastrointestinal Endoscopy, 7(3), 265–273. doi: 10.4253/ wjge.v7.i3.265

4. Mandaliya, R., DiMarino, A., Abraham, S., Burkart, A., & Cohen, S. (2013). Collagenous Gastritis a Rare Disorder in Search of a Disease. Gastroenterology Research, 6(4), 139–144. doi: 10.4021/gr564w

5. Matta, J., Alex, G., Cameron, D. J., Chow, C. W., Hardikar, W., & Heine, R. G. (2018). Pediatric Collagenous Gastritis and Colitis. Journal of Pediatric Gastroenterology and Nutrition, 67(3), 328–334. doi: 10.1097/ mpg.0000000000001975

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DISPATCHES FROM THE GUILD CONFERENCE, SERIES #30

Crohn’s Disease Complicated by an Intra-abdominal Abscess: Poke, Prod, or Cut?

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Crohn’s disease is a chronic, inflammatory bowel disease characterized by transluminal bowel inflammation that can involve any segment of the gastrointestinal tract. The natural progression of Crohn’s disease results in penetrating complications, including abscesses. In the management of intra-abdominal abscesses, clinicians face a therapeutic dilemma where issues of management of disease activity with immunotherapy must be balanced with the risk of worsening infectious complications. Historically, the management strategies utilized included surgical drainage. Recent data has demonstrated the efficacy of antibiotics and percutaneous drainage followed by therapy with biologics. Considering the therapeutic quandaries associated with management, a multi-disciplinary approach to intra-abdominal abscesses in Crohn’s disease is required. Herein, we review the current data regarding the management of intra-abdominal abscess complications in Crohn’s disease. We highlight both medical and surgical management strategies. We also present an algorithmic strategy for the management of these complications.

INTRODUCTION

Crohn’s disease (CD) is a chronic relapsing and remitting condition exemplified by transmural inflammation involving any part of the gastrointestinal tract. Moreover, the disease appears to be progressive, evolving from primary inflammatory disease to a disease with stenotic or penetrating complications in a majority of patients.1-3 Penetrating complications related to Crohn’s disease include fistulae, perforations, and the development of intra-abdominal or pelvic abscesses. The rates of intra-abdominal abscess (IAA) described in the literature has been estimated at approximately 20%.4 Abscess development can occur spontaneously or as a post-operative complication. In the context of active disease, abscess formation presents a therapeutic challenge for health care providers. The management of disease with immunosuppressive agents must be balanced by the potential risk of potentiating septic complications. Classically, the management strategy reserved for intra-abdominal abscess in Crohn’s disease was surgical drainage, operative resection and potential ostomy creation. Recently, the management of abscess has changed with an increasing reliance on antibiotics with percutaneous drainage when possible.

Confounding a uniform management strategy is the fact that there are a paucity of evidence based data. As such, treatment approaches should ideally be individualized and decision-making should involve a multidisciplinary approach, involving teams of specialists. To aid, we summarize the evidence related to the management of IAA in Crohn’s disease. We highlight the treatment pathways and provide an algorithmic approach for guidance in the management CD associated IAA.

Mechanism and Risk Factors for the Development of Intra-Abdominal Abscess in Crohn’s Disease

Abscess development in CD is proposed to occur through three distinct mechanisms: direct extension of enteric bacteria from sites of transmural bowel inflammation with fistulae formation to adjacent structures, hematologic seeding in the setting of transient bacteremia for areas of diseased bowel, or peritoneal contamination at the time of surgical intervention. Corresponding to these mechanisms are the common sites of abscess formation. Most commonly, abscess formation appears to involve the peritoneum, often in dependent sites, and often associated with diseased bowel.4,5 Less often is abscess development observed in association with the retroperitoneum, abdominal wall, or liver.

Commonly, most abscess reveal polymicrobial isolates when cultured. A retrospective study of 97 patients with CD who developed IAA spontaneously demonstrated that 151 aerobic bacterial species. The most common associated bacteria isolated were E. coli, K. pnumoniae, and E faecium.6 A subsequent newer study also suggested a similar microbial isolate from 92 patients with CD.7 Of the 174 isolated bacteria in the study, a minority showed a pattern of resistance to commonly administered antibiotics. Of note, therapy with corticosteroids was associated with quinolone-resistance E. coli species, leading to inadequate antibiosis.

Risk factors associated with the development of spontaneous abscess in patients with Crohns’ disease include the use of corticosteroids. Of note, a prior study has suggested that the use of oral corticosteroids was associated a 9-fold increased odds of developed an abdominopelvic abscess.8 A similar study has also suggested that the use of preoperative corticosteroids was associated with an increased risk of intra-abdominal septic complications in patients following operative resection.9

Smoking has long been associated with the development of penetrating complications in IBD, including abscess.10 The use of tobacco has also been linked to early recurrence of penetrating disease in Crohn’s following operative remission.11

Prior studies investigating the effect of medical therapies, including the previously mentioned study have suggested no increased risk of abscess formation in the setting of azathioprine use.8 In single center studies, there has been conflicting evidence regarding the development of postoperative abscess complications in Crohn’s disease patients, who have been exposed to biologics.12-14 However, the PUCCINI study evaluated the effect of pre-operative anti-tumor necrosis factor alpha (TNF) in a multi-center, prospective cohort. TNF-inhibitor exposure was defined not only by patient-reported anti-TNF use but also through the detection of peri-operative TNF drug levels. 955 patients were included in the study, of which 574 had no exposure to anti-TNF and 382 patients had exposure 12 weeks prior to surgery. Frequency of any infection defined by a detectable anti-TNF was 19.7% in the unexposed cohort and 19.6 in the exposed cohort. The study suggested that exposure to ant-TNF within 12 weeks of surgery did not increase the risk of post-operative infectious complications.

Management of Intra-abdominal Abscess
in Patients with Crohn’s Disease

Initial Management

A standardized approach to initial intraabdominal abscess management in patients with Crohn’s disease has not been studied. However, a multidisciplinary approach, incorporating not only surgical and gastroenterology expertise, but also consultation with radiologist and infectious disease specialists is warranted.

Upon the exclusion of alternative etiologies, anti-infective therapy should be initiated. Agents effective against enteric organisms, specifically gram-negative bacilli, anaerobic bacilli, and grampositive bacteria are warranted. Considering the potential for possible resistant organisms, proposed agents included piperacillin-tazobactam, ticarcillinclavulanate, cefoxitin, ertapenem, meropenum, moxifloxacin, or tigecycline as single agent therapy. Alternatively, a cephalosporin, second or third generation, or ciprofloxacin combined with metronidazole has also been suggested. Broadbased therapy is often initiated early in the course of illness and narrowed with the return of culture and sensitivity data. Parenteral antibiotics are preferred as evidence regarding the use of oral antibiotics in the acute setting is limited.

Supportive care including the use of resuscitative intravenous fluid management, nonopiate analgesics, anti-pyretics, and close clinical monitoring is also warranted. The management of sepsis may also require the need for vasopressor support, colloid administration, and intensive-care monitoring. In the setting of chronic corticosteroid use, discontinuation may need to be balanced with the potential for possible adrenal insufficiency. Nevertheless, in the acute setting, the withdrawal or de-escalation of agents is appropriate.

The duration of antibiotics is determined by the efficacy of the drainage procedures. For adequately drained abscess, antibiotics should be continued for 3-7 days. In the absence of appropriate drainage, long courses of antibiotics may be required with interval re-imaging to ensure appropriate resolution. Imaging techniques to consider include not only repeat computed tomography (CT) or magnetic resonance (MRI) imaging but potentially the use of contrast injection through drainage catheters to assess continuity of the fluid collection with the bowel. Additional diagnostics to also pursue include an ileocolonoscopy to assess the extent of disease. In terms of nutritional support, bowel rest is often warranted in the acute setting with the potential need for total parenteral nutrition.

Percutaneous Drainage

The drainage of fluid collections through radiologic means, either ultrasound or CT guidance, has significantly altered the management strategy of IAA in CD. Radiographic drainage is the first line therapy in combination with antimicrobial treatment. Initial usage of interventional drainage procedures was reported in short case reports.15 Nevertheless, with advancement in imaging techniques, the usage of percutaneous drainage (PD) for the management abscess has become more common. A claims-based study using the nationwide inpatient sample of 3926 hospitalization suggested an increase in the use of PD for the management of abscess from 7% in 1998 to 29% in 2007.16

PD has been assessed not only as an option to avoid surgery but also as a bridge, allowing for patient optimization for eventual surgical management. In the largest retrospective cohort study, 87 patients with Crohn’s disease were managed with PD, the primary technical success was reported at 77%, with a subsequent increase in successful drainage with catheter manipulation to 84.3% without serious complications.17

From the perspective of safety, although the risk of injury to structures in close proximity to abscess collections exist as well as concern for potential hemorrhage, major complications associated with PD are rare and estimated at 5-10%.17 In rare instances, bacteremia along with the development of enterocutaneous fistulae have been reported in retrospective cohorts.18-20 Considering the technical success as well as the relative safe profile of the PD, the strategy has been routinely recommended as the initial therapeutic option in patients with IAA.

Medical Management

There is limited data regarding medical management alone in the absence of surgical or radiologic drainage of abscesses in Crohn’s disease. Antibiotics are often continued in these settings in longer courses with the need for re-imaging to assess recurrence or involution.

In a mixed cohort of patients without Crohn’s disease, Kumar and colleagues performed a retrospective study at a single center assessing the factors associated with successful medical practicalgastro.com management in patients presenting with intra-abdominal abscess.21 In a cohort of 114 patients treated with parenteral antibiotics and bowel rest, 61 (54%) had clinical response and were discharged without percutaneous drainage. Of these patients, 58 had no documented evidence of recurrence. Factors associated with successful drainage included abscess size and admission presentation with fevers. Although this study showed the potential for successful management, clinical applicability is limited by its retrospective, single-center design as well and lack of inclusion of patients with CD.

A subsequent study, specifically assessed different management strategies IAA in patients with CD in a multicenter European retrospective study.22 In a cohort of 128 cases, 54 patients (40%) were treated solely with antibiotics. Of note, 77.8% of the patients treated with antibiotics were also co-managed with corticosteroids. The efficacy of this strategy was reported at 63%. Predictors of treatment failure with medical therapy included the need for immunosuppressant therapy, associated fistula visualized on imaging, and abscess size. Management with bowel rest and antibiotics may be a potential option in patient with uncomplicated, small collections, unamenable to percutaneous drainage. From the data provided in studies above, the recurrence rates with medical therapy alone continues to be reported at 37- 50%. The patient cohort that may best respond to antibiotics is unknown and at this point management solely with medical therapy is likely best attempted in a group of patients with expert consultation with infectious disease specialists and colorectal surgery.

Surgical Management

Historically, the management of IAA in CD involved surgical drainage. Currently, the estimated rates of surgery as a first line management approach to abscess range from 7%-25% in CD.23, 24 Surgical drainage of an abscess often involves not only the evacuation of the abscess contents, irrigation with lavage, and debridement but often resection of the bowel and creation of an ostomy.

Surgical management has shown to have significant technical success in the management of abscess. In an early study, Garcia and colleagues compared the long-term outcome of medical, percutaneous, and surgical management of abscess in 51 patients with Crohn’s disease presenting to a single, tertiary care center over a 10 year period.25 Of these patients, 10 were treated medically, 7 were provided with percutaneous drainage, and 34 underwent surgical drainage. Abscess recurrence occurred in 50% of patients treated with medical therapy alone, 67% in patients treated with percutaneous drainage, and in 12% of patients treated surgically. Although this suggested the superiority of potential surgical management as a strategy, the authors did not delineate the size or other aspects of the abscess. Additional studies have also suggested lower rates of abscess recurrence in patients treated initially with surgery.22,26

Nevertheless, surgical drainage is not often an innocuous process. In frail patients, often malnourished from the catabolic burden of a chronic inflammatory process, risks of surgery include postoperative complications related to anastomotic leak and wound infection. Moreover, surgery is non-curative and rates of recurrence of CD in the absence of post-operative management continues to be high. Considering this, surgical management for IAA in CD is often utilized in cases not amenable to medical management or percutaneous drainage. Specifically, surgical drainage is often preferred in patients with IAA in locations unable to be accessed through percutaneous drainage, patients with multiple abscesses or large abscess, patients with long-standing or medically refractory disease, or patients with disease associated with stricture.

Comparisons Between Percutaneous and Surgical Drainage

The evidence comparing percutaneous drainage of Crohn’s related IAA compared to surgical drainage is limited by study design. Considering the overall low incidence of abscess formation, the feasibility of a randomized comparative study may not be possible. Despite biases and the inherent heterogenous nature, several retrospective observational studies can provide guidance in comparing PD to surgical drainage. An overview of the pivotal studies comparing PD and surgical drainage with major conclusions is provided in Table 1.

The largest study comparative study reported the Mayo clinic experience including a total of 95 patients with CD treated for IAA.27 In this cohort, 55 patients underwent PD and 40 underwent surgical drainage. The study reported a median follow up of 3.5 years. Of the cohort that underwent surgical drainage, 22.5% had either a high severity of illness marked with hemodynamic instability or multiple abscesses; 17.5% had obstructive symptoms. The mean abscess size in the PD cohort was 6.9 cm and 7.4 cm in the surgical cohort.

The results of the study demonstrated that there was not a significant difference in the probability of abscess recurrence in the surgical group (20.3%) compared to PD (31.2%). In total, there were 25 cases of abscess recurrence, 17 occurred in the medical group and 8 in the surgical group. Abscess recurrence occurred in the first month of abscess drainage in 66% of patients. There was no significant difference in the rates of early abscess recurrence between cohorts. Twelve patients in the percutaneous group eventually requires surgical resection during the follow up period. Both a history of perianal disease as well as active ileal disease were significantly associated with abscess recurrence. In contrast, the use of an anti-TNF, as monotherapy or in combination, was protective against abscess recurrence.

Additional retrospective studies have compared the surgical drainage to PD. The results of these studies were summarized in a recent meta-analysis, incorporating six studies and 333 patients, in whom percutaneous drainage was provided to 44.7% of patients and surgical drainage was provided to 55.3% of patients.28 The range of follow up reported in the meta-analysis was 12-43 months. In contrast to the study by Nguyen and colleagues, the authors reported that PD significantly increased the likelihood of abscess recurrence compared to surgical drainage. The pooled proportion of patients who initially underwent PD that eventually required surgery was 70.7%. The remaining minority, 29.3%, of patients was able to avoid surgery. There was no significant difference between the complication rates.

Success of PD is often dependent on Crohns’ disease history, abscess characteristics and associated complications.29 A potential reason for the difference in the results presented by Nguyen and colleagues compared to the metaanalysis may be due to the heterogeneity in patient population and evolving expertise in PD. Of note, initial pre-operative PD followed surgery has been suggested as a cost-effective strategy with lower risks of complications compared to initial surgical drainage.30,31 Identifying the factors attributed with the greatest success in PD may provide an ideal strategy in patient allocation for PD or surgical drainage.

Several studies have suggested risk factors for failure of PD, including ileal disease, perianal disease, abscess size, utilization of corticosteroids, and multiple or multilocular abscesses. In a smaller study, Sahai and colleagues also reported that abscesses associated with fistulae were also associated with a higher risk of PD failure.19 In contrast, an initial spontaneous abscess responded favorably to PD compared to recurrent or post-operative fluid collections. Table 2 lists the factors associated with PD failure and Table 3 list factors associated with success of PD.

A recent study sought to specifically identify the factors associated with the avoidance of future surgery in patients with nonoperatively managed IAA.32 In a retrospective cohort of 121 patients who were provided with non-operative management, 36.4% were able to avoid bowel resection within two years of mandated follow up. Indications for surgery included not only persistent abscess but also refractory disease. Factors associated with surgery within two years of index hospitalization for IAA included an abscess size greater than 6 mm, length of active disease segment greater than 15cm, a stricture with evidence of pre-stenotic dilatation greater than or equal to 3cm, and bowel wall thickening greater than 6 mm in size. Neither biologic medications in combination or as monotherapy nor PD at index hospitalization influenced the risk of future surgery in the analysis; however, this was attributed to colinear adjustments associated with abscess size and disease activity characteristics. Of note, although corticosteroid use was not associated with future surgery, only 14 patients were continued on corticosteroids at doses greater than 20mg following index hospitalization, limiting statistical modelling.

Subsequent Medical Management

Following the control of abdominal sepsis through drainage, either surgical or through radiologic means, the use of immunosuppressant agents is often recommended. In the aforementioned, Nguyen study detailing the Mayo experience, twelve patients were started on immunosuppressive therapy on the same date as abscess drainage.27 Post-hoc analysis of randomized control data investigating the role of Anti-TNF in drained abscess have also suggested the lack of new abscess-associated complication in patients treated with anti-TNF therapy.33

In patients with abscesses that are not drained, caution should be taken in term of continuing immunosuppressant agents. In older case series, the use of corticosteroids was not explicitly associated with significant complications.19,34 These case reports have significant limitations in widespread application considering the small size of these studies, known risks of corticosteroid use, and subsequent trial suggesting conflicting results.22

Although presented in abstract for, a recent study assessed the role of Adalimumab in 117 patients with Crohn’s disease and IAA.35 Following the resolution of abdominal sepsis, patients were provided with Adalimumab. In the study, only eleven patients had PD prior to the start of anti-TNF therapy. Of note, at baseline imaging, the median size of the abscess 2.5cm at time of inclusion with a fistula tract identified in 58% of patients. The primary composite outcome, adalimumab success, was defined as the lack of corticosteroids at week 12, no abscess recurrence, no intestinal resection and the lack of clinical relapse in follow up by week 24. The outcome was met in 74% of patients. At least one serious adverse event was reported in 40 patients, and 9% of patients has either abscess recurrence or required intestinal resection in the follow up period.

Thus, although there is some evidence for the use of immunosuppressive therapy in the absence of drainage, caution should be exercised. Following control of abdominal sepsis; however, it is our practice to de-escalate corticosteroid therapy and institute combination therapy with anti-TNF and immunomodulator or alternative biologic.

Published Guidelines

Several guidelines have commented on the management of IAA in Crohn’s disease. The American College of Gastroenterology recommend abscess drainage prior to the initiation of treatment for Crohn’s disease, but American expert consensus does not weigh on the choice of initial drainage procedure and suggest either PD or surgical drainage as potential options.36 Both the European Crohn’s and Colitis Organization (ECCO) and the British Society of Gastroenterology (BSG) recommend PD as the initial approach for al well-defined and accessible IAA in situations where expertise is available.37,38 Following adequate drainage, the ECCO experts suggest that medical management without surgery be considered with a low threshold for surgery be maintained. Additionally, the authors BSG guideline recommend against immediate resection in cases where surgical drainage is required.

Proposed Algorithm

Several algorithms for the management of IAA in Crohn’s disease have been proposed.30,39 The majority of these strategies incorporate cut-offs in abscess size as decision points to surgical or medical therapy. Considering newer relevant data, we propose a new algorithm for the management of IAA following drainage (Figure 1). The proposed algorithm incorporates not only abscess size, but patient and disease characteristics.

CONCLUSION

The natural history of Crohn’s disease is associated with the development of penetrating complications. IAA is a complication of Crohn’s disease that occurs in nearly 20% of patients. Although previously managed through surgical means, advances in imaging have resulted in an increased reliance on PD as an initial strategy for management. The evidence for the management of IAA is limited retrospective, cohort studies. Despite the recent advancements in PD, recent studies have suggested that roughly 30% of patients treated with PD are able to avoid future surgical resection. Algorithmic approaches to management should incorporate not only characteristics of the presenting abscess but also patient and disease associated aspects that may impart the greatest success of medical therapy with PD. Considering the evidence available, a multidisciplinary approach to the management of IAA is recommended, incorporating gastroenterology, colorectal surgery, radiology, and, potentially infectious disease.

References

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2.Louis E, Collard A, Oger AF, et al. Behaviour of Crohn’s disease according to the Vienna classification: changing pattern over the course of the disease. Gut 2001;49:777-782.

3.Thia KT, Sandborn WJ, Harmsen WS, et al. Risk factors associated with progression to intestinal complications of Crohn’s disease in a population-based cohort. Gastroenterology 2010;139:1147-1155.

4.Yamaguchi A, Matsui T, Sakurai T, et al. The clinical characteristics and outcome of intraabdominal abscess in Crohn’s disease. Journal of gastroenterology 2004;39:441-448.

5.Lee H, Kim YH, Kim JH, et al. Nonsurgical treatment of abdominal or pelvic abscess in consecutive patients with Crohn’s disease. Digestive and liver disease : official journal of the Italian Society of Gastroenterology and the Italian Association for the Study of the
Liver 2006;38:659-664.

6.Li G, Ren J, Wu Q, et al. Bacteriology of Spontaneous IntraAbdominal Abscess in Patients with Crohn Disease in China: Risk of Extended-Spectrum Beta-Lactamase-Producing Bacteria. Surgical infections 2015;16:461-465.

7.Reuken PA, Kruis W, Maaser C, et al. Microbial Spectrum of IntraAbdominal Abscesses in Perforating Crohn’s Disease: Results from a Prospective German Registry. Journal of Crohn’s & colitis 2018;12:695-701.

8.Agrawal A, Durrani S, Leiper K, et al. Effect of systemic corticosteroid therapy on risk for intra-abdominal or pelvic abscess in non-operated Crohn’s disease. Clinical gastroenterology and hepatology : the official clinical practice journal of the American Gastroenterological Association 2005;3:1215-1220.

9.Alves A, Panis Y, Bouhnik Y, et al. Risk factors for intra-abdominal septic complications after a first ileocecal resection for Crohn’s disease: a multivariate analysis in 161 consecutive patients. Diseases of the colon and rectum 2007;50:331-336.

10.Lindberg E, Järnerot G, Huitfeldt B. Smoking in Crohn’s disease: effect on localisation and clinical course. Gut 1992;33:779-782.

11.Reese GE, Nanidis T, Borysiewicz C, et al. The effect of smoking after surgery for Crohn’s disease: a meta-analysis of observational studies. Int J Colorectal Dis 2008;23:1213-21.

12.Lau C, Dubinsky M, Melmed G, et al. The impact of preoperative serum anti-TNFalpha therapy levels on early postoperative outcomes in inflammatory bowel disease surgery. Ann Surg 2015;261:487-96.

13.Appau KA, Fazio VW, Shen B, et al. Use of infliximab within 3 months of ileocolonic resection is associated with adverse postoperative outcomes in Crohn’s patients. J Gastrointest Surg 2008;12:1738-44.

14.Kunitake H, Hodin R, Shellito PC, et al. Perioperative treatment with infliximab in patients with Crohn’s disease and ulcerative colitis is not associated with an increased rate of postoperative complications. J Gastrointest Surg 2008;12:1730-6; discussion 1736-7.

15.Safrit HD, Mauro MA, Jaques PF. Percutaneous abscess drainage in Crohn’s disease. AJR. American journal of roentgenology 1987;148:859-862.

16.Ananthakrishnan AN, McGinley EL. Treatment of intra-abdominal abscesses in Crohn’s disease: a nationwide analysis of patterns and outcomes of care. Digestive diseases and sciences 2013;58:2013-2018.

17.Golfieri R, Cappelli A, Giampalma E, et al. CT-guided percutaneous pelvic abscess drainage in Crohn’s disease. Techniques in
coloproctology 2006;10:99-105.

18.Rypens F, Dubois J, Garel L, et al. Percutaneous drainage of abdominal abscesses in pediatric Crohn’s disease. AJR. American journal of roentgenology 2007;188:579-585.

19.Sahai A, Bélair M, Gianfelice D, et al. Percutaneous drainage of intra-abdominal abscesses in Crohn’s disease: short and long-term outcome. The American journal of gastroenterology 1997;92:275-278.

20.Gervais DA, Hahn PF, O’Neill MJ, et al. Percutaneous abscess drainage in Crohn disease: technical success and short- and longterm outcomes during 14 years. Radiology 2002;222:645-651.

21.Kumar RR, Kim JT, Haukoos JS, et al. Factors affecting the successful management of intra-abdominal abscesses with antibiotics and the need for percutaneous drainage. Dis Colon Rectum 2006;49:183-9.

22.Bermejo F, Garrido E, Chaparro M, et al. Efficacy of different therapeutic options for spontaneous abdominal abscesses in Crohn’s disease: are antibiotics enough? Inflammatory bowel diseases 2012;18:1509-1514.

23.Hurst RD, Molinari M, Chung TP, et al. Prospective study of the features, indications, and surgical treatment in 513 consecutive patients affected by Crohn’s disease. Surgery 1997;122:661-7; discussion 667-8.

24.Muldoon R, Herline AJ. Crohn’s Disease: Surgical Management. In: Steele SR, Hull TL, Read TE, Saclarides TJ, Senagore AJ, Whitlow CB, eds. The ASCRS Textbook of Colon and Rectal Surgery. Cham: Springer International Publishing, 2016:843-868.

25.Garcia JC, Persky SE, Bonis PA, et al. Abscesses in Crohn’s disease: outcome of medical versus surgical treatment. Journal of clinical gastroenterology 2001;32:409-412.

26.Lobatón T, Guardiola J, Rodriguez-Moranta F, et al. Comparison of the long-term outcome of two therapeutic strategies for the management of abdominal abscess complicating Crohn’s disease: percutaneous drainage or immediate surgical treatment. Colorectal disease : the official journal of the Association of Coloproctology of Great Britain and Ireland 2013;15:1267-1272.

27.Nguyen DL, Sandborn WJ, Loftus EV, Jr., et al. Similar outcomes of surgical and medical treatment of intra-abdominal abscesses in patients with Crohn’s disease. Clinical gastroenterology and hepatology : the official clinical practice journal of the American
Gastroenterological Association 2012;10:400-404.

28.Clancy C, Boland T, Deasy J, et al. A Meta-analysis of Percutaneous Drainage Versus Surgery as the Initial Treatment of Crohn’s Disease-related Intra-abdominal Abscess. Journal of Crohn’s & colitis 2016;10:202-208.

29.Alkhouri RH, Bahia G, Smith AC, et al. Outcome of medical management of intraabdominal abscesses in children with Crohn disease. Journal of pediatric surgery 2017;52:1433-1437.

30.da Luz Moreira A, Stocchi L, Tan E, et al. Outcomes of Crohn’s disease presenting with abdominopelvic abscess. Diseases of the colon and rectum 2009;52:906-912.

31.He X, Lin X, Lian L, et al. Preoperative Percutaneous Drainage of Spontaneous Intra-Abdominal Abscess in Patients With Crohn’s Disease: A Meta-Analysis. Journal of clinical gastroenterology 2015;49:e82-e90.

32.Perl D, Waljee AK, Bishu S, et al. Imaging Features Associated With Failure of Nonoperative Management of Intraabdominal Abscesses in Crohn Disease. Inflamm Bowel Dis 2019;25:1939-1944.

33.Sands BE, Blank MA, Diamond RH, et al. Maintenance infliximab does not result in increased abscess development in fistulizing Crohn’s disease: results from the ACCENT II study. Alimentary pharmacology & therapeutics 2006;23:1127-1136.

34.Felder JB, Adler DJ, Korelitz BI. The safety of corticosteroid therapy in Crohn’s disease with an abdominal mass. Am J Gastroenterol 1991;86:1450-5.

35.Pineton de Chambrun G, Pariente B, Seksik P, et al. Adalimumab for patients with Crohn’s disease complicated by intra-abdominal abscess: a multicentre, prospective, observational cohort study. Journal of Crohn’s & colitis 2019;13:S616-S616.

36.Lichtenstein GR, Loftus EV, Isaacs KL, et al. ACG Clinical Guideline: Management of Crohn’s Disease in Adults. American Journal of Gastroenterology 2018;113:481-517.

37.Adamina M, Bonovas S, Raine T, et al. ECCO Guidelines on Therapeutics in Crohn’s Disease: Surgical Treatment. Journal of Crohn’s and Colitis 2019;14:155-168.

38.Lamb CA, Kennedy NA, Raine T, et al. British Society of Gastroenterology consensus guidelines on the management of inflammatory bowel disease in adults. Gut 2019;68:s1.

39.Feagins LA, Holubar SD, Kane SV, et al. Current strategies in the management of intra-abdominal abscesses in Crohn’s disease. Clinical gastroenterology and hepatology : the official clinical practice journal of the American Gastroenterological Association
2011;9:842-850.

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NUTRITION ISSUES IN GASTROENTEROLOGY, SERIES #199

Mast Cell Activation Syndrome – What it Is and Isn’t

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Mast cell activation syndrome is a multi-organ, multi-symptom disorder characterized by clinical features and responses to medications that block mast cells. While some laboratory testing can be used to support the diagnosis, there are no diagnostic biomarkers for clinical use, which has hampered clinical care and research. Furthermore, lay literature and social media are outpacing the science, which has led to controversy with regards to diagnostic criteria and treatments. In this review, we will help to explain what mast cell activation syndrome is, and is not, with an emphasis on gastrointestinal manifestations and the therapeutic role of nutrition.

CASE PRESENTATION

A 45-year-old female was feeling well until she had the “flu” last winter. She subsequently developed episodic hives and facial flush, cramping abdominal pain, loose stools, fatigue, and palpitations. Many of her symptoms were improved with Benadryl, but were worsened by alcohol, hot showers, fragrances, and various foods and medications. She had an elevated metabolite for prostaglandin on a 24-hour urine collection during one period of symptoms.

INTRODUCTION

Mast Cell Activation Syndrome:Why There is Controversy

It has been a decade since idiopathic mast cell activation syndrome (i-MCAS) first appeared in the literature, described as an idiopathic syndrome where other conditions have been ruled out and additional criteria are met (see “what it is” below). Since that time, much progress has been made with regards to understanding which patients fit this diagnosis and stand to benefit from directed therapies.1 Unfortunately, the lack of validated disease biomarkers and objective testing has hampered the scientific study of the pathogenesis of this disorder; hence many questions remain as to what initiates and perpetuates the syndrome. Furthermore, well designed clinical trials to test new safe and efficacious therapies are difficult to design without objective endpoints and welldefined patient cohorts. The rise of patient self-help groups through social media and an extensive lay literature have given rise to a population of patients who may have chronic symptoms, but likely do not have i-MCAS and therefore may not be receiving the appropriate care.

Mast Cell Activation Syndrome:What it Is

Mast cell disorders are currently classified into “clonal” vs. “non-clonal” disorders. In clonal disorders, there is evidence of a well-defined mutation and resulting aberrant population of mast cells in the tissues. In the “non-clonal” disorder, no such abnormalities have been identified and/ or validated.2 The prototypic clonal mast cell disorder is systemic mastocytosis (SM), which has defined clinical diagnostic criteria and characteristic manifestations – namely a marked increase in the mutated mast cells in the various tissue compartments including the bone marrow, skin, and gastrointestinal (GI) tract.3,4 Many of the symptoms attributed to mast cell activation in the non-clonal forms are learned from the study of SM patients where there is substantial overlap in non-clonal and SM clinical presentations (e.g. symptoms and triggers of mast cell activation as well as responses to medical therapy to block mast cells).

I-MCAS is the primary “non-clonal” mast cell disorder that may best explain a given patient’s clinical presentation without evidence of a welldefined mutation. There are proposed diagnostic criteria that include classic symptoms of mast cell activation in two or more organ systems, such as skin, GI, and airway, refer to Table 1 that are made worse by predictable triggers (e.g. certain foods as discussed below, strong scents, temperature changes, stress, alcohol, certain medications).5 To confirm the diagnosis of i-MCAS, laboratory evidence in the form of an elevation above baseline in serum tryptase or metabolites of mast cell mediators (e.g. n’methylhistamine, prostaglandin F2-alpha, leukotriene-E4) during a period of increased symptoms should be present. Of note, the duration of increased mast cell activation symptoms may be variable from hours to days to weeks. Patients who are suspected of having i-MCAS, but who do not meet the laboratory criteria, may be considered to have “suspected MCAS.” In these patients, trials of directed therapies can continue, but only with ongoing testing for other conditions to better explain the presentation with repeat mast cell mediator testing during periods of symptoms. Studies are underway to determine whether certain features of the mast cells in the various tissue compartments (such as expression of cell surface receptors, protease content, and cell morphology) can serve as diagnostic biomarkers. Traditional biopsy tests (including intestinal) with stains to highlight the presence of the mast cells (e.g. CD117 (KIT), tryptase) have not yielded useful diagnostic information to date.

Since the proposed diagnostic criteria were published, subtypes of i-MCAS have emerged that may require specific therapies and treatments. Patients with i-MCAS may have concurrent anaphylaxis and/or additional conditions, most commonly:

  • the hypermobility form of Ehlers-Danlos syndrome
  • any form of dysautonomia (namely the postural orthostatic tachycardia syndrome [POTS])
  • mast cell activation due to an increased germline copy number of the tryptase TPASB1 gene now termed hereditary alpha-tryptasemia (HAT).6-9

The standard approach to treating the symptoms of mast cell activation is outlined in Table 2. Note that initial management in symptomatic patients is similar in all subtypes of i-MCAS.10 While medications are being initiated and titrated, adjunctive dietary modifications and therapies are instituted. GI symptoms, which are very common in i-MCAS and represent a significant portion of the morbidity these patients experience, are largely treatable with this treatment approach.11.12

Potential Role of Diet in MCAS

Individuals with mast cell disorders typically have a number of triggers for their mast cellrelated symptoms, including dietary factors. In order to better understand their prevalence, Jennings et al conducted an internet-based survey publicized to individuals with mast cell disorders, including SM and MCAS.1 Among the 420 valid responses (defined as those who answered at least some questions beyond the opening section for demographics and diagnosis), nearly half self-reported “food allergies,” yet only 23.2% had positive food allergy tests, indicating that the majority of food-related symptoms in these respondents may be related to mast cell activation itself or indirectly related to mast activation in the form of food intolerance. Of the 47 survey participants who identified dairy foods as a trigger, 44.7% identified milk, 19.1% cheese, and 6.4% yogurt. Additionally, 43 respondents identified cereal grains as a symptom trigger, with wheat and gluten most commonly cited. In 38 respondents, 34% reported food additives to be triggers such as preservatives (sulfites, benzoates, nitrates); monosodium glutamate and food dyes were also noted. In 32 respondents, more than half identified alcohol, wine more likely than beer, to provoke symptoms. Tomatoes, citrus, and strawberries were the most frequently mentioned produce-based trigger foods.

Supportive Nutrition for MCAS

While the data regarding dietary interventions for mast cell disorders is scant, there is often an overlap with irritable bowel syndrome (IBS) symptomology (see “MCAS and IBS symptom overlap” below) and therefore similar dietary strategies may be used such as a trial of a low Fermentable Oligosaccharides, Disaccharides, Monosaccharides, and Polyols (FODMAP) diet (LFD).

In a study assessing self-perceived food triggers in IBS, 58% noted GI symptoms from histamine-releasing foods or foods rich in biogenic amines.18 The role of histamine in the gut’s immunoregulatory pathways has not been fully elucidated. Food-derived histamine is associated with non-allergic food intolerance and food poisoning (scombroid). Interestingly, McIntosh et al. found a LFD intervention reduced urinary histamine levels 8-fold.19 This study suggests that a LFD intervention may play a role in reduction of histamine, a measure of immune activation. The LFD is a 3-phase diet intervention shown to effectively control digestive symptoms in about 50-70% of those with IBS.20-22 It is plausible that endogenous histamine, in addition to exogenous histamine, may play a role in the pathomechanism of IBS as well as i-MCAS in some cases. For diagnostic and symptom management purposes, a reduction in histamine-rich foods (Table 3) may be considered (if a patient exhibits an intolerance to high histamine foods as noted by food and symptom journaling and registered dietitian assessment). As with a LFD, a histamine elimination diet is not indicated long-term, but rather should be followed by a reintroduction phase to assess which foods are problematic and which are not.

Controlled studies are needed to identity a potential biomarker for histamine intolerance, as well as an up to date analysis of histamine content of food and a benchmark for the upper limit of histamine in a food that would most likely elicit a pharmacologic effect.

A referral to a dietitian with knowledge in food intolerance is strongly recommended in patients with i-MCAS to support adequate nutrition and help minimize risk of over-restriction, escalation of food fears, or disordered eating. Dietitians with expertise in food intolerance can be found on the Academy of Nutrition and Dietetics website’s section, Find an Expert (eatright.org/find-anexpert). Patients with mast cell disorders often exhibit a level of food fear that may offer some innate protection, such as prompting avoidance of some foods to mitigate symptoms (authors’ experience). However, this practice may be harmful and give rise to disordered or maladaptive eating. While not an overt eating disorder such as anorexia nervosa or bulimia, disordered eating (significant food restriction, skipping of meals, and fasting) may escalate food related anxiety and stress contributing to nutritional risk and possibly stressinduced mast cell activation. Dietary interventions should include screening for disordered eating or overt eating disorders such as anorexia nervosa or bulimia via tools such as the Nine Item Avoidant/ Restrictive Food Intake Disorder Screen (NIAS), to assess for Avoidant Restrictive Eating Disorder. The Eating Attitudes Test-26 (www.EAT-26.com) can be used to screen for an eating disorder, in an attempt to provide appropriate nutrition and psychological support for the patient’s overall well being when indicated.13,14

Although formal studies are lacking, the optimal diet for MCAS may be one containing whole foods with reduction of ultra-processed foods and avoidance of perceived triggers and intolerances including dairy products high in lactose, wheat and gluten-containing foods, and food preservatives and dyes. In clinical observation, cases of highly symptomatic i-MCAS where patients are on a very limited diet, an elemental diet can be considered while medications are titrated to manage the mast cell activation. It is possible that an elemental diet or partially hydrolyzed formula (e.g. Absorb Plus®, Kate Farms®) offers benefit by reducing allergen load, minimizing FODMAP carbohydrates, modulating the gut microbiome, and/or potentially reducing mast cell activation. However, mechanistic studies are clearly needed to better understand the pathophysiology of diet in individuals with i-MCAS. Nutritional interventions in those with i-MCAS should be individualized to find what works best for the patient’s total health.

When is it Not MCAS? MCAS and IBS Symptom Overlap

Mast cells have many known physiologic functions in the GI tract, so it is not surprising that a condition where there is aberrant activation of mast cells may lead to multiple GI symptoms and manifestations.

Furthermore, there have been many published studies to implicate mast cells in the symptoms of IBS. Patients with IBS have been found to have increased activation of mast cells in intestinal biopsies using various study methods compared to healthy controls.15 The symptom of abdominal pain in IBS has been associated with activated mast cells, where higher amounts of histamine have been detected near nerve cells in the colon.16 Endogenous histamine has also been linked as a mediator associated with the severity of symptoms in IBS.17

What differentiates i-MCAS from IBS is the presence of symptoms in more than one organ system. While several mast cell-specific medical therapies have been studied in IBS,23,24 there are no convincing data to suggest that these therapies will work in the typical IBS patient who perhaps does not exhibit any allergy-type or mast cell symptoms.

What is Histamine Intolerance?

Histamine intolerance (HI) is regarded as an imbalance of accumulated histamine and a reduced capacity for histamine degradation.25 Within the GI tract, exogenous histamine levels can be impacted by:

  • a reduction of diamine oxidase (DAO), the enzyme required to degrade dietary histamine
  • consumption of a histamine rich diet
  • and/or gut microbial metabolism of histidine, which may result in a potential histamine overload.

DAO is produced on the mature apical enterocytes on the upper intestinal villi. Gastroenteritis, small bowel inflammation, or a reduction in intestinal surface area may reduce production.26 Symptoms associated with histamine intolerance mirror those of mast cell activation disorders including: headache, urticaria, hypotension, facial flushing, diarrhea, nausea, vomiting, vertigo, abdominal pain, congestion, rhinorrhea, and asthma (see Table 1).17,25 Different than i-MCAS however, these symptoms are only experienced with eating.

The histamine content of foods can be variable depending on the microbial composition of the food product. Different microbes have varying capacities to produce histamine; how the product is stored and prepared can also influence microbial growth.27 Fresh foods tend to be lower in histamine than the preserved, cured, or fermented counterparts. Alcohol has variable histamine levels with red wine generally yielding higher amounts compared to beer. Interestingly, many alcoholic beverages contain histamine and additionally suppress DAO production, potential resulting in a dual pathway for abnormal histamine regulation.28 Concurrent prevalence of low DAO activity and carbohydrate malabsorption was assessed in a recent retrospective analysis in individuals presenting with GI symptoms revealing that more than one-third of those diagnosed with carbohydrate malabsorption experienced HI. Individuals were considered positive for HI if they presented with a low DAO activity (< 10 mU/ml serum DAO) and symptoms such as nausea, bloating, and pain. In addition to its retrospective nature, this study has other limitations as the diagnosis of HI lacks standardized testing or definitive biomarkers.29 Plasma DAO and blood histamine levels are not always reproducible in the clinic setting.26 Presently, the diagnosis of HI is based on the following criteria30:

  • presentation of two or more histamine intolerance symptoms,
  • improvement with a low histamine diet
  • improvement with antihistamine medications.

Some general recommendations to reduce dietary histamine include reducing high histamine foods, freezing leftover protein rich foods to retard histamine production, and consuming fresh, minimally processed foods over ultra-processed foods (Table 3).

Other GI-Specific Diseases that are Not MCAS

An important part of the proposed diagnostic criteria for i-MCAS is that no other condition better explains the symptoms and manifestations of the patient. In those with prominent GI symptoms, appropriate tests should be undertaken to rule out inflammatory conditions (e.g. inflammatory bowel diseases, celiac disease, eosinophilic disorders), GI tract malignancies, or anatomic defects. Small intestinal bacterial overgrowth31 may mimic symptoms of mast cell activation or be found concurrently in patients with MCAS. Although there is no published data, patients with MCAS report frequent exposure to antibiotics and may therefore have at least an intestinal dysbiosis. Bile salt diarrhea is also possible, especially in those patients who have had cholecystectomies and/or other abdominal surgeries in previous efforts to address patients’ symptoms.32 GI motility disturbances due to autonomic dysfunction should also be ruled out due to the overlap in patients with MCAS and dysautonomia. Bear in mind that MCAS patients can have more than one diagnosis.

Other Systemic Conditions that are Not MCAS

There is often a substantial delay in the diagnosis of i-MCAS and patients may experience symptoms for many years and undergo many tests and specialty consultations resulting in multiple diagnoses.

Chronic symptom disorders that may be confused with i-MCAS include chronic pain syndromes, chronic fatigue syndrome, fibromyalgia, multiple chemical sensitivity syndrome, and chronic symptom syndromes following infections or other exposures such as the chronic Lyme disease syndrome. Various auto-immune diseases, endocrinopathies, and psychiatric conditions should also be in the differential for i-MCAS, and if present, may better explain the patient’s presentation.

Summary Statements

The incidence and prevalence of i-MCAS may be increasing in many societies perhaps in parallel with other allergic and atopic conditions. With a current paucity of diagnostic biomarkers and robust clinical and scientific literature to support the pathology of mast cell activation in patients with the multi-symptom disorder, there is a lack of provider awareness of i-MCAS. Furthermore, the lay literature on the Internet, social media “experts”, and patient blogs are outpacing the science. We therefore have to remain faithful to the proposed diagnostic criteria for patients with suspected i-MCAS and continue to expand our research to be able to develop more objective biomarkers. Patients with i-MCAS do exist in your practice and we have outlined clinical management approaches that will undoubtedly help them.

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FROM THE PEDIATRIC LITERATURE

Hepatitis C Screening of Infants

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Hepatitis C virus (HCV) infections are extremely common in the United States and rates of new infections are increasing. In particular, as the incidence of pregnant women with HCV increases, there is a concern that infants with this exposure risk often are missed as such infants are not being followed for infection (although guidelines exist). The authors of this study performed a retrospective cohort study of mothers and their infants using Medicaid data from Tennessee. These mother-infant dyads from 2005 to 2015 included mothers from 15 to 44 years of age who were enrolled in Medicaid 30 days before delivery. Their infants also had to be enrolled in Medicaid within 30 days with continued enrollment until 2 years of age. HCV testing on these children was complete if data demonstrated the presence of HCV antibody, HCV RNA, or HCV genotype testing. Besides determining if these infants were getting appropriate HCV testing, the authors also determined if national guidelines were being followed, specifically HCV antibody testing performed at or after 18 months of age or HCV RNA testing performed at or after 2 months of age.

During the study period, 384,837 mother-infant dyads were enrolled in the Tennessee Medicaid program, and 4072 of these mothers had HCV during pregnancy. Significant risk factors for HCV positivity during pregnancy included being white, tobacco use, co-positivity with hepatitis B virus, and co-positivity with HIV. Infants born to mothers with HCV positivity had a significantly lower birthweight, were more likely to be small for gestational age (SGA), and were more likely to have a history of neonatal ICU (NICU) admission. The prevalence of infants with exposure to HCV increased significantly throughout the study with 5.1 infants exposed to HCV per 1000 live births in 2005 and 22.7 infants exposed to HCV per 1000 live births in 2015 with 92.9% of the mothers of these children being white. Only 946 infants (23%) exposed to HCV had HCV testing in the first 2 years of life, and 354 of these infants (41%) had testing per recommended national guidelines. Infants exposed to HCV and who underwent testing were significantly more likely to have mothers who used tobacco and to have mothers with HIV coinfection. Infants who had HCV exposure and who had testing that followed recommended national guidelines were significantly more likely to be white, have an urban residence, have a history of maternal tobacco use, have a history of maternal HIV co-infection, have lower birth weight, have a history of SGA, have a history of NICU admission, and have more well child checks. Infants who were exposed to HCV and who were African American or who lived in rural areas next to metropolitan areas were significantly less likely to have HCV testing. In addition, infants exposed to HCV with a higher gestational age and born to mothers with a greater number of prior births had a lower rate of HCV testing.

This study demonstrates that correct testing for HCV infants in not adequate in Tennessee, and these findings may be similar to other regions in the United States. African American children and children who lived in rural regions were less likely to undergo adequate screening, suggesting that public health measures are needed nationally to ensure appropriate and timely testing.

Lopata S, McNeeer E, Dudley J, Wester C, Cooper W, Carlucci J, Espinosa C, Dupont W, Patrick S. Hepatitis C testing among perinatally exposed infants. Pediatrics. 2020, 145: e20192482; DOI: https://doi.org/10.1542/peds.2019-2482

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