MEDICAL BULLETIN BOARD

New Publication on Tif 2.0 In Therapeutic Advances in Gastroenterology

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The Publication provides a roadmap as surgeons and gastroenterologists partner to use the procedure to achieve optimal outcomes for patients with Gastroesophageal Reflux Disease (Gerd)

Continued evolution of EndoGastric Solutions’ EsophyX technology and concomitant use of TIF 2.0 with hiatal hernia repair brings long-term GERD relief to a broader spectrum of patients

REDMOND, WA –EndoGastric Solutions® announced the publication of a new review article in Therapeutic Advances in Gastroenterology1 that describes the refinement of its EsophyX® technology and the evolution of Transoral Incisionless Fundoplication (TIF®) as a safe and effective treatment for patients with gastroesophageal reflux disease (GERD). The article, authored by Glenn Ihde, MD, a board-certified general surgeon at the Matagorda Medical Group in Bay City, Texas, provides an overview of current best practices with respect to TIF 2.0 as a stand-alone procedure as well as in conjunction with hiatal hernia (HH) repair. TIF was initially developed as an incisionless procedure, but as the EsophyX technology has become easier to use and yields more reproducible outcomes, a growing number of surgeons have combined it with laparoscopic hiatal hernia repair (LHHR) to provide durable relief of GERD symptoms to a broader patient population who may have anatomic defects that require correction beyond TIF.

“A robust and growing body of clinical data demonstrates that TIF as a stand-alone procedure or TIF performed with HH repair provides effective and durable relief of symptoms without many of the side effects associated with traditional anti-reflux procedures,” said Dr. Ihde. “Both straight TIF and TIF in conjunction with HH repair have been shown to improve quality of life and allow most patients to completely come off or significantly reduce their proton pump inhibitor (PPI) medications, which are not intended for longterm usage. The article published today is intended to provide gastroenterologists and surgeons with upto-date information that they can use to support their clinical decision-making in the treatment of GERD.”

Key data highlighted in the publication includes the following:

  • Refinements in technology and technique surrounding the TIF 2.0 procedure with EsophyX Z+ have led to improved ease of use, continued exemplary safety profile and more reproducible outcomes.
  • With refinements to the TIF procedure, TIF 2.0 is identified as morphologically and physiologically similar to the gold standard Nissen fundoplication, without the common side effects such as postoperative dysphagia, bloat, gassiness and flatulence
  • Patients with a HH of less than 2 cm can often be treated with the TIF 2.0 procedure alone
  • The TIF 2.0 with HH repair can now be performed on a broader spectrum of patients, including those with a larger HH and more advanced disease

“In recent years, growing patient concerns about the long-term safety issues associated with chronic use of PPI medications have created the need for new treatment options,” said Jonathan Schneider, MD, a gastroenterologist at The Frist Clinic in Nashville, part of TriStar Medical Group. “This procedure allows gastroenterologists to offer an individualized patient care plan or partner with surgeons to treat a broader spectrum of patients suffering from GERD.”

On Wednesday, June 24, 2020, Dr. Ihde and Dr. Schneider participated in a live-streamed TIF Talk on Zoom, which further discussed the evolution of the TIF procedure and the importance of the collaboration between gastroenterologists and surgeons for the treatment of GERD.

“Dr. Idhe’s review provides important context to the evolution of both the EsophyX device and the TIF 2.0 procedure,” said Skip Baldino, President and CEO of EndoGastric Solutions. “With more than 20 percent of the U.S. population suffering from GERD, we are proud to be able to provide doctors with an effective, safe, and minimally invasive solution to address and treat a larger patient population.”

About GERD

Gastroesophageal reflux disease (GERD) is a common gastrointestinal disease that affects nearly 20 percent of the U.S. population. It is a chronic condition in which the gastroesophageal valve (GEV) allows gastric contents to reflux (wash backwards) into the esophagus, causing heartburn and possible injury to the esophageal lining. In the United States (U.S.), GERD is the most common gastrointestinal-related diagnosis physicians make during clinical visits. Some patients may have mild or moderate symptoms of GERD, while others have more severe manifestations causing chronic heartburn, asthma, chronic cough, and hoarse voice or chest pain. Left untreated, GERD can develop into a pre-cancerous condition called Barrett’s esophagus, which is a precursor for esophageal cancer. The first treatment recommendation for patients with GERD is to make lifestyle changes (e.g., diet, scheduled eating times and sleeping positions). Proton pump inhibitor (PPI) medications are commonly used to treat GERD, but there are a variety of health complications associated with long-term dependency on PPIs, and more than 10 million Americans are refractory to PPI therapy and may opt for surgery

About Transoral Incisionless Fundoplication (TIF® 2.0 procedure) for Reflux

The TIF 2.0 procedure enables an incisionless approach to fundoplication in which a device is inserted through the mouth, down the esophagus and into the upper portion of the stomach. This approach offers patients looking for an alternative to traditional surgery an effective treatment option to correct the underlying cause of GERD. Based on clinical studies, most patients stopped using daily medications to control their symptoms and had their esophageal inflammation (esophagitis) eliminated up to five years after the TIF 2.0 procedure. Additionally, clinical results have demonstrated that concomitant laparoscopic hiatal hernia repair (LHHR) immediately followed by TIF 2.0 procedure is safe and effective in patients requiring repair of both anatomical defects

Over 25,000 TIF procedures have been performed worldwide. More than 140 peer-reviewed papers have consistently documented the sustained improved clinical outcomes and exemplary safety profile the TIF procedure provides to patients suffering from GERD. For more information, please visit www.GERDHelp. com.

About Reimbursement

With the support of clinical societies, commercial and federal insurance providers, representing more than 130 million lives, have recognized the value of the TIF 2.0 procedure through recently expanded coverage policies. The TIF 2.0 procedure is a covered benefit for all Medicare beneficiaries across the country.

For the TIF 2.0 procedure, physicians and hospitals can reference CPT Code 43210 EGD esophagogastric fundoplasty. CPT is a registered trademark of the American Medical Association.

About EsophyX® Technology

The EsophyX technology is used to reconstruct the gastroesophageal valve (GEV) and restore its function as a barrier, preventing stomach acids from refluxing back into the esophagus. The device is inserted through the patient’s mouth with direct visual guidance from an endoscope, and enables creation of a 3 cm, 270° esophagogastric fundoplication. The U.S. Food and Drug Administration cleared the original EsophyX device in 2007. The evolving technology, including the latest iteration EsophyX Z+, launched in 2017, enables surgeons and gastroenterologists to use a wide selection of endoscopes to treat the underlying anatomical cause of GERD.

Indications

The EsophyX device, with SerosaFuse® fasteners and accessories, is indicated for use in transoral tissue approximation, full thickness plication and ligation in the gastrointestinal tract. It is indicated for the treatment of symptomatic chronic GERD in patients who require and respond to pharmacological therapy. The device is also indicated to narrow the gastroesophageal junction and reduce hiatal hernia ≤ 2 cm in size in patients with symptomatic chronic GERD. Patients with hiatal hernias larger than 2 cm may be included, when a laparoscopic hiatal hernia repair reduces the hernia to 2 cm or less.

About EndoGastric Solutions®

Based in Redmond, Washington, EndoGastric Solutions, Inc. (www.endogastricsolutions.com), is a medical device company developing and commercializing innovative, evidence-based, incisionless surgical technology for the treatment of GERD. EGS has combined the most advanced concepts in gastroenterology and surgery to develop products and procedures to treat gastrointestinal diseases, including the TIF 2.0 procedure—a minimally invasive solution that addresses a significant unmet clinical need. Join the conversation on Twitter: @GERDHelp Facebook: GERDHelp and LinkedIn: EndoGastric Solutions.

Reference

  1. Ihde GM. The evolution of TIF: transoral incisionless fundoplication. Ther Adv Gastroenterol. 2020;13:1-16.

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DISPATCHES FROM THE GUILD CONFERENCE, SERIES #32

A Practical Review on When and How to Select First-Line Biologic Therapy in Patients with Inflammatory Bowel Disease

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The role of biologic therapy in inflammatory bowel disease is well-established. However, the decision to start biologic therapy is complex and involves important consideration of patient and disease related factors. Early biologic therapy is increasingly favored, especially in patients with Crohn’s disease and ulcerative colitis with high-risk features. Once the decision is made to start biologic therapy, the selection of therapy is even more complex given the paucity of available head-to-head studies. Most indirect comparative effectiveness studies have demonstrated favorable results for anti-tumor necrosis factor (TNF) alpha therapy (especially infliximab) in Crohn’s disease and infliximab and vedolizumab in ulcerative colitis. Selection of biologic therapy also involves consideration of other factors, including medication safety, additional patient factors (e.g. age, comorbidity, history of malignancy), cost, insurance, patient preference, and provider preference. Once biologic therapy is selected, optimization of therapy should be strongly considered.

INTRODUCTION

With the increasing amount of biologic therapies available for patients with both Crohn’s disease (CD) and ulcerative colitis (UC), it is important to select the most appropriate first-line biologic therapy. It similarly can be unclear when to initiate biologic therapy in a given patient in relation to their disease course. We will review the available data on when to select biologic therapy for a given patient with inflammatory bowel disease (IBD) and attempt to provide some practical guidance on how to select the most appropriate agent. Specifically, we will discuss important considerations when making treatment decisions, including medication efficacy and safety, patient-specific factors, insurance, cost, patient preference, and provider preference. Lastly, the importance of drug optimization will be discussed with an emphasis on proactive therapeutic drug monitoring (TDM).

When Should Biologic Therapy Be Initiated?

Prior to selecting the appropriate first-line biologic therapy for any given patient with IBD, it is important to consider when to start biologic therapy. There is increasing evidence for the benefit of early biologic therapy, but this may not apply to all patients with IBD. Therefore, the decision on when to start biologic therapy is complex and involves consideration of patient and diseasespecific factors. This section will review the best available evidence to guide the timing of biologic therapy for patients with IBD. We will also include a summary of how biologic therapy is positioned within recent guidelines.

When to Initiate Biologic Therapy
in Crohn’s Disease

The traditional, or “step-up,” approach to biologic therapy for CD requires that a patient first fail conventional therapy, such as corticosteroids or immunomodulators, prior to proceeding with biologic therapy. Unfortunately, many patients are exposed to many courses of corticosteroids prior to initiation of an immunomodulator, let alone a biologic.1 This approach has been challenged over time by emerging evidence that early biologic therapy, or a “top-down,” approach is more effective.2 The concept is to treat the disease while it is still inflammatory, before complications arise and patients require surgery. The benefit of a “top-down” approach was first demonstrated in a landmark open-label randomized controlled trial (RCT) by D’Haens et al. that demonstrated higher remission rates at week 52 in patients treated early with infliximab and azathioprine compared to conventional therapy (61.5% vs. 42.2%, p=0.0287).3 There were also higher rates of complete endoscopic remission at 2 years in the top-down group (73.1% vs. 30.4%, p=0.0028), which led to greater rates of sustained clinical remission during years 3-4 (70.8% vs. 27.3%, p=0.036).4 Since this landmark trial, several other studies have demonstrated the benefits of early biologic therapy in CD.5-9

Despite the evidence supporting early biologic therapy and a “top-down” approach to the treatment of CD, it is important to note that this paradigm has not been validated and is not explicitly advocated in recent guidelines for CD.10-12 Instead, current guidelines recommend using disease severity and initial risk assessment to guide the timing of biologic therapy. Furthermore, there is also a push to distinguish disease severity and disease risk from disease activity, where activity represents inflammation at a cross-sectional moment in time, and severity and risk take into account the past history of the disease and the global, longitudinal disease burden.13-16 In initially assessing a patient’s risk, the factors that have been associated with moderate-high-risk include age <30 years at time of diagnosis, extensive anatomic involvement, perianal disease, deep ulceration, history of surgery, stricturing or penetrating disease, and visceral adiposity.17-20 If a patient is deemed moderate-high-risk based on these factors, the American Gastroenterological Association (AGA) recommends biologic therapy with anti-TNF therapy.10,11 While newer biologic therapies, such as ustekinumab and vedolizumab, are not currently included in AGA guidelines, these agents are likely to be incorporated in future guideline documents. Similarly, guidelines from the American College of Gastroenterology (ACG) recommend anti-TNF therapy in patients who are deemed moderate to high risk with moderate to severe Crohn’s disease, in addition to patients who are refractory to steroids or immunomodulators and patients with severe fulminant disease.12 While newer agents, such as ustekinumab and vedolizumab, are included in ACG guidelines,12 there is little guidance on the early use of these agents. There is also little guidance and even fewer recommendations on how to position these drugs.

When to Initiate Biologic Therapy in Ulcerative Colitis

The role for biologic therapy in UC is wellestablished, but the timing of initiation in the disease course is less clear than for CD. Also, as opposed to CD, 5-aminosalicylates (5-ASA) therapy is extremely effective and plays a major role in the treatment of mild to moderate UC.21,22 Early initiation of biologic therapy in UC may help prevent disease-related complications, such as colon cancer, hospitalizations, and surgery.2 Also, it has been shown that ongoing inflammation is a risk factor for colorectal cancer in patients with UC,23 and controlling this inflammation may decrease the risk of developing cancer.24 With that said, studies evaluating the timing of biologic therapy in UC have not demonstrated a clear benefit for early initiation, as has been demonstrated in CD, but these studies are likely confounded by disease severity.25-28 Therefore, it is difficult to make any strong conclusions regarding the use of early biologic therapy in UC based on such studies.

Based on current guidelines for UC from the ACG22 and AGA,29 the role biologic therapy is well-established for induction and maintenance of remission in moderate to severe disease and in acute severe UC (ASUC). However, similar to CD, the definition of severity for UC is evolving, and there is an increasing emphasis on disease risk and prognosis, especially pertaining to colectomy risk. This notion was previously incorporated into the AGA Institute Ulcerative Colitis Clinical Care Pathway,30 which suggested that early therapy with a biologic agent should be considered in patients who have factors associated with high colectomy risk or worse prognosis. These factors include extensive colitis, deep ulcers, age <40, elevated C-reactive protein (CRP) and erythrocyte sedimentation rate (ESR), steroid-requiring disease, history of hospitalization, Clostridium difficile infection, and cytomegalovirus (CMV) infection.30 However, more recent guidelines from both the ACG22 and AGA,29 primarily used disease severity to guide when biologic therapy is used, which was largely defined by the traditional Truelove-Witts criteria31 and Mayo score.32 Guidelines from the ACG include biologic therapy in patients with initial moderately to severely active ulcerative colitis and recommend the use of anti-TNF therapy (infliximab, adalimumab, and golimumab), vedolizumab, and tofacitinib in patients who respond to induction with any of these agents.22 Infliximab is also included in the management of ASUC (discussed later). However, the ACG provides little guidance on how to position these therapies against each other. Also, these guidelines predate the approval of ustekinumab for UC33 and the recent Food and Drug Administration (FDA) recommendation for using tofacitinib only in patients who have had antiTNF failure or intolerance.34 On the other hand, the recently published guidelines from the AGA do provide some guidance on how to position different biologic therapies in patients with moderate-severe UC.29 Briefly, infliximab and vedolizumab are favored over adalimumab in biologic-naïve patients, and vedolizumab or adalimumab are favored over ustekinumab or tofacitinib in patients previously exposed to infliximab. While this updated document provides some practical guidance, it does not take into account other important factors in deciding biologic therapy, such as safety, patient-specific factors, cost, insurance, patient preference, and provider comfort.

Drug Selection – Which Biologic Therapy is Best?

Once the decision is made to start biologic therapy, the next decision involves selecting the optimal biologic agent for a given patient. Anti-TNF therapy is the most established biologic for the treatment of IBD. However, whether anti-TNF therapy is the best first-line biologic therapy has been called into question with the emergence of newer biologic therapies, such as vedolizumab and ustekinumab. Furthermore, there are multiple practical considerations when making this decision, including disease-related factors, patient-specific factors, cost, insurance, medication-specific factors, patient preference, and provider comfort and experience. How to best position these therapies remains a question, especially with limited headto-head randomized controlled trials (RCTs). This section will review the available data including indirect comparative effectiveness studies.

Studies on Comparative Efficacy – Crohn’s Disease

With the limited availability of head-to-head comparisons, most of the studies evaluating the comparative efficacy of different biologic therapies for CD and UC have involved indirect comparison, namely through large retrospective analyses, metaanalyses, or propensity score matched-cohort studies.35-43 A recent network meta-analysis by Singh et al. showed that infliximab and adalimumab were ranked highest for induction of clinical remission in biologic-naïve patients using surface area under the cumulative ranking (SUCRA) probabilities compared to ustekinumab and vedolizumab (SUCRA 0.93 for infliximab; SUCRA 0.75 for adalimumab).36 Adalimumab (SUCRA 0.97) and infliximab (SUCRA 0.68) also ranked highest in the outcome of maintenance of remission. An additional study by Cholapranee et al. indirectly compared biologic therapies using a meta-analysis of RCTs for CD and found that anti-TNF therapy with infliximab or adalimumab was favored over placebo for maintenance of mucosal healing (28% vs. 1%, OR 19.71, 95% CI 3.51-110.84), but there were similar rates of mucosal healing when comparing infliximab and adalimumab.37 These and other comparative effectiveness studies in CD patients support the benefit of anti-TNF therapy over other biologic therapies, and there is arguably a benefit for infliximab over other anti-TNF agents based on pharmacokinetics and onset of action. A summary of the comparative efficacy data for CD is included in Table 1.

Studies on Comparative Efficacy – Ulcerative Colitis

In UC, a network meta-analysis involving biologic-naïve patients from 12 RCTs compared the approved anti-TNF agents (infliximab, adalimumab, and golimumab), vedolizumab, and tofacitinib using SUCRA probabilities.38 In this study, all agents were found to be more effective than placebo, and infliximab and vedolizumab ranked higher than adalimumab and golimumab for induction of remission and mucosal healing. Furthermore, an updated network meta-analysis by Singh et al. showed that infliximab ranked higher than vedolizumab, tofacitinib, and ustekinumab in biologic-naïve patients for induction of clinical remission (OR 4.07, 95% CI 2.67-6.21; SUCRA 0.95) and endoscopic improvement (SUCRA 0.95).39 Another study by Singh et al. using a propensity-score matched cohort of patients from a large Danish cohort also showed favorable results for infliximab over adalimumab with higher rates of all-cause hospitalization in patients treated with adalimumab (HR 1.84, 95% CI 1.18-2.85).42 Lastly, the aforementioned study by Cholapranee et al. found that for induction of mucosal healing, adalimumab was inferior to infliximab (OR 0.45, 95% credible interval [CrI] 0.25-0.82).37 Another study by Singh et al. using a propensity-score matched cohort of patients from a large Danish cohort also showed favorable results for infliximab over adalimumab with higher rates of all-cause hospitalization in patients treated with adalimumab (HR 1.84, 95% CI 1.18-2.85).42 Lastly, the aforementioned study by Cholapranee et al. found that for induction of mucosal healing, adalimumab was inferior to infliximab (OR 0.45, 95% credible interval [CrI] 0.25-0.82).37

Recently, a phase 3b, randomized, doubleblind, double-dummy, active-controlled superiority trial to detect treatment differences between vedolizumab and adalimumab (VARSITY trial) has gained much attention as it is the first head-to-head study to directly compare two biologic therapies in IBD.44 This study demonstrated a higher rate of clinical remission (primary endpoint) and endoscopic improvement (39.7% vs. 27.7%, 95% CI 5.3-18.5, p<0.0001) at week 52 in patients on vedolizumab compared to adalimumab. However, there was no difference between each group in corticosteroid-free remission at week 52 (12.6% in vedolizumab group vs. 21.8% in adalimumab group, 95% CI 18.9-0.4). It is important to note that dosing was fixed in both treatment groups, which is an important consideration since the benefit of dose intensification and optimization has been established for both therapies.45-49 A summary of the comparative efficacy data for UC is included in Table 2.

Specific Clinical Scenarios

Fistulizing Crohn’s Disease

Fistulizing CD is recognized as a unique phenotype that is associated with more severe outcomes/higher disease risk.11,12 Infliximab is the only biologic agent that has prospectively demonstrated benefit with fistula closure as the primary outcome in RCTs50,51 and is, therefore, recommended by current guidelines.11,12 Other biologic agents, including adalimumab, certolizumab, ustekinumab, and vedolizumab are not well-studied in this setting.52-56

Acute Severe UC

The benefit of infliximab and non-inferiority to cyclosporine in ASUC has been welldemonstrated.57-61 Therefore, infliximab is the only biologic therapy that is considered an effective rescue therapy in ASUC and is included in recent guidelines.22,29 With this said, the phenomenon of fecal drug loss may be a limitation,62 and studies on accelerated dosing have shown mixed results.63-65 However, disease severity is likely a significant confounder in these studies.

Associated or Co-Existing Systemic Conditions

It is well-known that several systemic conditions and extraintestinal manifestations (EIMs) are associated with both CD and UC, including rheumatologic conditions, dermatologic conditions, and ocular conditions.66-69 Furthermore, other systemic conditions, such as rheumatoid arthritis, plaque psoriasis, and psoriatic arthritis, may co-exist in a patient with IBD. In this setting, selection of a therapy that may offer dualbenefit in concomitantly treating both the IBD and the co-existing condition makes the most sense.66 Also, the benefit of anti-TNF therapy in treating EIMs has been demonstrated in several studies.70-71 Furthermore, infliximab, adalimumab, ustekinumab, and tofacitinib are also FDAapproved for rheumatologic indications that may co-exist with IBD.72-75 Conversely, vedolizumab may be less ideal in this setting based on its presumed “gut-selective” mechanism of action.76

Safety –Risk and Benefit

Safety Data for Anti-TNF Therapy

The potential risk of biologic therapy is a common concern for both patients and providers and often plays an integral role when selecting biologic therapy. The risks of anti-TNF therapy have been especially recognized and will be discussed, but it should be emphasized that these risks are relatively low and much less than the risks of disease complications and surgery. 77,78 Lemaitre et al. specifically examined the risk of lymphoma with anti-TNF therapy using a large nationwide French database and showed a higher risk of lymphoma in patients on combination therapy compared those on thiopurine monotherapy (adjusted HR 2.35, 95% CI 1.31-4.22, p<0.001) or anti-TNF monotherapy (adjusted HR 2.53, 95%CI, 1.35-4.77, p<0.001).78 These findings translated to very low annual incidence rates for
lymphoma of 0.041% for anti-TNF monotherapy and 0.095% for combination therapy. In addition, several large studies have shown an increased risk of opportunistic and serious infections associated with anti-TNF therapy.79-82 Notably, another large population-based French study evaluated the risk of opportunistic and serious infections with thiopurine monotherapy, anti-TNF monotherapy, and combination therapy, and demonstrated an annual incidence rate of serious infection of 1.89% for anti-TNF monotherapy and 2.24% for combination therapy.78,83-84 Other notable risks that have been associated with anti-TNF therapy include melanoma, dermatologic reactions, and immunogenicity.85-90 Notably, immunogenicity with resultant anti-drug antibody formation is arguably under recognized and remains the most common risk anti-TNF therapy with rates of anti-drug antibodies of up to 65.3% for infliximab and 38.0% for adalimumab.90 Since the development of anti-drug antibodies can lead to loss-of-response and resultant disease worsening, this matter should be addressed with patients when addressing other risks of antiTNF therapy. Also, this risk can be mitigated by proactive TDM, emphasizing the importance of this practice (discussed later).

Safety Data for Newer Therapies

There are less available safety data for vedolizumab and ustekinumab due to shorter duration on the market, but the available follow-up data for these agents has been highly favorable with low risk of serious adverse events, serious infections, and immunogenicity.91-93 With this said, vedolizumab and ustekinumab have been recognized for their strong safety profile and may not only be selected as first-line therapy in some cases for their demonstrated efficacy, but also for their well-recognized safety based on available data. On the other hand, several risks of tofacitinib have been recognized, including lymphopenia, hypercholesterolemia, and infection, namely herpes zoster.94 In addition, an interim analysis of an FDA post-marketing trial in patients with rheumatoid arthritis over age 50 with at least one cardiovascular risk factor demonstrated an increased occurrence of pulmonary embolism (PE) and mortality in patients taking tofacitinib 10 mg twice daily.34 This has led to a black box warning from the FDA and a recommendation to only use tofacitinib at the lowest effective dose in patients with UC who have failed or not tolerated anti-TNF therapy.34

The Importance of Balancing Other Risks

While medication risk is an important consideration that is well-recognized, it is important to recognize the higher risks of complications from poorlycontrolled disease activity, including fistula, stricture, and surgery. Notably, Osterman et al. showed that higher disease activity and corticosteroid use (by day 120) were associated with an increased risk of infection.95 Furthermore, the increased mortality risk associated with corticosteroids and narcotics has been well demonstrated.96-98 Lastly, recent studies have shown the 10-year risk of surgery is around 40% for CD99 and around 15% for UC.100 In patients with CD, the risk of developing an intestinal complication, such as fistula or stricture, is 50% within 20 years after diagnosis.101 Thus it is important to put the risks of medications into perspective with the high risks of poorly-controlled IBD.

Other Factors to Consider

There are several other factors that impact selection of biologic therapy, including additional patient-specific factors (e.g. age, comorbidity), cost, insurance, patient preference, and provider preference and comfort.102-110 These factors are outlined in Table 3.

Drug Optimization – How Do You
Optimize the Drug You Choose?

For any selected biologic therapy in any given patient, the importance of drug optimization is becoming increasingly recognized, especially with anti-TNF therapy. It has been demonstrated that there is a high rate of loss-of-response with antiTNF therapy, even within the first year.111,112 The benefit of optimization using combination therapy with an immunomodulator has been previously demonstrated in both CD and UC by The Study of Biologic and Immunomodulator Naïve Patients in Crohn’s Disease (SONIC)113 and UC-SUCCESS Trials,114 respectively. However, a post hoc analysis of the SONIC trial demonstrated that combination therapy benefited a greater number of patients at higher quartiles of infliximab drug concentration at week 30, and the benefit diminished in patients at the highest quartile of infliximab drug concentration (>5.02 µg/mL).115 While this was a post hoc analysis, these findings support that the benefit of combination therapy is likely due to the effect on increasing infliximab drug concentrations, supporting the approach of optimized monotherapy. Proactive TDM has gained increasing recognition as a preferred method of biologic drug optimization in patients with IBD. There are several retrospective studies demonstrating the benefit of proactive TDM over reactive TDM or empiric dose escalation.116,48 Notably, a retrospective study of 264 patients with CD (n=167) and UC (n=97) from multiple centers showed less treatment failure (HR 0.16, 95% CI 0.09-0.27), fewer IBD-related surgeries (HR 0.30, 95% CI 0.07-0.33), less antibodies to infliximab (HR 0.25, 95% CI 0.07-0.84), and fewer serious infusion reactions (HR 0.17, 95% CI 0.04-0.78) in patients treated with proactive vs. reactive TDM of infliximab.116

Despite these data, proactive TDM has not been recommended by a recent guideline document by the AGA,117 largely due to the results of a prospective study with methodologic flaws. The Trough Level Adapted Infliximab Treatment (TAXIT) Trial is often touted as a “negative” study for not meeting its primary endpoint.118 However, one-time dose optimization in patients with CD with low drug concentrations resulted in improved remission rates and CRP. Furthermore, several secondary outcomes including less disease flares favored continued proactive dose optimization despite issues with study design (all patients were optimized prior to randomization, follow-up period of 1 year was too short, and the target drug concentration of infliximab was low at 3-7 µg/mL).

More recently, the Pediatric Crohn’s Disease Adalimumab Level-based Optimization Treatment (PAILOT) Trial was a well-designed prospective RCT by Assa et al. that showed improved corticosteroid-free clinical remission from week 8 to week 72 (82% vs. 48%, P=0.002) in pediatric patients with CD who underwent proactive TDM compared with reactive TDM.49 Furthermore, more patients in the proactive TDM group also achieved normalization of CRP and fecal calprotectin compared to the reactive TDM group (42% vs. 12%, p=0.003). This study represents the first prospective study to achieve its primary endpoint and demonstrate benefit for proactive TDM of an anti-TNF agent. This study, among others, hopefully will lead to a shift in practice in favor of proactive TDM of biologic therapy, especially for anti-TNF therapy, which has been advocated by several groups.119,120 If one is not going to use optimized monotherapy with an anti-TNF, combination therapy with an immunomodulator should be considered for all patients.

CONCLUSION

The timing and selection of biologic therapy for patients with IBD can be difficult, and this matter has been complicated further by the introduction of newer biologic therapies for CD and UC. There are several factors to consider when deciding on the timing of biologic therapy and on how to select which biologic therapy is best for a given patient. Current guidelines do provide some guidance on when to select biologic therapy with an emphasis on assessing disease risk or prognosis to guide this decision, for both CD and UC. However, there is limited guidance for which agent to select for a given patient. There are available comparative effectiveness data for both CD and UC that may inform this decision, but this does not take into account other important factors, such as safety, additional patient-specific factors, cost, insurance, patient preference, and provider preference. We propose a practical approach towards making this decision with consideration of all these factors (Figure 1). Nonetheless, once a biologic therapy is selected, it is important to optimize whichever therapy is chosen, preferably with proactive TDM.

References

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A SPECIAL ARTICLE

Emerging Insights/Controversies Intestinal Microbiome and Weight Determination

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The human intestinal microbiome is currently a hotbed for research. It has been suggested that the microbiome plays a role in many aspects of human pathophysiology, including human weight determination. This paper will review the current intestinal microbiome knowledge and its potential role in both obesity and cachexia.

INTRODUCTION

Adult humans are colonized by more microbial cells (“the microbiota”) than human cells. The microbial cells express up to 800 times more genes (herein referred to as “the microbiome”) than human cells.1 The densest and most complex range of bacteria in the human body inhabit the large intestine.2 A person’s environment plays a large part in the composition of one’s microbiome, with 22-36% of microbiome variability between persons associated with environmental factors, and only 1.9-9% by genetics.3

A person’s microbiome begins to form in the prenatal period, and will continue to mature through the transition into the external world, with mode of delivery (cesarean section vs. vaginal delivery) influencing microbiota composition. For example, deficits in the human microbiome associated with cesarean section deliveries have been implicated in certain childhood autoimmune diseases, including celiac disease, asthma, and type I diabetes. As we introduce dairy products and solid foods to a person’s body, the microbiome continues to evolve. Breastmilk introduces the infant gut to bacteria that can affect communities of bacteria through adulthood. Infants who are breastfed have a higher proportion of Bifidobacterium and Lactobacillus species, compared to formula-fed infants who tend to have a higher proportion of other bacteria. Breastfed infants, in turn, seem to experience a protective effect against autoimmune diseases and even autism spectrum disorder.3

There is research to suggest a significant role of antibiotic use modifying the microbiome during early life. Children exposed to antibiotics have delayed maturation of the microbiome compared to control subjects, however the mechanism behind this is not fully understood. In animal models, peripartum antibiotic exposure in the mother can lead to gut dysbiosis and even colitis in the offspring. Long-term studies have shown that antibiotic exposure can lead to a new steady state different from the original pre-antibiotic intestinal microbiome, and the effects can last as far as 4 years post-exposure.3

Given the significant influence of a person’s environment on their microbiome, beginning even prior to birth, there is enormous potential for influence on a host’s phenotype through interventions and medications that could alter the intestinal microbiome. This in turn leads to potential for medical research into interventions and medications that could alter the intestinal microbiome, thereby altering certain aspects of the human phenotype, in particular, a person’s weight.

Microbiome and Weight Physiology

Influence of Microbiota on Metabolism

One of the most exciting topics surrounding the intestinal microbiome is its potential to affect a person’s weight (Figure 1, Figure 2). The major function of the intestinal microbiome is to aid in the fermentation and energy extraction of indigestible dietary fiber. In addition, the microbiome has been linked to energy homeostasis, immune function, and certain disease states, including weight determination and irritable bowel syndrome.3

Microbiota can influence the calories absorbed in the gut. As an example, microbial enzymes can digest many dietary polysaccharides that are indigestible by human enzymes leading to digestible sources of energy.1

About 90% of the gut microbiota are of the phyla Bacteroidetes or Firmicutes (Figure 3), but there are approximately 1000 species of microbes that populate the human GI tract.4 Interestingly, obese humans have an increased ratio of Firmicutes as compared to Bacteroidetes.1,5 One of the first articles to demonstrate that weight may be modified by the relative abundance of these two dominant bacterial divisions was a study by Gordon et al. published in 2006. This study found that the concentration of Bacteroidetes and Firmicutes affect the metabolic potential in mouse gut microbiota, thereby indicating that the obese microbiome has an increased capacity to harvest energy from the diet.6

Ley et al. further defined the connection between the microbiome and obesity in their work examining leptin deficient mice.7 Since then, increasing attention has been turned to the role of the gut microbiota in obesity, as studies have continued to establish the role of the microbiome in weight determination.

Microbiome and Obesity

Obesity is clearly linked with chronic conditions such as inflammation and insulin resistance, which confer deleterious effects on overall health. Additionally, obesity carries a significant cost, as health care expenditures for obese individuals can be almost double those of non-obese individuals.8 As such, there is considerable interest in exploring whether alterations in the microbiome could be used in the treatment of obesity.

Clear differences have been established between the microbiomes of obese as opposed to lean subjects.9 Early studies looked at differences in the bacterial composition of the microbiomes between obese and non-obese subjects. More recent studies have begun to look at more functional differences, such as variations in energy metabolism and inflammation.10 Multiple studies have shown that the microbiome in obese subjects appears to be able to extract more energy from the diet, compared to non-obese subjects.11

There is a good deal of published data to suggest the microbiome’s role in supporting obesity in mammals. In one study comparing the distal gut microbiota of obese individuals to their counterparts, the population of Bacteroidetes increased as the obese volunteers lost weight, and the degree of increase in this phylum of bacteria was significantly correlated to weight loss, but not to overall total caloric intake. This poses the question of how energy is harvested by Bacteroidetes, compared to other phyla of bacteria, such as Firmicutes. The results of this study suggest that the obese microbiome has increased capacity to harvest calories (and thus predispose to weight gain) from ingested food.6

Methane-producing bacteria in the gut have been implicated in host weight gain (Figure 1). Given that there are methods to modify the concentration of such bacteria (i.e. by antibiotic administration), as well as to measure methane production (i.e. breath testing), this is another exciting area of research. It is believed that methane-producing bacteria facilitate increased polysaccharide fermentation by neighboring microbes, and also that methane itself slows intestinal transit, both of which may allow increased time for nutrient absorption and thereby predispose to weight gain.4

Multiple studies have demonstrated the role of the microbiome on the development of obesity. Recent research has also shed light on the role of the microbiome may have on the response to dietary modifications aimed at curtailing obesity. Recent data show that individuals with a higher Prevotellato-Bacteroides ratio had greater reductions in body weight as well as body fat while on a high-fiber diet, as compared to those with lower Prevotellato-Bacteroides ratios, while on the same, highfiber diet.12

Microbiome and Genetics

According to one study, the human microbiota is not only influenced by environmental exposures early in life, but it is more similar among related individuals. This study involved transplantation of fecal samples from adult human female twins (one obese twin, one lean twin) to germ-free mice. It was found that, after 15 days, the adipose mass (as determined by quantitative magnetic resonance analysis) of mice receiving the obese twin’s fecal sample was significantly greater than the change in adipose mass of mice who received the lean twin’s fecal sample. This suggests that the “increased adiposity phenotype” was transmissible. Another measure looking at epididymal fat pad weights also showed higher weights in the mice who ingested fecal samples from the obese twin. Fecal analysis also showed that the mice harboring microbiota from the lean twins had a greater capacity to breakdown and ferment polysaccharides compared to their counterparts. Microbial fermentation of nondigestible starches has previously been associated with lower body weight and decreased adiposity. Another interesting aspect of this study showed that co-housing mice who were transplanted the lean twin’s microbiota with the mice who were transplanted the obese twin’s microbiota led to a significantly lower increase in adiposity in the obese mice compared to the control obese mice who were never exposed to mice harboring the lean twin’s microbiota. This is likely related to the fact that mice eat each other’s feces, which further lends to the fact that gut microbiota modulate the obese phenotype.13

Inflammation in the Obese Phenotype

Intestinal microbiota may affect systemic inflammation, thereby modulating weight gain (Figure 1). As a measurable example, there is a higher concentration of Gram negative bacteria in the obese microbiota leading to increased intestinal permeability and endotoxemia, as characterized by higher concentrations of lipopolysaccharides in the blood. Endotoxemia leads to low-grade inflammation, insulin resistance, and adipocyte hyperplasia. High fat diets have been implicated in increased lipopolysaccharide translocation and therefore systemic inflammation.5

Certain changes to a person’s gut microbiota could lead to weight gain by leading to increased energy supply via the fermentation of short chain fatty acids (SCFA) (Figure 1). SCFA oxidation by certain bacteria in the human gut can lead to the formation of extra calories. Certain SCFAs, including acetate, propionate, and butyrate, can indirectly affect gene expression regulation through certain G-protein coupled receptors that are associated with the signaling for increased expression of glucagon-like peptide-1 and Peptide YY. These two proteins are related to hunger and appetite, and may affect intestinal transit thereby leading to increased nutrition absorption (and ultimately increased caloric intake).5

Another way in which intestinal microbiota may directly affect host gene expression is via suppression of “Fasting Induced Adipocyte Factor” (FIAF) gene expression (Figure 1). FIAF inhibits circulating lipoprotein lipase, therefore suppression of FIAF may lead to increased lipoprotein lipase activity, which leads to increased triglyceride deposition in adipocytes. Furthermore, one study showed that FIAF knockout mice had higher intestinal fat uptake, and lower fat excretion, compared to mice who expressed FIAF normally.5

Animal Studies in Obesity and the Microbiome

One study compared the distal gut microbiota of genetically obese mice to their littermates, as well as obese human volunteers to their counterparts. Cecal microbial DNA was analyzed and then microbiota transplantation performed from the obese mice and from the lean mice into germfree, lean mice. All mice had the same daily caloric intake. Over 14 days, the mice receiving the microbiota from obese mice became obese, and those receiving microbiota from lean mice retained a normal BMI. This suggests that the obese microbiome is somehow transmissible via transplantation of the gut microbiome from one organism to another.6

Another experiment looked at the gut microbiota of mice undergoing Roux-en-Y gastric bypass (RYGB) compared to mice undergoing “sham” surgery. While it is known that RYGB patients typically experience rapid weight loss and decreased adiposity following surgical intervention the exact mechanism that leads to this outcome is not completely understood. One proposed mechanism is that somehow the RYGB restructures the gut anatomy, thereby leading to a restructured gut microbiota. Further, transplantation of the gut microbiota from RYGB mice to non-operated, germ-free mice led to weight loss and decreased adiposity compared to the mice who received microbiota transplantation from sham surgery mice. There was also evidence that the RYGB improved glucose metabolism in both mice and people.14

Microbiome and Cachexia

While the gut microbiota has long been implicated in the development of obesity through modulation of systemic inflammation and energy homeostasis, emerging research also suggests an association between dysbiosis and cachexia through similar systemic pathways. Cachexia is a complex, multifactorial syndrome, most commonly seen in patients with cancer, HIV, and advanced stages of many chronic diseases. It is characterized by progressive weight loss due to fat and muscle wasting, fatigue, and asthenia and can have significant effects on lifespan and quality of life in affected individuals.15

Energy Metabolism and Cachexia

As previously discussed, the gut microbiota has been found to affect weight determination through suppression of FIAF, resulting in increased fatty acid uptake and deposition as well as decreased fatty acid metabolism. A study by Backhed et al. demonstrated that germ-free mice, which have been found to have elevated levels of FIAF, also exhibited increased expression of peroxisomal proliferator-activated receptor g coactivator 1a (PGC-1a). PGC-1a is a regulator of cellular energy metabolism and has, through association with FIAF, been found to contribute to fatty acid oxidation and protect against obesity.16 Another study showed that PGC-1a has a protective effect on skeletal muscle in preventing atrophy, with overexpression reducing the impact of denervation and fasting on muscle fiber diameter and expression of enzymes that play key roles in the muscle atrophy process via the ubiquitin-proteasome pathway.17

Another proposed pathway linking gut microbiota to muscle wasting is the Toll-like receptors (TLRs)/NF-kB pathway (Figure 2). TLRs are known to recognize various pathogenassociated molecular patterns (PAMPs), e.g. TLR2, -4, -5, -9 recognition of peptidoglycan from Grampositive bacteria, lipopolysaccharides, flagellin, and virus or bacteria derived nucleic acids, respectively.18,19 These TLRs can, in turn, lead to muscle wasting through muscle-specific activation of the NF-kB transcription factor.20 This was further demonstrated in a study by Doyle et al. that found evidence supporting TLR4 mediation of muscle atrophy induced by lipopolysaccharide injection.21

Inflammation and Cachexia

Gut barrier function and permeability are important factors in determining the extent of extra-intestinal effects of the gut microbiota by influencing systemic bioavailability of components involved in associated pathways. Interestingly, a link between microbiota-related inflammation and cachectic diseases was hypothesized in a 2016 review article by Bindels et al.15 Additionally, a study by Puppa et al. notes a development of gut barrier dysfunction and endotoxemia, measured by increasing serum lipopolysaccharide levels, with concurrent progression of tumor growth and cachexia.22 This introduces the idea that systemic inflammation and cachexia contribute to increasing gut permeability and, with increasing translocation of PAMPs and subsequent downstream activation of associated transcription factors, further contribute to development of muscle atrophy and cachexia. However, more research is needed to better define this association.

Another area of research has been the changes in gut microbiota composition that occur with developing cachexia. Current literature has identified several specific microbial signatures in the cecal microbiome of mice with cancer cachexia, including decreased levels of Lactobacillus spp. and increased levels of Enterobacteriaceae and Parabacteroides goldsteinii/ASF 519.23 A 2012 study by Bindels et al. demonstrated decreasing levels of systemic inflammatory cytokines and markers of ubiquitin-proteosome and autophagylysosomal pathways of muscle atrophy with oral Lactobacillus supplementation. These effects were species specific; however, as L. reuteri and L. gasserii supplementation appeared to decrease systemic inflammation and levels of muscle atrophy markers, L. acidophilus supplementation did not.24 Bindels et al. further demonstrate that modulation of the cecal microbiome using synbiotics, in this case a prebiotic composed of inulin-type fructans and a probiotic of live Lactobacillus reuteri, resulted in normalization of cecal Lactobacillus and Enterobacteriaceae levels, reduced cancer cell proliferation and cachexia, and prolonged survival.23

Future Directions

In recent years, there has been soaring interest in both obesity and the intestinal microbiome, individually, however it has become clear that the two are more connected than previously recognized. The gut microbiome represents a complex ecosystem affecting numerous intertwining processes well beyond the intestines. The microbiome composition has been found to exert its effects through nutrient bioavailability, energy homeostasis, systemic inflammation, and gene expression. Clear differences have emerged between the microbiomes of obese and non-obese subjects. These differences present exciting new arenas to consider how we think of, and how we attempt to manage, weight determination.

Fecal Transplant

Thus far, most strategies designed to target the microbiome, for either the prevention or treatment of obesity, have primary looked at prebiotics, probiotics, or fecal microbiota transplant (FMT).10 While recent attention to therapeutic benefits of FMT is largely derived from its role in the treatment of recurrent, refractory Clostridium difficile infection, the therapeutic benefits of FMT date back as far as the 4th century.25 FMT in particular has drawn particular interest, as FMT has been shown to be able to cause changes in the microbiome composition.

Although more research is needed, promising preliminary data has been reported. Hartstra et al., performed a double-blind, randomized control trial, using FMT from lean donors into men with insulin resistance and metabolic syndrome. They found that the group who received the FMT from the lean donors experienced improvement in peripheral insulin sensitivity, as well as increased intestinal microbiota diversity.26

Researchers at the Massachusetts General Hospital are currently performing a randomized, double-blinded, placebo-controlled study examining the impact of FMT on body weight and glycemic control, using oral FMT capsules (ClinicalTrials.gov ID NCT02530385).

The use of FMT in treatment of cachexia, however, is often contraindicated due to the nature of its etiology (i.e. cancer, HIV, severe systemic disease) and concurrent treatments that may lead to additional contraindications, such as immunodeficiency or use of systemic antibiotics (Table 1).

Pre/pro/syn-biotics

In theory, the intestinal microbiome composition can also be modified through the use of prebiotics, probiotics, or synbiotics (a combination of the two), to produce the desirable systemic effects. Notably, this has been demonstrated in mice with cancer cachexia that showed reduction in cancer proliferation, muscle wasting, and morbidity as well as prolonged survival following treatment with a synbiotic.6 However, data from a systematic review of randomized controlled trials in human subjects has shown no significant alteration of gut microbiome through the use of probiotics despite other potential systemic effects.27

Antibiotic Resistance

Antibiotic resistance has become a real challenge as antibiotics are widely prescribed. Aside from their antimicrobial effects on pathogens, antibiotics can also induce significant and durable changes to the microbiome, with far reaching implications, perhaps even on weight determination, as discussed above. Because of this, the importance of antibiotic stewardship becomes even more paramount.

Cancer Research

At the forefront of recent developments in cancer treatment, is the role of immunotherapies, therapies as designed to utilize the human immune system to attack cancer cells. The pioneering work by Drs. James Allison and Tasuku Honjo on cytotoxic T-lymphocyte antigen-4 (CTLA4) and protein cell death 1 (PD-1) demonstrating that by inhibiting these checkpoints, T cells are more effectively able to kill cancer cells, earned them the 2018 Nobel Prize in Medicine, and their work as served as the foundation for developments of current immunotherapies used to treat a variety of cancers.

Recent studies have shown that alterations in gut microbiome composition can influence the efficacy of immune checkpoint inhibitors. This presents an opportunity to explore the role of the microbiome in not only predicting the success of immune checkpoint inhibitor therapy, but also in learning how alterations in the microbiome may be used to increase the efficacy of these new therapies.28 Similarly, in murine models, researchers found fecal microbiome transplantation could restore sensitivity to anti-PD-L1 treatment and improve the anti-tumor activity in non-responding mice. 29 In another human study, researchers found that in patients with melanoma, receiving PD-1 based immunotherapy, significant differences were found with respect to the diversity and composition of the gut microbiome in patients who responders versus non-responders to the PD-1 immunotherapy. Specifically, responders had higher diversity as well as relative abundance of Ruminococcaceae family, compared to non-responders.30 Further research in the field shows promising possibilities in management of cancer patients through modulation of their gut microbiome, providing potential methods to improve quality of life by combatting cancer-associated cachexia as well as possibly increasing efficacy of immunotherapeutic agents.

Challenges

Current understanding of the complex interactions between the gut microbiome, host physiology, and environment remains limited and though research suggests direct links between the microbiome and levels of obesity, systemic inflammation, and insulin resistance, understanding causality between observed outcomes is difficult. Many factors contribute to the lack of clarity within the growing wealth of research with regards to the microbiome and host physiology, including variations in size, design, and quality of human studies, variations in interpersonal response, environment, technological limitations, and perpetuation of research silos without a focus on interdisciplinary cohesion.31 Regardless of attempts to curb the widespread variation in study design, interpersonal variations and environmental influences will remain daunting obstacles.

As previously mentioned, environmental factors contribute to approximately one third of the observed variability in microbiome composition. One notable environmental factor that is often considered is dietary variations. A recent human study by Roager et al. showed that a whole-grain diet, as compared to a refined grain diet, was associated with a reductions in body weight and systemic inflammatory markers CRP and IL-6 without significant changes in gut microbiome or insulin resistance.32 Another recent human study by Wu et al. showed large variations in plasma levels of microbiome-related metabolites, in this case SCFAs and equol, despite only modest differences in microbiome composition in vegans versus omnivores within same environment. This suggests that environmental factors independent of diet may be influencing regional differences in microbiome composition and also that plasma levels of these critical metabolites may vary according to diet with uncertain influence from the actual microbiome composition.33 These studies challenge our understanding of the suspected mechanisms by which changes in the microbiome, environment, and host physiology interact and highlight the need for further investigation to effectively guide development of effective pre/pro/syn-biotics and antibiotic therapies.

SUMMARY

The intestinal microbiome is a complex ecosystem whose sphere of influence extends well beyond the intestine, providing a new lens for how we understand health and disease. For instance, recent research has discussed the “brain-gut-microbiome axis” with probiotics affecting behavior in animal models.34 The intestinal microbiome has been implicated in the development of obesity as well as the pathogenesis of resultant consequences ranging from inflammation to insulin sensitivity. Similarly, it has been found to effect fatty acid metabolism and proinflammatory pathways that contribute to cachexia. Currently, there are no evidence-based interventions which can be prescribed for patients suffering from obesity or cachexia. All clinicians should promote stewardship of antibiotics to help limit resistance and possible effects on weight phenotype. In performing FMT for recurrent C. difficile, clinicians may need to consider with their patients the implications of FMT from donors with obese phenotypes. However, with ongoing research, we expect that novel therapeutic interventions will be developed to improve our management of obesity / metabolic syndrome as well as muscle wasting and cachexia.

References

  1. Komaroff A. The Microbiome and Risk for Obesity and Diabetes. JAMA. 2017;317(4):355-356.
  2. Ferrer M, Mendez-Garcia C, Rojo D, Barbas C, Moya A. Antibiotic use and microbiome function. Biochemical Pharmacology. 2017;134:114-126.
  3. Dong TS, Gupta A, et al. Influence of early life, diet, and the environment on the microbiome. Clinical Gastroenterology and Hepatology. 2019; 17(2): 231-242.
  4. Mathur R, Barlow GM. Obesity and the microbiome. Expert Rev Gastroenterol Hepatol. 2015;9(1087).
  5. Candido FG, Valente FX, Grzeskowiak LM, Moreira AP, Rocha DM, Alfenas RC. Impact of dietary fat on gut microbiota and lowgrade systemic inflammation: mechanisms and clinical implications on obesity. International Journal of Food Sciences and Nutrition. 2018;69(2):125-143.
  6. Turnbaugh PJ, Ley RE, Mahowald MA, Magrini V, Mardis ER, Gordon JI. An obesity-associated gut microbiome with increased capacity for energy harvest. Nature. 2006;444(7122):1027-1031.
  7. Ley RE. Obesity and the human microbiome. Curr Opin Gastroenterol. 2010;26(1):5-11.
  8. Cawley J, Meyerhoefer C. The medical care costs of obesity: an instrumental variables approach. J Health Econ. 2012; 31:219–230.
  9. Tilg H, Kaser A. Gut microbiome, obesity, and metabolic dysfunction. J Clin Invest. 2011;121(6):2126-2132.
  10. David CD. The gut microbiome and its role in obesity. Nutr Today. 2016;51(4):167–174.
  11. Baothman OA, Zamzami MA, Taher I, et al. The role of gut microbiota in the development of obesity and diabetes. Lipids Health Dis. 2016;15:108.
  12. Hjorth MF, Blaedel T, Bendtsen LQ, et al. Prevotella-to-Bacteroides ratio predicts body weight and fat loss success on 24-week diets varying in macronutrient composition and dietary fiber: results from a post-hoc analysis. Int J Obes (Lond). 2019 Jan;43(1):149-157.
  13. Ridaura VK, Faith JJ, Rey FE, et al. Gut microbiota from twins discordant for obesity modulate metabolism in mice. Science. 2013;341(6150).
  14. Liou AP, Paziuk M, Luevano JM, Machineni S, Turnbaugh PJ, Kaplan LM. Conserved shifts in the gut microbiota due to gastric bypass reduce host weight and adiposity. Sci Transl Med. 2013;5(178):41.
  15. Bindels LB, Delzenne NM. Muscle wasting: the gut microbiota as a new therapeutic target? Int J Biochem Cell Biol. 2013;45(10):2186- 2190.
  16. Bäckhed F, Manchester JK, Semenkovich CF, Gordon JI. Mechanisms underlying the resistance to diet-induced obesity in germ-free mice. Proc Natl Acad Sci USA. 2007;104(3):979–984. doi:10.1073/pnas.0605374104.
  17. Sandri M, Lin J, Handschin C, et al. PGC-1alpha protects skeletal muscle from atrophy by suppressing FoxO3 action and atrophy-specific gene transcription. Proc Natl Acad Sci USA. 2006;103(44):16260–16265. doi:10.1073/pnas.0607795103
  18. Boyd JH, Divangahi M, Yahiaoui L, Gvozdic D, Qureshi S, Petrof BJ. Toll-like receptors differentially regulate CC and CXC chemokines in skeletal muscle via NF-kappaB and calcineurin. Infect Immun. 2006;74(12):6829–6838. doi:10.1128/IAI.00286-06.
  19. Frost RA, Nystrom GJ, Lang CH. Multiple Toll-like receptor ligands induce an IL-6 transcriptional response in skeletal myocytes. Am J Physiol Regul Integr Comp Physiol. 2006;290(3):773-784.
  20. Cai D, Frantz JD, Tawa NE Jr, Melendez PA, et al. IKKbeta/ NF-kappaB activation causes severe muscle wasting in mice. Cell. 2004;119(2):285-298.
  21. Doyle A, Zhang G, Abdel Fattah EA, Eissa NT, Li YP. Toll-like receptor 4 mediates lipopolysaccharide-induced muscle catabolism via coordinate activation of ubiquitin-proteasome and autophagylysosome pathways. FASEB J. 2011;25(1):99–110. doi:10.1096/ fj.10-164152.
  22. Puppa MJ, White JP, Sato S, Cairns M, Baynes JW, Carson JA. Gut barrier dysfunction in the Apc(Min/+) mouse model of colon cancer cachexia. Biochim Biophys Acta. 2011;1812(12):1601–1606. doi:10.1016/j.bbadis.2011.08.010.
  23. Bindels LB, Neyrinck AM, Claus SP, et al. Synbiotic approach restores intestinal homeostasis and prolongs survival in leukaemic mice with cachexia. ISME J. 2016;10(6):1456–1470. doi:10.1038/ ismej.2015.209.
  24. Bindels LB, Beck R, Schakman O, et al. Restoring specific lactobacilli levels decreases inflammation and muscle atrophy markers in an acute leukemia mouse model. PLoS One. 2012;7(6):e37971. doi:10.1371/journal.pone.0037971.
  25. Zhang F, Luo W, Shi Y. et al. Should we standardize the 1,700-yearold fecal microbiota transplantation? Am J Gastroenterol. 2012;10 7(11):1755.
  26. Hartstra AV, Bouter KEC, Backhed F, Nieuwdorp M. Insights into the role of the microbiome in obesity and type 2 diabetes. Diabetes Care. 2015;38:159-165.
  27. Kristensen NB, Bryrup T, Allin KH, et al. Alterations in fecal microbiota composition by probiotic supplementation in healthy adults: a systematic review of randomized controlled trials. Genome medicine. 2016;8(1):52.
  28. Yi M, Yu S, Qin S, et al. Gut microbiome modulates efficacy of immune checkpoint inhibitors. J Hematol Oncol. 2018;11:47.
  29. Sivan A, Corrales L, Hubert N, et al. Commensal Bifidobacterium promotes antitumor immunity and facilitates anti-PD-L1 efficacy. Science. 2015;350:1084–9.
  30. Gopalakrishnan V, Spencer CN, Nezi L, et al. Gut microbiome modulates response to anti-PD-1 immunotherapy in melanoma patients. Science. 2018;359:97–103.
  31. Maruvada P, Leone V, Kaplan LM, et al. The human microbiome and obesity: moving beyond associations. Cell Host Microbe. 2017;22(5):589—599.
  32. Roager HM, Vogt JK, Kristensen M, et al. Whole grain-rich diet reduces body weight and systemic low-grade inflammation without inducing major changes of the gut microbiome: a randomised crossover trial. Gut. 2019;68(1):83—93.
  33. Wu GD, Compher C, Chen EZ, et al. Comparative metabolomics in vegans and omnivores reveal constraints on diet-dependent gut microbiota metabolite production. Gut. 2016;65(1):63–72.
  34. Jacobs JP, Mayer EA. Psychobiotics: shaping the mind with gut bacteria. Am J Gastroenterology. 2019; 114(7): 1034-1035

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NUTRITION ISSUES IN GASTROENTEROLOGY, SERIES #200

Copper Deficiency: Like a Bad Penny

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Copper is an indispensable trace element. A deficiency of this element can creep up on the clinician like a bad penny if not equipped to recognize the clinical signs, symptoms, and an understanding of which patient populations are at risk. Copper is involved in the proper function of numerous organs and metabolic processes such as iron metabolism, neurotransmission, connective tissue formation, and others. Although a once rare deficiency state seen most often in parenteral nutrition deficient solutions, Roux-en-Y gastric bypass surgeries have brought this deficiency state into awareness. The purpose of this article is to identify patients at risk for copper deficiency, review the signs and symptoms, as well as provide recommendations for treatment and monitoring.

CASE

A long time nutritionally stable 33 year-old male with a history of short bowel syndrome due to necrotizing enterocolitis (NEC) as an infant presented for follow up in GI clinic with persistent leukopenia and neutropenia in the setting of recently increased stool output. The patient’s anatomy included approximately 30cm of small bowel anastomosed directly to 50cm of colon. The nutrition and hydration regimen included: oral intake of a short bowel diet, nocturnal infusion of 6 cans of Peptamen 1.5 via PEG, and 3 liters IV fluid. Teduglutide had been used x 2 years.

The patient’s baseline stool output markedly increased from 2.2 L to ~ 5 L per day, just before a hospital admission for this same problem 5 months prior, in the setting of a central line infection. His white blood count (WBC) and absolute neutrophil count (ANC) at that time were 1.81 k/uL and 960/mL. The cause of his increased stool output was unclear. CT enterography and stool studies for infection were unrevealing. Efforts to reduce the volume of stool output after discharge were moderately successful with a regimen of codeine 30 mg tid, Imodium 4mg qid, and gentle soluble fiber supplementation (Benefiber). On follow up in GI clinic, he was found to be persistently leukopenic, with WBC 1.89 k/uL and ANC 840/ mL. A copper level was tested and found to be <0.10 mcg/mL (reference: 0.75 – 1.45 mcg/mL). Dietary copper intake had until then included 6mg/ day from tube feedings and 2 mg/day from oral multivitamin, which is significantly greater than the typical daily intake of 1.2-1.6 mg/day. The patient was started on 2 mg/day of IV copper gluconate supplementation added to his IV fluids for 6 weeks. On subsequent recheck 3 weeks later after therapy, the patient’s copper level had increased to 0.91 mcg/mL. At that same check, his WBC and ANC had both normalized to 6.09 k/uL and 4220/mL respectively (Table 1).

Significant clinical events, such as a change in approach to nutrition (e.g.: transition from parenteral to enteral nutrition), or significant change in ostomy output can lead to either, subtle or overt, vitamin and trace element deficiencies. In this case, early recognition of copper deficiency helped to avoid potential downstream complications of more significant deficiency.

INTRODUCTION

When you think of copper, what comes to mind? Copper pipes, pennies, copper pots and pans? What about an essential trace element that when deficient may result in neurological deficits, anemia, and neutropenia?

Copper Absorption

Copper is primarily absorbed in the stomach and proximal duodenum. It is involved in hematopoiesis, hemoglobin synthesis, neurotransmission, superoxide synthesis, formation of connective tissue and plays a role in the structure and function of the nervous system.1

Patients at Risk for Copper Deficiency

Risk factors for deficiency include malabsorptive diseases such as celiac disease, Crohn’s disease, gastrointestinal surgery, jejunal feedings, which occur distal to the primary sites of absorption, and prolonged parenteral nutrition without adequate supplementation (for complete list see Table 2).2,3,4

Bariatric Surgery

Bariatric surgeries in which a large portion of the stomach and duodenum are bypassed can lead to copper deficiency. Low serum copper levels have been reported in 10% of patients 2 years after Rouxen-Y bypass surgery. 5,6 Although a recent systematic review corroborated that 10% of RYGB patients develop asymptomatic copper deficiency, only a total of 34 cases of symptomatic copper deficiency have been reported in the literature, occurring on average 8.6 years after surgery with 97% being female.6 Of the 34 cases with symptoms, only 1 patient consumed a multivitamin with minerals.

Excess Zinc

Excess oral zinc supplements, including zinccontaining denture creams, have also led to copper deficiency. Copper and zinc are competitively absorbed in the proximal small bowel, both of which become bound to metallothionein (MT) and are stored within enterocytes. MT has a higher binding affinity to copper than to zinc and the MTcopper (Cu) complex is preferentially retained in the intestinal cells. Synthesis of MT is regulated by the amount of zinc ingested and when excessive amounts are consumed, more MT proteins are produced, forming more MT-Cu complexes, which are then excreted. Massive zinc ingestion thereby decreases copper absorption, leading to an increase in copper excretion.7

Enteral Feeding and Copper Deficiency

Many cases of copper deficiency in enterally fed patients have been reported in the literature. The reasons for the copper deficiency were attributed to the following: inadequate copper in the commercial formula, fiber-containing formula, jejunal delivery of feeding (however one report included two patients with gastrostomy feeding that were found deficient) (Table 3). What is interesting is that in Japan, copper deficiency was treated in some with cocoa powder, a good source of copper.

Signs and Symptoms of Copper Deficiency

Symptoms of copper deficiency include anemia, neutropenia, and pancytopenia (Table 4). Anemia may be macrocytic, normocytic or microcytic. Patients may also present with neurologic deficits including peripheral neuropathy, ataxia and muscle weakness.4 Copper deficiency has also been associated with myelopathy or myeloneuropathy resembling B12 deficiency which includes a spastic ataxic gait and sensory ataxia caused by dorsal spinal column degeneration.4,12 In addition, cases of optic neuropathy leading to blindness have been reported.13,14

In Kumar’s review of 34 cases with copper deficiency, 56% had neurological deficits, four of whom also presented with optic neuropathy. Anemia occurred in 50% of the patients, 12% had pancytopenia and 23.5% leukopenia/neutropenia in addition to anemia.6 Neurologic deficits may be present without hematologic manifestations.

Diagnosing a Copper Deficiency

Serum copper levels are used to diagnose a deficiency. It is important to remember that during the inflammatory response, ceruloplasmin, an acutephase protein that increases during inflammation and transports 80-95% of copper, can lead to elevated blood copper levels. 4 Altarelli suggests using low serum ceruloplasmin (<20 mg/dL) in addition to low serum copper levels with an elevated C-reactive protein to diagnose deficiency.4 According to Rohm et al., serum ceruloplasmin level may be more reliable if the deficiency is mild. MRI of the spinal cord shows increased T2 signal in the posterior dorsal column of the spinal cord during deficiency.1

Copper Replacement

Little evidence other than case reports exists on the appropriate amount, route or duration of copper needed to correct a deficiency. Copper repletion may not completely resolve deficits, but it appears to halt further neurological deterioration.1 Resolution of hematologic manifestations should return to normal within 4 to 12 weeks.4,8

The American Society for Metabolic and Bariatric Surgery (ASMBS) issued repletion recommendations for copper based on the severity of the deficiency.15 For mild to moderate deficiency based on low hematologic indices, use 3–8 mg/d of oral copper sulfate or gluconate until levels normalize. In cases of severe deficiency, use 2–4 mg/d IV copper for 6 days or until levels normalize and neurologic symptoms resolve. Once serum copper levels are normal, they should be monitored every 3 months. Several authors recommend 2-4 mg per day of elemental oral copper or IV route for a brief period of 5 days.4,16 According to Kumar’s practice, the repletion regimen involves 8 mg oral elemental copper for 1 week, 6 mg for the second week, 4 mg for the third week and 2 mg thereafter.17 If symptoms do not resolve or there is rapid deterioration, the author recommends 2 mg IV copper over 2 hours for 5 days. It has been recommended to continue to check copper levels periodically since cases of symptomatic and biochemical relapse have been reported. ASMBS recommends using supplemental copper when patients are consuming zinc supplements (1 mg copper for 8-15 mg zinc) although these specific amounts have not been studied.18 See Table 5 for replacement options for copper

CONCLUSION

Copper deficiency, while once rare, has received increased attention in recent years due to an increase in case reports, particularly in the bariatric literature. A trace element, copper is involved in many physiologic functions. Early recognition is imperative to prevent deficiency, but once deficient, to reverse the consequences of deficiency and prevent permanent damage from neurological complications. After reading this article, the clinician should be well equipped to not only identify copper deficiency, but to treat and monitor response to treatment. Table 6 includes final thoughts on treatment, monitoring, or considerations for patient’s refractory to oral copper treatment.

References

  1. Rohm CL, Acree S, Lovett L. Progressive myeloneuropathy with
    symptomatic anemia. BMJ Case Rep. 2019;12(12):1-5.
  2. Echeverria P. Copper deficiency risk in Roux-En-Y gastric bypass
    and chronic jejunal enteral feedings. Support Line. 2011; 13(5):11-13.
  3. King D, Siau K, Senthil L, et al. Copper deficiency myelopathy after
    upper gastrointestinal surgery. Nutr Clin Pract. 2017;20(10);1-5.
  4. Altarelli M, Ben-Hamouda N, Schneider A, et al. Copper Deficiency:
    Causes, Manifestations, and Treatment. Nutr Clin Pract.
    2019;34(4):504-513.
  5. Gletsu-Miller N, Broderius M, Frediani JK, et al. Incidence and
    prevalence of copper deficiency following roux-en-y gastric bypass
    surgery. Int J Obes. 2012;36(3):328-335.
  6. Kumar P, Hamza N, Madhok B, et al. Copper deficiency after gastric bypass for morbid obesity: a systematic review. 2016;26:1335-1342
    Dolcourt B, Paxton J, Bora K, et al. Pennies for your thoughts: A
  7. case series of pancytopenia due to zinc-induced copper deficiency in
  8. the same patient. Clin Pract Cases Emerg Med. 2019;3(4):341–344.
  9. Myint ZW, Oo TH, Thein KZ, et al. Copper deficiency anemia: review article. Ann Hematol. 2018 Sep;97(9):1527-1534.
  10. Vallurupalli M, Divakaran S, Parnes A, et al. The Element of Surprise.
  11. N Engl J Med. 2019;381(14):1365-1371.
  12. Brown EA, Muller BR, Sampson B, et al. Urinary Iron Loss in the
  13. Nephrotic Syndrome. Postgrad Med J. 1984;60(700):125-8.
  14. Joshi S, McLarney M, Abramoff B. Copper deficiency related
  15. myelopathy 40 years following a jejunoileal bypass. Spinal Cord Ser
  16. Cases. 2019 Dec 16;5:104.
  17. Kumar N, Gross J, Ahlskog J. Copper deficiency myelopathy
  18. produces a clinical picture like subacute combined degeneration.
  19. Neurology. 2004;63:33-39
  20. Pineles S, Wilson C, Balcer L, et al. Combined Optic Neuropathy
  21. and Myelopathy Secondary to Copper Deficiency. Surv Ophthalmol.
  22. 2010;55(4):386-392.
  23. Naismith R, Shepherd J, Weihl C, et al. Arch Neurol. 2009;66(8):1025-
  24. 1027.
  25. Parrott J, Frank L, Rabena R, et al. American Society for Metabolic
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  29. Jaiser S, Winston G. Copper deficiency myelopathy. J Neurol.
  30. 2010;257:869-881.
  31. Kumar N. copper deficiency myeloneuropathy. www.uptodate.com.
  32. December 17, 2018. Accessed March 20, 2020.
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  34. for the perioperative nutritional, metabolic and nonsurgical support
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  39. Wapnir RA. Copper absorption and bioavailability. Am J Clin Nutr
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  41. Shike M, Roulet M, Kurian R, et al. Copper metabolism and requirements in total parenteral nutrition. Gastroenterology. 1981;81:290-97

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DISPATCHES FROM THE GUILD CONFERENCE, SERIES #31

Targeting the IL-12/23 Pathway for Inflammatory Bowel Disease: Current Concepts and Future Directions

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Medical therapy for inflammatory bowel disease (IBD), which includes both Crohn’s disease (CD) and ulcerative colitis (UC), has rapidly evolved in the last twenty years. Anti-tumor necrosis factor (TNF) therapy was the first of the biologic agents on the market. Up to one-half of patients either will fail to respond to anti-TNF agents or will eventually lose response. Newer biologic agents targeting the IL-12/23 pathway are effective in treating IBD, even among patients who have previously failed other mechanisms including anti-TNF therapy and steroids. Ustekinumab is first in class for IBD. With a favorable safety profile and excellent efficacy, first line use of this agent in patients with IBD is appropriate. Nevertheless, as the newest category of biologic on the IBD market, this class remains somewhat unfamiliar to many clinicians and patients. This review aims to answer common questions regarding IL-12/23 drug mechanism, safety, efficacy, clinical application, and therapeutic pipeline.

INTRODUCTION

Interleukins 12 and 23 (IL-12 and IL-23) play a crucial role in the pathogenesis of Crohn’s disease and ulcerative colitis, and serve as a target for new biologic therapies. IL-12 and IL-23 induce inflammation in the gastrointestinal tract by promoting the differentiation of T lymphocytes, which are critical in regulating the inflammatory cytokine cascade.1 Monoclonal antibody therapy to the p40 subunit of IL-12 and IL-23 in the form of ustekinumab, a fully human IgG1 antibody, is one of the newest treatment options for CD and UC, as either first line therapy or for those with lost response to existing biologic therapy.2 This therapeutic pathway has proven effective and attractive due to a favorable side effect profile and ease of use. Novel agents that specifically antagonize IL-23 alone are also in various stages of development (risankizumab, brazikumab, mirikizumab, and guselkumab) and may further improve safety profile and efficacy.

Mechanism, Efficacy, and Safety

Ustekinumab was the first biologic on the market with the target of IL-23. The drug blocks both IL-12 and IL-23 through binding the common subunit p40. The binding of p40 prevents interaction with cell surface receptors inhibiting downstream signaling and cytokine production.2 Ustekinumab has been approved by the Food and Drug Administration (FDA) for the treatment of psoriasis and psoriatic arthritis in 2009, Crohn’s disease in 2016, and ulcerative colitis in 2019.

UNITI-1 and UNITI-2 trials explored response rate to ustekinumab among patients with moderately to severely active Crohn’s disease, in those who had failed anti-TNFs and those not previously exposed to anti-TNFs, respectively. Response rate at week 6 was greater than 30% in TNF-exposed and greater than 50% in TNF non-exposed, both significant in comparison to placebo. Those receiving maintenance therapy every 8 weeks had a statistically significant high rate of remission at week 44 (53% versus 35% for placebo).3 Likewise, in the UNIFI trial, ustekinumab was more efficacious than placebo for inducing and maintaining remission in patients with moderate to severe ulcerative colitis. Fifteen percent of patients had clinical remission at week 8, which was significantly higher than that among patients who received placebo (5.3%) (p<0.001). Endoscopic healing at week 8 was observed in 26%. Week 44 clinical remission was observed in 43% of those receiving every 8 week maintenance dosing as compared to 24% receiving placebo (p=0.002).4

Although there are no expert consensus guidelines for therapeutic drug monitoring, particularly with newer agents, achieving optimal ustekinumab drug levels has been tied to improved clinical outcome. Post-hoc analysis of the UNITI trials suggests that at week 26 or beyond, the mean trough concentration of ustekinumab was at least 4.5 in patients with a favorable response. Endoscopic response was seen in 76% and endoscopic remission in 28% of those achieving similar drug levels.5 Antibody formation has been observed to be low with ustekinumab with low immunogenicity in comparison to the antiTNF class. Antibody formation is seen in 2% of exposed patients.6 Based on this data, combination therapy with immunomodulator is less likely to be necessary with this drug. Use of azathioprine, 6-mercaptopurine, or methotrexate did not result in observed statistically significant increase in serum drug levels of ustekinumab as compared to those without immunomodulator use at week 10 and 26 of therapy.5

Monotherapy is generally effective in the absence of patient history of anti-drug antibody formation or coexisting indications, such as arthralgias, that may benefit from methotrexate. When loss of response occurs, it is then reasonable to check a drug level and anti-drug antibody. Escalation of ustekinumab dosing is associated with recapture of response in greater than 30% of patients. Dose escalation can be achieved either through repeat single intravenous (IV) induction dosing or escalating to every four week dosing.7

The safety profile of ustekinumab is excellent and has been studied in a large patient cohort with psoriasis (n>12,000) – the Psoriasis Longitudinal Assessment and Registry (PSOLAR) registry. Malignancy was observed at a rate of 0.68/100 patient years, major adverse cardiovascular events (MACE) was observed at a rate of 0.33/100 patient years, serious infection was observed at a rate of 1.60/100 patient years, and mortality was observed at a rate of 0.46/100 patient years. The study concluded that there was no increased risk of malignancy, MACE, serious infection, or mortality with ustekinumab use as compared to placebo.8 In the ustekinumab drug trials in patients with CD, two cases of non-melanoma skin cancer were observed in those on therapy.1,9 Although there are no head-to-head trials comparing safety amongst the various biologic categories, overall safety data is favorable for serious adverse events with ustekinumab as compared to anti-TNF agents in network meta-analysis studies,10 and a lower rate of serious infections and tuberculosis has been observed with ustekinumab.

Use in Specific IBD Populations

The anti-TNF class, in particular infliximab, has the only randomized controlled trial for fistula closure. Based on subgroup analysis, ustekinumab appears to be efficacious in managing fistulas and therefore is an option for patients with fistulizing Crohn’s disease. Secondary analysis in the UNITI and IMUNITI trials suggested a reduction by 50% in number of draining fistulas and fistula resolution in 25%. This is comparable to published data on fistula closure rates with anti-TNF agents.11

The efficacy of anti-TNF agents and vedolizumab has previously been established for both Crohn’s disease of the pouch and antibiotic resistant chronic pouchitis. Ustekinumab is also being examined for Crohn’s of the pouch and refractory pouchitis. Case series suggest that ustekinumab has some efficacy in the management of antibiotic refractory pouchitis in patients with UC after ileal pouch-anal anastomosis (IPAA). Observed was both a decrease in number of bowel movements per day as well as endoscopic improvement.12,13 One study of 47 patients with CD of the pouch and 9 patients with chronic pouchitis, the majority of whom had previously been treated with either anti-TNF therapy or vedolizumab after pouch creation, found 83% demonstrated clinical response 6 months after induction with ustekinumab.12

Poorly controlled bowel inflammation has been well established as the primary driver of adverse pregnancy outcomes for both mother and child. Priority should always be given to treating active disease; and, ustekinumab appears to be a reasonable drug option in pregnancy. Based on limited available data, ustekinumab is not associated with increased rates of congenital abnormalities or spontaneous abortion.14 Ustekinumab has been shown to cross the placenta to the infant and does pass into breast milk in minute detectable amounts; however, rates of infection and developmental milestones are similar in those exposed to biologics and those not exposed.15 Ustekinumab use is compatible with breastfeeding.

When choosing to use ustekinumab extraintestinal manifestations should be considered. As the drug is approved for psoriasis and psoriatic arthritis, it is a good drug choice for IBD patients with comorbid psoriasis as well as those with psoriaform eruptions from anti-TNF therapy. Those with anti-TNF induced alopecia may also benefit from switch to ustekinumab.1 Ustekinumab did not show efficacy in ankylosing spondylitis (AS) unlike anti-TNF therapies. Controlling IBD associated arthopathy symptoms has not been directly compared between ustekinumab and anti-TNF agents. A patient’s history of antibody formation should also be considered. With low immunogenicity, it is a good choice for patients with secondary loss of response to anti-TNFs in the setting of antibody formation. In addition, safety profile should be considered. Ustekinumab may be a particularly good therapeutic choice for older patients, those at higher risk of infections, and those with prior treated malignancies.

Novel IL-23 Antibody Drugs

More targeted, IL-23 specific biologics (rizankizumab, brazikumab, mirikizumab, guselkumab) are in development for IBD. Specific targeting of IL-23 has already been shown in head-to-head trials to have superior efficacy to ustekinumab for immune-mediated conditions like psoriasis.16 IL-23 specific agents act through binding the p19 subunit specifically inhibiting the IL-23 pathway and not the IL-12 pathway. Risakizumab is FDA approved for severe plaque psoriasis, and is being tested in Crohn’s disease and ulcerative colitis, currently in phase 2/3 trials. In Crohn’s disease, the phase 2 study demonstrated 30% clinical remission at week 12, which was statistically greater than those receiving placebo (p=0.048). Many of these patients were previously exposed to anti-TNF agents.17 At week 52, clinical remission was maintained in 71% patients on risankizumab.18 Brazikumab has also been studied in moderate to severe Crohn’s disease patients having previously failed anti-TNF therapy (phase 2) and shows early efficacy. Clinical response occurred in 49% of patients receiving brazikumab at week 8 as compared with 26% receiving placebo (p=0.010) and clinical response was observed in 53% of patients at week 24.19 Mirikizumab has been studied in UC and is in trials in CD. In patients with UC week 12 clinical remission was observed in 22% which was significant compared to placebo and clinical response occurred in 59% of patients. At week 52, 46% of patients were in clinical remission.20 Guselkumab, another IL-23 antibody is FDA approved for severe plaque psoriasis and is in phase 2/3 trials in CD.

De Novo IBD with IL-17A Antibody Drugs

IL-17A is a cytokine, which acts further downstream from IL-12 and IL-23. The blockade of IL-17A with biologic agents has shown promising results in immune mediated disease processes such as psoriasis, psoriatic arthritis, ankylosing spondylitis, and rheumatoid arthritis. Sekukinumab and ixekinumab are examples of FDA approved drugs for such indications. Interestingly, secukinumab and brodalumab have not been efficacious for CD or UC, and were actually associated with increased disease activity in early phase trials. There are multiple case reports of fulminant new onset IBD in patients who received IL-17A antagonists such as secukinumab and ixekinumab for alternate indications.21,22 Providers should be aware when prescribing these therapies that they are not appropriate for patients with comorbid IBD and new gastrointestinal symptoms precipitated by these drugs require endoscopic evaluation

CONCLUSION

Drugs that target IL-23 (alone or IL-12/23) have shown excellent efficacy in both CD and UC and are appropriate for both biologic naïve patients and those with loss of response to the anti-TNF class. Ustekinumab is now FDA approved for both UC and CD. Ustekinumab has excellent efficacy, a favorable safety profile, and less immunogenicity than older biologics. As a subcutaneous injection that can be given every 8 weeks it is a medication of convenience with ease of administration that is an attractive option for patients with IBD. As prescribers become more familiar and comfortable with ustekinumab it may be prescribed first line with greater frequency.

There are multiple IL-23 specific drugs in the pipeline, which will likely also be approved for UC and CD in the near future and will compete with ustekinumab as first line options. These drugs have further specificity and have the potential to provide greater efficacy (as in psoriasis) and may have an equal or more favorable side effect profile. These medications will be excellent choices for patients with a similar profile to those on ustekinumab. We look forward to head-to-head comparisons between IL-12/23 and IL-23 agents for efficacy and safety in IBD as well to trials of combination therapy with other biologics for enhanced efficacy in the most challenging patients.

References

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    antagonists as potential therapeutic options for the treatment of inflammatory bowel disease. Expert Opin Investig Drugs. 2019 May;28(5):473-479.
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    JM, Mascelli MA. Discovery and mechanism of ustekinumab: a human
    monoclonal antibody targeting interleukin-12 and interleukin-23 for treatment of immune-mediated disorders. MAbs. 2011 Nov-Dec;3(6):535-45.
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    Blank MA, Johanns J, Gao LL, Miao Y, Adedokun OJ, Sands BE, Hanauer
    SB, Vermeire S, Targan S, Ghosh S, de Villiers WJ, Colombel JF, Tulassay Z, Seidler U, Salzberg BA, Desreumaux P, Lee SD, Loftus EV Jr, Dieleman LA, Katz S, Rutgeerts P; UNITI–IM-UNITI Study Group. Ustekinumab as
    Induction and Maintenance Therapy for Crohn’s Disease. N Engl J Med. 2016 Nov 17;375(20):1946-1960.
  4. Sands BE, Sandborn WJ, Panaccione R, O’Brien CD, Zhang H, Johanns
    J, Adedokun OJ, Li K, Peyrin-Biroulet L, Van Assche G, Danese S, Targan S, Abreu MT, Hisamatsu T, Szapary P, Marano C; UNIFI Study Group.
    Ustekinumab as Induction and Maintenance Therapy for Ulcerative Colitis. N Engl J Med. 2019 Sep 26;381(13):1201-1214.
  5. Battat R, Kopylov U, Bessissow T, Bitton A, Cohen A, Jain A, Martel
    M, Seidman E, Afif W. Association Between Ustekinumab Trough
    Concentrations and Clinical, Biomarker, and Endoscopic Outcomes
    in Patients With Crohn’s Disease. Clin Gastroenterol Hepatol. 2017
    Sep;15(9):1427-1434.e2.
  6. Hanauer SB, Sandborn WJ, Feagan BG, Gasink C, Jacobstein D, Zou B,
    Johanns J, Adedokun OJ, Sands BE, Rutgeerts P, de Villiers WJS, Colombel JF, Ghosh S. IM-UNITI: Three-year Efficacy, Safety, and Immunogenicity of Ustekinumab Treatment of Crohn’s Disease. J Crohns Colitis. 2020 Jan 1;14(1):23-32.
  1. Heron V, Bessissow T, Bitton A, Lakatos P, Seidman E, Jain A, Battat R,
    Germain P, Lemieux C, Afif W. Ustekinumab Therapeutic Drug Monitoring in Crohn’s Disease Patients with Loss of Response. Gastroenterology. 2019 May. Volume 156, Issue 6, S-1139.
  2. Papp K, Gottlieb AB, Naldi L, Pariser D, Ho V, Goyal K, Fakharzadeh
    S, Chevrier M, Calabro S, Langholff W, Krueger G. Safety Surveillance
    for Ustekinumab and Other Psoriasis Treatments From the Psoriasis
    Longitudinal Assessment and Registry (PSOLAR). J Drugs Dermatol. 2015 Jul;14(7):706-14.
  3. Sandborn WJ, Feagan BG, Fedorak RN, Scherl E, Fleisher MR, Katz S,
    Johanns J, Blank M, Rutgeerts P; Ustekinumab Crohn’s Disease Study
    Group. A randomized trial of Ustekinumab, a human interleukin-12/23
    monoclonal antibody, in patients with moderate-to-severe Crohn’s disease. Gastroenterology. 2008 Oct;135(4):1130-41.
  4. Singh S, Fumery M, Sandborn WJ, Murad MH. Systematic review and network meta-analysis: first- and second-line biologic therapies for moderatesevere Crohn’s disease. Aliment Pharmacol Ther. 2018 Aug;48(4):394-409.
  5. Rackovsky O, Hirten R, Ungaro R, Colombel JF. Clinical updates on perianal fistulas in Crohn’s disease. Expert Rev Gastroenterol Hepatol. 2018 Jun;12(6):597-605.
  6. Weaver KN, Gregory M, Syal G, Hoversten P, Hicks SB, Patel D,
    Christophi G, Beniwal-Patel P, Isaacs KL, Raffals L, Deepak P, Herfarth
    HH, Barnes EL. Ustekinumab Is Effective for the Treatment of Crohn’s
    Disease of the Pouch in a Multicenter Cohort. Inflamm Bowel Dis. 2019
    Mar 14;25(4):767-774.
  7. Ollech JE, Rubin DT, Glick L, Weisshof R, El Jurdi K, Israel A,
    Krugliak Cleveland N, Hyman N, Sakuraba A, Pekow J, Cohen RD, Dalal
    SR. Ustekinumab Is Effective for the Treatment of Chronic AntibioticRefractory Pouchitis. Dig Dis Sci. 2019 Dec;64(12):3596-3601.
  8. Mahadevan U, Naureckas S, Sharma B, Tikhonov I, Szapary P, Busse C,
    Kimball A. Pregnancy Outcomes in Women Exposed to Ustekinumab.
    Gastroenterology. 2018 May. Volume 154, Issue 6, S-588-589.
  9. Matro R, Martin CF, Wolf D, Shah SA, Mahadevan U. Exposure
    Concentrations of Infants Breastfed by Women Receiving Biologic
    Therapies for Inflammatory Bowel Diseases and Effects of Breastfeeding on Infections and Development. Gastroenterology. 2018 Sep;155(3):696-704.
  10. Ma C, Panaccione R, Khanna R, Feagan BG, Jairath V. IL12/23 or selective IL23 inhibition for the management of moderate-to-severe Crohn’s disease? Best Pract Res Clin Gastroenterol. 2019 Feb – Apr;38-39:101604.
  11. Feagan BG, Sandborn WJ, D’Haens G, Panés J, Kaser A, Ferrante M, Louis E, Franchimont D, Dewit O, Seidler U, Kim KJ, Neurath MF, Schreiber S,Scholl P, Pamulapati C, Lalovic B, Visvanathan S, Padula SJ, Herichova
    I, Soaita A, Hall DB, Böcher WO. Induction therapy with the selective
    interleukin-23 inhibitor risankizumab in patients with moderate-to-severe Crohn’s disease: a randomised,double-blind, placebo-controlled phase 2 study. Lancet. 2017 Apr 29;389(10080):1699-1709.
  12. Feagan BG, Panés J, Ferrante M, Kaser A, D’Haens GR, Sandborn WJ,
    Louis E, Neurath MF, Franchimont D, Dewit O, Seidler U, Kim KJ, Selinger C, Padula SJ, Herichova I, Robinson AM, Wallace K, Zhao J, Minocha M, Othman AA, Soaita A,Visvanathan S, Hall DB, Böcher WO. Risankizumab in patients with moderate to severe Crohn’s disease: an open-label extension study. Lancet Gastroenterol Hepatol. 2018 Oct;3(10):671-680.
  13. Sands BE, Chen J, Feagan BG, Penney M, Rees WA, Danese S, Higgins
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FRONTIERS IN ENDOSCOPY, SERIES #64

Endoscope-Associated Infections (EAI): An Update and Future Directions

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INTRODUCTION

The number of endoscopic and minimallyinvasive procedures performed has exponentially increased in recent years, as the realm of endoscopy has expanded.1 Annually, around 20 million endoscopic procedures are performed in the United States, of which at least 600,000 are endoscopic retrograde cholangiopancreatographies (ERCPs).2-3 The parallel upsurge in multi-drug resistant organisms (MDRO) has augmented the worldwide attention to the study of and efforts to mitigate nosocomial infections. Endoscopeassociated infections (EAIs), especially those associated with the endoscope conventionally used for ERCP (i.e. the duodenoscope), has been a growing concern in the healthcare system in recent years and has garnered significant attention in the mainstream news. When compared to a standard flexible endoscope, the duodenoscope has a more complicated structure that makes it more susceptible to infection; this is especially the case at the distal tip of the scope as a result of the duodenoscope’s elevator mechanism, which is relatively difficult to clean/disinfect, and as such, tissue/fluid from one patient may remain when the device is used on a subsequent patient, thus leading to patient-to-patient transmission of infection. Although duodenoscope-associated infections are rare occurrences and procedures are in place to avoid them, most experts believe that the infection prevalence may be under-reported.2

The paradigm for cleaning endoscopes (including duodenoscopes), as recommended by the United States Food and Drug Administration (FDA) and Centers for Disease Control and Prevention (CDC), encompasses comprehensive and extensive cleaning followed by high-level disinfection (HLD).2 Heat-labile endoscopes are not able to undergo the same sterilization method for surgical instruments, thus making HLD important. In 2013, the CDC alerted the FDA to a potential association between MDRO and duodenoscopes. The initial obvious suspicion was placed on reduced effort in cleaning, missed steps and/or other lapses involved in duodenoscope cleaning and HLD.1 However, upon further investigation, it became clear that these cases of infection were occurring despite user adherence to multiple expert societies suggested guidelines and manufacturer’s instruction for use (IFU), which had been previously considered to be adequate. Unfortunately, after the increases in the frequency of infection in healthcare centers despite adhering to the guidelines/IFU, the FDA and CDC began to re-evaluate the infection risk with duodenoscopes.1

There have not been well-established, specific guidelines for endoscopic disinfection strategies to better ensure safety from EAIs.2,4 Furthermore, the complexity of duodenoscope design makes it difficult to achieve efficient and effective disinfection and reprocessing.1 In this review, we focus on EAIs (particularly duodenoscope) and the challenges related to it, and additionally discuss the current standards of reprocessing as well as the changes proposed for reprocessing technique and their effect on future of EAIs.

II. ENDOSCOPIC REPROCESSING PROCESS

Pre-cleaning is a crucial first step to prevent drying of pathogens attached, and is performed immediately after the procedure, at patient bedside, usually by the endoscopy technician/staff.3,5 Precleaning starts with wiping the insertion section of endoscope (with clean water or detergent solution), followed by aspiration of water through the channel for 30 seconds, while raising and lowering the elevator, followed by aspiration of air for 10 seconds. After this, the AW channel-cleaning adapter is attached to the air/water cylinder and flushed with water and air, before detaching accessories from the endoscope, and subjecting the scope to a leak test.2 Certain automated endoscope reprocessors (AERs) have automated cleaning before HLD, and although it allows for standardization and reduces error, this method has not been vindicated with adequate peer-reviewed evidence.5

Once the endoscope/duodenoscope is transferred to endoscopy suites’ designated scope reprocessing area, the five stages of endoscope reprocessing begin, as described in manufacturers’ IFUs, which include manual cleaning, HLD, rinsing, drying, and storage.5 The steps of manual cleaning of duodenoscope include (i) cleaning the external surface of scope using medical grade, lowfoaming, neutral pH detergent, (ii) brush clean the elevator and recess along with guidewire-locking groove, (iii) brush clean the suction channel, (iv) brush clean the instrument channel from suction cylinder to distal end of insertion section (scope tip) and reverse, (v) brush clean the suction cylinder to endoscope connector, and reverse, (vi) brush clean the suction cylinder, (vii) brush clean the instrument channel port, (viii) aspirate detergent solution through the instrument channel and suction channel, (ix) flush forceps elevator recess with detergent solution, (x) flush the air/water channel with detergent solution, (xi) immerse the endoscope and accessories in detergent solution, (xii) remove detergent solution from all channels, (xiii) dry external surfaces of the scope. Disinfectants for HLD (glutaraldehyde, orth-phthalaldehyde, peracetic acid) must have a broad range of activity against microbes at a specific concentration. 5 Glutaraldehyde is a less expensive choice; however with reported incidence of bacterial resistance.5

After deep cleaning, the next step is HLD, which can be performed manually or through AER.5 The steps of manual HLD include (i) immersing scope in high-level disinfectant after attaching channel plug and injection tube, (ii) flushing all channels and forceps elevator recess with disinfectant solution using luer-lock/regular syringe; (iii) leave endoscope and accessories immersed in disinfectant solution for recommended contact time, temperature and concentration. Rinsing includes extensive rinsing of the scope and accessories, as well as using suction pump to aspirate air through the instrument channel, followed by alcohol flush (medical grade 70% ethyl or 70% isopropyl alcohol) and then filtered with air-drying. Alternately, units may use automated endoscope reprocessor (AER), if available. If drying is inadequate, the duodenoscope is at higher risk of increased bacterial growth and biofilm formation.5,6 The duodenoscope should be stored for a period that ranges from hours to 21 days (exact time is not defined), but more importantly, it should be stored in a manner that shields it from contamination, moisture, and damage.5

Duodenoscopes are generally more susceptible to bacterial contamination because of their long channels and sophisticated design (as discussed below in detail), but effective cleaning has the potential to exponentially remove microbes and debris (almost as high as 99.99%). Healthcare workers who are directly involved in duodenoscope reprocessing should have dedicated device disinfection training, scheduled competency testing, and routine quality measure inspections to ensure adherence with all current protocols and manufacturer IFUs.3,5,7 In 2009, the CDC began an infection control audit during the inspection of 68 ambulatory surgical centers, and they had found that 28% of the surveyed centers lacked a uniform protocol for duodenoscope reprocessing.3,5,7

III. DUODENOSCOPE-ASSOCIATED INFECTION

a. General Information

Most EAIs are detected through the outbreak investigations,5 with at least 35 outbreaks reported between 2012 until 2015.1 The estimated incidence of duodenoscope contamination ranges in literature from 0.3–30%.8-13 Attack rate for duodenoscopeassociated infections, defined as number of infected or colonized cases over the number of exposed cases, has been estimated between 12-41%.14

In a recent international endoscopic processing survey, one-fifth of the 165 responding institutions from 39 countries testified at least one EAI outbreak, despite presence of standard operating procedure for endoscope cleaning 82% facilities.15 Main contributors to EAI outbreaks have been thought to be breaches in reprocessing standards, use of unapproved disinfectants, poor endoscope maintenance, lack of microbiologic surveillance and contaminated automated endoscope reprocessors (AERs).14,16-24 Additional risk factors that specifically predispose duodenoscopes to infection include, but not limited to inadequate disinfection due to their sophisticated design/ elevator mechanism and acquired damage with frequent instrumentation.2,4,25 Moreover, there are a few patient-centric risk factors which may also contribute to duodenoscope-associated infections, including bile duct obstruction/infection and immunocompromised host status.2,4,25

Intricate designs of duodenoscopes require augmented attention during reprocessing process. Duodenoscopes have a moveable unique lever/ elevator mechanism at the tip, which allows the endoscopist to orient guidewire/instruments into the visual field;1 however, this exclusive design is poorly accessible with the standard cleaning brushes and makes the disinfecting process challenging. Duodenoscopes also have an elevator wire channel and a long, braided wire connecting the “elevator mechanism” to the control. These channels can be unsealed and are susceptible to bacterial colonization, and recently, been implicated in some outbreaks.1 The water and air channels of duodenoscopes, both with small diameter than standard endoscopes, are may also harbinger infection in case of inferior cleaning. The design of linear array echoendoscopes (used for therapeutic EUS), also is very similar to duodenoscope, with distal elevator mechanism, and is prone to similar challenges with cleaning and reprocessing (Figure 1).

Biofilms are polysaccharide matrices that allow bacterial colonies to attach to surfaces, are a specific pathogen-associated risk factor. Biofilms protect bacterial colonies from drying and inhibit disinfectants and antibiotics.2,26-28 To eradicate biofilms, mechanical and ultrasonic cleaning is an effective method comparing to chemical cleaning. The current disinfection and reprocessing protocol has not been found to eradicate biofilms efficiently, which further complicates the issue of efficient reprocessing of duodenoscopes, and has been attributed to recent reported outbreaks.2,29-30

b. Outbreaks

In late 2013, Virginia Mason in Seattle, and Advocate Lutheran in Chicago, independently linked an outbreak of antibiotic-resistant infections to use of duodenoscopes, which first brought to attention this growing problem. This led to further investigation by Senator Patty Murray (Ranking member of the Senate Health, Education, Labor and Pensions Committee) who concluded that these incidents were not isolated, but recognized that between 2012-2015 at least 25 different incidents of antibiotic-resistant infections had sickened at least 250 patients worldwide, and implicated duodenoscopes made by all three major manufacturers (Olympus, Fujifilm and Pentax).31

In 2018, Rauwers et al. reported that 26 out of 73 Dutch ERCP centers (39%) had at least one contaminated duodenoscope, which was thought to be patient-ready, despite compliance with reprocessing guideline and recommendations.32

Table-1 is a comprehensive list of reported outbreaks, number of affected patients, the cause (if determined) and the company of duodenoscope, both within the United States and outside.11,17,19,20,23,24,33-47

c. Spaulding Classification

This classification, proposed in 1974, splits medical instruments into three different categories, based on the risk of infection.48 Non-critical instruments come in contact with intact skin, thus low infection risk, and hence require simple disinfection with water and possibly detergent (stethoscopes, sphygmomanometers, etc.). Semicritical instruments come in contact with mucous membranes and carry moderate infection risk2-3,49-50 and hence require high-level disinfection (HLD) (all flexible endoscopes fall in this category). Critical instruments enter the sterile tissues, body cavities (peritoneum) and vasculature, and carry high risk for infection, and hence need detailed sterilization.

It is debatable if Spaulding classification is dependable in the current era, when endoscopy has shifted from a diagnostic to an interventional/ therapeutic procedure, with continued efforts to push the frontiers in pancreato-biliary system as well as the third space. Duodenoscopes are typically classified as semi-critical instruments, but technically enters sterile portion of GI tract (biliary system), and hence carries high risk of infection. FDA currently recommends intensive cleaning and HLD for optimal disinfection, but one could argue these require sterilization and would not be wrong. The counter-arguments presented include sterilization being more time and resource consuming, and HLD is not clinically inferior to sterilization in preventing infections.51 However, in the light of recent infection outbreaks, this field needs further investigation.

d. Microbiology of Duodenoscope-associated
Infections:

i. Endogenous Infections:

Endogenous infections involve intra-procedural breach of mucosal barrier and subsequent infection with gut’s flora52 and are most common of all infections associated with GI procedures. It is well understood that therapeutic upper endoscopic procedures (viz. variceal ligation, esophageal dilation, or sclerotherapy) have significantly higher rates of infection, than general endoscopic procedures (EGD with biopsy/snare, colonoscopy with biopsy/snare). ERCP also has significantly high infection related complications such as ascending cholangitis, cholecystitis, abscess, and bacteremia/sepsis.5,53-55 As endogenous infections involve the gut’s flora, the underlying pathogens might differ depends on the examined area anatomical location, i.e. upper or lower GI tract or biliary system. Most common pathogens in upper endoscopic procedures related infection are coagulase-negative Staphylococcus, Streptococcus; while Enterobacteriaceae, enterococci, and Streptococci are the most common pathogens in lower GI procedures.5,56 The commonest organisms implicated in ERCP include E. Coli, Klebsiella and Enterobacter.57

ii. Exogenous Infections:

Exogenous infections are generally from contamination (including EAIs) and should be preventable with adequate disinfection strategies. As discussed above, insufficient pre-cleaning, manual/automated cleaning, and drying are welldescribed potential missteps that lead to direct transmission of microbial pathogens. Since the advent of HLD, the exogenous most commonly implicated pathogen has changed from Salmonella to Pseudomonas. 58 The reason for this is the high tendency of Pseudomonas aeruginosa to produce biofilms in moist environments (for example, wet endoscopic channels); which are difficult to eradicate even with HLD. Other common microorganisms implicated in exogenous infections are Mycobacteria, Helicobacter pylori, and Clostridium difficile. 2

e. Multi-drug Resistant Organism (MRDO)
Infections:

In addition, the recent outbreaks (as in Table-1) have been due to multi-drug resistant organisms (MRDO), like multidrug resistant Enterobacteriaceae infections, including Extended Spectrum Beta- Lactamases/Carbapenem-resistant Enterobacteriaceae (ESBL/CRE), despite strict adherence of accepted standards of reprocessing and manufacturers’ IFUs. This is not only a significant healthcare concern, but also garnered significant media attention, requiring urgent attention by institutions.59-60 The mortality and morbidity from multi-drug resistant infection led to increased collaboration between device manufacturers, hospitals/health care centers, and encouraged regulatory agencies to revisit duodenoscope reprocessing guidelines, mandate standards of reprocessing to be followed/reported by healthcare institutions and establish supplementary recommendations (as discussed below).

IV. EFFORTS TO DECREASE THE RISK OF INFECTION

Since the outbreaks, in order to decrease infection rate, the CDC and FDA have recommended increased reprocessing quality, with stringent adherence to detailed reprocessing protocols. Duodenoscope reprocessing requires high compliance, along with knowledgeable and well-trained healthcare workers, and lapses in attention or bypassing steps in the processing must be curtailed. Rutala and Weber reviewed most common attributors to increased risk of infection, which were incomplete cleaning or HLD, endoscopes internal damage, and flaws in automated endoscopic reprocessors/ endoscopes.7 The authors also discussed unrecognized infections, which are attributed to inadequate surveillance due to long delay from colonization until infection.3,7 To overcome such issues, FDA emphasizes on implementing a quality control protocol at healthcare facilities, which encompasses a comprehensive list of written documents of training, documents of adherence to guidelines, equipment tests, and quality measures during reprocessing.2

The automated endoscope reprocessor (AER) is FDA approved as an alternative for endoscope disinfection, capable to remove proteins and other bioburden efficiently. However, AERs are susceptible to contamination and damage, which has been implicated in previous outbreaks also.2,61- 64 Moreover, most AERs do not have adequately high flushing pressure to adequately disinfect the elevator channel, hence manual reprocessing with 2-5 ml syringe is more reliable than AER. For these reasons, currently, the FDA advises using AER only as a supplementary step to the current recommended manufacturer’s IFU, rather than a standalone reprocessing strategy.

In 2015, the FDA released four recommendations to supplement reprocessing protocols in order to reduce contamination rates. These new supplements include consideration of repeat HLD, sterilization with ethylene oxide (EtO), liquid chemical sterilant, and culturing for surveillance.9-11,14, 65-68 Although some of these studies demonstrated a reduction of contamination, but not a zero contamination rate, even with double HLD. The flip sides of these steps include increased cost and resources, and increased scope downtime (thus need for purchase of more scopes) and additionally exposure of toxic EtO to reprocessing personnel.

a. Repeat HLD:

HLD is believed to eradicate 105 bacteria in single processing, whereas endoscopes are usually contaminated with 1010 bacteria.69 Theoretically, it would be expected that two consecutive HLD cycles would effectively remove 99% of bacterial contamination, and this may have been the basis of FDA suggestion of two consecutive HLD cycles a supplement to existing reprocessing protocols. Many healthcare facilities readily adopted this strategy, for the ease of implementation, minimal extra cost or financial burden, and acceptable increase in length of reprocessing time/scope downtime. However, there is little substantial evidence to support the efficacy of 2 consecutive HLD cycles, and in areas without outbreaks, there is little efficacy and utility for multiple HLD cycles.2,11,66,70 More importantly, multiple cycles of HLD did not eradicate the bacteria that led to multiple outbreaks of duodenoscopeassociated infectious outbreaks.69 Notably, one specific prospective randomized study showed no significant differences in contamination rates between single HLD group, double HLD group, and single HLD followed by EtO sterilization group.13 Considering the complex design and elevator mechanism of a duodenoscope, a universal and improved reprocessing method is paramount to reduce infection contamination.

b. Sterilization:

Sterilization of endoscopes can be performed using gaseous (ethylene oxine, EtO) or liquid (per-acetic acid) sterilants. Gas sterilization with ethylene oxide (EtO) for reprocessing is performed at low temperatures, however, due to its potential flammability and possible carcinogenic risk to reprocessing personnel, EtO use has been limited in most facilities. Another major limitation of EtO sterilization is the long aeration time, which increases scope downtime, and may become a major financial burden for endoscopy units. Moreover, as discussed above, EtO sterilization after single HLD has not shown to be any better than single HLD alone.13 In addition to Eto, other agents including hydrogen peroxide and plasma-activated water have been tried, and are under investigation.71,72 On the other hand, liquid sterilant flushing of the endoscope is thought to potentially re-introducing microbes and hence not favored. For these reasons, sterilization of endoscopes is not a widely accepted practice.

c. Microbiologic testing:

European and Australian societies for gastrointestinal endoscopy have favored use of routine culturing as a quality measure of duodenoscope reprocessing,73-74 and inspired FDA in conjunction with CDC and American Society of Microbiology (ASM) to release standardized protocols for duodenoscope culturing.75 However, this approach is not widely adopted across the United States due to several reasons, including the high cost associated with culturing process, unclear intervals at which culturing should be performed, and lack of adequate evidence of test performance and characteristics.75-76 Furthermore, a negative culture result of duodenoscope does not eliminate the possibility of infection, as there are cases in which duodenoscopes outbreak occurred despite negative cultures.19

V. Future Directions in the Prevention of Duodenoscope-associated Infections

a) Augmented manufacturer accountability:

In the light of these duodenoscope-associated infection outbreaks, the FDA claimed post-market surveillance studies on the manufacturer IFU by all three major manufacturers, Fujifilm, Olympus, and Pentax, which they all initially failed to provide.77 In 2018, the interim results demonstrated contamination rates of up to 3% for high concern organisms, which was higher than expected.78 Further sampling and culturing studies by these companies showed presence of high risk organisms including E. Coli and P. aeruginosa. The FDA then ordered these companies to conduct post-market surveillance studies to evaluate if the staff could understand and follow manufacturer’s IFU in realworld healthcare settings (called human factors studies), which showed users often had difficulty understanding and following IFU, and hence unable to successfully complete reprocessing.79 These data ultimately encouraged FDA to recommend
measures supplemental to existing reprocessing protocols, and also led to development of several endoscopy unit quality checks, as discussed below.

FDA also has recently raised concerns regarding the practice of semi-automatic renewal of market authorization of new endoscope models, without additional analysis, if the new modified design of new endoscope was sufficiently similar to the previously approved designs.80 As an example, prior to these outbreaks, Olympus introduced TJFQ180V with sealed elevator channel, as opposed to the previous model with exposed elevator wire channel, but after the outbreaks linked to this model, FDA suspected a possible safety compromise due to changed design, leading to worldwide recall of this model of duodenoscope.81

These instances encourage manufacturers to assume greater accountability in this overall mission of minimizing EAI transmission.

b) Augmented endoscopy unit accountability:

Since these MRDO outbreaks associated with duodenoscope use, FDA and CDC have put in place many regulations, all aimed at preventing risk of infection transmission and minimizing the patient risk. These measures include identification of risk factors responsible for infection transmission, maintaining adequate communication to mitigate such occurrences, making process of reprocessing efficient and creating quality control measures, which can serve as check points.

FDA and CDC recommend recognizing patient specific and endoscope specific risk factors, which can lead to infection transmission. In case of duodenoscope, as previously discussed in this manuscript, they pertain to its complex design and distal tip elevator mechanism. In addition, a duodenoscope may have internal channel damage, which may be independent of age of the scope but dependent on use frequency and user characteristics, which may render it more difficult to clean, and currently there are no guidelines regarding endoscope durability/longevity and optimal inspection frequency, and these needs to be focus of future research. Some endoscopy centers, hence, maintain an endoscope specific log file to keep a track of number of procedures done, repair history, report regarding their borescope channel examinations, and infection/culture results.

FDA and CDC also recommend all endoscopy centers to maintain transparent communication between endoscopists, reprocessing personnel and medical devise and infection control experts as a core strategy to minimize EAIs. Appropriate reporting of any adverse events, in regards to infection control, which would include any infection outbreaks, device failures and reprocessing lapses, is paramount to minimize patient risk. If an outbreak is detected, then a detailed investigation of rootcause analysis by experts, along with dismantling of alleged duodenoscope is advised. In addition, endoscopy centers are encouraged to maintain protocols regarding endoscopy/reprocessing staff education and examination on a periodic basis, as measures of quality control.

Refer to Table-2 for a comprehensive list of FDA recommendations for hospitals and endoscopy units.

c) ATP bioluminescence as an alternative to microbiologic surveillance and use of borescope:

Adenosine triphosphate (ATP) is present in
microorganisms and human cells, and its detection in endoscope allows as a surrogate of bacteriologic/ biologic residue. A few recent studies from Stanford interventional group led by Subhas Banerjee have explored the use of ATP bioluminescence as a surrogate of microbiologic culturing. In study by Sethi et al., ATP bioluminescence was measured after pre-cleaning, manual cleaning, and HLD on rinsates from suction-biopsy
channels of all endoscopes and elevator channels of duodenoscopes/linear echoendoscopes.82 The authors noted that ideal ATP bioluminescence benchmark of <200 relative light units (RLUs) after manual cleaning was achieved from suctionbiopsy channel rinsates of all endoscopes, but 9 of 10 duodenoscope elevator channel rinsates failed to meet this benchmark. Re-education reduced RLUs in duodenoscope elevator channel rinsates after pre-cleaning (23,218.0 vs. 1340.5 RLUs, P < .01) and HLD (177.0 vs. 12.0 RLUs, P < .01).82 Also authors noted that after 2 cycles of manual cleaning/HLD, duodenoscope elevator channel RLUs achieved levels similar to sterile water, with corresponding negative cultures. This led authors to propose re-education of endoscopy staff and 2 cycles of cleaning and HLD to minimize the risk of transmission of infections by duodenoscopes.

Barakat and Girotra then utilized ultrathin flexible inspection endoscope to inspect working channels of 68 endoscopes in their unit, and correlated to ATP bioluminescence values from working channel rinsates.83 They noted superficial scratches (98.5%) and scratches with adherent peel (76.5%) and few small drops of fluid in 42.6% endoscopes after reprocessing and drying.
The authors noted that presence of residual fluid predicted higher ATP bioluminescence values, and hence proposed periodic visual surveillance of duodenoscope, using borescope, for working channel damage (standard wear and tear/debris/water), and taking remedial actions on duodenoscope with extensive damage to achieve additional benefits in overall infection reduction strategy. Barakat et al. further demonstrated fewer water droplets and delayed ATP bioluminescence values within endoscope working channels after automated drying compared with manual drying, thus favoring automated drying to decrease risk of infection transmission.84 The group also showed that use of medium/high concentrations of simethicone was associated with increased retention of fluid droplets and higher ATP bioluminescent values in endoscope working channels, compared to when water or lower concentrations of simethicone was used.85 The group hence proposed using lowest possible concentration of simethicone, if needed at all, and Facilities may consider 2 automated endoscope reprocessor cycles for reprocessing of endoscopes when simethicone has been used.

d) Advances in duodenoscope design:

Lessons learnt from these outbreaks, which were clearly attributable to the complex design of the distal tip of duodenoscope, especially the elevator mechanism, and particular difficulty in cleaning these, and persistence of infection despite reprocessing, served as fulcrum for research and development towards endoscope redesign, and will open new frontiers in endoscopic research. What started with introduction of single use parts of duodenoscope (disposable protection caps and air/ water channel plugs)86 led to models with disposable or sterilizable forceps elevators.87 Till date, the FDA has cleared 5 duodenoscopes with disposable components that facilitate reprocessing, including Boston Scientific EXALT Model D single-use (fully disposable duodenoscope), Fujifilm ED-580XT (disposable endcap duodenoscope), Olympus Evis Exera III TJF-Q190V (disposable endcap duodenoscope), Pentax ED34-i10T (disposable endcap duodenoscope) and Pentax ED34-i10T2 (disposable elevator duodenoscope). 79 Disposable designs may reduce between-patient duodenoscope contamination by half as compared to reusable, or fixed endcaps, and are hence being advocated by the FDA. Other devices are also in development, including ScopeSeal (GI Scientific LLC, Arlington, VA), which is a single-use device cleared by FDA for Olympus TJF-Q180V, which provides a sealed barrier for the distal end of duodenoscope, while maintaining the superior optical capability and other performance attributes of reusable duodenoscopes.88

More recently, reusable single use duodenoscope has been introduced by Boston Scientific Corporation (Figure-2), which has garnered significant clinical attention and positive press.89 A clinical evaluation of single-use duodenoscope was recently conducted at 6 academic medical centers and included ERCPs with a wide range of complexity (ASGE complexity grade 1 = 7, grade 2 = 26, grade 3 = 26 and grade 4 = 1).90 The results suggests that 96.7% (58/60) ERCPs were successfully completed using single-use duodenoscope and another 3.3% (2/60) completed after crossover to reusable duodenoscopes, with median overall endoscopist satisfaction of 9/10. Although this study supports performance characteristics of this single-use disposable duodenoscope, its wide adoption will depend on its cost effectiveness, which must take into account not only the face value of the procedure cost and disposable equipment cost, but also balance it against several factors associated with reusable duodenoscopes, including maintenance cost and reprocessing cost after each use. In addition, there are several hidden costs which need to be taken into consideration, including cost of managing colonized/infected patients, associated litigation costs, and costs of remedial actions (discarding the infected duodenoscope away, downtime costs and cost of new duodenoscope, etc.). This is an area that needs detailed studies, but is extremely promising.

VI. CONCLUSIONS

In summary, the upsurge in EAIs, in particularly multi-drug resistant infections, noted in the last decade, despite adherence to reprocessing protocols, has not only directed worldwide attention to this issue but also led the FDA and CDC to regularize several aspects at the ends of endoscope manufacturers and the endoscopy units. This also commanded potent research focused at improving reprocessing protocols including increased automation to decrease human errors in reprocessing and introduction of checkpoints and surrogates to detect potential bacteriologic/biologic residue in the duodenoscopes. This research is now taking a direction towards advancements in design of duodenoscopes, including use of disposable distal attachments to facilitate cleaning, and even introduction of fully disposable duodenoscopes. These exciting advances instill a strong hope amongst the endoscopy community that we will be able to put the issue of EAIs behind us and thereby minimize patient risk while provide high level endoscopic services.

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    Contamination of flexible fiberoptic bronchoscopes with Mycobacterium chelonae linked to an automated bronchoscope disinfection machine. Am Rev Respir Dis. 1992;145(4 Pt 1):853-855.
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    A double-reprocessing high-level disinfection protocol does not eliminate positive cultures from the elevators of duodenoscopes. Endoscopy. 2018 Jun;50(6):588-596.
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A SPECIAL ARTICLE

Inpatient and Outpatient Fecal Microbiota Transplant in Pediatric Patients with Clostridium difficile Infections

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Objectives: Fecal microbiota transplant (FMT) has shown a 90% success rate of symptom resolution in adults and pediatric Clostridium difficile infection (CDI). The major aims of this study were to compare the success of inpatient and outpatient FMTs in eradicating CDI and to identify risk factors for failure.

Methods: An eight-year retrospective chart review of pediatric FMT to treat CDI in the outpatient or inpatient setting was conducted. Patient demographics and FMT data were extracted.

Results: The inpatient (n=19) FMT success rate was significantly higher than the outpatient (n=15) FMT success rate (P=0.018). Significant risk factors for failure were use of a gastrostomy tube versus nasogastric tube as the
stool delivery mode (P = 0.034) and having FMT in the outpatient setting (P = 0.027).

Conclusions: Inpatient FMT success rate was similar to FMT publications. Most published risk factors for CDI occurrence were not significantly related to CDI recurrence following FMT.

INTRODUCTION

Clostridium difficile (C.diff) is a grampositive bacteria that produces pathogenic toxins, TcdA and TcdB, and can lead to toxic megacolon, intestinal perforation, and even death.1-4 The gut is home to over 1,000 different species of bacteria, including C.diff. 5
A disruption in the balance between healthy and unhealthy bacteria,
commonly linked to antibiotic use, leads C.diff to become pathogenic.1,4,5 Aside from antibiotic exposure, other risk factors for C.diff infection

(CDI) include malignancy, inflammatory bowel disease, gastrointestinal surgery, acid suppression and presence of a gastrostomy tube (G-tube).3,6,7

CDI has recurrence rates of 15%-30% in both adult and pediatric populations.3,5,6-8 Fecal microbiota transplantation (FMT) studies on
adults have found a success rate of around 90%.9-11

Several pediatric studies involving FMTs have shown CDI symptom resolution similar to the adult population.6-8,12 These studies have generally been conducted in the outpatient arena and involve a physician.

It is unclear if there would be even higher success rates if pediatric FMTs were conducted in the inpatient setting. Therefore, the primary goals of this study were to evaluate success of FMT in children treated as inpatients compared to the outpatient setting and to identify risk factors for failed FMT treatment. Secondary goals of the study were to compare the number of adverse events and the range of charges for FMT conducted in the two settings.

METHODS

Study Design and Participants

This study is a retrospective chart review of patients within a pediatric gastroenterology outpatient clinic and its affiliated children’s hospital in southeastern Louisiana. We included patients between the ages of 1 and 18 diagnosed with CDI (ICD 9 codes 008.45 or ICD 10 codes A04.72) who had an initial FMT treatment between 2012 and 2019. A list was generated of 272 patients who met the age and CDI diagnosis criteria. Forty-five of these patients were treated with an FMT during the study period. For the purposes of this study, we limited data analysis to each patient’s first FMT; therefore, 34 patients were included in the final study database.

Procedure notes indicated that FMT typically consisted of 30 milliliters of fresh donor stool agitated with 30 milliliters of water that was strained through a sieve and delivered to the patient via G-tubes, nasogastric tubes (NG tubes), enemas, or endoscopies by either a physician, family member, or both (Figure 1). If a feeding pump was used, delivery was set to 30 minutes to avoid intolerance. Transplants done by endoscopy included delivery of stool directly into the duodenum during an esophagogastroduodenoscopy or directly into the ileum and colon during a colonoscopy.

Patient demographics, including gender, ethnicity, age at CDI diagnosis, age at first FMT, relationship of stool donor to the patient, and insurance type were noted. Information on a series of potential risk factors for CDI that might influence FMT success were collected. They included history of inflammatory bowel disease (IBD), presence of an ostomy and/or G-tube, and history of cancer. We also abstracted information from the chart on medications taken within the 30 days leading up to the FMT with a focus on acid suppression medications, immunosuppressant medications, and non-CDI treating antibiotics. Lastly, we gathered information on FMT failure (i.e., recurrence of at least three bowel movements involving diarrhea in a 24-hour period within 12 weeks of FMT), adverse events occurring within 30 days of FMT delivery, and charges associated with the FMT.6

The Franciscan Missionaries of Our Lady University institutional review board approved this study as exempt.

Statistical Analyses

We analyzed continuous data using Mann Whitney U and t-tests; frequency counts were analyzed using the Chi Square statistic. These tests and all descriptive analyses were conducted with Graph Pad 5.0. We conducted simple logistic regression analyses to identify risks for FMT failure with SPSS version 23. We considered results to be statistically significant if associated with a P-value less than or equal to 0.05.

RESULTS

Description of Patient Sample

As described in Table 1, most of the patients included in our sample were white and had private insurance. Our patients ranged from 1 to 16 years of age, with an average age of 5.5 years.

There were no statistically significant differences between the inpatient and outpatient FMT groups regarding demographic characteristics, including age at diagnosis, age at first FMT, gender, race, and insurance provider.

Description of CDI Diagnosis and FMTs

CDI was most commonly diagnosed using stool polymerase chain reaction (PCR; 79%). Other diagnostic methods used were stool toxin (12%) or visual identification during a colonoscopy (6%). Chart information was missing for CDI diagnostic technique for one patient. Most patients (62%) had an FMT for the third recurrence of CDI after two failed antibiotic attempts.

Nineteen (56%) of the initial FMTs were completed in the inpatient setting and 15 (44%) were completed in the outpatient setting. We defined an inpatient FMT as a hospital admission of three days for FMT transfer and included patients admitted for the sole purpose of FMT via NG tube or G-tube delivery, patients admitted for FMT after endoscopy, and patients admitted for another diagnosis, not CDI, who also had an FMT during the admission. All inpatient FMTs were performed in their entirety by a pediatric gastroenterologist.

There were three subcategories of FMTs completed in the outpatient setting. One category consisted of FMTs completed exclusively by a physician. These included FMTs involving NG tube insertion in the office and stool transfer over three consecutive days in the office as well as those completed during an outpatient endoscopy. If patients had an FMT during endoscopy, stool was transferred during one day only. The second subcategory consisted of one day of stool transfer by the physician and two days of stool transfer completed by the parents. These patients had stool delivery through a G-tube, NG tube or enema. The third subcategory was comprised of FMTs delivered via G-tube by the patients’ parents at home (Figure 1).

All patients received a fresh stool sample from a family member donor, most commonly from a parent (91%). Siblings served as donors for two patients (6%), and a cousin was a donor for one patient (3%). Donors were not screened with stool studies prior to acceptance for transfer; however, each donor was screened clinically by the physician approving the FMT.

Description of Risk and Protective Factors for CDI in the Patient Sample

Among the risk factors identified in the literature, the most common one in our patients was the presence of a G-tube (35%). Twenty-one percent of the patients had IBD. Only one patient (3%) had an ileostomy and two patients (6%) had colostomies. None of the included patients had a history of cancer. Three patients (9%) had gastrointestinal surgery other than G-tube or ostomy placement.

Eleven patients (32%) had taken antibiotics for reasons other than C. diff treatment during the 30 days before the FMT. Five patients (15%) were on systemic immunosuppressant medications or biologics and sixteen patients (47%) were on acid suppression medication within 30 days of FMT delivery.

The following risk factors were more prevalent among patients in the outpatient vs. inpatient setting: presence of a G-tube (P = 0.007), IBD (P = 0.013), colostomy/ileostomy (P = 0.041), and acid suppression medications (P = 0.042). Details comparing the presence of all studied risk factors in the inpatient and outpatient samples are presented in Table 1. When comparing FMT delivery by G-tube vs. NG tube, we found that G-tubes were more often used as the mode of delivery in outpatient FMTs while NG tubes were more often used as the mode of delivery in inpatient FMTs (P = 0.002).

We included only one factor in our study, use of probiotics within 30 days before the FMT, which has been identified in the literature as a protective factor against CDI. Overall, 56% of our patients were on probiotics. There was no statistical difference for the percent of patients in the outpatient vs. inpatient setting regarding this protective factor. See Table 1.

Description of FMT Success

Eight (53%) of the 15 patients receiving outpatient FMTs and 17 (89%) of the 19 patients receiving inpatient FMTs were successful at clearing the CDI (P=0.018). Of the 15 outpatient FMTs, 11 had some type of physician involvement in their treatment. Seven (64%) of these 11 FMTs were successful at clearing CDI with no recurrence within 12 weeks following FMT.

Logistic Regression Analyses for FMT Failure

Simple logistic regression analyses were conducted using patient characteristics and risk and protective factors as predictors of FMT failure. G-tubes were used as the mode of delivery 100% of the time when they were present. We therefore restricted our simple logistic regression analyses to exclude presence of a G-tube, and instead focused on use of a G-tube as a mode of FMT delivery. We did not compare FMT delivery through colonoscopy with other forms of stool delivery since there were only three FMTs delivered solely through colonoscopy.

The only significant predictors of FMT failure were the use of a G-tube vs. an NG tube as the stool transfer delivery mode (P = 0.034) and conducting the FMT in the outpatient vs. inpatient setting (P=0.027). Details are given in Table 2.

Adverse Events and Charges Associated with FMTs

Adverse events were collected for one month after the FMT. Four of the 19 patients from the hospital setting (21%) and four of the 15 patients from the outpatient setting (27%) reported adverse events (P = 0.421). These included acute events of abdominal pain, bloating, diarrhea not related to C. diff., and emesis during the FMT delivery. No serious adverse events were reported.

The charges for inpatient and outpatient FMTs were highly variable because of the diverse methods that were used to deliver the transplant. The range of charges in the inpatient setting, which includes charges only for the days during which an FMT was performed, was $2,698 to $9,309. The range for outpatient charges was between $0 for those done exclusively at home using an existing G-tube or enemas and $1,800 for those done using outpatient colonoscopies.

DISCUSSION

It is unclear if an earlier FMT might impact the success or failure of a later FMT. To control for potential biases that might be introduced by subsequent FMTs, the study data set was restricted to patients’ first FMT only. For the 19 inpatient FMTs performed, 17 resulted in clearance of CDI, equating to a success rate of 89%. This success rate is similar to that reported in the adult literature.9-11 Although published data for the pediatric population are limited, outpatient case series and studies have found similar success rates with the use of FMT to treat CDI in pediatric patients.5,6-8,12 These studies typically involved FMT administration into the lower GI tract by a physician during a colonoscopy.5,6-8,12 Our study showed a similar success rate of FMT success compared to the published data despite delivering the FMT to the upper GI tract.

In our study, FMTs in the outpatient setting were not as successful at clearing CDI as those conducted in the inpatient setting. The success rate of outpatient FMTs overall was only 53%. However, we also found a significant association between delivery mode and setting. Specifically, G-tubes were used more frequently in the outpatient setting, while NG tubes were used more frequently in the inpatient setting. This study’s findings support previous literature that identified a lower FMT success rate with G-tube use.12 It is possible that our higher failure rates with G-tubes can be explained by the fact that this mode of delivery was typically used by parents administering the FMT. Our study is unable to distinguish if the outpatient failure rate is secondary to the G-tube itself, is due to the medical complexity of patients with G-tubes or is because parents may be less precise than physicians in FMT administration.

Four of the outpatient FMTs were done exclusively at home under the supervision of parents and an additional six FMTs involved the physician conducting one day of the FMT transfer followed by two days of stool transfer by the parents. It is unclear what technique parents employed when preparing and transferring the stool as well as the consistency with which it was used. This may account for the relatively poor success rate in our outpatient setting. When including only patients having an outpatient FMT with some level of physician involvement, outpatient transplants were successful 64% of the time. This is lower than the success rate of inpatient FMTs but higher than the overall success rate of all outpatient FMTs.

Short-term adverse effects associated with FMT and reported in the literature have been minimal and include bloating, abdominal cramping, and diarrhea.5-7,12,13 We likewise found few recorded adverse events among our patients, and those that did occur were consistent with what has been reported in the literature.

Little is known about the long-term effects of FMT on the pediatric gut microbiome.5,12,13 This was not assessed in our study as there are no suggestions for expected effects, how to evaluate them, and the timeframe for such an evaluation.

There are several limitations to our study. First, we had a small sample size of 34 patients. However, this sample size is larger than many of those in previously published case series and is one of the largest single-center pediatric studies to date. Studies with a more robust sample size are needed to confirm findings.

A second limitation was the large number of patients who were diagnosed initially with stool PCR (79%), which, while sensitive, may have picked up children with past CDI or colonization.1,2,13,14 In 2018 the Infectious Disease Society of America published updated guidelines for CDI, including recommending use of the stool toxin for diagnosis.14 This test was not commonly used in our hospital or the surrounding clinics until after these guidelines were released, accounting for the limited number of patients who were diagnosed by toxin positive stool.

A third limitation was that the study involved a chart review and was confined to information noted in the chart. It is likely that treating physicians had limited information from parents regarding how well and how consistently they performed the FMTs over the course of two or three days. Future studies are needed for FMT use in pediatric patients to determine a successful protocol. In our study, FMTs typically involved three consecutive days of stool transfer. Additional studies with different treatment protocols would help illuminate if the success rate among FMTs delivered for one day is similar to the success rate of FMTs delivered daily for three days. If similar, this would minimize the days of admission, consequently lowering the charges associated with inpatient stays.

Additionally, secondary factors that might impact FMT success should also be studied. These include all concomitant medications at the time of FMT delivery. Because there is no accepted standard protocol for FMT, centers tend to use site-specific protocols for prescribed medications such as loperamide, acid suppression, or antibiotics with varying start and end times around the FMT in order to increase the transplant’s likelihood of success.12,13 Additional studies are needed to determine if these various medications should be included in a pediatric protocol for FMT.

Our data suggest that physician involvement in the FMT, whether administered in the outpatient or inpatient setting, may impact the success of the FMT in clearing the CDI. However, because of our small sample size, more studies need to be conducted to evaluate this conclusion and to identify the best approach to pediatric FMTs. Although the adverse events identified in our study were comparable between the inpatient and outpatient settings, the charge difference between the two settings is large enough to warrant efforts to develop an outpatient protocol. Such a protocol would provide a cost-effective approach to treat recurrent CDI in pediatric patients.

References

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FROM THE LITERATURE

Long-Term Risk of Malignancy in IPMNs

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To evaluate long-term outcome of patients with branch-duct intraductal papillary mucinous neoplasms (IPMNs), particularly those after 5 years of surveillance, incidence of IPMN-derived carcinoma was analyzed with concomitant ductal adenocarcinoma (pancreatic ductal adenocarcinoma – PDAC) over 20 years in a large population of patients. A total of 1404 consecutive patients (52% women, mean age 57.5), with a diagnosis of IPMN from 1994 through 2017 at the University of Tokyo, Japan was carried out using a competing risk analysis, estimating cumulative incidence of pancreatic carcinoma overall and by carcinoma type.

Competing risks proportional hazards models to estimate subdistribution hazard ratios (SHRs), for incidences of carcinoma to differentiate IPMNderived and concomitant carcinomas, collection of genomic DNA from available paired samples of IPMNs and carcinomas and detected mutations in GNAS and KRAS by polymerase chain reaction and pyrosequencing was carried out.

During 9231 person-years of followup, 68 patients were identified with pancreatic carcinoma (38 patients with IPMN-derived carcinoma and 30 patients with concomitant PDACs); the overall incidence rates were 3.3%, 6.6% and 15% at 5, 10 and 15 years, respectively. Among 804 patients followed more than 5 years, overall cumulative incidence rates of pancreatic carcinoma were 3.5% at 10 years and 12% at 15 years from the initial diagnosis. The size of the IPMN and the diameter of the main pancreatic duct associated with incidence of IPMN-derived carcinoma (SHR 1.85 for a 10 mm increase in IPMN size and SHR 1.56 for a 1 mm increase in the main pancreatic duct diameter), but not with incidence of concomitant PDAC.

It was concluded in a large, long-term study of patients with branch-duct IPMNs, we found a 5-year incidence rate of pancreatic malignancy to be 3.3%, reaching 15% at 15 years after IPMN and diagnosis. There were heterogeneous risk factor profiles between IPMN-derived and concomitant carcinomas.

Oyama, H., Tada, M., Takagi, K., et al. “LongTerm Risk of Malignancy in Branch-Duct Intraductal Papillary Mucinous Neoplasms.” Gastroenterology 2020; Vol. 158, pp. 226-237.

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FRONTIERS IN ENDOSCOPY, SERIES #63

Afferent Limb Syndrome Treated via Lumen Apposing Metal Stents: Report of Two Different Approaches in Two Patients

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INTRODUCTION

Afferent limb syndrome is a known postoperative complication that typically occurs in patients who have undergone pancreaticoduodenectomy or gastrectomy with either Roux-en-Y or Billroth II reconstruction. These surgeries create a gastrojejunostomy, an upstream segment of small intestine, which contains biliary and pancreatic anastomoses or the native papilla, and if this limb becomes obstructed it is termed afferent limb syndrome. Historically, surgery to relieve the obstruction has been the primary treatment modality for patients with afferent limb obstruction. However, endoscopic interventions have also shown efficacy in treating afferent limb syndrome,1 and may be preferable in patients not suitable for surgery. Recently, lumen apposing metal stents (LAMS) have provided a novel therapeutic option for the endoscopist seeking to treat afferent limb syndrome. The following cases describe two different approaches for employing LAMS in the treatment of afferent limb syndrome: One transluminal placement and the other endoluminal.

Case 1

A 59-year-old man with a medical history notable for Stage III pancreatic adenocarcinoma underwent pancreaticoduodenectomy five months prior to presentation. He developed persistent abdominal pain requiring celiac neurolysis three months post operatively. He was referred from an outside hospital following a one-month history of intractable nausea, vomiting, abdominal pain, anorexia and weight loss. A CT scan demonstrated intrahepatic duct dilation and marked dilation of the patient’s afferent limb at 4.8 cm with a transition point in the anterior mid abdomen concerning for obstruction and afferent limb syndrome. The patient was deemed to be unable to tolerate surgery due to poor functional and nutritional status and was referred for endoscopic evaluation and treatment. The patient underwent push enteroscopy to evaluate his anatomy. Stenosis of the afferent jejunal limb was appreciated. The endoscope could not pass through the stenosis into the afferent limb. A 10 French x 10cm double pigtail stent was advanced over a 0.035-inch guidewire and placed across the stenosis of the afferent limb in an attempt to allow decompression, but this was clinically unsuccessful and the stent migrated in short order. Following the push enteroscopy, the patient continued to have ongoing pain, nausea, vomiting and an intolerance for intake by mouth. Subsequent CT four days later showed increased dilation of the afferent limb at 5.9 cm. Given the patient’s worsening obstruction, the decision was made to proceed with a transluminal approach to decompression via endoscopic ultrasound (EUS) gastroenterostomy.

The next day the patient was brought back to the endoscopy suite. Using a linear EUS scope, the obstructed afferent limb was identified. The affected small bowel appeared dilated with a diameter of approximately 8-9cm, was fully effaced and was found to contain a large amount of fluid. (Figure 1) After Doppler US confirmed a clear route to access the limb, a 19-gauge EUS FNA needle was used to access the limb. Contrast was injected into the afferent limb with a cholangiogram was obtained during injection, confirming afferent limb access had been obtained. (Figure 2) Aspiration of fluid showed bile, further corroborating afferent limb access. A 0.025″ wire was used to maintain access to the afferent limb. An electrocautery enhanced Axios catheter (Boston Scientific, Natick MA) was then used to create a gastroenterostomy over the wire. A 15mm x 10mm Hot Axios LAMS was then deployed across the gastroenterostomy without difficulty. Five liters of bilious fluid, approximately, drained through the stent to the stomach. (Figure 3) The stent was confirmed to be in adequate position as seen on endoscopy, EUS, and fluoroscopy. Repeat endoscopy six days postprocedure also confirmed suitable stent position and patency and the patient had marked improvement in his symptoms.

Case 2

A 66-year-old woman with Stage II pancreatic adenocarcinoma with a history of a pancreaticoduodenectomy presented to urgent care complaining of paroxysmal abdominal pain without nausea or vomiting. A PET CT scan roughly one month prior demonstrated two hypermetabolic soft tissue densities concerning for recurrence of pancreatic cancer; one 2.3 cm x 1.2 cm near the confluence of the superior mesenteric and portal veins and another 1cm nodule near the pancreaticojejunostomy anastomosis. Laboratory testing obtained on the day of procedure was notable for an elevated total bilirubin at 5.1 and alkaline phosphatase of 1,139 previously 1.4 and 678, respectively, one month prior. Using a colonoscope, the afferent limb was traversed and was noted to have extrinsic impression on the duodenum causing a high-grade bowel obstruction that was unable to be traversed with the colonoscope. Given the concern for possible afferent limb syndrome, the patient’s next of kin was called and consent was obtained for possible LAMS placement. After consent was obtained, the colonoscope was exchanged for a therapeutic gastroscope and was advanced through the afferent limb to the area of stenosis. Using direct endoscopic and fluoscopic guidance a 9-12mm balloon catheter with a 0.035″ guidewire was passed through the stricture. (Figure 5) Fluoroscopy revealed dilated bowel upstream of the stricture, which confirmed previous suspicion of afferent limb syndrome. A 15mm wide x 10mm long Axios stent was advanced over the guidewire and deployed across the stenosis. A large amount of bilious fluid drained through the stent immediately after deployment. (Figure 6) The gastroscope was then withdrawn and an ultrathin gastroscope was inserted and advanced through the LAMS and into the loop of bowel containing the hepaticojejunostomy, further confirming proper stent location. (Figure 7) Contrast was injected and brisk flow of contrast through the ducts was noted as well as diffuse dilation of all intrahepatic biliary ducts.

Linear EUS confirmed that the area of concern previously identified on PET CT appeared to correspond to the identified area of afferent limb narrowing. No overt mass was identified. Additionally, fine needle aspiration was deferred given suboptimal visualization secondary to significant artifact related to air bubbles created by the LAMS. Following LAMS placement, the patient noted clinical improvement as well as improving bilirubin and alkaline phosphatase on follow up laboratory testing.

Discussion

Afferent limb syndrome, sometimes referred to as afferent loop syndrome, is an obstructive complication that occurs following pancreaticoduodenectomy, gastrectomy with Billroth II or Roux-en-Y reconstruction, where the afferent limb becomes obstructed and the patient develops abdominal pain. Common etiologies of afferent limb syndrome include postoperative adhesions, enteroenteric hernia, volvulus, stricture, radiation enteritis, recurrence of malignancy, enteroliths or foreign bodies.2, 3 The overall incidence of afferent limb syndrome is low, affecting between 0.2% – 1% of patients who undergo partial gastrectomy.2, 4 However, patients who undergo pancreaticoduodenectomy for pancreatic cancer have been noted to have an incidence of 13%.1 Acute afferent limb syndrome often presents as abrupt, severe abdominal pain accompanied by nausea and vomiting, while chronic presentations may often present as post prandial abdominal discomfort or food avoidance.1 Jaundice also can be seen despite the absence of biliary obstruction as the afferent limb fills with bilious fluid, which cannot drain. If untreated, afferent limb syndrome may lead to mesenteric ischemia as well as bowel perforation and peritonitis, which can include a component of bile peritonitis. Partial obstruction of the afferent limb syndrome can also cause small intestinal bacterial overgrowth and associated sequelae such as B12 deficiency and steatorrhea.2,5

Historically, surgical therapy has been the mainstay treatment of afferent limb syndrome. This may include palliative surgery in the setting of malignancy, possible revision of a Billroth II reconstruction, conversion of a Billroth II to a Roux-en-Y or the addition of a Braun anastomosis, where an anastomosis is created from the afferent limb directly to the efferent limb effectively bypassing the gastrojejunal anastomosis.6 Nonsurgical management options include percutaneous drainage, but this is often a suboptimal treatment from the patient’s perspective as it may negatively impact quality of life.7 Endoscopic interventions provide another approach to afferent limb syndrome and may include balloon dilation, double-pigtail stent placement, biliary plastic or metal stent placement.1,8

Most recently the use of LAMS has provided another potential option for managing afferent limb syndrome in patients not suitable for surgery. LAMS have proved useful for a variety of indications including cystgastrostomies,9 cholecystenterostomies or cholecystgastrostomies,10 as well as endoscopic ultrasound-directed transgastric ERCP procedures (EDGE).11 Using a LAMS to access and decompress an obstructed afferent limb endoscopically is another fitting application of this novel technology The current literature has several published case reports describing successful deployment of LAMS for treatment of afferent limb syndrome.12,13,14,15,16 To date the literature only provides one small multicenter study examining the safety and efficacy outcomes of LAMS for management of afferent limb syndrome.17 The study included eighteen patients and found technical success to be 100%, with only 16.7% experiencing adverse events that were described as abdominal pain.17 The most common approach in this cohort was the creation of a gastrojejunostomy (72.2%) via LAMS placement. An indirect comparison between patients with LAMS placement for afferent limb syndrome and patients who underwent enteroscopy-assisted luminal stenting revealed that patients with LAMS required fewer repeat interventions.17

CONCLUSION

Since their FDA approval in 2013, LAMS have proved to have a variety of uses beyond their original intended purpose: drainage of pancreatic pseudocysts and necrosis. The two cases presented here further demonstrate the versatility of LAMS in successfully treating afferent limb syndrome, using either a transluminal or endoluminal approach. While the use of LAMS for treatment of afferent limb is indeed promising, future longitudinal studies are needed to better describe long-term outcomes and adverse events associated with this procedure.

References

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FROM THE LITERATURE

Dupilumab in Treatment of Active Eosinophilic Esophagitis

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Dupilumab is a VelocImmune derived human monoclonal antibody against the interleukin (IL4) receptor and inhibits IL-4 and IL-13 signaling. It is effective in the treatment of allergic, atopic, and type 2 diseases, and to assess its efficacy and safety in patients with eosinophilic esophagitis (EoE), a phase 2 study of adults with EoE (2 episodes of dysphagia per week with peak esophageal eosinophilic density of 15 or more eosinophils per high-power field) from 5/12/2015 through 11/9/2016 at 14 sites. Participants were randomly assigned to groups that received weekly subcutaneous injections of dupilumab (300 mg, N = 23), or placebo (N = 24) for 12 weeks. The primary endpoint was changed from baseline to week 10 in Straumann dysphagia instrument (SDI). Patientreported outcome (PRO) histologic features of EoE were assessed (peak esophageal intraepithelial eosinophilic count and EoE histologic scores, endoscopically visualized features (endoscopic reference score), esophageal distensibility, and safety.

The mean SDI and PRO score were 6.4 when the study began. In the dupilumab group, SDI/PRO scores were reduced by a mean value of 3 at week 10, compared with a mean reduction of 1.3 in the placebo group. At week 12, dupilumab reduced the peak esophageal intraepithelial eosinophil count by a mean 86.8 eosinophils per high-power field (reduction of 107.1% vs placebo), the EoE histologic scoring system (HSS) severity score by 68.3% and the endoscopic reference score by 1.6%. Dupilumab increased esophageal distensibility by 18% vs placebo. Higher proportions of patients in the dupilumab group developed injection site erythema (35% vs 8% in placebo group) and nasopharyngitis (17% vs 4% in the placebo group).

In a phase 2 trial of patients with active EoE, dupilumab reduced dysphagia, histologic features of disease, including eosinophilic infiltration and a marker of type 2 inflammation and abnormal endoscopic features compared with placebo. It was generally well tolerated.

Hirano, I., Dellon, E., Hamilton, J., et al. “Efficacy of Dupilumab in a Phase 2 Randomized Trial of Adults with Active Eosinophilic Esophagitis.” Gastroenterology 2020; Vol. 158, pp. 111-122.

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