NUTRITION REVIEWS IN GASTROENTEROLOGY

Micronutrient Considerations for Celiac Disease

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While the benefit of a gluten-free diet to promote healing in individuals with celiac disease is clear, it is critical for providers to consider the micronutrient fluctuations that are associated with this conditionand its dietary treatment. Nutritional deficiencies of micronutrients are frequently found in untreated or newly diagnosed celiac disease often as a byproduct of malabsorption. Deficiencies may persist even after strict adherence to a gluten-free diet related to lower nutrient profiles of gluten-free grains and gluten-free products and possibly concurrent dietary restrictions. Micronutrients of concern that may or may not require supplementation include vitamin D, calcium, vitamin B12, folate, and iron. A team approach, including a dietitian specializing in celiac disease, is necessary to ensure micronutrient needs are met on an ongoing basis. This review will summarize considerations for monitoring and supplementation of micronutrients of concern for those adherent to a gluten-free diet.

 INTRODUCTION 

Celiac disease (CeD) is a genetically-mediated autoimmune disease in which gluten causes damage to the small intestine, resulting in interference of nutrient absorption.1 At this time, the only treatment for CeD is strict avoidance of gluten, a protein found in wheat, barley, and rye.2 Gluten triggers a reversible inflammatory process in the small bowel mucosa, which may induce diarrhea, steatorrhea, constipation, bloating, nausea, vomiting, and/or weight loss in individuals with CeD.1 Once a gluten-free diet (GFD) is initiated, the bowel begins to heal, and most individuals report resolution of symptoms. Despite symptom improvement, a strict GFD must be maintained for life to prevent ongoing damage.3 A strict GFD can restore the histology of the small bowel in 95% of children within two years, whereas 34% and 66% of adults experience mucosal recovery after two and five years, respectively.1 

Nutritional deficiencies of micronutrients are frequently found in untreated or newly diagnosed CeD.2 Long-term consequences of mucosal damage and inflammation include malabsorption of nutrients such as calcium, vitamin D, iron, vitamin B12, folic acid, and zinc, which increases the risk for osteoporosis, anemia, and stunted growth.1 The degree of malabsorption depends on the length of time before the CeD diagnosis and the degree of intestinal mucosal injury.2 Moreover, development and/or persistence of symptoms, such as diarrhea and vomiting, may result in decreased total intake and may impact the quality of the diet, further increasing this risk. Parallel restrictions of lactose avoidance and vegan/vegetarian diets may exacerbate the risk for deficiencies and subsequent comorbidities. In a cross-sectional age and gender matched study of Spanish adults, the individuals with CeD on a GFD for >1 year had a deficient intake of folate, vitamin E, vitamin D, iodine, and calcium.4 Women with CeD also had lower iron intake than the women in the control group.4 Additionally, a cross-sectional study of 20 individuals with CeD and 39 healthy controls showed significant differences in serum and dietary folate levels.5 Specifically, the folate, B6, and B12 values were lower in the diet of the individuals on a GFD compared to the healthy controls.5 

Gluten free (GF) products tend to also have lower iron and B vitamins as well as other nutrients, such as calcium, zinc, and magnesium. As the FDA enriches wheat products back to the natural nutrient value of the wheat grain,6 a wheat-based diet is inherently rich in iron, fiber, and B complex vitamins. Food products such as GF breads, pastas, and cereals are not required to be enriched by the FDA.6 Lee and colleagues found that by adding only GF whole grains to a typical GFD, the overall nutrient value improved, specifically with increases in thiamin, iron, calcium, and folate.7 

While the benefit of adhering to a GFD to promote healing in individuals with CeD is clear, it is critical for clinicians to consider the micronutrient fluctuations that are associated with this condition and its medically required dietary pattern. This review will summarize considerations for monitoring and supplementation of micronutrients of concern for those adherent to a GFD. 

Nutrient-Specific Recommendations 

Through discussions with our specialist providers at the Celiac Disease Center at Columbia University, we developed guidelines based on current evidence along with our clinical experience and judgment. Typically ordered nutrient labs include iron studies, folate, vitamin B12, and vitamin D. There is no consensus on the optimal timing for a dual x-ray absorptiometry (DEXA) scan to evaluate bone mineral density (BMD) in CeD, whether at diagnosis or during follow up.2 

For a newly diagnosed CeD patient who just started a GFD: 

Pediatric: we recommend ordering the typical nutrient labs after 4-6 months on a GFD. 

Adult: we recommend ordering the typical nutrient labs at the CeD diagnosis and annually for monitoring. However, if nutrient labs are low at diagnosis, we generally recommend rechecking labs in 3-6 months. 

If usual food intake shows nutritional inadequacies that cannot be alleviated through improved eating habits to meet the Recommended Dietary Allowances (RDA), the dietitian should recommend a GF multivitamin/mineral (MVM).8 If nutrient deficiencies are found through lab work, clinicians should consider recommending a MVM or nutrient-specific supplementation (Table 1, Table 2). A prenatal MVM is recommended for all pregnant or lactating individuals.9 

Vitamin D 

Vitamin D plays an important role in promoting bone health, both through hormonal regulation of bone remodeling and calcium absorption.2 Vitamin D deficiency is common in CeD, which may be due to villous atrophy, fat malabsorption, and possibly reduced dairy intake secondary to lactose intolerance.2 In addition, much of the bone loss in CeD is related to secondary hyperparathyroidism, which is likely caused by vitamin D deficiency and can only be partially reversed with a GFD.2 Verma studied 60 newly diagnosed pediatric patients and found a significant increase in vitamin D levels as well as BMD and bone mass content after 6 months on a GFD.10 

Vitamin D can be obtained through sunlight, supplements, and food.11 The skin makes vitamin D when it is exposed to sunlight; amounts vary based on the time of day, season, geographical 

latitude, skin pigmentation, and other factors.12 Food sources include fatty fish, such as salmon, mackerel, and tuna.11,12 Vitamin D is added to milk and other dairy products, orange juice, and fortified cereals.11,12 However, GF cereals may not be fortified. Cheese and egg yolks naturally contain small amounts of vitamin D.11,12 Many of these sources are animal-based and therefore, individuals following vegan or vegetarian dietary plans must be counseled on strategies to incorporate plant-based vitamin D sources, such as fortified dairy alternatives.11,12 

There are two types of vitamin D supplements: vitamin D2 (ergocalciferol) and vitamin D3 (cholecalciferol).13 The primary source of vitamin D2 is plants, and D2 can be manufactured 

synthetically, whereas vitamin D3 is synthesized in the skin after exposure to the sun.13 Both forms are well-absorbed in the small bowel.11 Vitamin D supplements should ideally be taken with a meal and the full amount can be taken at one time.12 Many calcium supplements also contain vitamin D. Although the body needs vitamin D to absorb calcium, a vitamin D supplement does not need to be taken at the same time as a calcium supplement.12 Note that individuals may not need supplementation over the summer months if increased exposure to sunlight is expected. 

Calcium 

Calcium is an essential mineral for development and maintenance of bone integrity.12 Calcium is  also part of teeth constitution and enables blood to clot, muscles to contract, and the heart to beat.12 The body cannot produce its own calcium, so sufficient dietary intake is critical.12 If calcium intake is insufficient, calcium is taken from the bones.12 Additionally, mucosal damage in CeD impairs calcium absorption, which can lead to impaired bone health. Initially, lactose intolerance may occur related to impaired release of lactase enzyme from the damaged mucosa, which may further limit dairy intake. However, this lactose intolerance is likely to resolve with mucosal healing. Pediatric patients with untreated CeD are at risk of short stature and constitutional delay of puberty.1 Nonetheless, a 2022 meta-analysis concluded that the GFD was associated with higher bone mineral content and BMD in children and adolescents with CeD.14 Calcium-rich foods include dairy (milk, yogurt, cheese), fortified milk substitutes (soy, nut, pea), kale, and salmon.15 

It is important to note that absorption from calcium is highest with doses of 500 mg or less.15 Therefore, calcium intake, from food or supplements, should be spread out throughout the day for maximum absorption. The bioavailability of calcium from dairy products and fortified foods is 30%.15 The presence of oxalic acid and phytic acid in plants reduces calcium absorption.15 Foods such as milk, broccoli, kale, and cabbage have an absorption rate of 27% while spinach, collard greens, sweet potatoes, and beans have an absorption rate of 5%.15 Nevertheless, when individuals consume a variety of foods, the interactions with oxalic or phytic acid likely have minimal or negligible nutritional consequences.15 Absorption of dietary calcium is also reduced to a small extent by intakes of caffeine and phosphorus and to a greater extent by insufficient vitamin D status.15 

Dietitians are necessary to assess dietary intake because serum calcium is an unreliable marker for calcium status.15 Calcium supplementation may be recommended if dietary calcium is inadequate or if malabsorption is suspected. If supplementation is recommended, calcium citrate is often the supplement of choice. Calcium citrate can be taken with or without food, is more easily absorbed, and causes fewer symptoms of gas, bloating, and constipation than calcium carbonate.15 Calcium citrate is also recommended for individuals who are taking acid suppressants as the calcium citrate is better absorbed even in a lower acid environment than calcium carbonate.15 However, calcium citrate supplements only contain approximately 20% calcium.15 Therefore, in order to reach daily requirements, individuals may need to take more of the calcium citrate supplement. 

Vitamin B12 

Vitamin B12 is required for proper red blood cell formation, neurological function, and DNA synthesis.16 Vitamin B12 is absorbed primarily in the ileum.2 Possible reasons for deficiency in CeD, although not well-established, include terminal ileal involvement, pancreatic insufficiency, and competition for vitamin B12 by undesirable bacteria in SIBO.2 

Vitamin B12 is naturally found in animal products, including fish, meat, poultry, eggs, milk, and milk products.16 Therefore, individuals following vegan diet plans must be counseled on strategies to incorporate plant-based vitamin B12 sources, such as fortified nutritional yeast and dairy alternatives.16 

Absorption of vitamin B12 is dose dependent.16 The estimated bioavailability from food varies because absorption decreases drastically when the availability of intrinsic factor is at capacity (at 1–2 mcg of vitamin B12).16 Bioavailability also varies by the type of food source; it appears to be about three times higher in dairy products compared to meat, fish, and poultry.16 The bioavailability from dietary supplements is about 50% higher than that from food sources.16 Gastric acid inhibitors (proton pump inhibitors and histamine 2-receptor antagonists) used to treat gastroesophageal reflux disease and peptic ulcer disease may interfere with vitamin B12 absorption from food by slowing the release of gastric acid into the stomach.16 

Vitamin B12 administered parenterally as a prescription medication through intramuscular injections may be considered for severe deficiency, neurologic features, or ongoing malabsorption.2 Clinicians should assess for intake of supplements, herbals, and energy drinks, which may be sources of vitamin B12.

Folate 

Folate is a B vitamin that is naturally present in some foods whereas folic acid is the form of vitamin B9 that is used in fortified foods and most dietary supplements.17 Folate deficiency is common in CeD likely related to malabsorption, lower folate content of GF grains, and the lack of fortification/ enrichment of GF products.7 Folate is found in a wide variety of foods, including vegetables, especially dark green leafy vegetables, fruits and fruit juices, nuts, beans, peas, seafood, eggs, dairy products, meat, poultry, and grains.17 Spinach, liver, asparagus, and Brussels sprouts are among the foods with the highest folate levels.17 Dietitians should assess for a lack of variety and inadequate intake of GF whole grains in the diet as studies have shown improvement in folate levels with the inclusion of GF whole grains.7 

At least 85% of folic acid is estimated to be bioavailable when taken with food, whereas only about 50% of folate naturally present in food is bioavailable.17 When consumed without food, nearly 100% of supplemental folic acid is bioavailable.17 Given the risk of neural tube defects related to low folate levels, a prenatal MVM with folic acid is recommended for all females of child-bearing age through pregnancy and lactation.17 

Iron 

Iron is an essential mineral for carrying oxygen in the hemoglobin of red blood cells.18 Iron also supports the body’s metabolism, growth, development, cellular functioning and synthesis of some hormones and connective tissue.18 Iron deficiency is common in newly diagnosed CeD due to malabsorption, but iron deficiency discovered further along into the GFD warrants additional investigation to determine the etiology. 

Dietary iron is in the form of heme or non-heme iron.18 Heme iron comes from animal sources, such as meat, fish, and poultry and is most readily absorbed by the body.18 Non-heme iron is found in plant-based foods, such as fruits, vegetables, beans and nuts and has a lower bioavailability.18 Strategies to increase absorption of iron include cooking with a cast iron skillet and consuming heme iron sources or vitamin C along with non-heme iron sources to enhance the absorption of the non-heme iron.18 

Fortified foods are recommended for children between ages 1-2 to ensure iron stores are repleted as prenatal iron stores are exhausted by 6 months.18 Pediatric diets commonly fall short of adequate iron intake and most GF pediatric chewable supplements do not contain iron. Special attention should be paid to toddlers who drink milk in excess of 24 oz per day due to possible interference with iron absorption. 

Frequently used forms of iron in supplements include ferrous and ferric iron salts, such as ferrous sulfate, ferrous gluconate, ferric citrate, and ferric sulfate.18 Ferrous iron in dietary supplements is more bioavailable than ferric iron.18 It is important to note that supplements containing 25 mg iron or more can reduce zinc absorption and plasma zinc concentrations so these levels should be monitored.18 Calcium might interfere with the absorption of iron, although this effect has not been definitively established and the effect is expected to be mitigated by a typical mixed western diet.18 Nevertheless, some experts suggest taking individual calcium and iron supplements at different times of the day to maximize absorption.18 

Although high doses of supplemental iron (45 mg/day or more) are often used to replete iron stores in iron deficiency, it is important to consider that they may cause gastrointestinal side effects, such as nausea and constipation.18 Other forms of supplemental iron, such as heme iron polypeptides, carbonyl iron, iron amino-acid chelates, and polysaccharide-iron complexes, might have fewer gastrointestinal side effects than ferrous or ferric salts.18 Iron infusion is recommended if there is failure or intolerance of oral iron in the setting of persistent iron deficiency anemia. Because proton pump inhibitors reduce production of gastric acid, they can reduce iron absorption as well. Therefore, consider that individuals with iron deficiency on proton pump inhibitors can have suboptimal responses to iron supplementation.18 

CONCLUSION 

A GFD prescription should include standard nutritional guidance emphasizing naturally GF whole foods such as fruits, vegetables, dairy, meat, seafood, nuts, seeds, and legumes for a sound nutritional base.2 The addition of naturally GF 

whole grains or pseudocereals, such as amaranth and quinoa, provides the fiber, B vitamins, and minerals (calcium, iron, magnesium) missing when gluten is removed.2 

Research has indicated that micronutrient deficiencies are common at the time of diagnosis and even after initiation and adherence to a GFD. Deficiencies may be attributed to malabsorption from villous atrophy, lower nutrient profiles of GF grains and GF products, as well as additional dietary restrictions. Routine monitoring of at-risk vitamin and mineral levels should be part of comprehensive follow-up for patients with CeD. A patient-centered team approach including consultation and regular follow up with a specialist dietitian will ensure optimal outcomes. 

Acknowledgements 

We are grateful for the contributions of Cecilia Chen and our colleagues at the Celiac Disease Center, including Dr. Jacqueline Jossen, Dr. Amy DeFelice, Dr. Peter Green, Dr. Benjamin Lebwohl, Dr. Suzanne Lewis, Dr. Suneeta Krishnareddy, Dr. Randi Wolf, and Dr. Marcella Walker. 

References 

  1. Aljada B, Zohni A, El-Matary W. The Gluten-Free Diet for Celiac Disease and Beyond. Nutrients. 2021; 13(11):3993. 
  2. Dennis M, Lee AR, Mccarthy T. Nutritional Considerations of the Gluten-Free Diet. Gastroenterology Clinics of North America. 2019;48(1):53–72. 
  3. Lebwohl B, Sanders DS, Green PHR. Coeliac disease. Lancet. 2018;391(10115):70-81. 
  4. Ballestero-Fernández C, Varela-Moreiras G, Úbeda N, et.al. Nutritional Status in Spanish Adults with CD Following a Long- Term Gluten-Free Diet Is Similar to Non-Celiac. Nutrients. 2021;13(5):1626. 
  5. Valente FX, Campos Tdo N, Moraes LF, et. al. B vitamins related to homocysteine metabolism in adults celiac disease patients: a cross-sectional study. Nutr J. 2015;14:110. 
  6. FDA – National Research Council (US) Subcommittee on the Tenth Edition of the Recommended Dietary Allowances. Recommended Dietary Allowances: 10th Edition. Washington (DC): National Academies Press (US); 1989. 
  7. Lee AR, Ng DL, Dave E, et. al. The effect of substituting alternative grains in the diet on the nutritional profile of the gluten-free diet. J Hum Nutr Diet. 2009 Aug;22(4):359-63. 
  8. Academy of Nutrition and Dietetics. RECOMMENDATIONS SUMMARY. Evidence Analysis Library. https://www.andeal. org/template.cfm?template=guide_su12ry&key=2102. Published 2023. Accessed February 15, 2023. 
  9. Office of dietary supplements – multivitamin/mineral supplements. NIH Office of Dietary Supplements. https://ods.od.nih. gov/factsheets/MVMS-HealthProfessional/. Published October 11, 2022. Accessed February 15, 2023. 
  10. Verma A, Lata K, Khanna A, et al. Study of effect of gluten-free diet on vitamin D levels and bone mineral density in celiac disease patients. J Family Med Prim Care. 2022;11(2):603-607. 
  11. Office of dietary supplements – vitamin D. NIH Office of Dietary Supplements. https://ods.od.nih.gov/factsheets/vitamind-healthprofessional/#h2. Published August 12, 2022. Accessed February 15, 2023. 
  12. Calcium/vitamin D requirements, Recommended Foods & Supplements. Bone Health & Osteoporosis Foundation. May 24, 2023. Accessed July 30, 2023. https://www.bonehealthandosteoporosis.org/patients/treatment/calciumvitamin-d/. 
  13. Alayed Albarri EM, Sameer Alnuaimi A, Abdelghani D. Effectiveness of vitamin D2 compared with vitamin D3 replacement therapy in a primary healthcare setting: a retrospective cohort study. Qatar Med J. 2022;2022(3):29. 
  14. Oliveira DDC, da Silva DCG, Kawano MM, de Castro CT, Pereira M. Effect of a gluten-free diet on bone mineral density in children and adolescents with celiac disease: Systematic review and meta-analysis Crit Rev Food Sci Nutr. 2022;1-11.  Office of dietary supplements – calcium. NIH
  15. Office of Dietary Supplements. https://ods.od.nih.gov/factsheets/Calcium- HealthProfessional/#h2. Published October 6, 2022. Accessed February 15, 2023. 
  16. Office of dietary supplements – vitamin B12. NIH Office of Dietary Supplements. https://ods.od.nih.gov/factsheets/ VitaminB12-HealthProfessional/#h2. Published December 22, 2022. Accessed February 15, 2023. 
  17. Office of dietary supplements – folate. NIH Office of Dietary Supplements. https://ods.od.nih.gov/factsheets/Folate- HealthProfessional/. Published November 30, 2022. Accessed February 15, 2023. 
  18. Office of dietary supplements – iron. NIH Office of Dietary Supplements. https://ods.od.nih.gov/factsheets/Iron- HealthProfessional/. Published April 5, 2022. Accessed February 15, 2023. 

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FRONTIERS IN ENDOSCOPY

EUS-Guided Choledochoduodenostomy: Current Role and Status

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 There are a variety of conditions which may lead to biliary obstruction, usually as a result of malignancy. Endoscopic retrograde cholangiopancreatography (ERCP) is usually highly successful in relieving biliary obstruction via stent placement in these patients, but can fail if the ampulla is not reachable due to gastric outlet obstruction (GOO).1,2,3,4 The 2nd portion of the duodenum/papilla can become infiltrated by invasive malignancy, which can also hamper efforts at deep biliary cannulation.1-2,4 Up to 80% of biliary obstruction cases are due to pancreatic cancer, followed by duodenal cancer, cholangiocarcinoma, metastatic disease, and ampullary cancer.4,5,6,7,8,9,10,11 To a lesser degree, biliary obstruction can also occur with benign conditions such as choledochal cysts, chronic pancreatitis, and post-cholecystectomy biliary strictures.12 

Percutaneous biliary drainage (PTBD) and surgery are the traditional methods for biliary drainage when ERCP is not possible or has failed.13 However, surgical biliary bypass is associated with high morbidity and costs when compared to endoscopic therapy.2,13 While PTBD is effective, it is associated with significant adverse events including fistulas, bleeding, and abscess formation.2 Moreover, external drains frequently require exchanges and can significantly impact a patient’s quality of life.13 As a result, EUS-guided choledochoduodenostomy has emerged as another option to manage biliary obstruction in these cases. 

Development of EUS-Guided Choledochoduodenostomy (EUS-CDS) 

Giovanni et al. first reported EUS-CDS in 2001.14 EUS-CDS is thought to be an easier procedure for draining biliopancreatic tumors.7 Moreover, the rate of tumor ingrowth may be lower as the biliary stricture is not traversed15and a fistula is formed away from the tumor.5,15 While earlier studies suggested EUS guided biliary drainage (EUS-BD) offered greater stent patency than endoscopic transpapillary stenting (ETS), more recent studies 

demonstrate similar clinical efficacy, with shorter procedure time and decreased incidence of post-procedural pancreatitis in EUS-CDS.15,16 

There are two primary approaches to EUS-BD: hepatogastrostomy (EUS-HGS) and EUS- CDS.11 EUS-HGS targets the intrahepatic bile ducts from the stomach, but as there is a thick wall to penetrate, stent deployment can be technically difficult.17 Movement of the liver during breathing may lead to inward stent migration and additional risks include bile leak, biloma, and gastric perforation.17,18 Furthermore, procedural time with EUS-HGS is usually longer as there are more manipulations with the guidewire.18 In EUS-CDS, the extrahepatic biliary ducts are accessed in a transmural manner via the duodenal bulb. The thinner duodenal wall facilitates puncture and abuts the bile duct with minimal respiratory influence.17 It is important to note that stent deployment in the duodenal bulb can be technically challenging because of a relatively unstable endoscope position and small space between the echoendoscope tip and duodenal wall.6 

EUS-CDS was initially performed with plastic stents and while inexpensive, it was prone to bile leaks.5,6 Due to small luminal diameter, there was also an increased risk of early stent occlusion.6,15,19 Since patency decreased after 3 months, the stents were designed to be easily removed and exchanged as needed.19 

The next innovation in EUS-CDS development was the use of covered metal stents. Because of expandability, fully covered or partially covered self-expanding metal stents (SEMS) can potentially seal the gap between fistula and stent better than plastic stents, thus minimizing bile leakage.13,20 (Figure 1) When compared with plastic stents, SEMS offered larger diameters (8-10mm vs. 7-10Fr), which increased the duration of stent patency.20 However, an issue that has been noted is the rate of stent migration, since tubular SEMS have no antimigration system.6,20 Furthermore, while SEMS possesses an adequate diameter for effective biliary drainage, the ends of the stent may lead to tissue injury and bleeding in the duodenum and/or the biliary tree.6 

The advent of the lumen apposing metal stent (LAMS) enabled creation of anastomoses to drain entities such as pancreatic fluid collections and the gallbladder.21 Prior biliary drainage techniques were 

performed without dedicated accessories, so the emergence of LAMS was soon applied to drainage of biliary obstruction.1 The 6mm x 8mm LAMS, 8mm x 8mm LAMS, and the 10mm x10mm LAMS are used most frequently for biliary drainage (in an off-label manner). The choice of stent size is largely determined by operator preference, taking into account the size of the bile duct and the luminal access point.1,8,13 As the LAMS diameter ranges from 6mm to potentially 10mm, this provided better drainage compared to PTBD catheters and the flanges prevent migration.10 LAMS greatly simplified the technique for EUS-CDS, but in this form, several steps are still required to properly place the stent.6 

EC-LAMS: The Current Approach for EUS-Guided Choledochoduodenostomy 

While there is high clinical success for EUS-CDS, there is also a relatively high rate of associated adverse events and a small but definite mortality risk (0.4%) which may reflect the learning curve.22 This has led to the development of dedicated accessories for EUS-CDS.22 Electrocautery Enhanced LAMS (EC-LAMS) span two gastrointestinal lumens using an electrocautery enhanced cutting tip, so tract dilation is not required, nor is even the use of a guidewire as the stent placement can be performed via the freehand technique.23 EC-LAMS eliminates 

device exchanges and has markedly increased efficiency of EUS-CDS.8 

Under endosonographic guidance, a needle (frequently 19-gauge) is used to puncture the extrahepatic bile duct via the duodenal bulb.24 Bile is aspirated, and contrast is injected to create a cholangiogram and confirm the location under fluoroscopy. Either a 0.025” or 0.035” guidewire is then passed into the bile duct. The needle is removed, and the EC-LAMS system is passed over the guidewire and once at the duodenal wall, current is used to advance the system into the bile duct through the duodenal wall and the bile duct wall. The distal flange is deployed under endosonographic and/or fluoroscopic guidance and the proximal flange is deployed under endoscopic guidance. A second stent can be placed on the non-perpendicular axis of the LAMS into the bile duct to prevent the wall from collapsing into the inner flange after biliary decompression, if desired.23 Wire placement was recommended before the ability to recapture the LAMS, to prevent misdeployment.13 However, in experienced hands, wire access is not always necessary, and the entire procedure can be performed via a freehand technique to save time and increase efficiency.4 (Figures 2-7) 

Compared to multi-stage process, EC-LAMS decreases adverse events, procedural time, and 

fluoroscopy exposure.13 It is worth noting that post-ERCP pancreatitis can affect eligibility for curative surgery for advanced pancreatic disease, but EUS-guided procedures avoid manipulation of the papilla entirely and, by and large, do not cause post-procedure pancreatitis. Thus, some sources suggest that EUS-CDS should be evaluated as a primary procedure for stenting biliary obstruction, disease staging, and tissue sampling, although at most centers ERCP remains first-line therapy.4 

Risks and Adverse Events 

Despite the benefits of EUS-CDS, there are immediate and delayed adverse events which are important to acknowledge. 

With regard to LAMS, there is the possibility of misdeployment, dislodgement, as well as duodenal perforation, and bleeding.1,22 Reintervention is most commonly required for stent obstruction secondary to disease progression, food impaction, sump syndrome (accumulation of debris in the common bile duct (CBD) distal to the anastomosis in a side-to-side choledochoduodenostomy), stent migration, LAMS dysfunction, and cholangitis.1,6,13,22 It is thought that smaller stent diameter (6mm/8mm) may be more prone to clogging than a larger bore stent (10mm).6 Moreover, the distal flange can kink in the bile duct after decompression, resulting 

in stent occlusion and cholangitis.6 Thus, many sources recommend LAMS placement may be best in patients with a dilated CBD i.e. > 10-15mm to allow for safer opening of the distal flange.10,13 

In regard to fully covered self-expanding metal stents (FC-SEMS), early adverse events include cholangitis, cholecystitis, liver abscess, and peritonitis.15,22,24,25 Migration is a frequent reason for reintervention, seen in approximately 20% of cases, followed by food impaction, tumor ingrowth, stent dysfunction, and to lesser degree, infections.22,24,25 

Early adverse events following plastic stent placement include bile peritonitis, hemobilia, and pneumoperitoneum.26 Delayed adverse events include stent occlusion and migration.5,26 Da Silva et al. reported a particularly severe case of two double pigtail stents migrating from the duodenal bulb into the abdominal cavity, requiring surgical management. This led to concerns regarding the challenging nature of plastic stent positioning and placement.11 

Vanella et al. advocated for dividing LAMS dysfunction into categories to standardize research, evaluate pathogenesis of the dysfunction, and develop rescue strategies.3 Type 1 dysfunction is sump syndrome, managed with transpapillary stent placement. Type 2 dysfunction is stone impaction (type 2a) or food impaction (type 2b), both of which are treated with balloon extraction. Type 3 

dysfunction is LAMS invasion on the biliary side (3a) or duodenal side (3b), treated by placing double pigtail stents or SEMS through the LAMS. Type 4 dysfunction is LAMS migration, which can be managed by replacing the LAMS through the same fistula, creating a new EUS-CDS, or other methods of EUS-BD. Type 5 dysfunction exists when the malignant biliary obstruction occurs concurrently with a GOO, compromising EUS-CDS patency. The ideal situation would be to resolve the GOO via EUS-guided gastroenterostomy. However, if this does not work, percutaneous transpapillary stenting or EUS-HGS are additional options.3 

Comparison Studies 

Biliary drainage procedures have evolved over time and several studies have evaluated these different techniques. In a retrospective cohort study, Sawas et al. evaluated EUS-CDS (via LAMS and SEMS) vs. PTBD in 86 patients. There was similar technical success (100% in EUS-CDS vs. 96.6% PTBD), but EUS-CDS carried greater clinical success (84.6% vs. 62.1% in PTBD) and had lower adverse event rate (14.3% vs. 29.3% in PTBD). There was no significant difference in survival between the 2 groups and the re-intervention rate was significantly lower with EUS-CDS vs. PTBD (10.7% vs. 77.6%, p<0.001).10 

Furthermore, in a retrospective cohort analysis by Kawakabu et al. comparing optimal drainage 

technique, 26 patients underwent EUS-CDS and 56 patients underwent ETS with covered metal stents. Clinical success was similar between the two groups (96.2% in EUS-CDS vs. 98.2% in ETS, p=0.54), however adverse events occurred in 26.9% of those with EUS-CDS compared to 35.7% of those with ETS. While these figures appear high, the study involved a small sample size and most adverse events were milder cases of pancreatitis, abdominal pain, and fevers. This study suggests that when managing distal malignant biliary obstruction (MDBO) caused by non-pancreatic cancer, there is similar success and efficacy between EUS-CDS and ETS, but the former reduces risk of pancreatitis.15 Notably, this study was conducted among centers with extensive experience in interventional EUS. As EUS-CDS may not be feasible if the required expertise is not available, ERCP is the most commonly used technique, given the widespread availability and good clinical success rate. 

De Benito Sanz and colleagues conducted a retrospective study of 57 patients comparing LAMS to SEMS among patients undergoing EUS-CDS. There was 95% technical success in each cohort and similar clinical success (LAMS 94.7% vs. SEMS 100%, p= NS). There was a 5.4% mild adverse event rate for the LAMS cohort compared to a 10% mild adverse event rate with SEMS and a 5.4% serious adverse event rate requiring surgical management for bile leak in the LAMS cohort versus 5% serious adverse event rate requiring surgery in those with SEMS (p=0.71). Overall, there were equivalent results among the two stent types, however SEMS were more affordable and didn’t require as dilated a CBD, while EC-LAMS allowed a simpler insertion process. The authors concluded that choice of therapy depended on center expertise, cost of treatment, and safety concerns.22 

There was further refinement of the LAMS technique as demonstrated by the multicenter retrospective analysis by El Chafic et al., where EUS-CDS was successfully completed with EC-LAMS in 64/67 patients with technical success 95.5%. A plastic/metal stent was placed through the lumen of the LAMS in 78.1% of patients to maintain a non-perpendicular LAMS orientation into the bile duct and prevent the bile duct wall from collapsing into the inner flange after decompression. Biliary re-intervention for obstruction was required in 7 patients. The authors determined that EC-LAMS could be performed with high clinical and technical success and inserting an axis-orienting plastic stents through the lumen of the LAMS may reduce the need for biliary re-interventions.23 

Fugazza et al. conducted a multicenter retrospective analysis of EUS-CDS using LAMS in patients with MDBO after failed ERCP. Centers with low and high experience in placing LAMS 

for EUS-CDS were evaluated. The single stage technique was used in 89.7% of low-experience centers, compared with 98% of high-experience centers. Similarly, guidewire was utilized in 10.3% of low-experience centers, versus 2% of high-experience centers (p=0.004). There was similar technical success among the cohorts, which was associated with shorter procedures and larger CBD size. The authors concluded that the study findings provided evidence for reproducibility of EUS-CDS for challenging cases of MDBO among a wide variety of centers.9 

A retrospective study by Wei et al. examined EUS-CDS for MDBO using EC-LAMS and several metrics were evaluated. Technical success with 6mm EC-LAMS was similar to that of 8-10mm EC-LAMS, but higher adverse event rates (OR 3.71, p=0.008) and reintervention rates (OR 6.17, p=0.019) were seen in the 6mm LAMS cohort due to stent occlusion and cholangitis. Due to orientation of EC-LAMS in the duodenal bulb, the luminal opening can become occluded with debris. A larger diameter EC-LAMS may circumvent this, but placement can be challenging due to the flange size. An additional observation from this study was that indwelling EC-LAMS did not hinder surgery in patients that subsequently underwent pancreaticoduodenectomy.4 

CONCLUSION 

Both benign and malignant conditions can lead to biliary obstruction, but when ERCP fails, a few good options are available. Surgical management is associated with significant cost and morbidity and while percutaneous approaches with external drains are highly effective, these may lead to fistulas and negatively affect quality of life. EUS-CDS provides an alternative means of biliary decompression with decreased mortality and incidence of pancreatitis. LAMS increased efficiency of the procedure and ongoing refinement of the technique will address other adverse events which are encountered (i.e., stent occlusion and cholangitis). While factors such as cost of treatment and technical expertise may influence the adoption of this practice, for patients with MDBO and failed ERCP or those in whom ERCP is not technically possible, the results thus far have been promising and the procedure is entering more widespread practice. 

References 

2 Artifon EL, Loureiro JF, Baron TH, Fernandes K, Kahaleh M, Marson FP. Surgery or EUS-guided choledochoduodenostomy for malignant distal biliary obstruction after ERCP failure. Endosc Ultrasound. 2015 Jul-Sep;4(3):235-43. doi: 10.4103/2303-9027.163010. PMID: 26374583; PMCID: PMC4568637. 

3 Vanella G, Bronswijk M, Dell’Anna G, Voermans RP, Laleman W, Petrone MC, van Malenstein H, Fockens P, Arcidiacono PG, van der Merwe S, van Wanrooij RLJ. Classification, risk factors, and management of lumen apposing metal stent dysfunction during follow-up of endoscopic ultrasound-guided choledochoduodenostomy: Multicenter evaluation from the Leuven-Amsterdam-Milan Study Group. Dig Endosc. 2023 Mar;35(3):377-388. doi: 10.1111/den.14445. Epub 2022 Nov 9. PMID: 36177532. 

4 On W, Paranandi B, Smith AM, Venkatachalapathy SV, James MW, Aithal GP, Varbobitis I, Cheriyan D, McDonald C, Leeds JS, Nayar MK, Oppong KW, Geraghty J, Devlin J, Ahmed W, Scott R, Wong T, Huggett MT. EUS-guided choledochoduodenostomy with electrocautery-enhanced lumen-apposing metal stents in patients with malignant distal biliary obstruction: multicenter collaboration from the United Kingdom and Ireland. Gastrointest Endosc. 2022 Mar;95(3):432-442. doi: 10.1016/j.gie.2021.09.040. Epub 2021 Oct 9. PMID: 34637805. 

5 Yamao, K., Bhatia, V., Mizuno, N., Sawaki, A., Ishikawa, H., Tajika, M., Hoki, N., Shimizu, Y., Ashida, R., & Fukami, N. (2008). EUS-guided choledochoduodenostomy for palliative biliary drainage in patients with malignant biliary obstruction: Results of long-term follow-up. Endoscopy, 40(4), 340–342. PMID: 18389451 

6 Tsuchiya T, Teoh AYB, Itoi T, Yamao K, Hara K, Nakai Y, Isayama H, Kitano M. Long-term outcomes of EUS-guided choledochoduodenostomy using a lumen-apposing metal stent for malignant distal biliary obstruction: a prospective multicenter study. Gastrointest Endosc. 2018 Apr;87(4):1138-1146. doi: 10.1016/j.gie.2017.08.017. Epub 2017 Aug 24. PMID: 28843583 

7 Jacques J, Privat J, Pinard F, Fumex F, Chaput U, Valats JC, Cholet F, Jezequel J, Grandval P, Legros R, Lepetit H, Albouys J, Napoleon B. EUS-guided choledochoduodenostomy by use of electrocautery-enhanced lumen-apposing metal stents: a French multicenter study after implementation of the technique (with video). Gastrointest Endosc. 2020 Jul;92(1):134-141. doi: 10.1016/j.gie.2020.01.055. Epub 2020 Feb 19. PMID: 32084411. 

8 Jacques J, Privat J, Pinard F, Fumex F, Valats JC, Chaoui A, Cholet F, Godard B, Grandval P, Legros R, Kerever S, Napoleon B. Endoscopic ultrasound-guided choledochoduodenostomy with electrocautery-enhanced lumen-apposing stents: a retrospective analysis. Endoscopy. 2019 Jun;51(6):540-547. doi: 10.1055/a-0735-9137. Epub 2018 Oct 22. PMID: 30347424. 1 Kunda R, Pérez-Miranda M, Will U, Ullrich S, Brenke D, Dollhopf M, Meier M, Larghi A. EUS-guided choledochoduodenostomy for malignant distal biliary obstruction using a lumen-apposing fully covered metal stent after failed ERCP. Surg Endosc. 2016 Nov;30(11):5002-5008. doi: 10.1007/s00464-016-4845-6. Epub 2016 Mar 11. PMID: 26969661. 

9 Fugazza A, Fabbri C, Di Mitri R, Petrone MC, Colombo M, Cugia L, Amato A, Forti E, Binda C, Maida M, Sinagra E, Repici A, Tarantino I, Anderloni A; i-EUS Group. EUS-guided choledochoduodenostomy for malignant distal biliary obstruction after failed ERCP: a retrospective nationwide analysis. Gastrointest Endosc. 2022 May;95(5):896- 904.e1. doi: 10.1016/j.gie.2021.12.032. Epub 2022 Jan 4. PMID: 34995640. 

10 Sawas T, Bailey NJ, Yeung KYKA, James TW, Reddy S, Fleming CJ, Marya NB, Storm AC, Abu Dayyeh BK, Petersen BT, Martin JA, Levy MJ, Baron TH, Bun Teoh AY, Chandrasekhara V. Comparison of EUS-guided choledochoduodenostomy and percutaneous drainage for distal biliary obstruction: A multicenter cohort study. Endosc Ultrasound. 2022 May-Jun;11(3):223-230. doi: 10.4103/EUS-D-21- 00031. PMID: 35102902; PMCID: PMC9258024. 

11 da Silva RRR, Facanali Junior MR, Brunaldi VO, Otoch JP, Rocha ACA, Artifon ELA. EUS-guided choledochoduodenostomy for malignant biliary obstruction: A multicenter comparative study between plastic and metallic stents. Endosc Ultrasound. 2023 Jan-Feb;12(1):120-127. doi: 10.4103/EUS-D-21-00221. PMID: 36861511; PMCID: PMC10134915. 

12 Park DH, Jang JW, Lee SS, Seo DW, Lee SK, Kim MH. EUS-guided biliary drainage with transluminal stenting after failed ERCP: predictors of adverse events and long-term results. Gastrointest Endosc. 2011 Dec;74(6):1276-84. doi: 10.1016/j.gie.2011.07.054. Epub 2011 Oct 1. PMID: 21963067. 

13 Anderloni, A., Fugazza, A., Troncone, E., Auriemma, F., Carrara, S., Semeraro, R., Maselli, R., Di Leo, M., D’Amico, F., Sethi, A., & Repici, A. (2019). Single-stage EUS-guided choledochoduodenostomy using a lumen-apposing metal stent for malignant distal biliary obstruction. Gastrointestinal Endoscopy, 89(1), 69–76. PMID: 30189198 

14 Giovannini M, Moutardier V, Pesenti C, Bories E, Lelong B, Delpero JR. Endoscopic ultrasound-guided bilioduodenal anastomosis: a new technique for biliary drainage. Endoscopy. 2001 Oct;33(10):898-900. doi: 10.1055/s-2001- 17324. PMID: 11571690 

15 Kawakubo K, Kawakami H, Kuwatani M, Kubota Y, Kawahata S, Kubo K, Sakamoto N. Endoscopic ultrasound-guided choledochoduodenostomy vs. transpapillary stenting for distal biliary obstruction. Endoscopy. 2016 Feb;48(2):164-9. doi: 10.1055/s-0034-1393179. Epub 2015 Oct 30. PMID: 26517848 

16 Hamada T, Isayama H, Nakai Y, Kogure H, Yamamoto N, Kawakubo K, Takahara N, Uchino R, Mizuno S, Sasaki T, Togawa O, Matsubara S, Ito Y, Hirano K, Tsujino T, Tada M, Koike K. Transmural biliary drainage can be an alternative to transpapillary drainage in patients with an indwelling duodenal stent. Dig Dis Sci. 2014 Aug;59(8):1931-8. doi: 10.1007/s10620-014-3062-1. Epub 2014 May 20. PMID: 24839917 

17 Khashab MA, Messallam AA, Penas I, Nakai Y, Modayil RJ, De la Serna C, Hara K, El Zein M, Stavropoulos SN, Perez-Miranda M, Kumbhari V, Ngamruengphong S, Dhir VK, Park DH. International multicenter comparative trial of transluminal EUS-guided biliary drainage via hepatogastrostomy vs. choledochoduodenostomy approaches. Endosc Int Open. 2016 Feb;4(2):E175-81. doi: 10.1055/s-0041- 109083. Epub 2016 Jan 15. PMID: 26878045; PMCID: PMC4751013. 

18 Minaga K, Ogura T, Shiomi H, Imai H, Hoki N, Takenaka M, Nishikiori H, Yamashita Y, Hisa T, Kato H, Kamada H, Okuda A, Sagami R, Hashimoto H, Higuchi K, Chiba Y, Kudo M, Kitano M. Comparison of the efficacy and safety of endoscopic ultrasound-guided choledochoduodenostomy and hepaticogastrostomy for malignant distal biliary obstruction: Multicenter, randomized, clinical trial. Dig Endosc. 2019 Sep;31(5):575-582. doi: 10.1111/den.13406. Epub 2019 May 29. PMID: 30908711. 

19 Donelli G, Guaglianone E, Di Rosa R, Fiocca F, Basoli A. Plastic biliary stent occlusion: factors involved and possible preventive approaches. Clin Med Res. 2007 Mar;5(1):53- 60. doi: 10.3121/cmr.2007.683. PMID: 17456835; PMCID: PMC1855334. 

20 Song TJ, Hyun YS, Lee SS, Park DH, Seo DW, Lee SK, Kim MH. Endoscopic ultrasound-guided choledochoduodenostomies with fully covered self-expandable metallic stents. World J Gastroenterol. 2012 Aug 28;18(32):4435-40. doi: 10.3748/wjg.v18.i32.4435. PMID: 22969210; PMCID: PMC3436062. 

21 Binmoeller KF, Shah J. A novel lumen-apposing stent for transluminal drainage of nonadherent extraintestinal fluid collections. Endoscopy. 2011 Apr;43(4):337-42. doi: 10.1055/s-0030-1256127. Epub 2011 Jan 24. PMID: 21264800. 

22 de Benito Sanz M, Nájera-Muñoz R, de la Serna-Higuera C, Fuentes-Valenzuela E, Fanjul I, Chavarría C, García- Alonso FJ, Sanchez-Ocana R, Carbajo AY, Bazaga S, Perez-Miranda M. Lumen apposing metal stents versus tubular self-expandable metal stents for endoscopic ultrasound-guided choledochoduodenostomy in malignant biliary obstruction. Surg Endosc. 2021 Dec;35(12):6754-6762. doi: 10.1007/s00464-020-08179-y. Epub 2020 Nov 30. PMID: 33258038. 

23 El Chafic AH, Shah JN, Hamerski C, Binmoeller KF, Irani S, James TW, Baron TH, Nieto J, Romero RV, Evans JA, Kahaleh M. EUS-Guided Choledochoduodenostomy for Distal Malignant Biliary Obstruction Using Electrocautery- Enhanced Lumen-Apposing Metal Stents: First US, Multicenter Experience. Dig Dis Sci. 2019 Nov;64(11):3321- 3327. doi: 10.1007/s10620-019-05688-2. Epub 2019 Jun 7. PMID: 31175495. 

24 Nakai Y, Isayama H, Kawakami H, Ishiwatari H, Kitano M, Ito Y, Yasuda I, Kato H, Matsubara S, Irisawa A, Itoi T. Prospective multicenter study of primary EUS-guided choledochoduodenostomy using a covered metal stent. Endosc Ultrasound. 2019 Mar-Apr;8(2):111-117. doi: 10.4103/eus. eus_17_18. PMID: 30168480; PMCID: PMC6482602. 

25 Kuraoka N, Hara K, Okuno N, Kuwahara T, Mizuno N, Shimizu Y, Niwa Y, Terai S. Outcomes of EUS-guided choledochoduodenostomy as primary drainage for distal biliary obstruction with covered self-expandable metallic stents. Endosc Int Open. 2020 Jul;8(7):E861-E868. doi: 10.1055/a- 1161-8488. Epub 2020 Jun 16. PMID: 32617390; PMCID: PMC7297614. 

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Fundamentals of ERCP

Fundamentals of ERCP Image Interpretation

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INTRODUCTION

Successful cannulation of the desired duct and safely carrying out any necessary interventions are the primary goals in ERCP. It is also important to obtain the best possible images, accurately interpret these images, and document the findings in the procedure report. There are common, avoidable mistakes or errors that occur while performing ERCP. These include poor technique, misinterpretation of variant anatomy and artifacts, and failure to recognize adverse events, especially perforation.1 Many of the image interpretation errors arise with less commonly encountered anatomic variants of the biliary and the pancreatic ducts.2 Most ERCP malpractice lawsuits arise after adverse events such as pancreatitis, perforations, and severe infections. These lawsuits are difficult to defend if the procedure was not indicated or if there was a failure to adequately document the justification for the risk of the procedure.3,4 Therefore, all ERCP procedures should include documentation of appropriate and acceptable indications and detailed descriptions of the findings and the interventions. Images should be correctly interpreted, and any adverse events recognized and treated early. Capturing and saving images assists in “telling the story” of the entire procedure, illustrating the interventions performed, documenting the absence of adverse events or early recognition of adverse events. The images and the report should be congruent. As will be described in this article, fluoroscopy can be utilized to assist in correctly positioning the duodenoscope, identifying the major and the minor papilla, and selectively cannulating the duct of choice. 

Proper Use of Fluoroscopy and Safety Measures 

Every endoscopist performing ERCP should have a basic understanding of the fluoroscopy equipment, proper settings, and safety measures.5 Common errors, mistakes, and pitfalls in ERCP imaging are summarized in Table 1. It is not uncommon that the endoscopist will be required to directly operate the fluoroscopy equipment and therefore should have a good working understanding of how to generate and correctly interpret adequate fluoroscopic images in a safe manner. A helpful publication from the American Society for Gastrointestinal Endoscopy (ASGE) reviews in detail radiation and fluoroscopy safety in endoscopy.6 

There are several different types of fluoroscopy units, but ERCP is performed in most centers with a portable C-arm unit, although some high-volume centers have so-called fixed table units. The principles, however, are the same. An X-ray beam is passed from the X-ray source or cathode that is usually located below the fluoroscopy table or bed upward through the patient. An image intensifier or receiver unit receives the beam and generates the images. The X-ray beams may deflect causing scatter resulting in increased radiation exposure. There is increased scatter in obese patients. The image intensifier should always be placed as close to the patient as possible without contacting the patient or interfering with the ability to move the table or the fluoroscope. Typically, placing the image intensifier 1-2 inches above the patient is ideal for good image quality without excess magnification or increased scatter. The ALARA principle (As Low as Reasonably Achievable) should always be followed to limit the exposure to the patient and the staff. 

Endoscopists and assistants should always wear thyroid shields, lead glasses, and lead aprons that fully cover their body. Adding a lead skirt or drape around the fluoroscopy unit can help prevent scatter and reduce excess exposure as can clear lead shields positioned between the fluoroscopy unit and the endoscopy staff. Increased fluoroscopy time increases cancer risk to the patient, endoscopist and all staff present at the procedure. Angulation of the beam and magnification all increase radiation exposure to patients and staff. 

Physician-controlled fluoroscopy may result in reduced radiation exposure compared to utilizing an X-ray technician.7 There are clinical determinants that may predict longer fluoroscopy times and, hence, greater overall exposure, such as patient obesity, mechanical lithotripsy, needle knife use, and malignant biliary obstruction.8 With more ERCP experience, fluoroscopy time is typically shorter.9 Radiation time should, if possible, be noted, recorded, and compared with published benchmarks to ensure excess fluoroscopy time is not being utilized and to make it a goal to reduce exposure time as much as possible. It may be helpful to turn off the auto save mode of the fluoroscopy unit to avoid excess images to review at the conclusion of a case. Selected images should be saved and sent for permanent storage in the local picture archiving and communication system (PACS). The images saved should include the scout film and final film, and those images documenting the complete biliary tree or pancreatic duct as well as images that identify distinct findings or interventions. 

Room Design and Patient Position 

The room design, type of fluoroscopy equipment, and position of the patient and the monitors are all important for a successful procedure. This also helps ensure the comfort and safety of all in the room, including proper and healthy ergonomics for the endoscopist. The position of the fluoroscope and the position of the patient also affect the anatomic appearance as well as filling and drainage of the ducts of interest. Most ERCPs are performed with the patient in the prone or semi-prone position where the papilla is better positioned for the design of the duodenoscope and for most endoscopist’s natural scoping position. Most endoscopists position the biliary tree to the left side of the image as would correspond to the patient’s right side if the patient were supine and viewed from the front and how CT and MRI images are typically saved and reviewed. However, with the patient prone, this would not be consistent with how the image was acquired. Therefore, some endoscopists prefer the right corresponding to a posterior view when the patient is prone (see Figures 1 and 2 – page 26). I.e., most ERCP images are consistent with an anterior-to-posterior view, but some prefer a posterior-to-anterior view. 

Supine positioning of the patient may be necessary in certain cases such as: extreme obesity, poor neck mobility, an open abdomen, altered anatomy, or the need to perform a laparoscopic-assisted ERCP. With a patient in the supine position, many endoscopists look at the endoscopy and fluoroscopy monitoring screens with their back towards the patient. With this positioning, the endoscopist must maintain significant rightward torque on the duodenoscope. This can be accomplished with the aid of an assistant, if needed, while the endoscopist is facing away from the patient. 

The Importance and Utility of the Scout Film 

The baseline fluoroscopic image is also termed the “scout film” and it should be reviewed and saved routinely. The scout film serves several important purposes. The scout film confirms that the fluoroscopy equipment is functioning properly, ensures a properly focused field of view and position or orientation, demonstrated the initial bowel gas pattern (prior to insufflation) and verifies that the images can be saved (see Figures 3 and 4). The fluoroscopy image should be adjusted as needed to ensure the spine is vertically oriented, or close to it, and that there is a focused field of view that encompasses the expected area of interest (either biliary tree, pancreatic duct, or both). Such a proper focused field of exam, employing alternate angles of view, and the judicious use of magnification can reduce radiation exposure and interpretation errors in ERCP (see Figure 5). The scout film also identifies any impairment of the view of the duct or ducts. 

Artifacts during ERCP are common. Overlying objects such as EKG leads, wires from the pulse oximeter, blood pressure cuff, or IV lines that need to be moved out of the examination field will be revealed during the scout film. Excess bowel gas, retained contrast, the presence of any internal hardware or prosthesis including clips, coils, or percutaneous drains (see Figures 6 and 7) that may or may not interfere with the view or need to be taken into consideration should also be noted. Spinal hardware usually does not obscure the view of the biliary tree but may require some adjustment of the fluoroscopy angle (see Figures 8–12). Calcifications should be recognized. These may include calcified hemangiomas of the liver (see Figure 13), porcelain gallbladder (see Figures 14 and 15), calcific pancreatitis, phleboliths, renal lithiasis, or calcified lymph nodes to name a few. Overlying bowel gas and retained contrast (see Figures 16 and 17) can interfere with image creation, produce shadows, and can lead to misinterpreted images. When evaluating the scout film, careful notation should be made of the appearance of the diaphragm, bowel gas pattern, stomach, and the liver edge prior to any intervention. Pre-procedure and post-procedure scout films should always be obtained to look for, and, if needed, document the presence or absence of free air. 

It should be recognized that undue pressure from the endoscope or catheters can distort ductal anatomy as well as increase the risk of adverse events. Contrast material outside the ductal systems from prior contrast imaging studies or inadvertent extraductal injection should be appreciated. Under filling of the ducts or unintentional injection of air can also result in misinterpreted images. Oblique and lateral images can be helpful in showing abnormalities, variants of anatomy, or artifacts. Analog, as opposed to digital, fluoroscopic units will, in general, produce poorer images (see Figure 18). Misinterpretation of images is, unfortunately, very common but having a routine and following basic principles will reduce such errors. 

The Role Of Contrast Media 

In the context of ERCP, there is some debate about whether to use full-strength or diluted contrast media. Commonly, the initial cannulation begins with diluted contrast (typically half-strength). Then, after cannulation of the CBD an early cholangiogram is achieved (see Figure 19) some switch to full-strength contrast if necessary for better delineation of the biliary tree or pancreatic duct. Dilute contrast, however, is best for the detection of small stones, especially in patients with dilated ducts.10 (see Figure 20). Prior to the routine use of guidewire cannulation techniques, dilute contrast was often favored due to the belief that if inadvertent pancreatic duct cannulation was achieved, there would be less risk of post-ERCP pancreatitis. This notion has been discarded. 

Full-strength contrast is favored by some endoscopists for detection of strictures in the bile duct or in the pancreatic duct and when needing to clearly visualize the biliary and pancreatic duct anatomy. Prior to cannulation, all catheters should be flushed with contrast to eliminate air bubbles. If air bubbles are inadvertently introduced they can produce artifacts that can interfere with image interpretation. 

Using Fluoroscopy to Achieve Proper Scope Postion for Finding the Papilla and Successful Cannulation 

During ERCP, the scope tip is generally positioned below and lateral to the 12th rib, at about the level of the L2 vertebral body or between L2 and L3 vertebrae. This is considered the “usual position.” The body of the pancreas typically crosses the spine at the L1-L2 vertebrae. Understanding the scope position in the duodenum relative to the spine and ribs can help reveal a hidden or difficult to identify major papilla or when locating the minor papilla. Sometimes the major papilla is partially or totally obscured by an overlying duodenal fold and is not easily identified. It may be helpful to advance the duodenoscope into the deep second portion of the duodenum and then slowly withdraw it into the usual position just below the 12th rib between the L2 and L3 vertebrae. The major papilla is then typically found in this location, though gentle lifting of folds with a catheter or sphincterotome may be needed in some situations. 

For bile duct cannulation, the scope tip will typically have a “hockey stick” configuration (see Figures 21 and 22), whereas when cannulation of the pancreatic duct is desired, the scope tip is usually in a flatter position if not advanced to the long position (see Figure 23). For minor papilla cannulation, the scope is usually initially best positioned in a longer position with the tip more proximal in the duodenum. Once the PD is cannulated via the minor papilla, the duodenoscope can be reduced though this may risk loss of scope position. Once the CBD or PD are cannulated deeply, the scope position can typically be maintained (see Figures 24 and 25). Knowing the typical and expected anatomic position of the major papilla on fluoroscopy can also aid ERCP procedures in patients with surgically altered anatomy (see Figures 26–29). 

Utilizing Fluoroscopy to Maximize the Preferred Guidewire Cannulation 

Guidewire cannulation is now commonly employed during ERCP, and the use of injection during cannulation is much less frequently performed than it was in the past. Knowing the angle of both the bile duct and the pancreatic duct can assist in selective cannulation of the duct of choice. When CBD cannulation is desired, but the PD is inadvertently cannulated with the guidewire, the so-called “double wire technique” is a very useful and often successful method to achieve selective CBD cannulation (see Figure 30). The initial guidewire is left in the PD and a second guidewire is loaded into the sphincterotome (see Figure 31). Positioning the duodenoscope in the “hockey stick” position and observing a separation of the CBD and PD with a properly bowed sphincterotome under endoscopic and fluoroscopic guidance can also aid in selective cannulation of the CBD. 

Some have suggested that the first cholangiogram should be performed with the catheter or sphincterotome in the upper bile duct just below the confluence to prevent the inadvertent flushing of debris and stones or stone fragments from the distal extrahepatic duct into the intrahepatic ducts, although others prefer to inject distally first11 (see Figure 30). 

Body Position Effect on Duct Filling and Injection Tips 

Opacification of the biliary tree is, to some extent, dependent on gravity, and contrast media is denser than bile; therefore, the dependent ducts will fill preferentially. Whether the patient is in the semi-prone position or in the supine position will therefore determine which ducts are more dependent and will fill first. In the standard ERCP prone or semi-prone position the left ducts and anterior duct of the right lobe will fill first whereas in the supine position the right posterior ducts will fill first (see Figures 33 and 34). 

When using a balloon catheter, contrast should initially be injected with the balloon deflated. This will allow air bubbles or debris within the intrahepatic system to be flushed into the extrahepatic duct. The size of the balloon catheter selected should match the size of the duct to ensure appropriate occlusion and retention of contrast above the balloon and to facilitate a complete occlusion cholangiogram of the intrahepatic ducts (see Figure 35). 

In the semi-prone position, the left hepatic duct system is more dependent and fills earlier than the right ducts. In this position, the common bile duct is more posterior to the common hepatic duct and will fill earlier than the distal common bile duct. Furthermore, the cystic duct also generally courses posteriorly to the common hepatic duct with the anterior portion of the gallbladder filling first. With low-pressure contrast injections, there may be difficulty filling the right hepatic duct. If there is runoff into the gallbladder, the bile duct may be poorly opacified early. Balloon occlusion injection below the confluence will help fill the right hepatic ducts. Continuing to inject with the balloon inflated and moving distally in the duct can help delineate the distal duct. If the patient is moved into a more left lateral position, the right duct drains more preferentially. With the patient in the supine position, the right ducts are in a more dependent position and will fill preferentially as does the posterior gallbladder. Historically, if delayed biliary drainage was suspected, patients were placed supine with their head up though this is not commonly performed in the modern era. 

Balloon Sweeping and Proper Visualization of the Ducts 

Contrast injection is continued while slowly sweeping the duct with an occlusion balloon to remove biliary sludge, stones, or debris. Spot images can be captured and saved of the inflated balloon at the confluence (see Figure 36) then at the mid-bile duct, and finally in the distal CBD just above the papilla (see Figure 33). The mid-portion of the bile duct is commonly obscured by the duodenoscope and can be better visualized by gently pushing the duodenoscope into a long position with counterclockwise torque with care not to lose duct access (see Figure 38). Having a guidewire deep into the biliary tree and locked with an accessory locking device attached to the duodenoscope, use of elevator closure, or pinching the catheter or guidewire with the little finger of the endoscopist’s left hand reduces the risk of losing biliary access during this maneuver. Alternatively, the fluoroscopy C-arm can be rotated to expose the duct; but pushing the duodenoscope to the long position is typically more time efficient. Complete opacification of the biliary tree, including the intrahepatic ducts, can be performed to avoid missing intrahepatic stones, strictures, and anatomic variants. An exception to this may include cases of overt cholangitis where there is a genuine concern for the risk of precipitation of hepatic abscesses with high pressure injection. 

Discerning Bile Duct Stones Versus Air Bubbles or Pneumobilia 

Air introduced into the biliary or the pancreatic ducts can be problematic in that it can mimic stones, and both bubbles and stones are true “filling defects.” Air bubbles are commonly 2-5 mm in size, symmetrically round, and tend to cluster together or conform to the shape of the duct (see Figure 38). Tilting the patient may assist the endoscopist in distinguishing air bubbles from stones as the air bubbles usually rise in the duct with such maneuvers and bile duct stones will sink. However, floating stones do occur and can be misinterpreted as bubbles. This can result in missed identification of stones.12 Bubbles can also be long and tubular. Aside from stones and air bubbles, a filling defect may also be indicative of clots, tumor, or an intraductal parasite such as Ascaris. 

It is important to note that the use of imaging to identify stones or masses has its limitations. Dilute contrast may be best for visualization of small bile duct stones, especially in patients with dilated bile ducts.13 By paying close attention to early images on the initial contrast injection, the endoscopist can reduce the chance of missing stones. 

Larger and more dense radiopaque stones are easier to identify than smaller stones (see Figures 39–41). It is important to remember small stones can be missed in the distal bile duct at the papilla and may not be retrieved or extracted on balloon sweeps if the balloon slips past the stones without engaging them. Balloon occlusion cholangiogram and serial duct sweeps are the most effective technique for ensuring complete duct clearance (see Figure 42). Failure to perform multiple sweeps with an adequate balloon size relative to the duct size may result in inadequate clearance of the duct. The risk of inadequate duct clearance can be increased in patients with a dilated bile duct, in the presence of pneumobilia, following lithotripsy, and when a guidewire or stent is in the pancreatic duct (see Figure 43). 

Adequate Views and Sizing of Ducts 

It is important to adjust the endoscope position, and, if necessary, the fluoroscope itself to ensure that the entire duct of interest is visualized. For therapeutic interventions, it is important to know how to estimate the size of lesions, stones, and strictures. The size of stones and of the duct itself will influence the decision regarding removal techniques. These decisions include the size of sphincterotomy needed, the need for balloon sphincteroplasty, the size of any balloon or retrieval basket that may be needed. Knowing the insertion tube outer diameter of the duodenoscope is one of the easiest and quickest ways to estimate sizes. These vary by manufacturers and if pediatric or therapeutic duodenoscope from 7.5 mm to 12.1 mm.14 The most prevalent Olympus TJF190 therapeutic duodenoscope has an 11.3 mm outer insertion tube diameter while the Pentax duodenoscopes vary from 10.8 to 12.1 mm. Both the currently available single use disposable duodenoscopes also have outer insertion tube diameters of 11.3 mm.15 The endoscope diameter can serve as a “ruler” to compare any object to during the procedure. Large stones are considered those greater than 10 mm, so stones greater than the outer insertion diameter of the duodenoscope are, by definition, large stones (see Figure 41). 

Contrast streaming artifacts can occur when contrast flows along the dependent wall of a dilated duct. This may give the illusion of a normal duct caliber. However, obtaining a balloon occlusion cholangiogram will confirm the true duct size. Small periductal lymphatics sometimes fill with contrast especially during difficult cannulations in the setting of a tight stricture or if mucosal tears or false passages are created. 

Contrast filling of a duodenal diverticulum can sometimes cause confusion and obscure the view of the distal bile duct. The presence of an ampullary diverticulum should be noted during inspection of the papilla and subsequent filling of the diverticulum with contrast should be avoided if possible. Refluxed contrast filling of the duodenal bulb is common and may be mistaken for a partially filled gallbladder (see Figure 44). Excessive air in the stomach may make it difficult to pass the duodenoscope beyond the pylorus or difficult to maintain the proper scope position during ERCP maneuvers. A large “J shaped” stomach can also make it difficult to traverse the pylorus. Decompressing the stomach with suction and rotating the patient into a more left lateral position may help in this situation. Contrast refluxing backwards into the stomach or excessive air in the stomach may interfere with the interpretation of the pancreatogram due to overlying dye. 

Normal Bile Duct and Liver Anatomy 

Biliary anatomy can be quite variable.16 The extrahepatic bile duct is typically approximately 7-12 cm in length17 (see Figure 1). The portion of the bile duct below the cystic duct and above the papilla is, by convention, termed the common bile duct (CBD). The portion above the cystic duct and below the confluence of the right and left hepatic ducts is called the common hepatic duct (CHD) (see Figure 32). By convention, the distal CBD is that portion above the papilla and the proximal CBD is the portion nearest the liver. 

Duct diameters vary widely. In general, duct diameters are 1mm for each decade of life, until about age 60, in patients with an intact gallbladder. An easy rule of thumb is “7-11” where a CBD in a patient with an intact gallbladder of 7 mm or greater is considered dilated, and one that is 11 mm or greater post-cholecystectomy is dilated.18 Patients above age 60 may experience physiologic bile duct dilation in the absence of injury or illness. A large ultrasound (US) study found that the bile duct increased 0.4 mm/per year over age 50 and suggested a bile duct over 8.5 mm in an elderly individual would be considered abnormally dilated. However, there are some discrepancies between US and cholangiographic measures of bile duct diameter. Fluoroscopically, the bile duct also typically arises from the papilla at around the level of L2-L3 vertebrae and courses superiorly rightward into the liver (see Figure 45). 

Understanding the segments of liver and their relation to the branches of the biliary tree and anatomic variations is also important. In the Couinard classification of liver anatomy, there are 8 segments of the liver. Each segment is distinct with biliary drainage that parallels the portal drainage and can be defined by CT, MRI, and ERCP19,20 (see Figure 46). The most common hepatic ductal anatomy is a left hepatic duct (LHD) joining a confluence of the right posterior sectoral duct (RPSD) and right anterior hepatic duct (RAHD). The RPSD typically drains segments VI and VII, the RAHD segments VIII and V, and the LHD and its branches segments drain segments I, II, III and IV. 

Recognizing Biliary Tree Variants 

The most common biliary tree anatomic variants involve the RPSD.21 One of the most common is the RPSD coming off the LHD before its confluence with the RAHD (see Figures 47 and 48) and is present in about 15% of patients. In this variant the RPSD commonly passes above the portal vein creating a hump-like appearance before it crosses to its typical horizontal crossing. This is usually, but not always, posterior to the vertically coursing RAHD (see Figure 49). The next most common variant is when the RPSD does not pass the RAHD posteriorly, but it drains into the right side of the RAHD (see Figure 50). A segmental or accessory right hepatic duct that drains into the CHD or the cystic duct (CD) is also quite common. Rather than a typical bifurcation at the confluence; a trifurcation or triple confluence (triunion) of the proximal ducts is also relatively common (see Figures 51–53). Uncommon variants of the biliary tree include a CHD that may appear absent with a low union of the right and left hepatic ducts (see Figure 54). RPSD variants include an accessory LHD draining into the right anterior duct while the RPSD drains into the left accessory duct and left hepatic duct coming off the RAHD (see Figure 55). 

The cystic duct origin can be quite variable and may originate from any part of the biliary tree. Normally the CD arises from the CHD, defining the CBD below (see Figures 56 and 46). There are three common CD variants: a low CD insertion characterized by the CD fusing with the distal CBD (see Figures 57 and 58) and a CD that parallels the CHD (see Figure 59). An uncommon CD variant includes high insertion of the CD into the CHD (see Figure 60). Noting and alerting surgeons to the cystic duct variants can be quite helpful prior to cholecystectomy. The hepatic artery may cross over the bile duct and produce an indentation on the CBD that can mimic a stricture or tumor.

Biliary cysts, choledochocysts, and choledochoceles can cause confusion and misinterpretation on cholangiograms. The Todani classification (Table 2) is the commonly used system for classification of bile duct cysts. Type I cysts are the most common (90%) and have three variations. Type Ia is dilation of the entire extrahepatic bile duct (see Figures 61 and 62). 

Type Ib is focal dilation of the extrahepatic bile duct (see Figure 63). Type III is a dilation of the extrahepatic bile duct within the duodenal wall (a.k.a. a choledochocele), and is typically treated via biliary sphincterotomy. Type IV cysts are the second most common. Type V, also known as Caroli’s disease, involves multiple dilations or cysts of the intrahepatic ducts only.

Most often, the gallbladder is somewhat pear-shaped. However, it can have an hourglass shape, have septations, or have a Phrygian cap that folds over the gallbladder. The location of the gallbladder can be variable: high or intrahepatic, low, “left sided,” congenitally absent, or multiple. 

Normal Pancreatic Duct and Variants 

The pancreatic duct (PD) is formed by the fusion of the dorsal and ventral pancreatic anlagen in utero. The dorsal duct (Duct of Santorini) and the ventral duct (Duct of Wirsung) merge, with the main pancreatic duct usually emptying at the major papilla. The minor papilla is found superior and lateral to the major papilla. The CBD and the PD usually join before entering the papilla, typically within 2-3 mm of the papilla, with CBD usually superior to the PD and closer to the duodenal wall. The pancreas itself usually lies between the T12 and L2 vertebrae with the mid-body of the pancreas over L1 (see Figure 64). The PD varies in length from about 9 cm to 15 cm. It is typically 4 mm in diameter in the head, 2-3 mm in diameter in the body and 1-2 mm in diameter in the tail. Like the CBD, it may be longer and larger in diameter with increased age. The duct typically has an ascending course before crossing over the spine, but it may be more horizontal, sigmoid shaped, or descending in course and contour. A looped duct can be present as well (a.k.a. ansa pancreatica). Sometimes a pancreatic duct branch may ascend to the duct of Santorini or descend to the uncinate portion of the pancreas. 

Congenital variants of the pancreaticobiliary tree include anomalous pancreaticobiliary duct union or junction; pancreas divisum, annular pancreas, an Ansa variant (Ansa pancreatica) (see Figure 65). Very rarely the pancreatic duct can be bifid or trifid 22 (see Figure 66). 

Pancreas divisum, where the dorsal and ventral pancreatic ducts fail to fuse in utero, is relatively common. Pancreas divisum can be complete or incomplete (see Figure 67). It is estimated to be present in 5-12% of all adults. It is usually easily recognized when the ventral duct is completely opacified and there is failure to opacify the dorsal or main pancreatic duct. Pancreas divisum can be confirmed by opacifying the dorsal duct at the minor papilla, though this is often unnecessary and may increase the risk of pancreatitis or adverse events. On the other hand, over injection of the ventral duct in divisum can cause acinar filling especially if divisum was not anticipated. A Santorinicele is a small cystic dilation of the dorsal pancreatic duct at the minor papilla in pancreas divisum. When present the duct of Santorini may be dilated23,24 (see Figure 68). 

Annular pancreas is a rare congenital anomaly. When present, the pancreas partially or completely encircles the duodenum. It will have a characteristic appearance of the pancreatic duct encircling the duodenum and often the duodenoscope before heading out to the body and tail of the pancreas (see Figures 69 and 70). Pancreas divisum coexists in as many as 45% of adults with annular pancreas. It is estimated that at least 1/3 of these individuals may suffer chronic pancreatitis25,26 (See Figure 71). 

Bile Duct Strictures And Tumors 

A contracted biliary sphincter may mimic a stricture or distal CBD stone. Transient narrowing or tapering of the distal duct in the absence of upstream ductal dilation argues against the presence of a true stricture. However, both benign and malignant strictures are commonly encountered during ERCP. Distinguishing between the two can be difficult at times and such strictures are commonly termed indeterminate. There are several possible causes of biliary strictures.27 Intrahepatic duct or CHD dilation is more common in malignant strictures but whether the stricture is smooth in contour or irregular does not adequately distinguish etiology.28 Malignant strictures tend to be much longer and irregular with shelf-like edges (see Figure 72). Strictures from ampullary cancers tend to be short and smooth (see Figure 73). Extrinsic compression from tumors or adenopathy can result in marked biliary ductal dilation (see Figure 75). Post-liver transplant strictures are usually short and often smooth but may be asymmetric or have a shelf-like margin as well (See Figure 76). Pancreatic cancer in the head of the pancreas causes the most common malignant biliary stricture, usually a severe distal stenosis 2-4cm long (see Figures 77–84). Iatrogenic strictures commonly include post anastomotic after liver transplantation or bile duct resection and post cholecystectomy bile duct injuries (BDI). Stones can occur above anastomotic strictures (see Figures 87–96). 

Whenever a biliary stricture is noted and a clear, benign underlying cause is not suspected, sampling should be performed that should include brushings for cytology and/or biopsy. Digital cholangioscopy with direct visualization and directed biopsies have higher yields than brushing alone. 

Primary sclerosing cholangitis is characterized by the presence of focal or multifocal strictures, pruning or rarefaction of the biliary tree, ductal irregularities, beading or saccular dilations of the intrahepatic ducts commonly alternating with segmental strictures29 (see Figures 97–101). Secondary sclerosing cholangitis also can be seen (see Figures 102–107). 

The Bismuth-Corlette classification has been the most widely used system for bile duct tumors and benign strictures with a modification used for main hepatic duct injury. However, its prognostic value has been called into question in more recent years30 (see Table 3). 

Bismuth Type IV lesions extend to and involves both the right and left hepatic ducts to the second order hepatic ducts; and is commonly referred to as a Klatskin tumor (see Figure 108). Treatment of Klatskin tumor is rarely surgical and requires bilateral stenting (see Figure 109). Bismuth Type V lesions produce a stricture involving both the common bile duct and the cystic duct.31 Cholangiocarcinoma is more accurately classified as intraductal iCCA, perihilar pCCA or distal dCCA.32 A complete occlusion cholangiogram of the biliary tree should be obtained and documented in cases of known or suspected biliary malignancies or PSC (see Figures 110 and 111). Careful delineation and documentation of the extent of ductal involvement with high quality cholangiograms is important for treatment decisions especially surgical candidacy. Not only is digital cholangioscopy often warranted to obtain directed biopsies for confirmatory diagnosis but is often requested by the surgeon preoperatively (see Figure 112). 

Bile Duct Injuries (BDI) and Leaks 

At the time of ERCP, it is critical to recognize any biliary or pancreatic duct injury, extravasation, leaks, and perforations. It is important to clearly visualize and document the sites of any leaks and/or bile duct injuries (BDI) prior to making decisions on treatment options. Many leaks and BDI are readily apparent on cholangiogram. When a post-surgical bile leak or BDI is suspected to have occurred but is not clearly seen, then a balloon occlusion cholangiogram can be performed. Common areas for bile leaks to occur in the biliary tree are in the cystic duct remnant following cholecystectomy (see Figures 113–117), the CHD region (see Figure 117), the duct of Luschka (see Figure 118) or in low lying, right sided, proximal intrahepatic ducts that overlie the gallbladder fossa. 

Careful attention should be paid to avoid confusing the cystic duct stump with the hepatic duct in cases of post-cholecystectomy stenosis. Stenosis in the biliary tree, consistent with BDI, following cholecystectomy is usually at the level of the CHD. This is often complete and difficult to pass even with a small diameter hydrophilic guidewire. A common mistake is confusing the CD stump and an occluded CHD and then repeatedly pushing a guidewire into the cystic duct stump. The two ducts are commonly superimposed on fluoroscopy, so changing the angle or axis of fluoroscopy may be necessary to distinguish the two.

The Strasberg classification of bile duct injuries is a widely used system to define the injuries by the location33 (see Table 4). Type E is an injury to the main hepatic duct that is further classified according to the Bismuth system34 (See Figures 119 –123). 

Penetrating trauma to biliary tree is rare, but can be seen in patients with hepatic gunshot wounds (see Figure 124). 

There are rare reports of portal vein (PV) cannulation as the PV runs parallel to the CBD.35 Resistance to guidewire or catheter placement, rapid disappearance of contrast, and opacification of the PV branches may be clues to PV cannulation.36 PV cannulation most commonly occurs in patients with cholangiocarcinoma or other malignancy that weakens the biliary wall and allows communication between the biliary tree and the portal venous system. 

Pancreatic Duct Strictures, Injuries, and Leaks 

Pancreatic duct strictures are common in patients with chronic pancreatitis (see Figure 125), pancreatic cancer, and patients with prior pancreatic surgery who have ductal anastomoses (see Figures 126 and 127). PD leaks, disruption, or a disconnected PD may occur from severe acute pancreatitis with necrosis or after pancreatic surgery (see Figures 128 and 129). PD injury can also occur because of ERCP. Traumatic injuries to pancreas can occur, most commonly following blunt force trauma such as in motor vehicle accidents. PD injuries from trauma are relatively uncommon, occurring in only about 2% blunt trauma cases. Most blunt trauma injuries to the pancreas occur in the junction of the body and tail, where the gland is compressed against the spine posteriorly, causing a crush injury and resulting in partial or complete pancreatic duct transection.37 Penetrating injuries to the pancreas from gunshots or stab wounds are more common than blunt trauma injuries. A classification of PD injuries associated with ERCP that is commonly utilized by endoscopists is described by Takishima38 (see Table 5 and Figure 130). 

Duodenal and Ductal Injuries and Perforations 

Duodenal injuries are a risk of ERCP. The endoscopist should be familiar with the Stapfer classification of duodenal perforations39 (see Table 6). Type 1 is endoscopy related and invariably requires surgery carrying a substantial risk of morbidity and mortality. The best outcome 

in a type I perforation is when this is identified and intervened upon early.40 Type II is the most common and is a periampullary perforation often related to sphincterotomy and may be treated with endoscopic clips or by placing a covered metal biliary stent. Type III is a ductal or duodenal perforation caused by endoscopic instruments but not a guidewire. Type III is less common but can require surgery. Type IV is the presence of retroperitoneal air due to a guidewire puncture. Types II and IV duodenal perforations rarely require surgery. Being aware of and avoiding each of these perforations as well as recognizing their appearance both endoscopically and fluoroscopically are key to early endoscopic or surgical intervention and better patient outcomes.41 

All endoscopists performing ERCP and advanced endoscopic therapeutic interventions must be familiar with and comfortable recognizing free air on fluoroscopy (see Figures 131 and 132). If a perforation is suspected, an upright chest X-ray should be done immediately as this is more sensitive than an abdominal X-ray for the detection of free air. Free air under the diaphragm is easily seen on an upright chest X-ray (see Figures 133 and 134). Rigler’s sign is present when both sides of bowel wall are well defined due to free intra-abdominal air adjacent to gas-filled loops of bowel.42 Sometimes only a subtle triangle of free air can be visible outside the bowel wall as a sign of pneumoperitoneum. 

SUMMARY 

The keys to avoiding imaging pitfalls and mistakes during ERCP are to routinely perform a pre-procedure scout film, always obtain high-quality balloon occlusion cholangiograms and pancreatograms with adequate filling and visualizations of the entire biliary tree (or pancreatic duct if indicated). Strictures should be recognized, well defined, and sampled. All images should be reviewed in real time as well as after the procedure, with selected images saved that “tell the story” of the exam, findings, and interventions. Detailed descriptions of the findings including of variant anatomy, and interventions should also be documented in the ERCP report. Adverse events should be recognized early and treated appropriately. 

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36.    Debi U, Kaur R, Prasad KK, Sinha SK, Sinha A, Singh K. Pancreatic trauma: a concise review. World J Gastroenterol. 2013 Dec 21;19(47):9003-11. doi: 10.3748/wjg.v19.i47.9003. PMID: 24379625; PMCID: PMC3870553. 

37.    Takishima T, Hirata M, Kataoka Y, Asari Y, Sato K, Ohwada T, Kakita A. Pancreatographic classification of pancreatic ductal injuries caused by blunt injury to the pancreas. J Trauma. 2000 Apr;48(4):745-51; discus­sion 751-2. doi: 10.1097/00005373-200004000-00026. PMID: 10780612. 

38.    Stapfer M, Selby RR, Stain SC, Katkhouda N, Parekh D, Jabbour N, Garry D. Management of duodenal perforation after endoscopic retrograde cholangio­pancreatography and sphincterotomy. Ann Surg. 2000 Aug;232(2):191-8. doi: 10.1097/00000658-200008000- 00007. PMID: 10903596; PMCID: PMC1421129. 

39.    Cirocchi R, Kelly MD, Griffiths EA, Tabola R, Sartelli M, Carlini L, Ghersi S, Di Saverio S. A systematic review of the management and outcome of ERCP related duodenal perforations using a standardized classification system. Surgeon. 2017 Dec;15(6):379-387. doi: 

40.    Bill JG, Smith Z, Brancheck J, Elsner J, Hobbs P, Lang GD, Early DS, Das K, Hollander T, Doyle MBM, Fields RC, Hawkins WG, Strasberg SM, Hammill C, Chapman WC, Edmundowicz S, Mullady DK, Kushnir VM. The importance of early recognition in manage­ment of ERCP-related perforations. Surg Endosc. 2018 Dec;32(12):4841-4849. doi: 10.1007/s00464-018-6235- 8. Epub 2018 May 16. PMID: 29770887. 

41.    Lewicki AM. The Rigler sign and Leo G. Rigler. Radiology. 2004 Oct;233(1):7-12. doi: 10.1148/ radiol.2331031985. Epub 2004 Aug 27. PMID: 15333763. 

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FROM THE PEDIATRIC LITERATURE

Eosinophilic Esophagitis in Children with Inflammatory Bowel Disease 

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 Inflammatory bowel disease (IBD) is a chronic inflammatory gastrointestinal condition likely caused by multiple factors, including genetic susceptibility, immune dysfunction, and microbiome abnormalities. IBD typically is divided into three types: Crohn disease, ulcerative colitis, and inflammatory bowel disease unclassified. Eosinophilic esophagitis (EoE) is a chronic inflammatory condition of the esophagus associated with eosinophilic infiltration. EoE can have an allergic component although EoE also can be associated with IBD suggesting a common inflammatory pathway for the two disorders. Minimal data is available regarding the occurrence of IBD and EoE in children, and the authors of this Italian study looked for such an association using a retrospective, case-control, multicenter study of children with IBD. 

All new cases of IBD in children from 2009 to 2021 were included in the study. Included patients had standard medical information recorded, and the diagnosis of IBD was based on clinical, endoscopic, histologic, and radiographic findings defined by the Porto Criteria. All EoE cases were diagnosed using European Society for Paediatric Gastroenterology Hepatology and Nutrition (ESPGHAN) criteria. Each pediatric patient under 18 years of age with IBD and EoE was compared to 3 children with IBD alone and 3 children with EoE alone. Patients with IBD and EoE had disease activity monitored by follow-up clinic visits performed 6, 12, and 24 months after IBD diagnosis. Follow up information included the need for corticosteroids use in patients with IBD, clinical relapse in patients with EoE, need for hospitalization, and need for escalation of medical therapy. 

No significant difference was found regarding sex, age at diagnosis, and family history of EoE or IBD between the 3 groups. A total of 11 pediatric patients with both IBD and EoE existed in the study group of 3,090 patients with IBD (prevalence 0.35%). The majority of patients (five children) with both IBD and EoE were diagnosed with EoE after IBD with a mean time between diagnoses of 22 ± 10.1 months. Patients with both IBD and EoE were statistically more likely to have IgE-mediated food allergies compared to patients who had IBD alone. No statistical difference was noted for reactive airway disease or eczema. 

When patients with both IBD and EoE were compared to patients with IBD alone, no difference was seen regarding IBD type, disease location, inflammatory marker testing results, and treatment. Patients with IBD alone were statistically more likely to have abdominal pain as a presenting symptom compared to patients with both IBD and EoE (P=0.04). Epigastric pain was statistically more common as a presenting symptom in patients with EoE alone compared to patients with both IBD and EoE (P=0.001). Approximately 64% of patients with both IBD and EoE had dysphagia as a presenting symptom with the rest of this patient group having no symptoms to suggest EoE. There were no other clinical differences between patients with EoE alone and patients with both IBD and EoE. There was no statistical difference between patients regarding esophageal eosinophilic infiltration (i.e., number of eosinophils per high-power field) between patients with EoE alone and patients with both IBD and EoE. 

The number of patients who needed therapy escalation was significantly higher in patients with IBD alone compared to patients with both IBD and EoE during follow up at 12 months (P=0.04) and 24 months (P=0.04). Patients with IBD alone also were significantly more likely to require systemic steroids and require hospitalization compared to patients with EoE alone and patients with both IBD and EoE. Patients with both IBD and EoE had significantly higher erythrocyte sedimentation rates at follow up compared to patients with EoE alone. 

This study appears to show that patients with a combination of IBD and EoE may present with less severe IBD as evidenced by a decreased use 

of systemic steroids and less hospitalizations. However, the number of patients with both IBD and EoE was small in this study, and further research is needed to confirm these findings. 

A Cause of Infant Colic? 

Infant colic is commonly seen in general pediatric clinics, and patients with such symptoms often are referred to pediatric gastroenterologists due to concerns of gastroesophageal reflux disease causing colic. However, the etiology of colic is unclear. The authors of this study from Turkey evaluated infant circadian rhythm disruption to see if this aspect was a potential cause of colic. 

All included study infants were born between 37-42 weeks of age. Case and control infants were evaluated at 6 weeks of age to see if they had colic using the Wessel criteria defined as crying for at least 3 hours per day for at least 3 days per week. The subsequent study consisted of two parts. In the first stage, parents of all enrolled infants were given a questionnaire for information about infant medical history, parental coping techniques, parental smoking history, parental sleep history, potential circadian rhythm disorders in the family, and parental history of headaches and migraines. The second stage consisted of parents collecting infant 24-hour urine samples via urine bags as well as cotton swab buccal mucosa RNA specimens. Urine samples were obtained twice daily for two days (11 AM and 11 PM) and were tested for cortisol, serotonin, and 6-sulphatoxymelatonin (i.e., a melatonin metabolite) levels by ELISA testing. Buccal mucosa samples underwent quantitative analysis for H3f3b mRNA levels using real-time PCR as the H3f3b gene is involved with sleep regulation. 

A total of 215 infants qualified for the study, and 95 infants completed the study which was comprised of 46 patient cases and 49 controls. No difference between the two groups regarding demographics was present except for a significantly higher birth weight in the colic group. No infant in the study had undergone physical abuse. Infants with colic had significantly more sound and light sensitivity, defecation difficulty, and waking frequency while having significantly less total daily sleep and sleep period duration compared to controls. Mothers of infants with colic had a significantly more waking frequency while having significantly less total sleep. Mothers of infants with colic also had significantly more headaches and migraines although no such effect was seen in the fathers. 

A significant difference in melatonin levels obtained between day and night was noted in the control group suggesting the control group had a normal circadian rhythm. No such finding was present in the colic group suggesting an impaired circadian rhythm. No difference in cortisol levels was present between groups. Serotonin levels were noted to be significantly higher at night in the colic group. H3f3b mRNA levels were significantly higher in control infants compared to infants with colic regardless of samples being obtained during the day or night. 

These results demonstrate potential risk factors for infant colic that may work in an aggravating fashion. Such risk factors include impaired infant circadian rhythms as evidenced by urine and mRNA biomarkers, maternal history of sleep impairment, and maternal history of headaches and migraines. The authors bring up the compelling idea that infant colic could be a type of migraine. Although these study results are intriguing, they need to be evaluated in other settings including other countries with lower smoking rates. 

Aloi M, D’Arcangelo G, Rossetti D, Bucherini S, Felici E, Romano C, Martinelli M, Dipasquale V, Lionetti P, Oliva S. Occurrence and Clinical Impact of Eosinophilic Esophagitis in a Large Cohort of Children with Inflammatory Bowel Disease. Inflamm Bowel Dis 2023; 29: 1057-1064. 

Egeli T, Tufekci K, Ural C, Durur D, Erdogan F, Cavdar Z, Genc S, Keskinoglu P, Duman N, Ozkan H. A New Perspective on the Pathogenesis of Infantile Colic: Is Infantile Colic a Biorhythm Disorder? J Pediatr Gastroenterol Nutr 2023; 77: 171-177. 

John Pohl, M.D., Book Editor, is on the Editorial Board of Practical Gastroenterology 

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FUNDAMENTALS OF ERCP, SERIES #10

Preventing Post-ERCP Pancreatitis

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 INTRODUCTION 

Since the introduction of endoscopic biliary sphincterotomy during endoscopic retrograde cholangiopancreatography (ERCP) for the management of retained or recurrent bile duct stones in 1974,1,2 the procedure has become a widely employed treatment modality for a variety of clinical indications. Pancreatitis remains the most common severe complication of ERCP, the incidence of which has been estimated to range from 1.6 to 15 percent, with most studies demonstrating rates of 3 to 9 percent.3-7 The severity of post-ERCP pancreatitis (PEP) can range from minor, with post procedure abdominal pain resulting in one or two days added hospitalization followed by a full recovery, to a devastating illness with pancreatic necrosis, multi-organ failure, permanent disability, and, rarely, death. The reported incidence of severe PEP is estimated to be 0.3% to 0.6%.8,9 Therefore, precise identification of risk factors for PEP is essential to the recognition of high-risk cases in which ERCP should be avoided if possible, or in which protective endoscopic or pharmacologic measures should be considered. 

The general consensus is that risk factors for PEP can be classified as operator-, patient-, or procedure-related. Operator-related risk factors include inadequate training, lack of experience, poor patient selection, and poor technique. Patient-related risk factors include young age, female sex, history of recurrent pancreatitis, normal serum bilirubin, prior history of PEP and sphincter of Oddi dysfunction. Procedure-related risk factors include difficult cannulation, repeated pancreatic injection, pancreatic sphincterotomy and endoscopic papillary large-balloon dilation of an intact sphincter.10 Several prophylactic pharmacological and procedural strategies have been deployed to prevent the occurrence of PEP in selected patients. Administration of pharmacological agents including non-steroidal anti-inflammatory drugs (NSAIDs) such as diclofenac and indomethacin, protease inhibitors such as gabexate mesilate and ulinastatin, as well as other agents including somatostatin and glucocorticoids, prior to the procedure has been studied for the prevention of PEP.11 Other strategies including the use of periprocedural intravenous fluid administration as well as use of pancreatic stents have also been extensively studied. This article will describe each of these management strategies and summarize the quality of evidence for each of them. 

1. PHARMACOLOGICAL PROPHYLAXIS STRATEGIES 

A. Non-Steroidal Anti-Inflammatory Drugs 

It is believed that the local and systemic inflammatory response induced by ERCP is the pathophysiological event that triggers PEP.12,13 It has been proposed that phospholipase A2 (PLA2) plays an important role in the pathogenesis of this inflammatory response. In vitro assays have shown that NSAIDs are potent inhibitors of PLA2 activity, resulting in the suppression of several important classes of pro-inflammatory lipids (prostaglandins, leukotrienes and platelet activating factor), thereby reducing the occurrence of PEP.14 Given that indomethacin, followed by diclofenac, are the most effective PLA2 inhibitors, their use has been proposed, and widely adopted, at many centers, for reducing the risk of PEP, and reducing the severity of PEP among those who develop it. (Figure 1) 

Preliminary studies from early 2000s evaluating the protective effects of single-dose rectal indomethacin or diclofenac among patients undergoing ERCP have suggested a benefit.15-17 Elmunzer et al. conducted a meta-analysis including four randomized controlled trials (RCTs), with a total of 912 patients, and found that the pooled relative risk (RR) for PEP after prophylactic administration of NSAIDs was 0.36 (95% Confidence Interval (CI) 0.22-0.60). Patients who received NSAIDs in the periprocedural period were 64% less likely to develop pancreatitis and 90% less likely to develop moderate to severe pancreatitis.18 This was followed by a landmark multicenter, randomized, placebo-controlled, double-blind clinical trial specifically including patients at elevated risk for PEP. Patients received a single 100 mg dose of rectal indomethacin or placebo immediately after their ERCP. Among 602 patients, majority of whom had a clinical suspicion of sphincter of Oddi dysfunction, PEP developed in 9.2% patients in the indomethacin group and 16.9% patients in the placebo group (P=0.005).19 

While several subsequent RCTs have reported similar results, favoring the use of rectal indomethacin,20,21 Levenick et al. conducted a prospective, double-blind, placebo-controlled trial of 449 consecutive patients in which patients were assigned randomly to groups given either a single 100 mg dose of rectal indomethacin (n = 223) or a placebo suppository (n = 226) during the procedure. They found that giving a single 100 mg dose of rectal indomethacin in consecutive, unselected individuals undergoing ERCP did not prevent PEP. Interestingly, the authors did not exclude patients based on indications or interventions and the study was designed to mirror the unenhanced patient population that is encountered in general gastroenterology practice. Additionally, these authors did not categorize patients into high and low risk for PEP, to maintain appropriate randomization. Inamdar et al. conducted a systematic review and meta-analysis of 8 randomized controlled trials and concluded that while rectal indomethacin given before or after ERCP was protective against PEP in high-risk patients versus placebo, it did not offer the same protection in average-risk patients.22 The reasons for this result are unclear. 

Another meta-analysis of 10 RCTs by He et al. concluded that rectal indomethacin was protective against PEP in both high- and average-risks patients, and also reduced the severity of PEP. Additionally, pre-ERCP administration of indomethacin seemed to be better than post-ERCP administration.23 Yaghoobi et al. conducted their meta-analysis of eight trials published between 2007 and 2016 and reported that administering rectal indomethacin before rather than during or after ERCP significantly reduced PEP rates [odds ratio (OR): 0.56; 95% CI (0.40–0.79)] and this strategy also significantly decreased the rate of moderate to severe PEP and death amongst all patients [OR: 0.53; (0.31–0.89) and 0.10; (0.02– 0.65)], respectively.24 

Backed by moderate quality of evidence from several cohort studies as well as randomized controlled trials, the European Society of Gastrointestinal Endoscopy (ESGE) in 2020 recommended routine rectal administration of 100 mg of diclofenac or indomethacin immediately prior to ERCP in all patients without contraindications to NSAIDs administration.25 The American Society of Gastrointestinal Endoscopy (ASGE) in 2017 recommended that rectal indomethacin may reduce the risk and severity of PEP in average risk individuals, however this recommendation was backed by low quality of evidence.10 To assess whether a higher than 100 mg dose was more effective, a recent randomized, double-blind, multicenter, comparative effectiveness trial concluded that dose escalation to 200 mg did not confer any advantage compared with the standard 100 mg regimen, with pancreatitis incidence remaining elevated in high-risk patients.26 

Numerous studies have also evaluated the use of rectal diclofenac for preventing PEP. While several of these have assessed the use of standard dose (100 mg) rectal diclofenac either 30-60 minutes prior to or during ERCP,27-29 data regarding the efficacy of low dose (25 mg) diclofenac remains controversial. Furthermore, while in western countries, a 100 mg suppository and a 100 mg tablet of both diclofenac and indomethacin are on the market, with the maximum dosage per administration being 100 mg, in Japan, only a maximum dose of 50 mg is on the market.30 For assessing the efficacy of low dose diclofenac, a prospective randomized controlled study of 104 patients was carried out, in which 3.9% patients in the diclofenac group and 18.9% patients in the control group developed PEP (p=0.017).31 Another recent retrospective single center study concluded that the incidence rate of PEP in the low dose (25 mg) rectal diclofenac group was significantly lower than that in the non-diclofenac group (4% vs. 14%, p = .01). Further analysis revealed that this dose was an independent protective factor against PEP in elderly patients aged over 75 years.32 

Despite small center experiences highlighting the use of low dose diclofenac, several additional studies have reported contradictory evidence. Tomoda et al. conducted a retrospective analysis of 301 patients with native papilla and a body weight of <50 kg who underwent ERCP, 72 of whom were administered a 25 mg dose of rectal diclofenac 15 min before the procedure and 229 of whom did not receive the treatment. The authors concluded that prophylactic administration of a 25 mg dose of rectal diclofenac did not reduce the incidence of PEP.33 Similar findings were reported in another prospective, single-center, single-blinded, two-arm parallel group, randomized controlled trial in which PEP occurred in 13 of 297 patients (4.4%), including eight (5.4%) in the 50 mg diclofenac group and five (3.3%) in the control group (P = 0.286).34 Another single center study assessing the effectiveness of a 50 mg vs. a 25 mg dosage, also concluded that the proportion of PEP was significantly lower in the 50 mg group than in the 25 mg group, 15.5% (11/71) vs. 33.3% (28/84), P=0.018.35 Similar results were also reported by a recent retrospective study in which authors included 246 patients who were rectally administered 50 mg of diclofenac approximately 30 minutes before the start of ERCP. Additionally, for patients older than 85 years or under 50 kg of body weight, the dose of diclofenac was reduced to 25 mg. Outcomes were compared to control group of patients, who were not administered therapy, based on the similarity of propensity scores in a 1:1 ratio. The authors concluded that the incidence rate of PEP in each group was comparable (2.4% in the diclofenac group vs. 3.3% in the control group, P = 0.608).36

A 2009 practice survey of 141 endoscopists performing ERCP in 29 countries reported that a majority of survey respondents (83.7%) did not routinely use NSAIDs for PEP prophylaxis, with most citing a lack of adequate high quality evidence, whereas others stated that they performed few ERCPs in high-risk patients or used other drugs.37 Contrary to a large body of supportive evidence, a few small studies have also been published showing the lack of efficacy of NSAIDs in preventing PEP. Among the reasons for conflicting results are the varying NSAID agents used, exclusion of high-risk patients, as well as timing, dosage and route of drug administration. Dobronte et al. conducted a prospective, randomized, placebo-controlled multicenter trial in five endoscopic units in which a total of 686 patients were randomized to receive a 100 mg indomethacin suppository or an inert placebo 10-15 min before ERCP. Post- ERCP pancreatitis and hyperamylasemia were evaluated 24 hours following the procedure on the basis of clinical signs and laboratory parameters, and computed tomography/magnetic resonance imaging findings, if available. They concluded that there was no significant difference between the indomethacin and placebo groups in the incidence of either post-ERCP pancreatitis (5.8% vs. 6.9%) or hyperamylasemia (23.3% vs. 24.8%).38 

Another randomized, open-label, two-arm, prospective clinical trial was conducted in which only patients at high risk of developing PEP were recruited. Patients were randomized to receive either 100 mg rectal diclofenac or no intervention immediately after ERCP. Among 144 recruited patients, 69 (47.9%) received diclofenac and 75 (52.1%) had no intervention. The differences in pancreatitis incidence and severity between both groups were not statistically significant. Overall, eleven patients (7.6%) developed PEP, in which seven were from the diclofenac group and four were in the control group.39 Despite these findings, there has been a paradigm shift in recent years in terms of advanced endoscopists’ practice patterns. In 2020, an online 16-item survey was e-mailed to 233 advanced endoscopists to capture current practice in the prevention of PEP among endoscopists in the United States. Most respondents reported using rectal NSAIDs for high-risk patients only (34; 59.7%) compared with respondents (23; 40.1%) who reported using rectal NSAIDs for prevention of PEP in average-risk patients undergoing ERCP.40 

The Dutch Pancreatitis Study Group conducted two anonymous surveys among Dutch gastroenterologists in 2013 (n = 408) and 2020 (n = 575) for longitudinal views and attitudes pertaining to post-ERCP pancreatitis prophylaxis and recognition of post-ERCP pancreatitis risk factors reported that rectal NSAIDs remain the most applied PEP prophylaxis therapy in the Netherlands, followed by pancreatic duct stents and intensive intravenous hydration.41 

The same authors recently conducted an analysis of prospectively collected data from a randomized clinical trial. They included patients with a moderate to high risk of developing post-ERCP pancreatitis, all of whom received rectal diclofenac monotherapy 100 mg prophylaxis. Administration was within 30 minutes before or after the ERCP at the discretion of the endoscopist. A total of 346 patients received rectal NSAIDs before ERCP and 63 patients received it afterwards. The incidence of PEP was lower in the group that received pre-procedure rectal NSAIDs (8 %), compared to post-procedure (18 %) [RR: 2.32; (1.21-4.46), P=0.02].42 To summarize all published literature to date, a recent network meta-analysis was conducted which included 55 RCTs evaluating a total of 20 different interventions in over 17,000 patients. Findings conclusively showed that both rectal diclofenac and indomethacin were more efficacious than placebo for preventing PEP. Furthermore, rectal diclofenac was more efficacious than rectal indomethacin.29 

Overall, the preponderance of the evidence regarding rectal NSAIDS is that their use is safe and likely effective in reducing the risk and/or severity of PEP. 

B. Protease Inhibitors 

Protease inhibitors, specifically gabexate mesilate, nafamostat, and ulinastatin, have been investigated both for treatment of acute pancreatitis and for preventing PEP. The pathogenesis of acute pancreatitis includes activation of proteases, which leads to the cascade of autodigestion in the pancreas and the release of inflammatory cytokines.13 Use of protease inhibitors can halt the intra-acinar trypsinogen activation to trypsin, thereby preventing the inflammatory cascade that may follow. While individual small studies have shown benefit of these pharmacological agents, their widespread use remains limited due to overall paucity of supportive data. 

I. Gabexate Mesilate 

The use of gabexate mesilate for prevent PEP dates back to the 1970s, when two Japanese studies showed that its use was safe and effective in PEP prophylaxis.43,44 In 1996, gabexate mesilate was shown to be effective in preventing PEP in a prospective, multicenter, controlled trial involving 276 patients. The authors conducted a double-blind comparison of gabexate (1g given by intravenous (IV) infusion starting 30 to 90 minutes before endoscopy and continuing for 12 hours afterward) with placebo (mannitol and sodium chloride, administered in the same fashion). Although no significant difference was seen in the incidence of hyperenzynemia between the 2 groups, rate of PEP was significantly lower in the gabexate group than in the placebo group (5/208, 2.4% vs. 16/210, 7.6%; P=0.03).The authors concluded that prophylactic treatment with gabexate reduced pancreatic damage related to ERCP, as reflected by reductions in the extent but not the frequency of elevated enzyme levels and in the frequency of pancreatic pain and acute pancreatitis.45 While the results of aforementioned trials were encouraging, the main drawback of the drug was the need for a continuous 12-hour infusion regimen, which was inconvenient and required an overnight hospital stay after ERCP. This overnight stay significantly added to the overall cost and inconvenience to the patient. 

To offset these issues, Masci et al. conducted a comparative trial comparing a 6.5-hour infusion of 0.5 g gabexate to a 13-hour infusion of 1 g gabexate and found that the frequency of PEP was similar between the 2 groups.46 A meta-analysis by Andriulli et al. evaluating six clinical trials published between 1978 and 1996 also showed that gabexate mesilate was effective in preventing PEP.47 However, in a follow up multi-center placebo controlled trial published in 2002, the same authors did not find any beneficial effect of the drug administered in high-risk patients over a two-hour period, starting 30 min before the procedure.48 In 2007, the same authors suggested that gabexate produced no significant benefit when compared to controls. In control and intervention groups, pancreatitis developed in 5.7% vs. 4.8%, hyperamylasemia in 40.6% vs. 36.9%, and pain in 1.7% vs. 8.9% patients respectively. Additionally, there was no significant benefit of both short-term (<6 hours) or long-term (>12 hours) gabexate administration.49 Similar results have been reported by other high quality RCTs50-52 and a meta-analysis of 8 cohort studies.53 A more updated meta-analysis from 2021, which included 13 RCTs with 3,718 patients, concluded the use of gabexate mesilate led to lower PEP [OR: 0.66; (0.49-0.89)], especially in the subgroup of infusion starting more than 30 min prior to ERCP [RR: 0.45; (0.29-0.72)]. Importantly, the authors could neither report on the severity of PEP, nor on the optimal effective dose of gabexate mesilate. Additionally, similar trends were not seen with respect to post procedure abdominal pain and hyperamylasemia.54 

In conclusion, despite conflicting evidence of efficacy, at the current time, neither the ASGE nor ESGE make any recommendations regarding the use of gabexate for PEP. Gabexate is not typically used on the context of ERCP in the United States. 

II. Nafamostat Mesylate 

Nafamostat mesylate (FUT-175; 6-amidino- 2-naphthyl p-guanidino-benzoate di-methane-sulfonate) is a low molecular weight serine protease inhibitor which has a longer half-life than gabexate and is believed to be more potent.55 Choi et al. conducted single-center, randomized, double-blinded, controlled trial in which patients were randomized to receive continuous infusion of 500 mL of 5% dextrose solution with or without 20 mg of nafamostat mesylate. Serum amylase and lipase levels were checked before ERCP, 4 and 24 hours after ERCP, and when clinically indicated. The authors reported a significant difference in the incidence of PEP between the nafamostat mesylate and control groups (3.3% vs. 7.4%, respectively; P = .018).56 Similar favorable results have been reported by several additional RCTs in the past decade.57,58 While the standard dosing (20 mg) was used in these trials, Park et al. conducted their trial to evaluate the use of high dose nafamostat mesilate (50 mg) for prevention of PEP in high-risk patients. Patients were divided into 3 groups: controls (group A), infusion with 20 mg of nafamostat mesilate (group B), or infusion with 50 mg of nafamostat mesilate (group C). The authors concluded that while 20 mg or 50 mg dosing was effective in preventing PEP, the preventive effect of high dose was not necessarily significant in high-risk patients.59 

Despite supportive evidence, nafamostat has not been widely used because it is quite expensive and needs to be administered through the intravenous route. Its clinical utility has also been put into question by a recent multicenter randomized controlled trial that assessed the efficacy of nafamostat as well as incidence of PEP stratified by timing of drug administration i.e., pre-and post-ERCP. The authors found no evidence for the prophylactic effect of nafamostat against PEP, regardless of the timing of administration.60 

III. Ulinastatin 

Ulinastatin, another potent protease inhibitor extracted and purified from human urine, has been used in Japan for the treatment of acute pancreatitis.61,62 Several randomized controlled trials have studied the beneficial effects of ulinastatin for PEP prophylaxis. Fujishiro conducted a multicenter randomized controlled trial in which patients were randomly divide into three groups based on the agent and dose given during and following the ERCP procedure: gabexate mesilate (900 mg), high-dose ulinastatin (450,000 units) and low-dose ulinastatin (150,000 units). The authors concluded that administration of low and high dose ulinastatin had similar effects to high-dose gabexate in the prevention of PEP.63 In another multicenter, randomized, double-blind, placebo-controlled trial, patients were randomized to receive ulinastatin (150,000 U) or placebo by intravenous infusion for 10 minutes starting immediately before ERCP. Overall, six patients in the ulinastatin group and 15 patients in the placebo group developed pancreatitis (2.9% vs. 7.4%, P = .041). There were no cases of severe pancreatitis in either group and the authors concluded that prophylactic short-term administration of ulinastatin does indeed decrease the incidence of pancreatitis and hyperenzymemia after ERCP.64

In 2017, Zhu et al. conducted a systematic review and meta-analysis of 13 studies and concluded that prophylactic ulinastatin administration significantly reduced the PEP risk [RR 0.49; (0.33– 0.74), P=0.0006]; however, significant risk reduction occurred only in patients with low or average risk for PEP, with use of high-dosage ulinastatin (150,000 or 200,000 U), and when drug administration began prior to or during ERCP.65 Despite some favorable data, other high quality studies have shown inconclusive results66 and as a result, at present, gastrointestinal societies such as ESGE do not recommend the use of protease inhibitors for PEP prophylaxis.25 

C. Other Pharmacological Agents 

Octreotide, somatostatin, and sublingual nitrates are additional pharmacological agents that have been trialed for PEP prophylaxis, but their clinical significance remains uncertain, mostly owing to conflicting data. Given that somatostatin is a potent inhibitor of pancreatic secretion, several randomized controlled trials have been conducted to evaluate its efficacy. Poon et al. conducted a prospective double-blind controlled trial including 109 patients randomized to receive somatostatin infusion and 111 patients randomized to receive normal saline infusion (placebo). Both agents were started 30 minutes before ERCP and continued for 12 hours. The frequency of clinical pancreatitis was significantly lower in patients given somatostatin (3%) than in those given placebo (10%) (p = 0.03).67 Similar findings were reported by another RCT in which the intervention group was administered a single bolus injection of natural somatostatin just before cannulation of the papilla.68 In 2003, Poon et al. also conducted a follow up RCT to evaluate whether intravenous bolus somatostatin given after diagnostic ERCP could reduce the incidence of pancreatitis in a group of patients undergoing therapeutic interventions. The authors noted that frequencies of clinical pancreatitis (4.4% vs. 13.3%; p = 0.010) and hyperamylasemia (26.0% vs. 38.5%; p = 0.036) were both significantly lower in the somatostatin group compared with the placebo group.69 Multiple systematic reviews and meta-analysis conducted in the past decade have shown an overall reduction in incidence of PEP with somatostatin administration. While short term infusion (administered as a 4-hour continuous infusion) has not been shown to be beneficial,70 both long term infusion of high dose (3 mg over 12 hours) or a single dose of 250 micrograms have been shown to efficacious in preventing PEP.71-73

Similarly, octreotide, a somatostatin analogue with longer half-life, has also yielded conflicting results in preventing PEP. While individual trials have shown contradictory results,74,75 a large meta-analysis including 18 RCTs with 3,983 patients, concluded that the incidence of PEP was significantly lower for octreotide doses of at least 5 mg vs. control. There was a statistically significant difference in the incidence of post- ERCP hyperamylasemia in favor of octreotide for doses of 0.5 mg or more, but not for doses of less than 0.5 mg octreotide. Finally, there were no significant differences between octreotide and control for the incidence of severe post-ERCP pancreatitis and abdominal pain.76 As a result of lack of supportive data, the ASGE makes no formal recommendations regarding the use of octreotide or somatostatin infusion for PEP prophylaxis. The ESGE offers “no recommendation” and the Japanese Gastroenterological Endoscopy Society recommends the use of somatostatin only in research settings.77 

Sublingual nitroglycerin reduces basal pressure of the sphincter of Oddi and has been reported to reduce the risk of PEP. To assess the efficacy of prophylactic long-acting glyceryl trinitrate (GTN), Sudhindran conducted a large randomized, double-blind, placebo-controlled trial. While 24 patients (13 percent) developed pancreatitis, the incidence was significantly lower in the GTN group (8 percent vs. 18 percent; P < 0.05). Additionally, the only significant adverse effects attributable to GTN were hypotension and headache.78 A meta-analysis of 11 RCTs compared GTN with placebo for PEP prevention. The study concluded that the overall incidence of PEP was significantly reduced by GTN treatment [RR 0.67; (0.52-0.87)], however it did not decrease the incidence of moderate to severe PEP [RR 0.70; (0.42- 1.15)]. Subgroup analyses further revealed that GTN administered by sublingual route was more effective than transdermal and topical routes in reducing the incidence of PEP.79 Another recent randomized controlled trial, in which patients were randomly assigned to groups given diclofenac suppositories (50 mg) within 15 minutes after the endoscopic procedure alone (diclofenac-alone group, n = 442) or in combination with sublingual isosorbide dinitrate (5 mg) 5 minutes before the endoscopic procedure (combination group, n = 444), found that prophylaxis with a combination of rectal diclofenac and sublingual nitrate significantly reduced the overall incidence of PEP compared with diclofenac suppository alone.80 At the present time, backed by moderate quality of evidence, the ESGE recommends administration of 5 mg sublingual GTN before ERCP in only those patients with a contraindication to NSAIDs or aggressive hydration. 

2. NON-PHARMACOLOGICAL STRATEGIES 

Aggressive intravenous fluid hydration, certain cannulation techniques and pancreatic duct stenting are among some the non-pharmacological strategies that have been employed to prevent post ERCP pancreatitis. 

A. Fluid Therapy 

The concept of aggressive hydration therapy for PEP emerged from animal models correlating diminished perfusion with pancreatic necrosis and observational human cohorts, suggesting that early aggressive fluid resuscitation improves clinical outcomes for acute pancreatitis.81,82 The role of fluids in PEP was first evaluated by Cote et el. in a retrospective study that showed a decreased length of hospital stay in patients who received increased volumes of fluid in the first 24 hours after undergoing ERCP.83 Several agents including normal saline (NS), lactated ringers (LR) and N-acetylcysteine (NAC) have been studied for PEP prevention, which act by either maintaining sufficient perfusion to the pancreas, thereby suppressing the inflammatory cascade within the pancreas or as strong antioxidants which inhibit the oxygen-derived free radicals that are thought to play a decisive role in the pathophysiology of acute pancreatitis. In 2005, Katsinelos et al. carried out a prospective, double-blind, placebo-controlled trial in which patients were randomized to receive intravenous NAC at a loading dose of 70 mg/kg 2 hours before and 35 mg/kg at 4-hour intervals for a total of 24 hours after the procedure, or to receive normal saline solution as placebo. The overall incidence of PEP was 10.8%, with 12.1% in the NAC group and 9.6% in the placebo group. There were no statistical differences in the incidence or severity grades between the groups. This landmark trial did not show any beneficial effect of NAC on the incidence and the severity of ERCP-induced pancreatitis when compared to fluid alone.84 

Similar findings were reported by another randomized controlled trial in which 55 patients were given NAC (two 600 mg doses orally 24 and 12 h before ERCP and 600 mg IV given, twice a day for two days after the ERCP) and 51 patients in the control group, who were given IV isotonic saline twice a day for two days after the ERCP. There were no significant differences in the rate of post-ERCP pancreatitis between two groups (10 patients overall, 4 in the NAC group and 6 in the control group). There were also no significant differences in baseline and post-ERCP serum and urine amylase activity between the two groups.85 Despite these unfavorable results, a few additional studies have shown benefits of oral NAC. Nejad et al. conducted a prospective double blind RCT in which 100 patients were divided randomly into two groups; the NAC group where patients received 1200 mg NAC with 150 cc water orally 2 h before ERCP and the placebo group, where 150 cc water was prescribed as a placebo. A significantly lesser number of patients in the NAC group developed PEP (RR: 2.8; P=0.02).86 Another large multi-center RCT in which patients across 7 referral centers of 4 countries were randomly assigned to four groups, received either 1200 mg oral NAC (group A), 100 mg rectal indomethacin (group B), NAC plus indomethacin (group C) or water as placebo (group D) one hour before procedure has shown similar results. The rates of PEP in groups A, B, C, D were 10.7%, 17.4%, 7.8%, 20% respectively suggesting that oral NAC plays a more significant role than rectal indomethacin and the combination of both showed the best result that suggests a synergistic effect in preventing PEP.87 

Aggressive intravenous hydration (IVH) has been a mainstay of treatment for acute pancreatitis. It has been theorized that acidosis seen in patients with pancreatitis can perpetuate systemic inflammation and the pH-neutral LR solution would be a more appropriate resuscitation fluid than NS, which can cause a hyperchloremic metabolic acidosis.88,89 Furthermore, it is known that hemoconcentration and decreased systemic perfusion are associated with an increased risk of pancreas necrosis and unfavorable outcomes.90 So, the purpose of IVH is to perfuse the pancreatic microcirculation adequately, such that pancreatitis and its subsequent complications can be minimized or even prevented. A pilot study by Buxbaum et al. was conducted in 2013, in which patients undergoing first-time ERCP were randomly assigned to receive either aggressive hydration with LR (3 mL/kg/h during the procedure, a 20- mL/kg bolus after the procedure, and 3 mL/kg/h for 8 hours after the procedure, n = 39) or standard hydration with the same solution (1.5 mL/kg/h during and for 8 hours after procedure, n = 23). None of the patients who received aggressive IVH developed PEP, compared with 17% of patients who received standard hydration (P = .016).91 Another large multicenter RCT of over 500 patients was conducted in Korea, showed similar results in that patient receiving vigorous periprocedural IVH with LR (initial bolus of 10 mL/kg before the procedure, 3 mL/kg/h during the procedure, for 8 hours after the procedure, and a post-procedure bolus of 10 mL/kg) had reduced incidence and severity of PEP compared to standard IVH (1.5 mL/ kg/h during and for 8 hours after the procedure).92 

Several additional studies, including systematic reviews and meta-analysis of RCTs, have shown benefit of aggressive hydration with LR for preventing PEP. The regimen proven to be most effective is 10–20 mL/kg bolus during or immediately after the procedure followed by 3 mL/kg/h for 8 h.93-96 It is important to note that continuous aggressive hydration over a prolonged period of time is not beneficial, as proven by a recent randomized, double-blinded, controlled trial in which the “high-volume group” of patients received 3600 mL of intravenous LR at a rate of 150 mL/h starting 2 h before the ERCP and continued during and after the procedure to complete 24 h, while the control group received standard daily maintenance fluid volume. Patients in the high-volume group received significantly more fluid than the control group (3600 vs. 2413 ml, P < 0.001). However, PEP incidence was not different between the two groups, 14% vs. 15% [RR 0.93; (0.48–1.83), P = 0.84].97

A few studies have also compared outcomes of aggressive hydration with NS and LR for PEP prophylaxis. In an RCT, Alcivar-Leon et al. investigated the preventive efficacy of aggressive hydration with LR compared to normal volume NS and showed a statistically significant and clinically favorable effect of the former in PEP prevention (3.4% and 87%, respectively, RR 0.41; 95% CI 0.20– 0.86; p = 0.016).98 Another prospective multicenter RCT also showed significant differences in PEP incidence while comparing aggressive hydration with LR to aggressive hydration with NS and normal volume LR (3.0%, 95% CI 0.1–5.9 vs. 6.7%, 95% CI 2.5–10.9 vs. 11.6%, 95% CI 6.1– 17.2, p = 0.03). Furthermore, aggressive hydration with NS treatments was not superior to normal volume LR [RR 0.57; (0.26–1.27), P=0.17].94 The evidence in favor of aggressive hydration with LS has been furthered by a recent meta-analysis of 10 RCTs with over 2,000 patients, showing its superiority to standard hydration.99 

At the current time, ASGE supports the use of LR solution for preventing PEP, but as this recommendation is backed by very low quality of evidence, additional investigations are warranted.10 The ESGE recommends aggressive hydration with LR (3 mL/kg/hour during ERCP, 20 mL/kg bolus after ERCP, 3 mL/kg/hour for 8 hours after ERCP) in patients with contraindication to NSAIDs, provided they are not at risk of fluid overload and that a prophylactic pancreatic duct stent is not placed.25 

B. Prophylactic Pancreatic Duct Stenting (PPDS) 

The incidence of PEP increases when cannulation is difficult or prolonged, or if biliary or pancreatic sphincterotomy is performed.3,100 It is believed that pancreatitis is precipitated due to impaired drainage of the pancreatic duct (PD), secondary to trauma and/or cautery induced papillary edema and/ or spasm of the sphincter of Oddi, leading to acinar injury.101,102 Prophylactic pancreatic duct stenting (PPDS) has been extensively studied as a measure to prevent the incidence of PEP. (Figure 2) Smithline et al. conducted a small RCT of 98 patients in which 48 patients were randomized to receive either a main pancreatic duct stent and 50 patients received no stent after biliary sphincterotomy. The study found no statistical difference in the incidence of PEP (18% of patients in the no-stent group vs. 14% of patients in the stent group). It is important to note that only high risk patients, i.e. those with sphincter of Oddi dysfunction, small common bile duct (CBD) diameter (< 10 mm), or those requiring pre-cut sphincterotomy, were included in the trial.103 Despite these findings, multiple additional studies have shown beneficial effects of PPDS, especially after biliary sphincterotomy in patients with pancreatic sphincter hypertension104 and in patients requiring needle-knife and/or precut endoscopic sphincterotomy.105 

Several meta-analyses in the past decade have reported results separately according to the patients’ risk stratification for PEP. PPDS was beneficial in unselected [RR 0.23; (0.08 – 0.66)] as well as average-risk (OR 0.21-0.25)85,149,152 and high-risk patients (OR 0.27-0.41).106-108 A recent network meta-analysis comparing PPDS to rectal NSAIDs in average- and high-risk patients showed that compared to placebo, only PPDS reduced the risk of moderate and severe PEP in both patient groups [average-risk: RR 0.07; (0.002–0.58), high-risk: RR 0.20; (0.051–0.56)], significantly. Rectal NSAIDs also reduced the risk, but this effect was not significant [average-risk: RR 0.58; (0.22–1.3), high-risk: RR 0.58; (0.18–2.3)]. Furthermore, based on a cumulative ranking curve, PPDS was ranked as the best preventive method for PEP prophylaxis.109 The clinical benefit of PPDS has been shown even in an unselected patient population by a multicenter RCT in which 167 patients undergoing first-time ERCP were enrolled. PPDS significantly reduced the rate of PEP [OR 0.43; (0.19 – 0.98); P = 0.04]. The number needed to treat to prevent one case of PEP by prophylactic stent insertion after inadvertent cannulation of the pancreatic duct, was 8.1 for the intention-to-treat population.110 It should be noted that limiting the use of PPDS to high-risk patients has been shown to be the most cost-effective strategy.111 

The ASGE recommends the use of PPDS for PEP prevention in high risk patients.10 The ESGE recommends PPDS with a short 5-Fr pancreatic stent (with no internal flange, but with a flange or a pigtail on the duodenal side). Additionally, passage of the stent from the pancreatic duct should be evaluated within 5 to 10 days of placement.25 

C. Cannulation Techniques 

Cannulation technique is believed to be pivotal in the genesis of PEP and is important for successful cannulation. While cannulation with a sphincterotome appears to be the most efficient technique for biliary access, several studies have evaluated alternative techniques to lower the risk of PEP. Historically, a cannulation catheter a.k.a. a straight biliary catheter was the first choice for cannulation given its high flexibility and tip shape compared with the sphincterotome. Several studies have previously shown that use of sphincterotome has higher success rate to that of a standard catheter for the initial attempt at cannulation of the CBD, 84–97% vs. 62–75%112,113 As a result, in recent times, most endoscopists use a sphincterotome because of its ability to bow the catheter tip by applying or releasing tension to the cutting wire, facilitating alignment with the biliary duct, as well as the ability to perform sphincterotomy. (Figure 3) After initial engagement of the orifice of the major papilla, the sphincterotome is advanced into the biliary duct with the assistance of either contrast or guidewire. 

In a reported case series, use of a hydrophilic guidewire with a sphincterotome was successful in achieving deep biliary cannulation in 174 of 183 patients (95%); 7.5% had elevations in amylase and lipase to 4 times normal, and clinical pancreatitis was seen in 2.3%.114 However a prospective randomized study by Lella et al. found that while success at biliary cannulation was achieved with similar frequency with guidewire through a papillotome (98.5%) compared with a papillotome alone (97.5%), the rate of pancreatitis was significantly lower in the guidewire group (0% vs. 4%, p < 0.05).115 In 2008, Bailey et al. conducted a single center RCT, in which over 400 patients were randomized to either primary contrast or guide-wire-assisted cannulation during ERCP. The authors found that PEP occurred in 29/413 (7.0%): 16 in the guide-wire arm, 13 in the contrast arm (P = 0.48). Cannulation was successful without crossover in 323/413 patients (78.2%): 167/202 (81.4%) in the guide-wire arm and 156/211 (73.9%) in the contrast arm (P = 0.03).116 However follow up data, including two systematic reviews and meta-analysis, first by Cheung et al. comprising of 7 RCTs117 and the other by Tse et al. comprising of 12 RCTs,118 concluded that compared with the contrast-assisted cannulation technique, the guidewire-assisted cannulation technique increases the primary cannulation rate and reduces the risk of PEP. 

Furthermore, several recent studies have shown that use of thinner guidewire (0.025-inch vs. 0.035- inch),119 highly flexible-tip guidewire,120 rotatable vs. conventional sphinctertome121 and touch vs. no-touch technique,122 does not influence the rates of ERCP related adverse events, particularly PEP. 

Selective biliary cannulation fails in a small percent of cases, even in the hands of experienced endoscopists.123 Prior studies have defined difficult cannulation based on the number of cannulation attempts (typically between 5 and 15) and/or the time spent on standard cannulation (typically greater than 5–30 min).124 ESGE has defined “difficult cannulation” as (i) > 5 contacts with the papilla or > 5 minutes of cannulation attempts, or (ii) > 1 unintended pancreatic duct cannulation/ opacification.125,126 Several studies have already shown that difficult biliary cannulation is one of the main risk factors for post-ERCP pancreatitis.6,127-129 In an effort to reduce the risk of PEP and increasing the rate of successful cannulation in patients with difficult biliary cannulation, several alternative endoscopic techniques have been studied. The commonly deployed techniques include the double guidewire technique, transpancreatic biliary sphincterotomy and early pre-cut needle knife sphincterotomy. 

I. Double Guidewire Technique 

First described by Dumonceau et al. in 1998, the double-guidewire technique (DGT) consists of a combined maneuver: first, a guidewire is inserted and left in the pancreatic duct; second, a cannulation device is passed through the working channel alongside the guidewire. The tip of the device is positioned in the papilla, bending over the pancreatic wire, to attempt cannulation of the bile duct.130 (Figure 4) Maeda et al. conducted the first pilot RCT evaluating DGT in comparison to standard methods in difficult CBD cannulation scenarios. The trial showed higher cannulation success rate with DGT, with no apparent added risk of PEP.131 The superior rate of bile duct cannulation when using DGT has been attributed to the capability of the pancreatic guidewire to straighten both the PD and CBD while at the same time occupying the PD, thus facilitating CBD cannulation and reducing the risk of repeated PD cannulation.132,133 PD cannulation is not prevented so much by the presence of the PD wire (one can simply place two wires into the PD during double-guidewire cannulation), but by the fact that the wire clearly shows the endoscopic and fluoroscopic position of the PD, thus allowing it to be avoided. 

However, following these initial reports, in 2009 a large multicenter RCT showed that DGT was not superior to standard cannulation techniques in achieving CBD cannulation and it might be associated with a higher risk of PEP.134 A recent systematic review and meta-analysis of 7 RCTs (577 patients) showed that the use of DGT significantly increased PEP compared to other endoscopic techniques, RR 1.98; (1.14 – 3.42) and there was no significant difference in overall cannulation success, RR 1.04; (0.91 – 1.18) between DGT and other techniques.135 Still, the DGT is frequently successful and is widely employed clinically. 

II. Transpancreatic Biliary Sphincterotomy 

Transpancreatic precut sphincterotomy (TPS) was first described by Goff in 1995 and it is performed by a standard traction sphincterotome wedged into the pancreatic orifice, with a cutting wire aimed in the biliary direction.136 This technique takes advantage of the fact that the pancreatic duct is cannulated unintentionally, and the procedure is performed with a standard traction sphincterotome. Thus, the use of a free-hand needle knife is not required, and the depth of incision is potentially easier to control compared with needle-knife sphincterotomy. In 1999, a retrospective study showed that overall complication rates for standard sphincterotomy and transpancreatic sphincterotomy were comparable (2.1% vs. 1.96%). Additionally, there were no cases of PEP after transpancreatic duct pre-cut sphincterotomy.137 While successful cannulation rates and mean cannulation times with this technique have been reported to be comparable to DGT (91.2% vs. 91.9% and 14.1 ± 13.2 min vs. 15.4 ± 17.9 min, P = 0.732, respectively), the overall incidence of PEP was significantly lower (38.2% vs. 10.8%, P < 0.011).138 Similar results have been reported by several case series,139 comparative studies,140,141 a recent systematic review and meta-analysis of 4 RCTs.142 

While the safety and efficacy of TPS has been extensively reported, there remain concerns about the long-term effects of this technique, with the possibility of pancreatic stenosis, as seen in the cases of therapeutic pancreatic sphincterotomies.143,144 For comparing outcomes with DGW technique, Pecsi et al. conducted a meta-analysis of 14 studies which showed that rates of PEP did not differ between the two techniques; however, when assessing data from comparative retrospective studies, the former proved to be worse than needle-knife fistulotomy OR 4.62; (1.36–15.72).145 Similar findings have been reported by a recent prospective, multicenter, randomized controlled trial, in which if the ERCP procedure fulfilled the definition of difficult cannulation and a guidewire entered the pancreatic duct, randomization to either TPS or to DGW was performed. 203 patients were randomized to either group, TPS (104 patients) and DGW (99 patients). PEP developed in 14/104 patients (13.5%) in the TPS group and 16/99 patients (16.2%) in the DGW group (P = 0.69). The rate of successful deep biliary cannulation was significantly higher with TPS (84.6% [88/104]) than with DGW (69.7% [69/99]; P = 0.01.146 Based on the current body of evidence, the ESGE recommends using TPS but after failure of DGW technique in cases of difficult biliary cannulation.25 In practice, the choice and order of techniques tried is left to the operator. 

III. Needle-Knife Papillotomy (NKPP) and Needle-Knife Fistulotomy (NKF) 

Both NKPP and NKP are considered as “precut” techniques when standard biliary cannulation fails. (Figures 5 and 6) Precutting is considered a second-line salvage technique because it has been repeatedly identified as an independent risk factor for PEP, and it carries an adverse event rate as high as 24.3%.147 However, a growing collection of RCTs suggest an alternative explanation: that papillary trauma resulting from unsuccessful conventional cannulation is the actual reason for higher rates of PEP after precutting.125 

NKPP technique was first described by Huibregtse et al. in 1986 and involves performing an incision started at the papillary orifice, which is then extended upward between the 11 and 1 o’clock positions. Step by step the incision is extended until successful biliary cannulation is achieved.148 While this technique has been in practice for several decades, there have been concerns about its safety profile, with high reported rates of PEP, perforation and bleeding, especially in inexperienced hands.149,150 With the NKF procedure, a small incision is made on the bulging intraduodenal segment of the CBD, and the needle is moved in an upward direction starting 3 to 5 mm above the papillary orifice. If biliary cannulation through the opening is not possible, the incision is progressively extended in the same direction. It is important to remember that either of these techniques must be individualized based upon the anatomy (size, morphology, and orientation) of the major duodenal papillae.151 It has been suggested that NKPP may be carried out more safely for patients with small and flat papillae, and NKF is more suitable for patients with bulging and impacted stone papillae, but in practice both can be employed in any patient the operator feels is suitable.152,153 

It is crucial to note that studies in which early precut sphincterotomy (i.e., papillotomy and fistulotomy) was compared with persistent standard cannulation (with late precutting as needed), have found that while early precutting was associated with improved primary cannulation success RR 1.32; (1.04-1.68), the incidences of PEP and overall cannulation success did not significantly differ between groups. Additionally, subgroup analysis found a reduction in PEP risk in the early precut group after the exclusion of trainee participation RR 0.29; (0.10-0.86). So it is possible that precutting in expert hands may reduce the risk of PEP, possibly by increasing the technical success of primary cannulation.154 A recent study showed that among patients who underwent NKF as an initial procedure for biliary access, those undergoing “early” NKF i.e., after 5 min, 5 attempts, or 2 pancreatic passages and “late” NKF i.e., after at least 10 min of unsuccessful standard biliary cannulation, late NFK was associated with a higher time to create a fistula and an increased risk of pancreatitis. PEP rates were 2.5%, 4% and 8.2%, respectively, among the three groups.155 

Mavrogiannis et al. conducted a randomized controlled trial in which 153 patients with choledocholithiasis were randomized to undergo either NKF (n = 74) or NKPP (n = 79). PEP rates were significantly lower with NKF vs. NKPP, 0% and 7.59% (p < 0.05).156 In another recent prospective controlled trial, patients were randomized accounting for variation in the types of major duodenal papillae. A total of 75 and 113 patients were allocated to the NKPP and NKF groups, respectively. There was no difference in the rates of PEP between the two techniques, 6.6% in the NKPP group and 5.3% in the NKF group.157 Facciorusso conducted a network meta-analysis of 17 RCTs with over 2,000 patients and concluded that early needle-knife techniques outperformed persistence with standard cannulation techniques in terms of decreasing PEP rate, RR 0.61; (0.37- 1.00), whereas both early needle-knife techniques and transpancreatic sphincterotomy led to lower PEP rates as compared with pancreatic guidewire-assisted technique [RR 0.49 (0.23-0.99) and 0.53 (0.30-0.92)], respectively.158 

3. COMBINATION THERAPEUTIC STRATEGIES 

I. Rectal NSAIDs and Fluid Therapy 

Several studies have also evaluated the efficacy of combining rectal NSAIDs with fluid therapy to lower the incidence of PEP. Mok et al. conducted a randomized, double-blinded, placebo-controlled trial in which patients were assigned to standard normal saline solution (NS) + placebo, NS + rectal indomethacin, LR + placebo, or LR + rectal indomethacin. PEP occurred in 3 patients (6%) in the LR + rectal indomethacin group vs. 10 (21%) in the NS + placebo group (P = .04).159 However, the authors used a 1-L bolus of LR or NS before ERCP instead of aggressive hydration as suggested by earlier trials. Based on several network meta-analysis, the combination of rectal NSAIDs with aggressive hydration has also been shown to be the best intervention for preventing PEP.160-162 But the utility of combination therapy has also been questioned by a recent open-label, multicenter RCT, in which patients were randomly assigned (1:1) to a combination of aggressive hydration and rectal NSAIDs (100 mg diclofenac or indomethacin; aggressive hydration group) or rectal NSAIDs (100 mg diclofenac or indomethacin) alone (control group). Aggressive hydration comprised 20 mL/kg intravenous Ringer’s lactate solution within 60 min from the start of ERCP, followed by 3 mL/kg per h for 8 h. The study showed that aggressive periprocedural hydration did not reduce the incidence of PEP in patients with moderate to high risk of developing this complication who routinely received prophylactic rectal NSAIDs.163 The ESGE also recommends against the routine combination of rectal NSAIDs with other measures to prevent PEP. 

Taking the cumulative evidence into account, an updated network meta-analysis including studies evaluating 18 regimens among 16,241 patients, was conducted by Park et al. Based on integral analysis of predictive interval plots, and expected mean ranking and surface under the cumulative ranking curve values, combination prophylaxis with indomethacin + LR, followed by indomethacin + normal saline, was found to be the most efficacious modality of these for the overall prevention of PEP.164 

II. Rectal NSAIDs and Pancreatic Duct Stenting 

Elmunzer et al. conducted a multicenter, randomized, placebo-controlled, double-blind clinical trial, where patients at elevated risk for PEP received a single dose of rectal indomethacin or placebo immediately after ERCP. Among patients at high risk for post-ERCP pancreatitis, most of whom (>80%) had undergone pancreatic stent placement (PSP), rectal indomethacin significantly reduced the incidence of PEP.19 A follow-up retrospective cost analysis showed that a prevention strategy employing rectal indomethacin alone could save approximately $150 million annually in the United States compared with a strategy of PSP alone, and $85 million compared with a strategy of indomethacin and PSP combination.165 A retrospective analysis of over 700 patients showed that the incidence of PEP did not differ for rectal indomethacin vs. combination of rectal indomethacin and pancreatic stenting groups (5.1% vs. 6.1%).166 Akbar et al. conducted a large network meta-analysis of 29 studies and showed that the combination of rectal NSAIDs and stents was not superior to either approach alone. Furthermore, pooled results showed that rectal NSAIDs alone were superior to PD stents alone in preventing post-ERCP pancreatitis [OR 0.48; (0.26-0.87)].106 While data on combination therapy remains weak, it is important to note that studies have shown that negative effect of failed pancreatic stent placement, especially in patients with elevated risk for PEP, may be fully attenuated by use of rectal NSAID.167 Additionally, data suggests that use of combination rectal NSAIDs and PSP maybe beneficial in lowering the risk of PEP when DGT technique for cannulation is utilized.168 

III. Rectal NSAIDs and Topical Epinephrine 

A recent retrospective study by Torun et al. concluded that submucosal epinephrine injection in conjunction with rectal indomethacin significantly reduced the incidence of PEP,169 however comparative effectiveness, multicenter, double-blinded, randomized trials have not shown any benefit compared to rectal indomethacin alone.170,171 A large multicenter RCT in China, terminated at the interim analysis for safety concerns and futility, showed that combination of rectal indomethacin with papillary epinephrine spraying in fact increased the risk of PEP compared with indomethacin alone.172 

CONCLUSION 

PEP remains the most serious adverse event associated with ERCP. A variety of factors have been studied in an effort to reduce the frequency and severity of PEP, but no single factor has been found to be universally successful. In practice, a combination of medications and techniques is often employed to lower the PEP rate as low as possible, recognizing that some patients will still develop pancreatitis. The interventions and estimated risk of PEP is summarized in Table 1.

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116. Bailey AA, Bourke MJ, Williams SJ et al. A pro­spective randomized trial of cannulation technique in ERCP: effects on technical success and post- ERCP pancreatitis. Endoscopy 2008; 40: 296-301. doi:10.1055/s-2007-995566 

117. Cheung J, Tsoi KK, Quan WL et al. Guidewire versus conventional contrast cannulation of the common bile duct for the prevention of post-ERCP pancreatitis: a sys­tematic review and meta-analysis. Gastrointest Endosc 2009; 70: 1211-1219. doi:10.1016/j.gie.2009.08.007 

118. Tse F, Yuan Y, Moayyedi P et al. Guidewire-assisted cannulation of the common bile duct for the prevention of post-endoscopic retrograde cholangiopancreatog­raphy (ERCP) pancreatitis. Cochrane Database Syst Rev 2012; 12: CD009662. doi:10.1002/14651858. CD009662.pub2 

119. Bassan MS, Sundaralingam P, Fanning SB et al. The impact of wire caliber on ERCP outcomes: a multi­center randomized controlled trial of 0.025-inch and 0.035-inch guidewires. Gastrointest Endosc 2018; 87: 1454-1460. doi:10.1016/j.gie.2017.11.037 

120. Park JS, Jeong S, Lee DH. Effectiveness of a novel highly flexible-tip guidewire on selective biliary cannulation compared to conventional guidewire: Randomized controlled study. Digestive Endoscopy 2018; 30: 245-251. 

121. Kurita A, Kudo Y, Yoshimura K et al. Comparison between a rotatable sphincterotome and a conventional sphincterotome for selective bile duct cannulation. Endoscopy 2019; 51: 852-857. doi:10.1055/a-0835-5900 

122. Bassi M, Luigiano C, Ghersi S et al. A multicenter randomized trial comparing the use of touch versus no-touch guidewire technique for deep biliary cannulation: the TNT study. Gastrointest Endosc 2018; 87: 196-201. doi:10.1016/j.gie.2017.05.008 

123. Cennamo V, Fuccio L, Zagari RM et al. Can early precut implementation reduce endoscopic retrograde cholan­giopancreatography-related complication risk? Meta-analysis of randomized controlled trials. Endoscopy 2010; 42: 381-388. doi:10.1055/s-0029-1243992 

124. Testoni PA, Mariani A, Giussani A et al. Risk factors for post-ERCP pancreatitis in high- and low-volume centers and among expert and non-expert operators: a prospective multicenter study. Am J Gastroenterol 2010; 105: 1753-1761. doi:10.1038/ajg.2010.136 

125. Testoni PA, Mariani A, Aabakken L et al. Papillary cannulation and sphincterotomy techniques at ERCP: European Society of Gastrointestinal Endoscopy (ESGE) Clinical Guideline. Endoscopy 2016; 48: 657- 683. doi:10.1055/s-0042-108641 

126. Ismail S, Udd M, Lindström O et al. Criteria for difficult biliary cannulation: start to count. Eur J Gastroenterol Hepatol 2019; 31: 1200-1205. doi:10.1097/MEG.0000000000001515 

127. Williams EJ, Taylor S, Fairclough P et al. Risk factors for complication following ERCP; results of a large-scale, prospective multicenter study. Endoscopy 2007; 39: 793-801. doi:10.1055/s-2007-966723 

128. Freeman ML, Nelson DB, Sherman S et al. Same-day discharge after endoscopic biliary sphincterotomy: observations from a prospective multicenter complica­tion study. The Multicenter Endoscopic Sphincterotomy (MESH) Study Group. Gastrointest Endosc 1999; 49: 580-586. doi:10.1016/s0016-5107(99)70385-8 

129. Johnson GK, Geenen JE, Johanson JF et al. Evaluation of post-ERCP pancreatitis: potential causes noted during controlled study of differing contrast media. Midwest Pancreaticobiliary Study Group. Gastrointest Endosc 1997; 46: 217-222. doi:10.1016/s0016- 5107(97)70089-0 

130. Dumonceau JM, Devière J, Cremer M. A new method of achieving deep cannulation of the com­mon bile duct during endoscopic retrograde chol­angiopancreatography. Endoscopy 1998; 30: S80. doi:10.1055/s-2007-1001379 

131. Maeda S, Hayashi H, Hosokawa O et al. Prospective randomized pilot trial of selective biliary cannulation using pancreatic guide-wire placement. Endoscopy 2003; 35: 721-724. doi:10.1055/s-2003-41576 

132. Gyökeres T, Duhl J, Varsányi M et al. Double guide wire placement for endoscopic pancreatico­biliary procedures. Endoscopy 2003; 35: 95-96. doi:10.1055/s-2003-36403 

133. Gotoh Y, Tamada K, Tomiyama T et al. A new method for deep cannulation of the bile duct by straightening the pancreatic duct. Gastrointest Endosc 2001; 53: 820- 822. doi:10.1067/mge.2001.113387 

134. Herreros de Tejada A, Calleja JL, Díaz G et al. Double-guidewire technique for difficult bile duct can­nulation: a multicenter randomized, controlled trial. Gastrointest Endosc 2009; 70: 700-709. doi:10.1016/j. gie.2009.03.031 

135. Tse F, Yuan Y, Moayyedi P et al. Double-guidewire technique in difficult biliary cannulation for the prevention of post-ERCP pancreatitis: a systematic review and meta-analysis. Endoscopy 2017; 49: 15-26. doi:10.1055/s-0042-119035 

136. Goff JS. Common bile duct pre-cut sphincterotomy: transpancreatic sphincter approach. Gastrointest Endosc 1995; 41: 502-505. doi:10.1016/s0016- 5107(05)80011-2 

137. Goff JS. Long-term experience with the transpancreatic sphincter pre-cut approach to biliary sphincterotomy. Gastrointest Endosc 1999; 50: 642-645. doi:10.1016/ s0016-5107(99)80012-1 

138. Yoo YW, Cha SW, Lee WC et al. Double guidewire technique vs transpancreatic precut sphincterotomy in difficult biliary cannulation. World J Gastroenterol 2013; 19: 108-114. doi:10.3748/wjg.v19.i1.108 

139. Kapetanos D, Kokozidis G, Christodoulou D et al. Case series of transpancreatic septotomy as precutting technique for difficult bile duct cannulation. Endoscopy 2007; 39: 802-806. doi:10.1055/s-2007-966724 

140. Halttunen J, Keränen I, Udd M et al. Pancreatic sphincterotomy versus needle knife precut in difficult biliary cannulation. Surg Endosc 2009; 23: 745-749. doi:10.1007/s00464-008-0056-0 

141. Catalano MF, Linder JD, Geenen JE. Endoscopic transpancreatic papillary septotomy for inaccessible obstructed bile ducts: Comparison with standard pre-cut papillotomy. Gastrointest Endosc 2004; 60: 557- 561. doi:10.1016/s0016-5107(04)01877-2 

142. Guzmán-Calderón E, Martinez-Moreno B, Casellas JA et al. Transpancreatic precut papillotomy versus double-guidewire technique in difficult biliary cannula­tion: a systematic review and meta-analysis. Endosc Int Open 2021; 9: E1758-E1767. doi:10.1055/a-1534-2388 

143. Kozarek RA, Ball TJ, Patterson DJ et al. Endoscopic pancreatic duct sphincterotomy: indications, technique, and analysis of results. Gastrointest Endosc 1994; 40: 592-598. doi:10.1016/s0016-5107(94)70260-8 

144. Kozarek R. Flail, flay, or fail: needle-knife versus transpancreatic sphincterotomy to access the difficult-to-cannulate bile duct during ERCP. Endoscopy 2017; 49: 842-843. 

145. Pécsi D, Farkas N, Hegyi P et al. Transpancreatic Sphincterotomy Is Effective and Safe in Expert Hands on the Short Term. Dig Dis Sci 2019; 64: 2429-2444. doi:10.1007/s10620-019-05640-4 

146. Kylänpää L, Koskensalo V, Saarela A et al. Transpancreatic biliary sphincterotomy versus double guidewire in difficult biliary cannulation: a random­ized controlled trial. Endoscopy 2021; 53: 1011-1019. doi:10.1055/a-1327-2025 

147. Wang P, Li ZS, Liu F et al. Risk factors for ERCP-related complications: a prospective multicenter study. Am J Gastroenterol 2009; 104: 31-40. doi:10.1038/ ajg.2008.5 

148. Huibregtse K, Katon RM, Tytgat GN. Precut papil­lotomy via fine-needle knife papillotome: a safe and effective technique. Gastrointest Endosc 1986; 32: 403-405. doi:10.1016/s0016-5107(86)71921-4 

149. Bruins Slot W, Schoeman MN, Disario JA et al. Needle-knife sphincterotomy as a precut pro­cedure: a retrospective evaluation of efficacy and complications. Endoscopy 1996; 28: 334-339. doi:10.1055/s-2007-1005476 

150. Rabenstein T, Ruppert T, Schneider HT et al. Benefits and risks of needle-knife papillotomy. Gastrointest cut sphincterotomy does not increase risk during endoscopic retrograde cholangiopancreatography in patients with difficult biliary access: a meta-analysis of randomized controlled trials. Clinical Gastroenterology and Hepatology 2015; 13: 1722-1729. e1722. 

155. Canena J, Lopes L, Fernandes J et al. Efficacy and safety of primary, early and late needle-knife fistu­lotomy for biliary access. Scientific Reports 2021; 11: 1-9. 

156. Mavrogiannis C, Liatsos C, Romanos A et al. Needle-knife fistulotomy versus needle-knife precut papil­lotomy for the treatment of common bile duct stones. Gastrointest Endosc 1999; 50: 334-339. doi:10.1053/ ge.1999.v50.98593 

157. Zhang QS, Xu JH, Dong ZQ et al. Success and Safety of Needle Knife Papillotomy and Fistulotomy Based on Papillary Anatomy: A Prospective Controlled Trial. Dig Dis Sci 2021. doi:10.1007/s10620-021-06983-7 

158. Facciorusso A, Ramai D, Gkolfakis P et al. Comparative efficacy of different methods for difficult biliary cannu­lation in ERCP: systematic review and network meta-analysis. Gastrointest Endosc 2022; 95: 60-71.e12. doi:10.1016/j.gie.2021.09.010 

159. Mok SRS, Ho HC, Shah P et al. Lactated Ringer’s solution in combination with rectal indomethacin for prevention of post-ERCP pancreatitis and readmission: a prospective randomized, double-blinded, placebo-controlled trial. Gastrointest Endosc 2017; 85: 1005- 1013. doi:10.1016/j.gie.2016.10.033 

160. Oh HC, Kang H, Park TY et al. Prevention of post-endoscopic retrograde cholangiopancreatography pancreatitis with a combination of pharmacological agents based on rectal non-steroidal anti-inflammatory drugs: A systematic review and network meta-anal­ysis. J Gastroenterol Hepatol 2021; 36: 1403-1413. doi:10.1111/jgh.15303 

161. Radadiya D, Brahmbhatt B, Reddy C et al. Efficacy of Combining Aggressive Hydration With Rectal Indomethacin in Preventing Post-ERCP Pancreatitis: A Systematic Review and Network Meta-Analysis. J Clin Gastroenterol 2022; 56: e239-e249. doi:10.1097/ MCG.0000000000001523

162. Márta K, Gede N, Szakács Z et al. Combined use of indomethacin and hydration is the best conservative approach for post-ERCP pancreatitis prevention: A network meta-analysis. Pancreatology 2021; 21: 1247- 1255. doi:10.1016/j.pan.2021.07.005 

163. Weiland CJS, Smeets XJ, Kievit W et al. Aggressive fluid hydration plus non-steroidal anti-inflammatory drugs versus non-steroidal anti-inflammatory drugs alone for post-endoscopic retrograde cholangiopan­creatography pancreatitis (FLUYT): a multicentre, open-label, randomised, controlled trial. The Lancet Gastroenterology & Hepatology 2021; 6: 350-358. 

164. Park TY, Kang H, Choi GJ et al. Rectal NSAIDs-based combination modalities are superior to single modalities for prevention of post-endoscopic retro­grade cholangiopancreatography pancreatitis: a net­work meta-analysis. Korean J Intern Med 2022; 37: 322-339. doi:10.3904/kjim.2021.410 165. Elmunzer BJ, Higgins PD, Saini SD et al. Does rectal indomethacin eliminate the need for prophylactic pan­creatic stent placement in patients undergoing high-risk ERCP? Post hoc efficacy and cost-benefit analyses using prospective clinical trial data. Am J Gastroenterol 2013; 108: 410-415. doi:10.1038/ajg.2012.442 

166. Abdelfatah MM, Gochanour E, Koutlas NJ et al. Post- Endoscopic Retrograde Cholangiopancreatography Pancreatitis: Single Versus Dual Prophylactic Modalities. Pancreas 2019; 48: e24. doi:10.1097/ MPA.0000000000001281 

167. Choksi NS, Fogel EL, Cote GA et al. The risk of post-ERCP pancreatitis and the protective effect of rectal indomethacin in cases of attempted but unsuccessful prophylactic pancreatic stent placement. Gastrointest Endosc 2015; 81: 150-155. doi:10.1016/j. gie.2014.07.033 

168. Wang X, Luo H, Luo B et al. Combination prevention of post-endoscopic retrograde cholangiopancreatog­raphy pancreatitis in patients undergoing double-guidewire assisted biliary cannulation: A case-control study with propensity score matching. J Gastroenterol Hepatol 2021; 36: 1905-1912. doi:10.1111/jgh.15402 

169. Torun S, Ödemiş B, Çetin MF et al. Efficacy of Epinephrine Injection in Preventing Post-ERCP Pancreatitis. Surg Laparosc Endosc Percutan Tech 2020; 31: 208-214. doi:10.1097/SLE.0000000000000867 

170. Kamal A, Akshintala VS, Talukdar R et al. A Randomized Trial of Topical Epinephrine and Rectal Indomethacin for Preventing Post-Endoscopic Retrograde Cholangiopancreatography Pancreatitis in High-Risk Patients. Am J Gastroenterol 2019; 114: 339-347. doi:10.14309/ajg.0000000000000049 

171. Romano-Munive AF, García-Correa JJ, García- Contreras LF et al. Can topical epinephrine application to the papilla prevent pancreatitis after endoscopic retrograde cholangiopancreatography? Results from a double blind, multicentre, placebo controlled, ran­domised clinical trial. BMJ Open Gastroenterol 2021; 8. doi:10.1136/bmjgast-2020-000562 

172. Luo H, Wang X, Zhang R et al. Rectal Indomethacin and Spraying of Duodenal Papilla With Epinephrine Increases Risk of Pancreatitis Following Endoscopic Retrograde Cholangiopancreatography. Clin Gastroenterol Hepatol 2019; 17: 1597-1606.e1595. doi:10.1016/j.cgh.2018.10.043

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Fueling During Endurance Exercise: Balancing Intake with Gastrointestinal Tolerances

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It is well established that optimal amounts of carbohydrate and fluid consumed during endurance exercise enhances various measures of performance. The rate of gastric emptying is an important step towards providing the working muscles with exogenous carbohydrates and fluid. Once emptied from the stomach carbohydrate absorption takes place primarily in the duodenum and jejunum along with sodium and water. Individual carbohydrates are absorbed at a rate of 1 g per minute, or a maximum of 60 g per hour, with glucose and fructose absorbed via separate transporter mechanisms. Simultaneous use of separate carbohydrate transporters can increase the intestine’s absorptive capacity to 75 – 90 g per hour. However, higher intake of carbohydrates and fluid can cause gastrointestinal (GI) symptoms in some athletes. “Nutritional gut training” may improve gastric emptying, intestinal absorption, and reduce the occurrence and/or severity of GI symptoms during exercise.

INTRODUCTION 

Athletes should start endurance workouts or events well hydrated and optimally fueled with proper attention to their daily training diet, particularly in the hours prior to exercise. Carbohydrates provide approximately 50-60% of energy during 1 to 4 hours of continuous exercise at 70% of maximal oxygen capacity.1 For a pace that requires 80-90% of oxygen consumption carbohydrates are the primary fuel source and provide up to 90% of the energy expended.2 Depletion of carbohydrate stores (glycogen) and fluid leads to fatigue and the inability to sustain speed, strength and power, skills, and mental focus. Fatigue can be as dramatic as hitting the wall at mile 20 of a 26.2-mile marathon or as subtle as diminished quality of daily workouts. From a nutritional perspective, fatigue can be related to a number of factors including: 

Regular consumption of a combination of fluid, carbohydrates, and electrolytes can prevent onset of fatigue and maintain performance. This article will review gastrointestinal (GI) physiology as it relates to carbohydrate, fluid, and sodium assimilation during exercise, dietary carbohydrate guidelines for athletes, and evidence for nutritional gut training or “training the gut” to reduce risk of GI symptoms while enhancing endurance performance. 

Gastrointestinal Motility and Absorption 

Gastric Emptying – A number of factors can influence the rate of gastric emptying (see Table 1) including hypohydration, mental stress (being keyed-up), intense exercise (steady state above 70% VO2 max or high intensity intervals), and the high solute load of sports confectionaries (carbohydrate gels and energy bars, blocks, or chews) or concentrated drinks (carbohydrate-electrolyte beverages).3 Sports drinks at 6% concentration (6 g of mixed sugars and glucose polymers per 100 mL) are iso-osmolar, or isotonic and empty quickly. Shi, et al.4 found no differences in gastric emptying with isotonic test solutions ranging from 250 – 434 mOsm/kg H2O. However, hyperosmolar beverages such as fruit juice and soft drinks at a 10-15% concentration (10-15 g carbohydrate per 100 mL, osmolality of 500 – 800 mOsm/kg H2O) can delay gastric emptying, therefore, it is advised to avoid beverages with an osmolality greater than 500 mOsm/kg H2O during exercise. Interestingly, the temperature of liquids has little effect on gastric emptying as intragastric temperatures rapidly equilibrate. 

The volume of liquid consumption is a main factor that determines the speed of gastric emptying, with larger volumes emptying faster than smaller volumes. Mears, et al.5 investigated how the pattern of sport drink ingestion affected carbohydrate oxidation rates (as a surrogate to gastric emptying) and GI discomfort during exercise. Runners completed two 100-minute moderate treadmill runs. For one run subjects consumed 200 mL every 20 minutes and for the other run they consumed 50 mL every 5 minutes. Carbohydrate oxidation rates were 2% higher during the run when 200 mL was consumed every 20 minutes, thus confirming that larger volumes of fluids empty from the stomach more rapidly compared to smaller volumes. There were no reported differences in GI comfort of symptoms between trials. 

Small Bowel Absorption – After emptying from the stomach, digestive enzymes act on carbohydrates and the resulting monosaccharides are absorbed by way of active and passive transport in the small intestine (Figure 1). Two carbohydrate transporters have been identified; SGLT 1 is the sodium-dependent glucose and galactose transporter while GLUT 5 is the non-sodium dependent fructose transporter. Osmotic gradients from active transport of sodium and glucose (SGLT 1) result in rapid water absorption across the small bowel mucosa. Glucose can increase the absorption of sodium. With regular ingestion of sports fuels and water the SGLT 1 and GLUT 5 transport systems maintain appropriate blood glucose, sodium, and hydration levels for the working muscles and central nervous system. 

General Nutrition Guidelines for Exercise 

Fueling during exercise is an important component of the athlete’s nutrition plan. Routine, planned and practiced, intake during training sessions lasting longer than 75 minutes brings several benefits including: 

Daily recovery or fueling between training sessions requires the correct amount of energy, protein and fat tailored to the athlete’s training cycle and specific duration and intensity of workouts. Carbohydrate requirements are based on training intensity and duration (see Table 2) and are needed to replenish the limited fuels of muscle and liver glycogen. For longer training sessions and events, carbohydrates are consumed during exercise to offset the depletion of this stored fuel source. The capacity to absorb carbohydrates during competition can be reduced when athletes restrict carbohydrates, or when following a low-carbohydrate, high fat, or ketogenic diet. It is advised that endurance athletes include some high carbohydrate diet days in their training diet. 

Protein intake should meet requirements for growth and maintenance/building of muscle tissue. Fats are required for recovery of muscle triglycerides when exercise sessions are more than 4 hours and as a concentrated source of energy. Some athletes have variable, yet specific, macronutrient timing and portioning for pre-exercise, post-exercise and in the hours to the next training session to optimize muscle repair and building glycogen fuel replenishment. See Table 3 for more information on the daily training diet. 

Hydration requirements are variable and depend on the exercise duration and intensity, the environment’s temperature and humidity, as well as individual sweat rates. Athletes are advised to gather sweat loss data to develop a systematic plan for each event and to practice this plan for at least 8 weeks during workouts prior to the event. Sweat losses can be estimated by converting weight change during training into fluid loss (see Table 4). This is best done for workouts lasting 45 to 75 minutes and fluid can be consumed during the workout if desired. Athletes can use this technique in various conditions to become familiar with sweat losses in various weather conditions. Alternatively, athletes can use commercially available devices/ services to measure sweat loss (see Table 5). 

Sweat rates can range from 0.5L to over 3L per hour. Athletes are advised to avoid over-hydration; it is recommended to replace only 70% to a maximum 100% of sweat losses. Hydration needs will vary depending on the type of training session planned (to account for variations in training duration and intensity and environmental conditions). 

Fueling Products for Exercise 

Athletes typically use commercially available sports drinks and confectionaries to ingest required nutrients and fluids with the best tolerance. As stated above, drinks up to 6 g carbohydrate per 100 mL empty from the stomach at rates similar to water. While most sports drinks fall into this range, athletes may mix their drinks to a more concentrated solution, or higher energy density, based on personal fueling requirements, desired sodium content, and sweat rates. For example, an athlete with a lower sweat rate and higher fueling requirements might benefit from a more concentrated drink. Electrolyte mixes, mainly sodium, can be added to drinks if needed. Other than sports drinks, endurance athletes may consume carbohydrate products such as gels, energy bars, blocks, or chews. 

Oxidation of Combined Carbohydrates During Exercise 

Several studies have looked at substrate oxidation rates when combined carbohydrates are ingested during exercise.6-8 These studies confirmed that utilization of both carbohydrate transporters (SGLT 1 and GLUT 5) with ingestion of mixed carbohydrates increased absorption from 1 g per minute with SGLT 1 only to 1.5-1.7 g per minute with activation of both transporters. The following carbohydrate combinations were tested and found to produce greater oxidation than with the SGLT 1 glucose transporter alone: 

  1. Maltodextrin (chains of glucose units) and fructose 
  2. Glucose and fructose 
  3. Glucose and sucrose (glucose + fructose) and fructose 

Both the SGLT 1 and GLUT 5 transporters saturate at the rate of 1 g/min or 60 g/hr. In the above carbohydrate combinations where the ratio of glucose to fructose is at 2:1 the glucose transporter saturates at 60 g/hr and the additional 15 to 30 g of fructose (can be released from sucrose) can occur simultaneously for a total carbohydrate utilization of 75-90 g/hr.8 If tolerated, higher amounts of fructose can be added moving towards a 1:1 ratio for greater total carbohydrate absorption per hour. 

The uptake rates described above (2:1 ratio of glucose to fructose) are often used to formulate sports drinks for endurance training to allow for comfortable consumption of 75-90 g carbohydrate per hour over several hours. If an athlete were to consume 100 g of glucose per hour, they would only absorb/oxidize 60 g/hr, with the rest remaining in the intestine and leading to GI symptoms; the same is true for consumption of high amounts of fructose during exercise. 

Researchers have tested the effects of ingesting a glucose and fructose beverage versus a glucose only beverage versus water on endurance cycling performance.9 They found that ingestion of glucose at 1.2 g/min and fructose at 0.6 g/min (total 1.8 g/ min or 108 g carbohydrate) improved endurance cycling performance when compared to 1.8 g/min of glucose only. Subjects cycled for 2 hours at 60% VO2 max followed by 40 km time trial. The time-trial times improved by 8% with the ingestion of glucose plus fructose mix. 

A number of studies were then conducted to examine the effect of solid versus liquid carbohydrate sources consumed during exercise.10,11 Glucose and fructose in a 2:1 ratio was provided as either a gel, solid bar or carbohydrate-electrolyte sports drink at rate of 1.55 g glucose + fructose/ min (93 g/hr) with matched fluid intake between treatments. The glucose plus fructose mix from all sources resulted in similar oxidation rates, thus the form of carbohydrate ingested did not affect total carbohydrate utilization. 

Nutritional Gut Training 

Gastrointestinal complaints are common in athletes during endurance events, often resulting in impaired performance. During exercise, blood flow is redirected from the GI tract to the working muscles and can result in abdominal bloating, cramping, nausea, vomiting, diarrhea, and/or pain in the presence of hypohydration or inappropriate food and fluid consumption.3 The prevalence of GI symptoms can vary greatly depending on the mode of exercise, level of athlete, and weather conditions. The prevalence of GI symptoms in endurance athletes varies from 37-93%.12 A well-functioning GI system can greatly affect symptoms and performance outcomes. 

Nutritional gut training, or “training the gut” is a new concept that refers to practiced ingestion of predetermined amounts of carbohydrates and fluid during training sessions to optimize the adaptability of the intestinal tract (substrate and fluid absorption and to alleviate adverse GI symptoms) during events.13 Two main goals of gut training are to increase the number of intestinal carbohydrate transporters and to upregulate the transporters’ utilization capacity. To increase available SGLT 1 and GLUT 5 transporters, endurance athletes must practice “gut training” in the weeks before an event with strict adherence to their fueling and hydration plans. One study suggests that carbohydrate transporters can be upregulated in a short period of time.14 Based on animal data, increasing dietary carbohydrate from 40 to 70% of calories could result in doubling SGLT 1 transporters over a 2-week period.13 

Pushing the Limits of Carbohydrate Absorption 

More recently, it has been suggested that intake of 120 g carbohydrate/hr is possible in experienced marathon and ultra-marathon runners. One study compared the effects of carbohydrate doses of 120 g/hr, 90 g/hr, and 60 g/hr in 26 elite ultra-endurance athletes during a mountain marathon.15 All participants carried out personalized gut training with carbohydrate intakes of up to 90 g/hr at least 2 days weekly in the 4 weeks prior to the marathon. During the marathon, the carbohydrate supplement gel contained 30 g maltodextrin and fructose in 2:1 ratio. The 120 g carbohydrate group consumed 4 gels per hour at the 15, 30, 45, and 60 minute markers. Three athletes withdrew with GI symptoms; though researchers did not disclose to which treatment group they were assigned. Results show that the 120 g/hr carbohydrate dose limited post-race exercise induced muscle damage and that ingestion of 120 g/hr carbohydrate is possible without gastrointestinal distress. While future research is needed to understand the physiological and metabolic mechanisms of this absorption rate, from a practical perspective, the potential effect of training the gut can improve carbohydrate intake, transport, and utilization during endurance exercise. 

CONCLUSION 

Endurance athletes should incorporate recommended diet and hydration strategies into their training regimen to optimize performance during competition/events. Current recommendations for endurance training are 60 g of carbohydrate/hr for exercise lasting up to 120 minutes. For exercise lasting longer than 2 hours, higher amounts of carbohydrates (up to 90 g/hr) are recommended and should come from a blend of glucose and fructose sources. Consumption of fluid is based on the athlete’s sweat rate and personal preference of sports drinks, and sports supplements, or confectionaries. The gut is adaptable so preparing for endurance events should include practice of their event nutrition plan over several weeks; the gut can adapt to absorb and oxidize more carbohydrates which should result in less GI distress. Nutritional gut training leads to better performance, with optimal delivery of carbohydrate, and optimal GI tolerance for the individual athlete.

References 

  1. American Dietetic Association, Dietitians of Canada, and American College of Sports Medicine Joint Position Statement: Nutrition and Athletic Performance. Med Sci Sports Exerc. 2009; 709-731.
  2. Ravindra, PV, Janhavi, P, et al. Nutritional inter­ventions for improving the endurance perfor­mance in athletes. Arch Physiol Biochem. 2020; 108. 
  3. Burke, L and Deakin V. Clinical Sports Nutrition, 5th Edition. McGraw Hill, 2015. 
  4. Shi, Z, Bartoli, W., Horn, W. et al. Gastric empty­ing of cold beverages in humans: effect of trans­portable carbohydrates. Int J Sport Nutr Exerc Metab. 2000; 10:394-403. 
  5. Mears SA, Boxer BB, Sheldon, D, et al. Sports drink intake pattern affects exogenous carbohy­drate oxidation during running. Med Sci Sports Exerc. 2020; 52:1976-1982. 
  6. Jentjens RLPG, Achten, J, Jeukendrup, AE. High oxidation rates from combined carbohydrates ingested during exercise. Med Sci Sports Exerc. 2004; 36: 1551-1558. 
  7. Jentjens RLPG, Mosely L, Waring RH, et al. Oxidation of combined ingestion of glucose and fructose during exercise. J Appl Physiol. 2004; 96: 1277-1284. 
  8. Jentjens, RLPG, Underwood, K, Achten, J, et al. Exogenous carbohydrate oxidation rates are elevated after combined ingestion of glucose and fructose during exercise in the heat. J Appl Physiol. 2005; 100: 807-816. 
  9. Currell, K and Jeukendrup, AE. Superior endur­ance performance with ingestion of multiple transportable carbohydrates. Med Sci Sports Exerc.2008; 40: 275-281. 
  10. Pfeiffer, B, Stellingwerff, T, Zaltas, E, et al. Oxidation of solid versus liquid CHO sources during exercise. Med Sci Sports Exerc. 2010; 42:2030-2037. 
  11. Pfeiffer B, Stellingwerff T, Zaltas E, et al. CHO Oxidation from a CHO gel compared with a drink during exercise. Med Sci Sports Exerc. 2010, 42: 2038-2045. 
  12. deOliveria EP, Burini RD, Jeukendrup A. Gastrointestinal complaints during exercise: rel­evance, etiology, and nutritional recommenda­tions. Sports Med. 2014; 44: S79-S85. 
  13. Jeukendrup, AE. Training the gut for athletes. Sports Med. 2017; 47:S101-110. 
  14. Cox GR, Clark SA, Cox AJ, et al. Daily train­ing with high carbohydrate availability increases exogenous carbohydrate oxidation during endur­ance cycling. J Appl Physiol. 2010; 109126-134. 
  15. Viribay A, Arribalzaga S, Mielgo-Ayuso J, et al. Effects of 120 g/h of Carbohydrates intake dur­ing a mountain marathon on exercise-induced muscle damage in elite runners. Nutrients 2020; 12: 1-15. 

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FROM THE PEDIATRIC LITERATURE

Adherence to Pediatric Obesity Lifestyle Intervention Programs 

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Much clinical research has gone into lifestyle intervention trials for the treatment of children with obesity; however, the drop-out rate of participants in such studies can be large. The purpose of this study from Israel was to determine factors associated with participant drop out in these types of pediatric interventions. This study was retrospective and included data from a multidiscipline pediatric weight loss database. 

Data from pediatric patients (8 – 18 years of age) who were seen in a multidiscipline pediatric obesity clinic was obtained including patient demographics (including clinical data), socioeconomic data, laboratory data, and patient caregiver lifestyle (defined as maintaining or not maintaining a healthy lifestyle). Patient body mass index (BMI) was measured at clinic enrollment and then 3 months, 6 months, and 12 months after enrollment. Obesity was defined as a BMI ˃ 95th percentile. Patient attrition was defined as failure for a patient to follow up in clinic while patient adherence was defined as a patient not gaining weight or losing weight during follow up. 

A total of 248 patients who had completed baseline data were included in the study. The study group had a mean age of 11.1 ± 3.9 years with a mean BMI of 31.1 ± 7.7 kg2/m. Males comprised 48% of the study patients. Significantly fewer female patients dropped out of the interdisciplinary obesity clinic early compared to males. Additionally, significantly less early patient dropout was noted in patients whose mother or father had an advanced degree as well as in patients referred after hospitalization (versus self-referral). A multivariate analysis adjusted for factors including sex, parental education, and referral type demonstrated that early dropout was significantly lower in patients who had mothers with higher education levels or who had been referred after hospitalization. It was noted that the 156 patients kept regular follow-up clinic appointments for an average of 8.7 ±7.9 visits with their mean BMI percentile being reduced from 138% to 121% of the 95th percentile BMI. Patient adherence related to continuing follow-up clinic visits was significantly associated with older patient age (11.7 ± 3.7 vs. 9.7 ± 4.3 years, P = 0.04) and mothers who maintained a healthy lifestyle versus those with an unhealthy lifestyle (69% vs. 29%, P = 0.003). 

This study demonstrates that there appears to be specific risk factors which predict non-adherence to a pediatric obesity lifestyle program. This data may be useful when considering advanced therapy for pediatric obesity, including bariatric surgery and GLP-1 receptor agonist therapy. More research is needed to determine if similar findings are present in other countries. 

Moran-Lev H, Vega Y, Kalamitzky N, Interator H, Cohen S, Lubetzky R. Factors Associated with Treatment Adherence to a Lifestyle Intervention Program for Children with Obesity: The Experience of a Large Tertiary Care Pediatric Hospital. Clin Pediatr 2023; 62: 269-275. 

Airway Impedance: A New Tool to Evaluate for Pediatric Gastroesophageal Reflux and Aspiration 

A common misconception by physicians is that airway findings such as edema or erythema are associated with gastroesophageal reflux disease (GERD), although clinical research has demonstrated that this association often is not present. Esophageal mucosal impedance monitoring previously has been used to determine esophageal inflammation; thus, the authors theorized that laryngeal impedance testing may have the ability to determine if airway inflammation is associated with any type of GERD. 

This prospective study included pediatric patients undergoing esophagogastroduodenoscopy (EGD) and rigid laryngoscopy with concerns of respiratory symptoms. Each enrolled patient underwent a videotaped laryngoscopic examination, and the videos were reviewed blindly by 3 otolaryngologists to quantify a reflux finding score (an 8-item clinical severity rating scale scored from 0 to 26 with higher scoring indicating more inflammation). Additionally, each enrolled patient underwent impedance testing of the posterior pharynx as well as esophageal impedance testing and associated biopsies of the lower, mid, and upper esophagus. Impedance testing occurred over 5 seconds in which the lowest and highest impedance values were recorded. All patients or parents filled out the Pediatric Quality of Life Questionnaire Gastrointestinal Symptom Module™ questionnaire. 

A total of 88 patients were enrolled into the study with a mean age of 59 +/- 57 months although only 73 patients had impedance tracing that were usable. In these remaining patients, no correlation was seen between airway impedance measurement for mucosal inflammation and reflux finding scores. Although only 11 of these patients were on proton pump inhibitor (PPI) therapy, the researchers found that these patients had lower airway impedance values indicating more inflammation compared to patients not using PPIs although the difference between these two groups was not statistically significant. Additionally, 28 patients were using inhaled corticosteroids and had higher airway impedance values compared to patients not using this medication class although the difference between two groups again was not statistically significant. No correlation existed between the airway impedance values and symptoms of dysphagia, reflux, nausea, emesis, as well as quality of life score. In addition, patients with oropharyngeal dysphagia (aspiration and / or penetration) on video swallow study were compared to patients with a normal swallowing mechanism. The researchers found that airway impedance was significantly lower in patients with oropharyngeal dysphagia compared to patients with a normal swallow, and patients who had aspiration of multiple textures had significantly lower median airway impedance measurements compared to patients with a normal swallow. Finally, no association was found with airway impedance values between patients with positive findings on bronchoalveolar lavage (BAL) culture versus patients with a negative BAL culture. 

The authors have demonstrated that airway impedance can be obtained during an EGD, and such an impedance measurement may be an extremely useful tool to determine if GERD in a pediatric patient truly is associated with aspiration. The decreased airway impedance noted for the patients on PPI therapy is concerning and deserves more study. 

Rosen R, Rahbar R, Watters K, Hseu A, Munoz C, Ferrari L, Holzman R, Mohammad S, Cohen A, Du M, Akkara A, Catacora C, Simoneau T, Connearney S, Mitchell P, Nurko S. Airway Impedance: A Novel Diagnostic Tool to Predict Extraesophageal Airway Inflammation. J Pediatr 2023; 256: 5-10. 

John Pohl, M.D., Book Editor, is on the Editorial Board of Practical Gastroenterology 

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DISPATCHES FROM THE GUILD CONFERENCE, SERIES #54

Anal Squamous Intraepithelial Lesions and Cancer: An Underappreciated Risk in IBD

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INTRODUCTION

Anal squamous intraepithelial lesions (SIL) are precancerous lesions of the anal squamous epithelium that can progress to anal cancer. Anal cancer is rare in the general population. However, rates are markedly higher among specific risk groups and have been steadily increasing in the past two decades. Anal squamous cell carcinoma is thought to occur through progression of high grade squamous intraepithelial lesions (HSIL) via the effect of particular high-risk subtypes of the human papilloma virus (HPV).

The risk of SIL and anal cancer are elevated in certain populations, especially in people living with human immunodeficiency virus (HIV). Identifying and treating these lesions reduces the risk of progression to anal cancer. Most recent society guidelines suggest screening for anal cancer in those with HIV. However, there are additional at-risk groups that may warrant consideration for screening. The risk of anal squamous intraepithelial lesions and anal cancer is elevated in inflammatory bowel disease (IBD). Patients with IBD appear to have increased prevalence of high-risk HPV subtypes. In an uncontrolled cross-sectional study of fortyfive sexually active male and female patients with IBD, 89.1% were positive for anal HPV, with HPV 16, the highest risk subtype, being the most prevalent strain. Four patients (8.7%) had HSIL present on biopsy, while twenty-four (43.5%) had low grade squamous intraepithelial lesions (LSIL).1 Anal cancer risk is highest in Crohn’s disease, particularly when perianal fistulizing disease is present. In a large cohort study, the incidence rate of anal squamous cell carcinoma (SCC) in patients with perianal Crohn’s disease was 26 per 100,000 person-years, which was greater than their risk of colon adenocarcinoma by about two-fold. In this cohort, most anorectal cancers associated with Crohn’s disease were adenocarcinomas, and were associated with fistulas.2 In a review of sixty one anal cancers arising from fistulas, adenocarcinoma was responsible in 59%, and anal SCC was responsible in 31%.3 This review will focus on anal cancer and HSIL to increase awareness among gastroenterologists who manage IBD. 

Anal Squamous Cell Carcinoma 

Anal cancer is a rare but increasingly more prevalent cancer that disproportionately affects certain population groups. SCC makes up the majority of anal cancers, comprising about two thirds of anal cancer cases in the United States.4 While rare in the general population (about 1 per 100,000 person-years), certain risk groups carry a much higher risk of anal SCC. Anal SCC incidence is estimated at 85 per 100,000 person-years in men who have sex with men (MSM) living with HIV which is the group with the highest known risk. Among men who have sex with women (MSW) living with HIV, the risk is lower at 32 per 100,000 person-years. In women with HIV, the risk is 22 per 100,000 person-years. Other groups with risk above the general population include women with prior HPV related gynecological precancerous lesions, solid organ transplant recipients, and patients with immune mediated diseases such as IBD and lupus.5 While other HIV associated cancers such as non- Hodgkin’s lymphoma and Kaposi Sarcoma have fallen in incidence since the emergence of HIV/ AIDS, anal cancer continues to rise in incidence, at 2.7% per year between 2001 and 2015.6 This rise in anal cancer rates may be related to the aging population of persons living with HIV, as rates have increased the most in people above age fifty.6

Presenting symptoms of anal SCC are bleeding or anal pain, although twenty percent of patients with anal SCC are asymptomatic at presentation. On exam, patients may have a palpable mass or area of bleeding. Anal cancer is staged by Tumor Nodes & Metastases (TNM) classification. Prognosis for early stage (I or II) is good with five-year survival of 86%, while T4 cancers or node positive cancers have five-year survival rates of about 50%.7 However, the prognosis for IBD patients is worse than in patients without IBD, as a systematic review of IBD patients with non-fistula associated anal SCC found an overall five-year survival of 37%.8 A more recent analysis of over 61,000 patients with HPV-related cancers found that patients with IBD and anal cancer had a median survival of 46 months versus 61 months in non-IBD patients.9 This difference in survival is thought to be due to more advanced malignancy at diagnosis and the presence of pelvic sepsis in Crohn’s disease limiting the ability to use radiotherapy.8 

Diagnostic evaluation includes physical exam with inguinal lymph node evaluation, biopsy of the lesion, chest and abdomen contrast-enhanced computed tomography (CT), pelvic CT or magnetic resonance imaging (MRI) with IV contrast, anoscopy, HIV testing (if unknown), gynecologic exam, and consideration of fertility risk counseling.10 Treatment of T1, node negative, well differentiated tumors is with local excision, while more advanced tumors are treated with combination chemoradiation.10 

Anal Squamous Intraepithelial Lesions 

Anal cancer is preceded by changes in the epithelial layer of the anal canal mediated by HPV which parallel the types of changes seen in the cervical epithelium. This has led to the adoption of the same nomenclature and classification used in the care of cervical precancerous lesions. Often referred to as “anal dysplasia”, these changes are now referred to as squamous intraepithelial lesions (SIL), with a two-tiered subdivision into LSIL and HSIL.11 This replaces the prior system of classification that utilized the terminology anal intraepithelial neoplasia (AIN). While LSIL is associated with condyloma and not thought to be a direct precursor to anal SCC, HSIL carries a markedly increased risk of progression to anal cancer. In a large population-based study, the 5-year risk of progression from HSIL to anal cancer in MSM living with HIV was 14.1%, and in MSM not living with HIV was 3.2%. In the same study, a diagnosis of LSIL carried a 5-year risk of 0.15%, which is higher than the risk if no LSIL was present.12 HSIL may spontaneously regress, with regression rates between 20-30%.13,14 

HPV is the major causative factor in inducing squamous intraepithelial lesions. Of the numerous subtypes of HPV, there are specific types that are most likely to cause ASIL. HPV 16 is the type most highly associated with HSIL and anal cancer.15 Other oncogenic HPV types that affect the anogenital area are 18, 31, 33, 35, 39, 45, 51, 52, 56, 58, 59, 68.16 HPV types 6 and 11 are responsible for benign genital warts. Overall it is estimated that high-risk HPV is a causative factor in over 90% of anal squamous cell carcinomas.17 

HSIL is usually asymptomatic, although it can be associated with anal pain, pruritis, or bleeding.18 Additionally, HSIL typically cannot be palpated during a digital anal rectal exam (DARE).19 In contrast, LSIL cause condylomas or warts, which are more readily identified by patients and providers.20 Methods of identifying underlying HSIL have borrowed from techniques used to identify cervical intraepithelial neoplasia, given their pathophysiologic similarities. Identifying the presence of HSIL involves both cytology and direct visualization techniques. Initial screening is with anal cytology, commonly referred to as an anal Pap smear. Using a moistened brush or nylon/ polyester swab, epithelial cells are scraped from the surface and the swab is placed into a transfer medium as in cervical cytology testing. This is then examined under microscopy. Anal cytology has modest sensitivity and specificity, with pooled sensitivity of 85% and pooled specificity of 43.2% for the identification of HSIL, which is comparable to the performance of cervical cytology.21,22 

As with in cervical cancer screening, if anal cytology identifies an anal squamous intraepithelial lesion, this should be followed by high resolution anoscopy (HRA), a procedure analogous to cervical colposcopy. In this procedure, the anorectal area is examined under high magnification by a colposcope. Acetic acid is applied to the anal epithelium along with lugol’s solution. Areas with squamous intraepithelial lesions will display characteristic patterns of acetowhitening, which can then be sampled via biopsy for histology. HRA has been found to be well tolerated with most patients reporting acceptable pain levels and willingness to follow-up as recommended.23 

At Risk Populations 

Those living with HIV, and particularly MSM with HIV, are at markedly increased risk for anal premalignant lesions as well as anal cancer. This is felt to be due to the effect of HIV on the immune system leading to increased HPV activity and persistence.24 HPV prevalence is highest in MSM with HIV, followed by MSM without HIV. People living with HIV are more likely to carry more than one oncogenic strain of HPV, which may also contribute to the higher risk.15 Among those with HIV, low current CD4 count was associated with HPV16 infection, HSIL, and HPV16-positive HSIL. Anal cancer incidence rate (IR) in MSM with HIV has been estimated in a recent meta-analysis at 85 per 100,000 person-years, while IR in MSW with HIV was 32 per 100,000 person-years, and IR in women with HIV was 22 per 100,000 person-years. The IR for MSM with HIV who are age ³ _60 was even higher at 107.5 per 100,00 person-years.5

MSM without HIV are also at increased risk. People identifying as MSM have a high prevalence of high-risk HPV subtypes, with about 14% prevalence of HPV16 versus 2% in men who are not MSM in a large meta-analysis. The pooled prevalence of HSIL in MSM patients without HIV in the same meta-analysis was 11.3%.25 Anal cancer incidence rate in MSM not living with HIV is estimated to be about 19 per 100,000 person-years, a nearly 20-fold increase in risk from the general population.5 

Women with prior cervical neoplasia are at particular risk for anal SCC. Numerically more anal SCC is diagnosed in women, particularly women above age 50.26 Women with cervical high-risk HPV strains are likelier to have high-risk anal HPV strains.27 In a cross sectional study of 324 women with prior cervical, vulvar, or vaginal high grade dysplasia or cancer, there was a 28% prevalence of anal high risk HPV and anal cytology was abnormal in 23%. In a large population-based cohort study involving 89,010 women with a diagnosis of cervical intraepithelial neoplasia grade 3 (CIN3) matched to an equal number of healthy controls, those with CIN3 had increased risk of AIN3 (HSIL) and anal cancer with incidence rate ratio of 6.68 (95% CI, 3.64 – 12.25) and 3.85 (95% CI: 2.32 – 6.37) respectively.28 

Other risk factors for anal SCC include solid organ transplantation, smoking, early sexual debut, multiple sexual partners, and receptive anal intercourse. Patients and providers should be aware that receptive anal intercourse is not required for the introduction of HPV to the anorectal region, and development of HSIL or anal cancer can occur without a history of receptive anal intercourse.19 

Screening 

Given the presence of a discrete precursor lesion and the identification of at-risk groups, programs have been proposed and developed for anal cancer prevention. The current available modalities for screening are physical exam with DARE, anal cytology, anal HPV testing, and HRA. Currently, only the New York State Department of Health AIDS Institute provides guidelines for anal cancer screening. In this algorithm, all patients with HIV ³ _35 years old should receive annual physical examination and DARE. For patients with HIV above age 35 who are transgender or MSM, annual anal cytology should be performed. If results of cytology indicate the presence LSIL or HSIL, patients should be referred for HRA. If results indicate abnormal squamous cells of undetermined significance (ASC-US), testing for high risk HPV should be performed, and if present, the patient should be referred for HRA.29 Other expert opinion suggests consideration of screening for additional at-risk populations, including: 1) MSM not living with HIV > age 40, 2) persons with a history of HPV-associated genital cancers, 3) solid organ transplant recipients, and 4) other immunocompromised people not living with HIV.19 

The results of the Anal Cancer HSIL Outcomes Research trial (ANCHOR) published in 2022 have now demonstrated benefit to treating HSIL lesions in MSM with HIV above age 35 when compared with active monitoring, with a cumulative progression to anal cancer of 0.9% at 48 months in the treatment arm versus 1.8% at 48 months in the active monitoring group. While the trial showed benefit to screening, it also highlighted the need for better ways of preventing progression to anal cancer, as not all cancer was prevented even with treatment.30 Treating HSIL when present in patients above age 35 has also been shown to be cost effective in a separate study.31 

It is likely that screening patients with IBD would provide benefit, especially for those on long-term immunosuppression or with multiple risk factors for anal cancer. There is a paucity of data examining the effect of immunosuppressing medication use on anal cancer risk in IBD patients. In patients who receive immunosuppression for solid organ transplantation, the risk of anal SCC is estimated to be as high as 49.6 per 100,000 person-years, which is comparable to patients living with HIV. The risk was higher the further from transplantation. In a recent review of heart transplant recipients, the incidence rate for anal SCC was even higher, at 136 per 100,000.5,32 IBD patients receive long term immunosuppression, often life-long, which may put them at a similar risk level. Although not currently recommended by published society guidelines, given the risks outlined, screening for anal cancer (including DARE, cytology, and HRA when indicated) should be strongly considered for IBD patients, and especially when multiple risk factors are present, such as MSM status, history of anal intercourse, or cervical dysplasia. 

HPV Vaccination 

HPV vaccination has been available since 2006 and offers the promise of decreasing the burden of HPV and its related cancers by preventing initial HPV infection. The current pentavalent Gardasil 9 covers HPV 6 and 11, which cause genital warts, and HPV 16, 18, 31, 33, 45, 52, and 58 which are responsible for anogenital and head and neck cancers. Current Center for Disease Control guidelines recommend vaccination for persons between age 12 and 26, and can be initiated as early as age 9. Vaccination can be extended to age 45 if it is felt it would provide benefit after shared clinical decision making with the patient. A two-dose series is recommended between 9 – 15 years of age. A three-dose series is recommended after age 15 and in immunocompromised people.33 Testing for HPV subtypes prior to administering the vaccine is not recommended, and administering the vaccine can be beneficial even after sexual debut, especially in high-risk populations.19 

HPV vaccination is approved only for preventive use and not for therapeutic use. Vaccination against HPV has been evaluated in MSM living with HIV as an adjunctive therapy to prevent HSIL recurrence after HSIL treatment, but data is limited. In a prospective study of MSM diagnosed with HSIL, vaccination with the quadrivalent HPV vaccine was associated with decreased recurrence of HSIL at one- and two-years post HSIL treatment but was non-significant at three years after treatment.34 

In IBD patients, HPV vaccination is recommended following the same guidelines as for the general population.35 No studies have looked at immunogenicity of HPV vaccination in IBD patients on immunosuppression. Studies in other immunocompromised groups show lower antibody titers in these patients compared to healthy controls, but the clinical significance of lower titers and impact on efficacy is unknown.36 Adherence to HPV vaccination guidelines has not been studied in men with IBD. However, in women with IBD, knowledge of HPV vaccination and uptake is low, despite women being the initial population identified as benefiting from vaccination and the well-studied risks of cervical neoplasia in women with IBD.37 Therefore, it is likely that knowledge of HPV vaccination and uptake is even lower in men with IBD. 

CONCLUSION 

Anal cancer is a rare but increasingly prevalent cancer that disproportionately affects at-risk groups including patients with IBD. Progression to anal SCC typically occurs through development of HSIL. This lesion can be identified by cytology or high resolution anoscopy, and treatment has been found to decrease progression to anal squamous cell cancer. IBD patients are at increased risk for anal cancer, and providers taking care of IBD patients should ensure all IBD patients regardless of sex are vaccinated for HPV and discuss screening with patients. Open discussion of sexual orientation and practices with IBD patients will help to risk stratify, as MSM patients and those participating in receptive anal intercourse are at further increased risk.

Anal cancer incidence has been shown to increase with age in immunocompromised populations, and as IBD patients age in the biologic era, the risk of anal SCC may increase further with time. Further data is needed regarding the differential risk of various IBD phenotypes and the impact of IBD medications on anal cancer risk. Established guidelines suggest screening in persons living with HIV who are older than 35, but these guidelines are likely to evolve as the evidence in favor of screening specific groups grows. Comprehensive care of IBD patients requires an awareness of anal cancer risk and initiating screening and prophylaxis when appropriate.

Justin Field, MD Advanced IBD Fellow, UCSF Center for Colitis & Crohn’s Disease

Uma Mahadevan MD, Professor of Medicine, UCSF Center for Colitis and Crohn’s Disease

References 

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2. Beaugerie L, Carrat F, Nahon S, et al. High Risk of Anal and Rectal Cancer in Patients With Anal and/or Perianal Crohn’s Disease. Clinical Gastroenterology and Hepatology 2018;16(6):892-899.e2. DOI: 10.1016/j. cgh.2017.11.041. 

3. Thomas M, Bienkowski R, Vandermeer TJ, Trostle D, Cagir B. Malignant transformation in perianal fistulas of Crohn’s disease: a systematic review of literature. J Gastrointest Surg 2010;14(1):66-73. DOI: 10.1007/ s11605-009-1061-x. 

4. Kang YJ, Smith M, Canfell K. Anal cancer in high-income countries: Increasing burden of disease. PLoS One 2018;13(10):e0205105. DOI: 10.1371/journal. pone.0205105. 

5. Clifford GM, Georges D, Shiels MS, et al. A meta-analy­sis of anal cancer incidence by risk group: Toward a uni­fied anal cancer risk scale. Int J Cancer 2021;148(1):38-47. DOI: 10.1002/ijc.33185. 

6. Deshmukh AA, Suk R, Shiels MS, et al. Recent Trends in Squamous Cell Carcinoma of the Anus Incidence and Mortality in the United States, 2001-2015. J Natl Cancer Inst 2020;112(8):829-838. DOI: 10.1093/jnci/djz219. 

7. Touboul E, Schlienger M, Buffat L, et al. Epidermoid carci­noma of the anal canal. Results of curative-intent radiation therapy in a series of 270 patients. Cancer 1994;73(6):1569- 79. DOI: 10.1002/1097-0142(19940315)73:6<1569::aid-cncr2820730607>3.0.co;2-f. 

8. Slesser AA, Bhangu A, Bower M, Goldin R, Tekkis PP. A systematic review of anal squamous cell carcinoma in inflammatory bowel disease. Surg Oncol 2013;22(4):230- 7. DOI: 10.1016/j.suronc.2013.08.002. 

9. Segal JP, Askari A, Clark SK, Hart AL, Faiz OD. The Incidence and Prevalence of Human Papilloma Virus-associated Cancers in IBD. Inflamm Bowel Dis 2021;27(1):34-39. DOI: 10.1093/ibd/izaa035. 

10. Benson AB, Venook AP, Al-Hawary MM, et al. Anal Carcinoma, Version 2.2018, NCCN Clinical Practice Guidelines in Oncology. J Natl Compr Canc Netw 2018;16(7):852-871. DOI: 10.6004/jnccn.2018.0060. 

11. Darragh TM, Colgan TJ, Thomas Cox J, et al. The Lower Anogenital Squamous Terminology Standardization project for HPV-associated lesions: background and consensus recommendations from the College of American Pathologists and the American Society for Colposcopy and Cervical Pathology. Int J Gynecol Pathol 2013;32(1):76-115. DOI: 10.1097/PGP.0b013e31826916c7. 

12. Poynten IM, Jin F, Roberts JM, et al. The Natural History of Anal High-grade Squamous Intraepithelial Lesions in Gay and Bisexual Men. Clin Infect Dis 2021;72(5):853- 861. DOI: 10.1093/cid/ciaa166. 

13. Tong WW, Jin F, McHugh LC, et al. Progression to and spontaneous regression of high-grade anal squa­mous intraepithelial lesions in HIV-infected and unin­fected men. AIDS 2013;27(14):2233-43. DOI: 10.1097/ QAD.0b013e3283633111. 

14. Goldstone SE, Lensing SY, Stier EA, et al. A Randomized Clinical Trial of Infrared Coagulation Ablation Versus Active Monitoring of Intra-anal High-grade Dysplasia in Adults With Human Immunodeficiency Virus Infection: An AIDS Malignancy Consortium Trial. Clin Infect Dis 2019;68(7):1204-1212. DOI: 10.1093/cid/ciy615. 

15. Lin C, Franceschi S, Clifford GM. Human papillomavi­rus types from infection to cancer in the anus, according to sex and HIV status: a systematic review and meta-analysis. Lancet Infect Dis 2018;18(2):198-206. DOI: 10.1016/S1473-3099(17)30653-9. 

16. Svidler Lopez L, La Rosa L. Human Papilloma Virus Infection and Anal Squamous Intraepithelial Lesions. Clin Colon Rectal Surg 2019;32(5):347-357. DOI: 10.1055/s-0039-1687830. 

17. Joseph DA, Miller JW, Wu X, et al. Understanding the burden of human papillomavirus-associated anal can­cers in theUS. Cancer 2008;113(S10):2892-2900. DOI: https://doi.org/10.1002/cncr.23744.

18. Hicks CW, Wick EC, Leeds IL, et al. Patient Symptomatology in Anal Dysplasia. JAMA Surg 2015;150(6):563-9. DOI: 10.1001/jamasurg.2015.28. 

19. Barroso LF, Stier EA, Hillman R, Palefsky J. Anal Cancer Screening and Prevention: Summary of Evidence Reviewed for the 2021 Centers for Disease Control and Prevention Sexually Transmitted Infection Guidelines. Clin Infect Dis 2022;74(Suppl_2):S179-S192. DOI: 10.1093/cid/ciac044. 

20. Bejarano PA, Boutros M, Berho M. Anal Squamous Intraepithelial Neoplasia. Gastroenterology Clinics of North America 2013;42(4):893-912. DOI: https://doi. org/10.1016/j.gtc.2013.09.005. 

21. Goncalves JCN, Macedo ACL, Madeira K, et al. Accuracy of Anal Cytology for Diagnostic of Precursor Lesions of Anal Cancer: Systematic Review and Meta-analysis. Dis Colon Rectum 2019;62(1):112-120. DOI: 10.1097/DCR.0000000000001231. 

22. Cachay ER, Agmas W, Mathews WC. Relative accuracy of cervical and anal cytology for detection of high grade lesions by colposcope guided biopsy: a cut-point meta-analytic comparison. PLoS One 2012;7(7):e38956. DOI: 10.1371/journal.pone.0038956. 

23. Lam JO, Barnell GM, Merchant M, Ellis CG, Silverberg MJ. Acceptability of high-resolution anoscopy for anal cancer screening in HIV-infected patients. HIV Med 2018;19(10):716-723. DOI: 10.1111/hiv.12663. 

24. Davis KG, Orangio GR. Basic Science, Epidemiology, and Screening for Anal Intraepithelial Neoplasia and Its Relationship to Anal Squamous Cell Cancer. Clin Colon Rectal Surg 2018;31(6):368-378. DOI: 10.1055/s-0038- 1668107. 

25. Wei F, Gaisa MM, D’Souza G, et al. Epidemiology of anal human papillomavirus infection and high-grade squamous intraepithelial lesions in 29 900 men according to HIV status, sexuality, and age: a collaborative pooled analysis of 64 studies. Lancet HIV 2021;8(9):e531-e543. DOI: 10.1016/S2352-3018(21)00108-9. 

26. Shiels MS, Kreimer AR, Coghill AE, Darragh TM, Devesa SS. Anal Cancer Incidence in the United States, 1977-2011: Distinct Patterns by Histology and Behavior. Cancer Epidemiol Biomarkers Prev 2015;24(10):1548-56. DOI: 10.1158/1055-9965.EPI-15-0044. 

27. Jacot-Guillarmod M, Balaya V, Mathis J, et al. Women with Cervical High-Risk Human Papillomavirus: Be Aware of Your Anus! The ANGY Cross-Sectional Clinical Study. Cancers (Basel) 2022;14(20). DOI: 10.3390/cancers14205096. 

28. Ebisch RMF, Rutten DWE, IntHout J, et al. Long- Lasting Increased Risk of Human Papillomavirus- Related Carcinomas and Premalignancies After Cervical Intraepithelial Neoplasia Grade 3: A Population-Based Cohort Study. J Clin Oncol 2017;35(22):2542-2550. DOI: 10.1200/JCO.2016.71.4543. 

29. Hirsch BE, McGowan JP, Fine SM, et al. Screening for Anal Dysplasia and Cancer in Adults With HIV. Baltimore (MD)2022. 

30. Palefsky JM, Lee JY, Jay N, et al. Treatment of Anal High-Grade Squamous Intraepithelial Lesions to Prevent Anal Cancer. N Engl J Med 2022;386(24):2273-2282. DOI: 10.1056/NEJMoa2201048. 

31. Deshmukh AA, Chiao EY, Cantor SB, et al. Management of precancerous anal intraepithelial lesions in human immunodeficiency virus-positive men who have sex with men: Clinical effectiveness and cost-effective­ness. Cancer 2017;123(23):4709-4719. DOI: 10.1002/ cncr.31035. 

32. Roelandt P, Droogne W, Voros G, Van Aelst L, Rega F, van Cleemput J. Are heart transplant recipients more at risk for anal squamous carcinoma than other solid organ transplant recipients? Int J Cancer 2022;151(1):156-157. DOI: 10.1002/ijc.33994. 

33. Petrosky E, Bocchini JA, Jr., Hariri S, et al. Use of 9-valent human papillomavirus (HPV) vaccine: updated HPV vaccination recommendations of the advisory com­mittee on immunization practices. MMWR Morb Mortal Wkly Rep 2015;64(11):300-4. (https://www.ncbi.nlm. nih.gov/pubmed/25811679). 

34. Swedish KA, Factor SH, Goldstone SE. Prevention of recurrent high-grade anal neoplasia with quadrivalent human papillomavirus vaccination of men who have sex with men: a nonconcurrent cohort study. Clin Infect Dis 2012;54(7):891-8. DOI: 10.1093/cid/cir1036. 

35. Farraye FA, Melmed GY, Lichtenstein GR, Kane SV. ACG Clinical Guideline: Preventive Care in Inflammatory Bowel Disease. Am J Gastroenterol 2017;112(2):241-258. DOI: 10.1038/ajg.2016.537. 

36. Garland SM, Brotherton JML, Moscicki AB, et al. HPV vaccination of immunocompromised hosts. Papillomavirus Res 2017;4:35-38. DOI: 10.1016/j. pvr.2017.06.002. 

37. Waszczuk E, Waszczuk K, Bohdanowicz-Pawlak A, Florjanski J. Women with inflammatory bowel diseases have a suboptimal cervical cancer screening rate and are not aware of the recommended human papilloma virus vaccine. Gynecol Endocrinol 2018;34(8):656-658. DOI: 10.1080/09513590.2017.1416466.

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FUNDAMENTALS OF ERCP, SERIES #8

Stents…stents…stents! Biliary and Pancreatic Stents for ERCP!

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INTRODUCTION 

A large portion of the thousands of ERCP procedures performed the world over every day involve the placement of a stent in the bile ducts, the pancreatic ducts, or both. The clinical indications for stent placement can range from prevention of post-ERCP pancreatitis (PEP) to palliative decompression of the biliary system in cholangiocarcinoma patients. Depending on the clinical indication, the stent itself can be a permanent destination therapy to provide biliary decompression or a temporary therapy with multiple exchanges and up-sizing to help relieve the obstruction. Additionally, stents can be a very handy tool for a community gastroenterologist to 

 employ to help stabilize a patient, and act as a bridge while the patient awaits care with a senior therapeutic endoscopist at a tertiary referral center. Whatever the indication, the placement of a stent is, in general, a reliable, safe and easy modality. The ability to place a stent into the desired duct is a skill that every endoscopist who performs ERCP must master. 

Stents are small, thin, tubular tools made of biocompatible plastic, metal, or a combination thereof. The first stent placed via ERCP to provide biliary drainage was reported in 1980. The stent in this particular case was a plastic single-pigtail stent fashioned out of an angiography catheter.1 Although technically successful at relieving the obstruction, the stent ultimately migrated into the biliary tree. Following this, double-pigtail stents were designed to prevent migration out of the biliary tree to the duodenum or proximally into the bile ducts. Further innovations resulted in the creation of side flaps to keep stents in proper position without having to resort to pigtails, which can be cumbersome to deploy and remove at a later date. Theoretically, all stents provide drainage and ductal decompression, whether they are in the bile duct or the pancreatic duct. A “good” stent is one that is easy to deploy, with minimal risk of malfunction, and that is resistant to clogging by bacterial biofilm, stone or sludge particles, or enteric contents. 

This article will review the currently available biliary and pancreatic stents used in the context of ERCP, describing all types, subtypes, and permutations. We will also review the different roles for each of these stents and discuss the pros and cons of various stent designs. We will discuss stent deployment techniques, endoscopic requirements, and tools that help in stent placement. We will then share our experience with stent malfunctions and 

tips on troubleshooting if needed. Finally, we will talk about adverse events, stent patency duration and the need for repeat procedures. 

Plastic biliary stents 

Currently, multiple types of plastic stents (PS) are available commercially for use in ERCP. They come in various sizes, lengths, diameters and are made of different biocompatible plastic materials such as polyurethane, polyethylene and polytetrafluorethylene (Teflon). Polyethylene stents are the most common in current clinical practice. A comprehensive list of commercially available plastic biliary stents is summarized in Table 1. The manufacturers make a myriad of shapes including straight stents, stents with a duodenal bend, or a center bend to accommodate for the intraduodenal portion of the CBD, and with combinations of flaps or double pigtails to prevent stent migration. Proximal flaps prevent distal migration, distal flaps prevent proximal migration (somewhat counterintuitively). The multiple combinations of length, diameter, shape and flap helps the endoscopist to make an appropriate choice of stent for the patient on the procedure table. Commonly used diameters include 7, 8.5 and 10 Fr stents (1 Fr = 0.33 mm) with lengths ranging between 5 and 15 cm. (Figure 1)

The underlying clinical indication determines the utility of plastic stents, as they are limited by their fixed-diameter and durability. The size of the working channel of the duodenoscope limits the maximum size of plastic stent to 12 Fr (4 mm), although in practice most plastic biliary stents in common use do not exceed 10 Fr. The majority of the plastic stents occlude in about 50% of patients in a period of 4 to 6 months. Self-expanding metal stents (SEMS) overcome some of these limitations. Although initially used as a permanent therapy for palliative purposes in patients with malignant biliary strictures, SEMS are now increasingly being used for benign indications as well. 

Metal biliary stents 

In the past, biliary self-expanding metal stents were made of stainless steel. Today, majority of the commercially available biliary SEMS are made of a nickel-titanium alloy known as nitinol. Nitinol became popular owing to its superior biocompatibility and ‘thermal memory’ properties. Nitinol stent was initially developed by the U.S. Navy. Its ‘thermal memory’ property allows the stent to be made at a certain diameter, cooled and compressed onto a delivery system. When deployed, the nitinol mesh tends to expand back to its original shape when exposed to body heat, thereby providing excellent dilation and durability in the treatment of biliary strictures. 

Biliary SEMS are available as uncovered (UC-SEMS), partially covered (PC-SEMS) or fully covered (FC-SEMS) devices. (Figures 2 and 3) The covering membranes are made from various materials, the common ones being silicon, polyurethane or polytetrafluoroethylene. Table 2 summarizes the various commercially available uncovered biliary SEMS. Biliary SEMS have lengths ranging from 4 to 12 cm and diameters from 6 to 10 mm. The stents come mounted on a delivery system with diameters ranging from 5.0 to 10.5 Fr. A 0.035 diameter wire can usually be threaded into the system for placement into the biliary tree. 

All SEMS are highly visible on fluoroscopy and additionally, the delivery systems have radiographic markers at both ends to enable visualization of placement before deployment. Individual stent types may be more visible than others. The outer sheath of the system is transparent allowing for visualization of the distal end of the stent during release as a means of reducing the risk of mis-deployment. Some stents can be recaptured until 80% of their deployment has been achieved but others cannot be re-constrained at all i.e. Viabil stents. Some commercial brands have a ‘point of no return’ marker on the stent delivery system, beyond which re-constrainment can no longer be achieved. Some, but not all, PC-SEMS and FC-SEMS have flanges at the ends to prevent migration. Additionally, to aid removal these devices can have a string or a lasso or even a prominent metal strut at one of the ends, which can be pulled with any grasping forceps to collapse the stent and allow it to be removed in one piece. Table 3 and Table 4 summarize the commercially available PC-SEMS and FC-SEMS, respectively. 

Mechanical properties of biliary metal stents 

The mechanical properties of a metal stent are defined by the stent design, type of metal used, covering materials and the braid pattern. Clinical outcomes are primarily affected by the radial and axial forces exerted by the SEMS that result from a combination of these factors. The radial force determines the patency of the stent by counteracting the inward force of a stricture. The immediate expansion of a SEMS is usually partial after deployment. With time, usually a few days after deployment, the ‘shape memory’ of the metal alloy gradually expands the SEMS to its full capacity. In some SEMS, the axial force maintains conformability of the stent to the duct in which it is placed. 

FC-SEMS can be further classified into laser-cut and braided SEMS. Braided SEMS are also sometimes referred to as woven. Laser-cut FC-SEMS have larger cells and mesh as compared to the braided type and demonstrate minimal to no stent foreshortening due to lower axial forces. These features, by and large, enable accurate placement in the desired location. 

SEMS made out of biodegradable materials and FC-SEMS with chemotherapy drug eluting properties have long been being investigated for use in malignant biliary strictures, but have yet to come to market.2 Data for biodegradable biliary stents is limited at this time. In a single center retrospective analysis of adult patients who underwent percutaneous placement of biodegradable biliary stents for post-liver transplant biliary strictures, the patency rate was 80% (n = 12/15) at 12-months follow-up.3 A large, multicenter, prospective study from Spain demonstrated stent patency rates of 78.9% at 60-months follow up with percutaneous placement of biodegradable biliary stents for benign strictures. Only 12% (n = 18/40) needed a second stent placement.4 

SEMS with drug-eluting properties are not available for commercial use at this time. In drug-eluting stents, the stent covering is impregnated with therapeutic agents such as 5-fluorouracil, paclitaxil and gemcitabine with the goal of chemotherapy drug delivery at the tumor site. Theoretically, the idea underpinning a drug-eluting biliary stent is to prevent tumor in-growth in addition to local cancer treatment, but in practice this has been difficult to demonstrate. A meta-analysis of limited data demonstrated no added benefit of a drug eluting biliary metal stent as compared to covered SEMS.5 Biliary stents complexed with chemicals such as sodium cholate and EDTA (ethylenediaminetetraacetic acid) have been found to help dissolve biliary stones, but these are not commercially available.6

Clinical indications 

Common clinical situations where a stent is indicated in an ERCP procedure are as follows: 

benign and malignant bile duct strictures, chronic pancreatitis related bile duct strictures, post liver transplantation or surgery related post anastomotic strictures, bile leaks, bile duct stones with incomplete clearance or large duct stones that need endoscopic electro-hydraulic lithotripsy, post-sphincterotomy bleeding, and primary sclerosing cholangitis, among others. Common causes of malignant biliary obstruction include cholangiocarcinoma, pancreatic adenocarcinoma, ampullary carcinoma, metastatic disease to the liver, lymphadenopathy of porta hepatis nodes or metastatic disease. 

Stent choice

The clinical indication, cholangiogram findings and overall disease prognosis can help guide the endoscopist’s decision regarding a temporary or permanent stent requirement. Based on that, the decision for plastic or metal stents can be made. Theoretically, either a plastic stent or a metal stent can be used for palliation in patients with malignant biliary obstruction. A larger size plastic stent (10 Fr or above) provides better patency than smaller size (7 Fr or lower) for obvious reasons. A metal stent, on the other hand, is designed with a larger diameter with goals to achieve a longer duration of patency as compared to plastic stents, and can reduce the rate of re-interventions. In a large meta-analysis, SEMS and PS were comparable in the palliation of malignant biliary strictures; however, SEMS demonstrated longer stent patency, lower complications and fewer re-interventions.7

An uncovered SEMS is almost always used in the therapy of patients with malignant biliary strictures with the goal of palliation. UC-SEMS are associated with a lower rate of migration compared to a FC-SEMS. UC-SEMS are subject to tumor ingrowth and are, for all intents and purposes, permanent and not removable. (Figure 4 and Figure 5) Nevertheless, an UC-SEMS would be the ideal choice in situations where stenting is required across side branches, the cystic duct orifice in patients with an intact gallbladder, or in patients with cholangiocarcinoma in order to avoid blockage of the ducts being traversed. (Figure 6) 

FC-SEMS on the other hand, have demonstrated longer patency as compared to UC-SEMS. However, sludge formation and stent migration can occur with these devices. Newer FC-SEMS with anti-migration systems have been developed to limit stent migration events. The Hanaro M.I Tech stent has ‘anchoring flaps’ in the proximal end, flared ends to prevent migration; and comes with one proximal and one distal end lasso for easy retrieval. The Viabil stent system from Gore & Associates, Inc., has fully covered ‘anchoring fins’ that reduce the rate of migration and this device has a non-foreshortening design to enable precise stent placement. 

As mentioned earlier, FC-SEMS can be further classified into laser-cut and braided stents. Laser-cut FC-SEMS have larger cells and mesh as compared to the braided type and demonstrate minimal to no stent shortening due to lower axial force. These features promote easy and accurate placement in the desired location. However, laser-cut stents are generally uncovered and are difficult to remove in patients with recurrent malignant biliary obstruction. Data is limited as to the comparative efficacy of laser-cut FC-SEMS to braided FC-SEMS. In a retrospective study from Japan that assessed 47 patients (24 laser-cut stents and 23 braided), braided FC-SEMS demonstrated a longer time to recurrent biliary obstruction as compared to laser-cut FC-SEMS. Stent migration rates were comparable between the two.8 

Choosing a stent length 

The choice of length of the stent to be deployed is based on the assessment of the length of the stricture as seen on cholangiogram. Very often this assessment is based on the endoscopist’s experience. Ideal positioning of the stent should allow for drainage of bile from a location above the proximal end of a stricture. This can be achieved by positioning the stent at least 1-2 cm above the upper edge of the stricture as visualized on the fluoroscopy image and the intestinal end should extend at least 1cm into the duodenum. A given stent length usually reflects the entire length of the stent, however in some stent types this length might represent the portion between the flaps. The endoscopist should always check the information on the cover of the stent package before opening it to ensure proper understanding of the device being selected. 

Assessing the length of a stricture can be carried out in multiple ways. The endoscopist can use the initial cannulating catheter to gauge the length by measuring the distance from the top end of the stricture on the fluoroscopy image to just when the catheter tip is out of the papilla on the endoscopic view. During the entire process of the withdrawal, the endoscopist holds the cannulating catheter outside the biopsy port to measure the length or mark the cannulating catheter at the biopsy port before initiating the withdrawal. The radiograph length on the fluoroscopy can be used as well to assess the length, with the duodenoscope providing a ruler in each image. Some catheters have fluoroscopic markers to aid in the measurement of the length of a stricture. Dilation balloon catheters have radio-opaque markers which can be used to measure the length as well. In practice, many experienced endoscopists can “eyeball” the stenosis length with great accuracy without the aid of devices to measure it precisely. 

Delivery system and accessories 

A variety of stent delivery systems make the deployment process possible. Plastic stents <8.5 Fr can be placed directly over a guidewire and pushed into position using a pusher tube or with a sphincterotome, a balloon catheter, or other wire-guided devices. A key aspect in this technique is to be careful not to inadvertently push the stent fully into the bile duct, as pulling it back out into position would then require an additional modality such as using a ‘raptor’ or ‘rat-tooth’ forceps and can consume significant time. Using a guidewire helps provide rigidity to the stent and keeps it stable when being advanced across the stricture or above a stone. Once the stricture margins are defined by contrast injection following deep cannulation and wire insertion, the guidewire must be placed well proximal to the stricture into the bile ducts. More than one guidewire might be necessary based on the duct systems to be drained to achieve resolution of cholestasis. 

All standard duodenoscopes have a 4.2 mm working channel that can accommodate stents up to 11.5 Fr. A 3.7 mm operative channel can accommodate a PS up to 10 Fr. Usually, an 8.5 Fr stent can be placed without the need for sphincterotomy or stricture dilation. A 10 Fr stent may require sphincterotomy and/or stricture dilation. However, placing more than one stent would, in general, require sphincterotomy depending on the size of the native papilla. Similarly, dilation of the stricture might be needed to accommodate the stents being placed. When needed, stricture dilation can be achieved by various tools, such as a biliary dilation balloon or a Soehendra biliary dilation catheter. Rarely, a Soehendra stent retriever or a RFA (radiofrequency ablation) catheter can be used to open ‘dilation-resistant’ strictures. 

Stent placement Plastic stent placement 

Based on the stent delivery systems, either the inner guiding catheter alone or with the stent is advanced over the guidewire. Minimal resistance and easy passage should always be felt, and unwanted excessive pressure should be avoided while passing any stent system. The elevator must remain closed when advancing the stent system into the working channel. When the stent impacts the elevator, it is gently opened to reveal the tip of the stent system, and the stent and any delivery system is advanced over the guidewire into the papilla. A short endoscopic position is often helpful in maintaining a stable position. 

The stent is often advanced into position by repeated small ‘open close’ movements of the elevator with gentle stable push from the endoscopist. This is also sometimes referred to as “walking the stent up the duct.” This ensures small step-by-step advancement of the stent into the biliary duct. Once an optimal positioning is ascertained on the radiograph image, the inner guiding catheter and/or guidewire is then removed while the endoscopist maintains forward pressure for the stent to deploy in the right position. A post-placement radiograph image should be checked to ensure contrast medium drains through the stent and that image is often saved for documentation purposes. The final placement of a pigtail plastic stent differs slightly in that the duodenoscope has to be partially withdrawn to endoscopically visualize and make room for the intestinal pigtail segment to allow it to open up and curl into proper position. 

When placing multiple stents, it could be a useful strategy to place a slightly longer stent first to reduce the risk of proximal migration due to friction alongside the walls from the subsequent stent. Use of a sterile lubricant such as silicon spray can sometimes help reduce friction, but in practice is rarely needed. 

Metal stent placement 

The majority of the steps involved in metal biliary stent placement are similar to those used during the plastic stent deployment. In most cases, the release of a SEMS is performed under endoscopic and fluoroscopic guidance. Unlike a PS, the SEMS is constrained on the delivery system catheter by an outer plastic sheath or a string release mechanism. After the stent, constrained onto the delivery system, is advanced into the bile duct and the correct position is finalized over a guidewire, the outer sheath is gradually and carefully withdrawn. During the deployment process, the stent should be maintained at the correct position by maintaining a back-tension on the device, as it tends to move away from the endoscope and proximally into the duct if left unattended. If such proximal displacement occurs, the majority of SEMS can be recaptured as long as the deployment is up to 80% complete. Successful deployment of a biliary SEMS requires prior knowledge of the stent system, its foreshortening properties, and a good communication between the endoscopist and the technician to adjust and avoid mis-deployment before the stent can be recaptured. 

A final cholangiogram picture should be captured to check, confirm and document stent placement. Endoscopic and fluoroscopic images showing the passage of bile and contrast, respectively, can be used to confirm successful biliary drainage. If the SEMS has been deployed in an excessively proximal position, it can be pulled into position immediately after deployment with a snare or a rat-tooth grasping device and adjusted distally, even if it is an uncovered SEMS. In cases where the SEMS is deployed too distally, often hanging low into the lumen of the duodenum, the stent can either be removed and replaced with a new stent or, rarely, the excess luminal portion of the stent can be cut using argon plasma coagulation. In practice it is easier to adjust a SEMS into a more distal position than into a more proximal one. Excessive stent length in the duodenum can result in ulceration, bleeding and, rarely, perforation of the contralateral duodenal wall. 

Suprapapillary placement of a biliary SEMS is often warranted in patients with malignant proximal biliary strictures, involving the hepatic hilum or locations above. In these patients, the length of the SEMS might not be adequate to traverse the ampulla. Indeed, if the stricture is very proximal, there is often no reason to bridge the entire stent down to the duodenum. In these patients, the stent can be placed fully within the biliary tree. Such stents are referred to as “fully internalized” or “all internal” stents. In patients who have not undergone prior biliary sphincterotomy, fully internalized stents provide a theoretical advantage of preventing duodenal content reflux into the bile duct. In general, fully internalized stents can be accessed from below via ERCP on subsequent procedures, if required. 

Biliary drainage 

Knowledge about drainage holes on any given stent is paramount to achieve the best and sustained results of biliary decompression. The location of end holes and side holes must be taken into account. The drainage hole distribution is different in a straight PS with end flaps as compared to double pigtail plastic stent. Stents bearing the same brand name can differ based on the presence or absence of side drainage holes, such as the Viabil FC-SEMS. Challenging situations can arise when obstructions extend into multiple side branches of the bile ducts (as in Bismuth type 4 cholangiocarcinoma). More than one plastic stent might be needed in such situations to achieve adequate palliation. 

Distal biliary drainage 

Benign indications 

Distal biliary obstructions are one of the most straightforward clinical indications for stent placement. In situations of short, benign distal biliary strictures such as seen in chronic pancreatitis patients, post-sphincterotomy ampullary strictures or idiopathic cases, a 8.5-10 Fr, 5 cm PS would usually be ideal. Sometimes, multiple stents can be placed alongside to help dilate the ampulla. Data supports the placement of more than one wide bore PS, side-by-side, to achieve best clinical outcomes as compared to one 10 Fr PS. This strategy demonstrated excellent effectiveness (80% to 90%) in the treatment of postoperative biliary strictures.9 In modern practice, the idea of placing multiple PS in a side-by-side manner has mostly given way to the placement of a single FC-SEMS for ease of placement and simplicity. In cases of irretrievable bile duct stones, plastic pigtail stents are usually better suited than straight plastic stents for maintaining drainage over the long term. An important limitation when PS are used is the need to undergo multiple ERCP procedures for stent exchange. In vitro studies exist that have analyzed stents that elute chemicals like sodium cholate and EDTA with goals of dissolving biliary stones.2

These stents are still experimental and are not commercially available. 

The placement of a FC-SEMS instead of multiple PS can reduce the number of repeat ERCPs needed for stent exchange. A meta-analysis of eight RCTs comparing covered SEMS to multiple PS in benign biliary strictures, demonstrated comparable stricture resolution rate (risk ratio = 1.02, 0.96- 1.1) and stricture recurrence rate (risk ratio = 1.68, 0.72-3.88). However, the mean number of ERCPs was significantly lower with covered SEMS.10 The FC-SEMS were left in-situ for 10-12 months in chronic pancreatitis patients and 4 to 6 months in post liver-transplant patients.10 The Wallflex RMV stent by Boston Scientific is approved by US FDA for an indwell time of 12-months in the treatment of biliary strictures secondary to chronic pancreatitis. 

Although SEMS are more expensive than PS, the overall lesser number of repeat ERCP procedures with SEMS as compared to PS seems to offset the overall cost. Covered SEMS are avoided by some endoscopists if the gallbladder is still present to avoid potential cystic duct occlusion and the risk of cholecystitis. If unavoidable, a small plastic stent can be placed inside the cystic duct prior to placing a FC-SEMS in the CBD, but in practice this is rarely performed. Similarly, acute pancreatitis secondary to pancreatic duct obstruction is also reported when FC-SEMS are used. Nonetheless, FC-SEMS are widely used in patients with and without an intact gallbladder in current clinical practice. 

Malignant indications 

Data thus far have demonstrated comparable clinical outcomes in terms of technical and therapeutic success rates, mortality and overall adverse events between SEMS and PS in patients with malignant biliary obstruction.7 A meta-analysis of twelve studies reported superior performance of covered SEMS as compared to UC-SEMS in prevention of recurrent biliary obstruction in patients with malignant distal biliary obstruction. The pooled mean difference was 45.51 days (11.79-79.24) longer with a covered SEMS. However, rates of stent migration, sludge formation and tissue overgrowth were higher with covered SEMS and tissue ingrowth was noted more frequently in patients receiving UC-SEMS.11 Data comparing PC-SEMS and FC-SEMS are limited. PC-SEMS might have better clinical performance in terms of time to recurrent biliary obstruction secondary to malignancy. In a retrospective study of 101 patients who received SEMS for unresectable malignant distal biliary obstruction (44 UC-SEMS, 28 PC-SEMS, 29 FC-SEMS), no survival differences were noted, however median time to recurrent biliary obstruction was 199 days, 444 days & 194 days respectively with UC-SEMS, PC-SEMS and FC-SEMS.12 

Proximal biliary obstruction 

Patients presenting with cholestasis secondary to hilar or more proximal biliary obstruction can present interesting challenges for successful stent placement. Cross-sectional imaging with CT or MRI is generally obtained and reviewed prior to planning the procedure to ascertain the anatomy and plan the modality of stent placement. 

Many patients with proximal biliary obstruction warrant consideration of bilateral stent placement. Biliary drainage in these patients is technically challenging even for experienced endoscopists, as there is often very little room for stents to fit at a hilum already crowded via tumor. Bilateral drainage can be achieved by either a ‘side-by-side’ stent insertion or a ‘stent-in-stent’ technique. To achieve this, two or more guidewires are placed inside the biliary systems to be drained, followed by placement of equal sized or one big and one small caliber plastic stents depending on the intra-procedure situation. 

SEMS can also be used to treat hilar obstruction, usually in patients with unresectable disease. Bilateral SEMS placement is also technically challenging and complicated by the self-expanding nature of these devices. I.e., the first stent may take up more than its “share” of the room at the hilum, and the placement of the second SEMS is often more difficult than the first. In the ‘stent-in-stent’ technique, a balloon dilation is performed through the meshes of the first stent followed by placement of the second stent through the widened mesh, if needed. Some SEMS come designed with large diameter mesh cells to facilitate deployment of the second SEMS. Niti-S (Taewoong Medical, South Korea) and Flexxus (ConMed, California, USA) have large mesh areas to allow passage of a second SEMS. Additionally, smaller stent delivery introducers like the 6 Fr introducer, Zilver 635 (Cook Medical, Bloomington, Indiana, USA); can come very handy. 

Post-procedure cholangitis is a risk if both lobes of the liver are opacified with contrast and liver segments are not fully drained via stent placement. Contrast injection is often kept to a minimum to avoid bacterial seeding into the obstructed/non-draining portions of the intrahepatic ducts. Drainage of both lobes of the liver is usually recommended. However, in a multicenter, international retrospective study, bilateral stent placement was associated with higher risk of death and adverse events in the treatment of cholangiocarcinoma.13 Therefore, the issue is not decided. Selective drainage of specific liver areas can be planned and performed based on preprocedural review of MRCP images. Sometimes, additional percutaneous biliary drainage might be needed to achieve adequate decompression of the obstructed areas. 

Preoperative stent placement 

In preoperative patients, a Monte Carlo decision analysis study and a meta-analysis of five studies that compared SEMS to PS, concluded that in patients with resectable distal pancreaticobiliary cancer, the placement of a short-length UC-SEMS provided equal or superior efficacy and reduced overall cost as compared to PS placement. An infra-hilar placement of a 4 to 6 cm SEMS should be considered on a patient-by-patient basis before anticipated resection.14,15 In clinical practice, this approach is widely used. 

Adverse events 

Post-ERCP pancreatitis is more often related to the ERCP procedure per se than to the stent itself. Data seems to suggest that sphincterotomy is not protective against post-ERCP pancreatitis before placing a stent in patients with distal biliary obstruction. On the contrary, in patients with biliary leak, sphincterotomy demonstrated risk reduction in prevention of post-ERCP pancreatitis.16 Immediate adverse events related to stent placement include device related issues, including failure to deploy and malpositioning. Failure to adequately lubricate the delivery device channels can, on rare occasions, cause arrested withdrawal of the outer sheath resulting in deployment failure and/or a misplaced stent. 

Other adverse events related to stent placement can include cholangitis, hemobilia and bile duct or luminal perforation. Ineffective drainage of segments opacified during cholangiogram can lead to cholangitis. Persistent cholangitis despite antibiotics can warrant a repeat procedure. Stent placement in a patient with a friable tumor can cause hemobilia. Retrieval of blood clot might sometimes be necessary if causing clinically significant cholestasis. However, the majority of hemobilia usually self resolves without causing any clinically significant issues. A malpositioned stent can cause ulceration, perforation and bleeding of the contralateral duodenal wall. 

Commonly reported stent-related late adverse events are migration and occlusion. Tumor ingrowth, biliary sludge, biofilm formation, cell hyperplasia and food-bezoar are common causes for stent occlusion. Migration is more common with FC-SEMS and cholecystitis can occur with FC-SEMS in patients with intact gallbladder as previously mentioned. 

Pancreatic duct stents 

Pancreatic duct (PD) stents are usually plastic stents of small caliber. Usually, 3 to 7 Fr in terms of size. The stent diameter size is chosen based on the clinical indication. 3 to 5 Fr are usually used for prevention of post-ERCP pancreatitis in high-risk patients, with 5 Fr being the most commonly employed. The goal is for the stent to aid in pancreatic fluid drainage and provide pancreatic duct decompression. A 5 Fr x 5 cm unflanged pancreatic duct stent is usually ideal to prevent post-ERCP pancreatitis, but individual opinions on stents vary and many options are available. Various commercially available pancreatic duct stents are summarized in Table 5. Pancreatic stents are available as straight stents, single pigtails, double pigtails, and with or without internal and/ or external flaps. 

In addition to end drainage holes, all pancreatic duct stents come with multiple side holes to aid drainage of secretions via pancreatic side-branches. Stents with anti-migration side flaps are used when spontaneous stent passage is undesirable such as in patients with chronic pancreatitis induced PD strictures, pancreatic duct stones, etc. A stent without internal flaps is popular for prophylaxis of post-ERCP pancreatitis as it can spontaneously pass in a few days after placement, while others prefer stents with internal flaps that need to be retrieved at a later date to ensure that the stent does not migrate, which may produce a superior effect when reducing post-ERCP pancreatitis rates. (Figure 7) 

Placement of a pancreatic duct stent involves a guidewire into the pancreatic duct to a point deep enough that the wire is stable. This is usually performed when the site of pathology is identified on pancreatogram, i.e., a stricture. The pancreatic duct stents are passed over the guidewire, generally without an inner guiding catheter/delivery system as they are often not needed. A pusher tube or similar device such as standard catheter, balloon catheter or the sphincterotome can be used to push most pancreatic stents into position. Dilation of the lesion can be performed if necessary prior to stent placement. With the pusher catheter in position, the guidewire is removed, and the stent is left in place after the pusher catheter is withdrawn. 

The Taewoong Medical, Bumpy – Niti – S stent is a SEMS designed for drainage of the main pancreatic duct. It has an atypical mesh design with irregular cell sizes that exert different radial forces in different sections of the stent. Owing to this property, the stent does not completely compress and occlude the PD side branches. Other FC-SEMS can be used off-label with good results; however, the size, length and drainage holes should be considered for effective clinical outcomes. To enable smooth placement, pre-dilation of the PD stricture is sometimes helpful, which can be usually achieved with a small sized balloon such as the Hurricane 4 mm by 4 mm balloon. 

Placing a short, small caliber pancreatic duct stent can be risky for inadvertent deep placement. An inward migrated pancreatic duct stent can be very difficult to retrieve. Maneuvers to try and retrieve the stent can result in further distal displacement into a side branch or to the pancreatic tail. A single pigtail stent with the pigtail in the duodenum is available in such situations and in situations where deep pancreatic duct drainage is warranted such as in cases with pancreatic leak in the distal body or tail of the pancreas, or a disconnected duct, although even stents with external pigtails can migrate proximally. Proximally migrated pancreatic duct stents can be difficult to remove and often require significant interventions. 

Future directions 

The 1980s witnessed the introduction of SEMS for the treatment of biliary obstruction in the context of ERCP. Bare metal SEMS paved the way for partially covered and fully covered metal stents with various biocompatible polymer coatings to prevent tissue ingrowth. Multiple sizes and shapes of SEMS are being investigated with goals of easy delivery, reduced rates of migration and enhanced durability. 

Biodegradable biliary stents and drug eluting biliary stents might gather increasing attention over the next many years. A fully biodegradable helical structured biliary stent ARCHIMEDES developed by Q3 Medical Devices Ltd., has obtained CE certification in 2018. Studies have evaluated the clinical outcomes of PDX biliary stent made by ELLA-CS, Hradec Kralove, Czech Republic. Effectiveness and safety have been demonstrated in the treatment of benign biliary strictures secondary to liver transplantation.2 These biliary stents have been designed with three rates of degradation (fast, medium, and slow) to meet patients’ needs based on the clinical condition being treated. 

Research is underway on inventing the best possible biodegradable polymer that can withstand as well as be compatible with pancreatico-biliary enzymes. Biodegradable magnesium alloys have been considered potential options after their excellent performance in the cardiovascular field. UNITY-B developed by Q3 Medical Devices Ltd., is one such magnesium based biodegradable stent developed for use in biliary strictures that has obtained CE certification. 

As with drug eluting SEMS, drug eluting biodegradable biliary stent is another area of exciting research. Multiple chemotherapeutic drugs are being investigated with various biodegradable polymers. Studies at this time are limited to in-vitro porcine models. Innovative stents designed using 3-Dprinting technology and made by tissue engineering approach, with goals of customizing it to individual patient anatomy, sounds more exciting than ever.2 

In conclusion, placement of a biliary and/or pancreatic stent is an integral skill to know and master in ERCP procedures. Multiple stent types exist with a myriad of shapes, sizes, lengths, anti-migration flaps, and drainage holes for the endoscopist to choose from. The choice of stent should be based on the clinical indication, underlying pathology, cholangiogram findings and anticipation of repeat procedures. Although the stent systems are manufactured with easy-to-use standard mechanisms, subtle nuances in the deployment process of certain stents must be taken into account, and measures should be taken to avoid deployment complications. 

References 

  1. Soehendra N, Reynders-Frederix V. Palliative bile duct drainage-a new endoscopic method of introducing a transpapillary drain. Endoscopy 1980;12:8-11. 
  2. Song G, Zhao HQ, Liu Q, et al. A review on biodegrad­able biliary stents: materials and future trends. Bioactive Materials 2022;17:488-495. 
  3. Abulqasim S, Arabi M, Almasar K, et al. Percutaneous Transhepatic Biodegradable Biliary Stent Placement for Benign Biliary Strictures. Digestive Disease Interventions 2021;5:307-310. 
  4. De Gregorio MA, Criado E, Guirola JA, et al. Absorbable stents for treatment of benign biliary strictures: long-term follow-up in the prospective Spanish registry. Eur Radiol 2020;30:4486-4495. 
  5. Mohan BP, Canakis A, Khan SR, et al. Drug Eluting Versus Covered Metal Stents in Malignant Biliary Strictures-Is There a Clinical Benefit?: A Systematic Review and Meta-Analysis. J Clin Gastroenterol 2021;55:271-277. 
  6. Huang C, Cai X-B, Guo L-L, et al. Drug-eluting fully covered self-expanding metal stent for dissolution of bile duct stones in vitro. World Journal of Gastroenterology 2019;25:3370. 
  7. Almadi MA, Barkun A, Martel M. Plastic vs. Self- Expandable Metal Stents for Palliation in Malignant Biliary Obstruction: A Series of Meta-Analyses. Am J Gastroenterol 2017;112:260-273. 
  8. Kitagawa K, Mitoro A, Ozutsumi T, et al. Laser-cut-type versus braided-type covered self-expandable metallic stents for distal biliary obstruction caused by pancreatic carcinoma: a retrospective comparative cohort study. Clin Endosc 2022;55:434-442. 
  9. Costamagna G, Pandolfi M, Mutignani M, et al. Long-term results of endoscopic management of postoperative bile duct strictures with increasing numbers of stents. Gastrointest Endosc 2001;54:162-168. 
  10. Kamal F, Ali Khan M, Lee-Smith W, et al. Metal versus plastic stents in the management of benign biliary stric­tures: systematic review and meta-analysis of randomized controlled trials. European journal of gastroenterology & hepatology 2022;34:478-487. 
  11. Yamashita Y, Tachikawa A, Shimokawa T, et al. Covered versus uncovered metal stent for endoscopic drainage of a malignant distal biliary obstruction: Meta-analysis. Digestive Endoscopy 2022;34:938-951. 
  12. Yokota Y, Fukasawa M, Takano S, et al. Partially covered metal stents have longer patency than uncovered and fully covered metal stents in the management of distal malignant biliary obstruction: a retrospective study. BMC gastroenterology 2017;17:1-10. 
  13. Staub J, Siddiqui A, Murphy M, et al. Unilateral ver­sus bilateral hilar stents for the treatment of cholan­giocarcinoma: a multicenter international study. Ann Gastroenterol. 2020 Mar-Apr;33(2):202-209. 
  14. Chen VK, Arguedas MR, Baron TH. Expandable metal biliary stents before pancreaticoduodenectomy for pan­creatic cancer: a Monte-Carlo decision analysis. Clinical Gastroenterology and Hepatology 2005;3:1229-1237. 
  15. Crippa S, Cirocchi R, Partelli S, et al. Systematic review and meta-analysis of metal versus plastic stents for pre­operative biliary drainage in resectable periampullary or pancreatic head tumors. European Journal of Surgical Oncology (EJSO) 2016;42:1278-1285. 
  16. Sofi AA, Nawras A, Alaradi OH, et al. Does endo­scopic sphincterotomy reduce the risk of post-endoscopic retrograde cholangiopancreatography pancreatitis after biliary stenting? A systematic review and meta-analysis. Digestive Endoscopy 2016;28:394-404. 

Babu P. Mohan MDDouglas G. Adler MD2

1Orlando Gastroenterology PA, Orlando, FL

2Gastroenterology, Center for Advanced Therapeutic

Endoscopy, Centura Health, Denver, CO

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MEDICAL BULLETIN BOARD

Young Adult Population-Hepatitis Viruses Main Target

Concerned about the alarming increase in hepatitis infections among the country’s vulnerable young adult population, LHI has teamed up with John Parkinson, Assistant Managing Editor at Contagion Live to arm teens and their caregivers with information needed to understand why and how to protect their life supporting liver that is under attack by hepatitis A, B, and C. Attached is a link to a brief article called Talking to Teens About Hepatitis that explains a few of the basics about the viruses and how they invade our bodies and make their way to our amazing liver. Once there they attack its millions of microscopic miracle-performing liver cells that convert the food we ingest into hundreds of life creating and sustaining body parts and functions 24/7, turning them into scar tissue called cirrhosis. 

Visit contagionlive.com/view/talking-to-teens-about-hepatitis to pick up some tips on talking to your kids.

 Two teens share their “take” on the information provided in a video called Give Your Liver a Break, encouraging their peers to avoid the tragic consequences of “ignorance” about the liver and how sneaky invisible hepatitis viruses can invade their bodies and cause havoc to their internal life supporting chemical refinery, their amazing miracle working liver. View the award winning video on LHI’s website at Liver-health.org.

Six teens involved in a community Substance Abuse Prevention program reaching out to their peers calling attention to the hazards of misuse and abuse of drugs and alcohol attended a brief zoom meeting to learn about their body’s mysterious life creating liver cells (quazi computer chips) that they take for granted every day. Obviously, they were surprised to learn about the hundreds of amazing life creating and sustaining tasks their amazing microscopic liver cells perform 24/7. To empower them to share what they learned, we share personalized, understandable, relatable and even entertaining descriptions of some of the liver’s daily miracles that keep our bodies functioning non stop. The key to their success is sharing what they have learned. 

Learn more about the successes we have had providing 20–30 minute zoom training sessions for various age groups from teens to seniors, empowering them to protect themselves and to share information learned with others. Understanding how to protect the liver SAVES LIVES. 

Effective teaching tools are available. Just give us a call: 

Thelma King Thiel, Chair 

Phone: 301-625-9076 

Email: livrlady@gmail.com 

Website: liver-health.org 

Twitter: @the_liver_lady

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