LIVER DISORDERS

An Enhancing Review of Focal Liver Lesions

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Liver lesions are commonly encountered in our current practice of medicine. Focal liver lesions
encompass the cystic and solid lesions that providers may encounter. Lesions vary greatly.
Most encountered lesions are benign. These include common lesions like the hemangioma,
simple cyst, and focal nodular hyperplasia, or the rarer hepatic adenoma. If uncomplicated,
these lesions rarely need intervention. Malignant lesions are also encountered. These nefarious
lesions include hepatocellular carcinoma and cholangiocarcinoma. Though less common than
benign lesions, these malignant lesions are still frequently identified in clinical practice. Given
the plethora of liver lesions and the various methods for evaluation, it is prudent for primary
care providers and specialists alike to be familiar with this topic. This review aims to highlight
salient information regarding characteristics focal liver lesions and modalities for evaluation.

 INTRODUCTION 

Our modern practice of medicine is rich with information. The widespread use of abdominal imaging for diagnostic and screening purposes has led to an increase in the detection of liver lesions, many of which are discovered incidentally. Furthermore, advances in radiologic techniques and equipment have greatly improved the accuracy when characterizing liver lesions into benign versus malignant, fluid versus solid, or simple versus complex. It is even possible to subclassify liver lesions based on imaging features alone. 

The common use of abdominal imaging, the frequency at which liver lesions are identified, and the prevalence of chronic liver disease worldwide make it essential for all healthcare providers to have familiarity with focal liver lesions and the imaging modalities that assist with further evaluation. In this article, we begin by reviewing various imaging studies available for the detection and evaluation of focal liver lesions. We then highlight clinically relevant benign and malignant liver lesions, their epidemiology, the evaluation of the lesion, and recommendations for management. 

Diagnostic Imaging for Focal Liver Lesions 

The abundance of information collected in radiologic imaging has transformed the field of hepatology. Abdominal imaging is the cornerstone for the evaluation and management of focal liver lesions, so it is important for providers to understand key features of each modality. 

Ultrasound 

Ultrasonography is a non-invasive, readily available, and inexpensive form of abdominal imaging. Because of the high number of ultrasounds (US) performed in everyday practice, many liver lesions are first identified with this modality. These studies can provide insight into the characteristics of the lesion – including echogenicity, shape of the margins, or the presence of vascularity.1 US is particularly helpful for the differentiation between cystic lesions and solid lesions. 

The convenience, safety, and low cost of US make it a good option for screening and surveillance exams. Society guidelines recommend screening patients with cirrhosis every six months for the development of hepatocellular carcinoma (HCC) using a right upper quadrant US with an alpha-fetoprotein (AFP) level. It is important to note that these twice-yearly HCC screening guidelines extend to those infected with hepatitis B virus (HBV) with or without evidence of cirrhosis, as about 20% of patients with HBV who develop HCC will not have cirrhosis.2,3 

When a lesion is identified on traditional non-contrasted US, follow up imaging with another modality may be prudent. For example, simple asymptomatic hepatic cysts can be observed with expectant management, but complicated cysts and solid liver lesions should undergo further workup with contrast enhanced imaging. 

Contrast-Enhanced Ultrasound 

The addition of contrast to the abdominal US has improved the diagnostic capabilities when evaluating liver lesions. Contrast-enhanced US (CEUS) utilizes a gas-filled microbubble contrast agent which allows for visualization of the microcirculation of a liver lesion. The contrast allows for greater assessment for hypervascularity, which can be seen in lesions such as HCC. Similar to other imaging modalities, the pattern 

of enhancement with contrast during arterial phase followed by subsequent contrast washout is an important feature of HCC on CEUS.2 

CEUS is not as widely available in the United States as it is in European countries, largely due to the need for approval of contrast agents from the Food and Drug Administration (FDA). The FDA has currently approved the use of the contrast agent Lumason, however utilization has not yet been adopted into common clinical practice. European studies have shown that CEUS has high sensitivity (97-100%) for diagnosing HCC when lesions are >2.0 cm, which rivals that of computed tomography (CT) and magnetic resonance imaging (MRI).4 However, similar to CT and MRI, the sensitivity and accuracy decrease when lesions are <2.0 cm.4 It is worth noting that the American Association for the Study of Liver Diseases (AASLD) initially included CEUS as an acceptable imaging modality for the diagnosis of HCC, however this recommendation was removed in 2010 after data had shown false positive HCC diagnoses in patients actually affected with cholangiocarcinoma.5 

Computed Tomography 

The “triple-phase” or “triphasic” CT is one of the most helpful imaging modalities when evaluating focal liver lesions. “Triple-phase” refers to three points in time where images are captured after injection of a contrast agent. The first phase refers to the arterial phase which captures images about 30 seconds post-injection. This is followed by a portal venous phase, where images are captured after a 75 second delay from the contrast administration. The final image set captured is the delayed venous phase which occurs about 3 minutes post-contrast bolus. Studies have found that HCC can be diagnosed with >90% accuracy when a lesion is >2cm.6 This means that this technique allows many liver lesions to be diagnosed without the need for invasive biopsy. 

The AASLD and the American College of Radiology (ACR) both support the use of a standardized system for the terminology, technique, interpretation, and reporting of liver lesions suspected to be HCC. This is called the Liver Imaging Reporting and Data System (LI-RADS).7 LI-RADS categories range from LI-RADS 1, representing a lesion that is “definitely benign,” 

to LI-RADS 5 which is “definitely HCC.” It also includes categories such as “not categorizable,” “probably or definitely malignant, not necessarily HCC” and “tumor-in-vein.” Finally, there are categories that reflect treatment response after a lesion has undergone therapy, such as a lesion having “viable” tissue present, a lesion being “non-viable,” or “equivocal.”7 

Magnetic Resonance Imaging 

MRI provides detailed, non-invasive images to assist with the characterization of solid liver lesions. Similar to CT, the specific filling pattern of a lesion can often lead to a diagnosis without the need for a tissue biopsy. The LI-RADS system for the classification of HCC tumors can be applied to images obtained via MRI. 

Gadolinium-based contrast agents (GBCA) are used to enhance MR imaging. There are two hepatospecific contrast agents which have improved the sensitivity and specificity for detection of focal liver lesions: gadoxetic acid (Gd-EOB-DTPA, Eovist) and gadobutrol (Gd-BT-DO3A, Gadavist).8 These agents act to enhance functionally intact hepatocytes along with the extracellular spaces. To this end, these agents enable evaluation of the hepatic tissue perfusion and the hepatobiliary excretion.8 

Gadoxetic acid is a linear chelating GBCA that was approved for clinical use in the United States in 2008. About 50% of the contrast dose is taken up by hepatocytes and then eliminated by biliary excretion. This is in comparison to only about 3-5% of uptake seen in other non-hepatospecific contrast agents.9 Hepatobiliary phase images (i.e., images in which parenchyma is hyperintense compared to vasculature and there is excretion of contrast into the biliary system) can be acquired about 20-40 minutes after the injection of contrast, as opposed to over 1.5 hours after injection of other contrast agents.9 The unique properties of gadoxetic acid create both advantages and disadvantages to using this agent. The advantages include improved distinction between the appearance of lesions such as hepatocellular adenoma and focal nodular hyperplasia. Pitfalls include the “pseudowashout” appearance with benign lesions. This is when the brisk uptake of contrast into hepatocytes can make some hypervascular lesions (such as hemangiomas) 

seem like they are experiencing a “washout,” which would be more suggestive of a malignant lesion.9,10 

Gadobutrol is a GBCA that was approved in the United States in 2011. This agent chelates gadolinium in a macrocyclic, clam-shell-like arrangement. Gadobutrol is useful for the evaluation of possible metastatic lesions or cholangiocarcinoma. There is robust enhancement of lesions during the arterial and portal venous phases. It can also help with evaluation of the arterial and venous anatomy of the liver. Response to local therapies such as transarterial chemoembolization (TACE) or radiofrequency ablation (RFA) can also be assessed with gadobutrol. 

Nuclear Medicine Scans 

A fluorodeoxyglucose (FDG)-positron emission tomography (PET) detects metabolically active malignant cells. When evaluating solid liver lesions, this study can be useful for identifying metastatic disease or primary malignancy such as cholangiocarcinoma. Of note, the sensitivity of FDG-PET in diagnosis HCC is limited and has been reported to be between 50%-70%1, and is therefore not a preferred study for HCC evaluation. 

An additional nuclear study is the technetium- 99m sulfur colloid scan. This is a study that utilizes radioactive technetium attached to a colloid particle. These particles are extracted by cells of the reticuloendothelial system, including Kupffer cells of the liver. Focal nodular hyperplasia appears as a hot area on this uptake scan, while other lesions appear cold.11 

Benign Liver Lesions 

Each of the various lesions that occur within the liver has its own unique fingerprint of risk factors, characteristic features, and techniques for diagnosis and management. An intuitive way to categorize lesions is by globally identifying them as benign or malignant. Below, we review some of the most notable examples of benign focal lesions that providers encounter in practice. 

Cystic Lesions 

Hepatic cysts are a heterogeneous group of fluid filled lesions lined by a thin layer of fibrous tissue. These are usually asymptomatic, but if symptoms are present, they are likely the result of mass effect. 

Symptoms include abdominal pain, distension, nausea, vomiting, early satiety, or biliary obstruction. Hemorrhage of the cyst, rupture, and infection are other potential complications. Uncomplicated cysts are usually managed conservatively, though if complications or symptoms are present, or if there is concern that a lesion has potential for malignant transformation, then treatments such as aspiration, alcoholic sclerotherapy, surgical deroofing, or partial hepatectomy can be considered. 

Simple hepatic cysts are fluid-filled lesions lined with an outer layer of fibrous tissue comprised of cuboidal columnar epithelium.12 Simple cysts have an estimated prevalence of 1%12, occur four times more frequently in women than in men, and usually occur after the age of 40. Studies have not demonstrated an increased risk of cysts with the use of oral contraceptives, which is a notable difference from other focal liver lesions. They are typically asymptomatic, though patients may experience abdominal pains, early satiety, or complications such as rupture or hemorrhage of the cyst.13,14 Uncomplicated, simple cysts can be managed expectantly. 

Mucinous cystic neoplasm of the liver (MCN-L), previously known as biliary cystadenoma, is a lesion characterized by a smooth, thin-walled fibrous stroma lined by biliary-type mucus-secreting cuboidal or columnar epithelium.15 It has been reported that 1-5% of all hepatic cysts are MCN-L. The prevalence increases to 10% if only considering lesions >4 cm.16 MCN-L can be categorized into non-invasive or invasive (previously called biliary cystadenocarcinoma). Imaging can help with raising the suspicion of diagnosis of MCN-L, though ultimately the final diagnosis is made histologically. Needle biopsy is not recommended, as it has limited sensitivity and introduces the risk of seeding the tract with malignant cells if the lesion was in fact an MCN-L with invasive carcinoma.17 Surgical resection is recommended, as this provides tissue for the definitive diagnosis and serves as treatment of the lesion3,18. 

Polycystic liver disease (PCLD) is the development of multiple benign cysts within the liver. It is hypothesized that the cysts arise from aberrant formation of fetal bile ducts that lack connection to the main biliary system. This can occur through two distinct pathologic processes. The first is by inheriting an autosomal dominant genetic mutation of either PKD1 or PKD2 genes, leading to the development of autosomal dominant polycystic kidney disease (ADPKD). Another process is isolated polycystic liver disease (IPCLD), which results from mutations in the protein kinase C substrate 80K-H (PRKCSH) or SEC63 genes.19 In rare cases, significantly symptomatic PCLD or hepatic failure due to the cysts can warrant consideration for orthotopic liver transplantation (OLT). 

Hepatic Hemangioma 

Also referred to as cavernous hemangiomas, these vascular lesions are the most common benign hepatic tumor and have a prevalence of 0.7-1.5%.20,21 Prior studies suggest that they occur three to five times more often in woman than in men,22,23 however other recent data suggests that the distribution between men and women may be rather equal.24 They are most commonly diagnosed between the ages of 40-60 but can occur at any age.24 These lesions are largely asymptomatic and are typically discovered incidentally. If symptoms occur, patients may present with abdominal pains, nausea, vomiting, and earlier satiety, which is likely related to mass effect.22 A rare condition known as Kasabach-Merritt syndrome can occur in those with large hemangiomas >4cm. This syndrome is characterized by bleeding due to consumptive coagulopathy, thrombocytopenia, or disseminated intravascular coagulation.25 It has previously been postulated that hemangiomas are related to female sex hormones and oral contraceptive (OCP) use. However, case-control studies have not shown a direct correlation. Tumor growth has been shown in men, post-menopausal woman, and woman who 

do not take OCPs.26,27 

These lesions can be identified on contrast-enhanced abdominal imaging with US, CT, or MRI. Typical features include a discontinuous peripheral nodular enhancement in the early phase along with a progressive centripetal fill-in during the late phase.3,19 If the imaging is equivocal, a Technetium- 99m-labeled red blood cell scan (Tc99-m RBC scan) can be completed. These are relatively inexpensive exams, and specificity has been described as 100%.1 Given the high vascularity, biopsy is not recommended if imaging is consistent with hemangioma. Hemangiomas rarely need treatment or intervention. If a hemangioma is very large (>10 cm) or is symptomatic, then intervention can be considered. Procedures such as enucleation, RFA, cryoablation, and resection have been reported approaches to treatment.19 

Hepatocellular Adenoma 

Hepatocellular adenoma, also called hepatic adenoma, is a rare benign solid liver lesion. The prevalence is estimated to be between 0.007- 0.012% of the population.3 When the lesions occur, they are typically found in women who use OCPs. This is due to elevated estrogen levels acting as a risk factor for the development of hepatocellular adenoma. Men and women with high endogenous androgen levels, women who are on OCPs or other hormonal therapy, and those who are on anabolic androgen steroids are at increased risk.28 If a patient is diagnosed with an adenoma and is taking hormonal medications, then it is recommended that those medications be discontinued.19 Furthermore, obesity has been identified as a risk factor for the development and progression of hepatocellular adenomas.29 The exact mechanism is not clear, but it has been proposed that it may be related to increased oxidative stress from fatty liver deposition, hepatic inflammation, or from higher amount of estrogen due to adipose tissue.29 

These lesions are often discovered incidentally, though they have a greater tendency to be symptomatic than other lesions. Symptomatic patients describe epigastric or right upper quadrant abdominal pains. One of the more common complications of hepatocellular adenoma is spontaneous hemorrhage, which can occur in 11- 29% of patients.30 

Hepatocellular adenomas can be subclassified based on histology and genetics into 4 different subtypes: hepatocyte nuclear factor-1 alpha, inflammatory hepatocellular adenoma, inflammatory beta-catenin, and non-inflammatory beta-catenin. Each subtype has been associated with varying risk factors, patient population affected, and risk of complication such as rupture or malignant transformation.31 

The evaluation of a possible hepatocellular adenoma starts with obtaining multiphasic cross-sectional imaging. The use of MRI with a GBCA such as gadoxetic acid can help with differentiating hepatocellular adenomas from other benign lesions, such as focal nodular hyperplasia.3,19 MRI can often elucidate the subclass of adenoma based on imaging features. Imaging characteristics include a homogenous, well demarcated lesion with peripheral enhancement. MRI can suggest the presence of steatosis or hemorrhage depending on the density of the contrast present within the lesion.19 CT can be used though is not as informative as MRI and cannot be used to subclassify adenomas. 

Notable complications of adenomas include malignant transformation and rupture. It is estimated that up to 5% of hepatic adenomas progress to HCC.32 Spontaneous rupture of the lesion can occur in 10% of people1, however this rate may be higher in patients with symptomatic lesions. Because of the risk of complications, the management of hepatic adenomas is more aggressive than other benign liver lesions. Surgical resection of a suspected adenoma is recommended if the lesion is >5 cm. Alternatively, if the patient is a woman currently on OCPs, then OCPs can be held and repeat imaging can be obtained to look for interval decrease in size of the adenoma. Lesions <5 cm can be managed with a conservative approach, as small adenomas have rarely been complicated by rupture or transformation to HCC.19 Some experts recommend that lesions of any size be resected in men due to the risk of transformation to HCC.33 

Focal Nodular Hyperplasia 

Focal nodular hyperplasia (FNH) is the second most common benign liver tumor with a prevalence of 0.3-3%.3 They are usually discovered incidentally, but about 20-40% of patients may present with vague symptoms such as abdominal pains, 

palpable mass, hepatomegaly or weight loss.19 FNH typically occurs in women around age 30- 40, though lesions can develop in men and women of all ages.19 It was once suspected that estrogen and other female sex hormones may play a role in the development of FNH. There has been a slight correlation drawn between OCP use and FNH from prior observational studies, but modern OCPs seem to contribute very little to the development or progression of these lesions.34 There have been associations observed between FNH and other vascular anomalies such as hepatic hemangiomas and the vascular hepatic adenomas. Up to 23% of cases of FNH have concurrent hemangioma or adenoma present in the liver.35 

The exact pathogenesis of FNH is not known. It is hypothesized that the lesion starts after an injury to the portal tract. This results in the formation of arterial to venous shunts which in turn causes oxidative stress. This stress triggers hepatic stellate cells to form a characteristic central scar that is typically seen in these lesions.36,37 

It is necessary to differentiate FNH from hepatic adenoma as the management of these two lesions differ. FNH can be well-characterized by abdominal imaging. A classic feature is the “spoke wheel” central scar which can be seen on triphasic CT and GBCA enhanced MRI.38,39 Biopsy is rarely required during the workup of FNH but can be considered if the diagnosis is in question. 

The management of FNH is largely conservative. Most tumors are asymptomatic, the size remains stable or can regress, and rarely is complicated by rupture.19,40 If tumors are severely symptomatic, or if the definitive diagnosis cannot be established, then surgical resection can be considered. Pregnancy, the use of OCPs, and the use of anabolic steroids are not contraindicated when a patient has a known FNH.3 However, it is recommended that the lesion be monitored with abdominal imaging (such as US) every 2-3 years for women who wish to remain on OCPs.19 

Malignant Liver Lesions 

The liver is one of the most common sites of metastatic cancer deposits due in part to its rich blood supply. However, providers should bear in mind that primary liver malignancies are unfortunately commonly encountered in our modern practice of medicine. We now shift our discussion to two nefarious primary liver malignancies. 

Hepatocellular Carcinoma 

HCC is one of the more common cancers worldwide. It is the fourth leading cause of cancer death worldwide,41 accounting for 75% of primary malignant tumors of the liver.42 The largest risk factor for the development of HCC is the presence of cirrhosis; about 1-6% of patients with cirrhosis develop HCC each year.1 Additional risk factors for the development of HCC include those with a history of chronic HBV or HCV (hepatitis C virus), alcohol use, hormonal treatments, metabolic liver disease, those who smoke, and those exposed to environmental or occupational carcinogens.1 

Current guidelines suggest that patients with cirrhosis or chronic HBV with or without cirrhosis undergo HCC screening every 6 months with an abdominal ultrasound with AFP serology.43 Patients with cirrhosis who are found to have a liver lesion of >1 cm on screening US should undergo further diagnostic imaging. This similarly applies to those who have lesions found incidentally on other abdominal imaging, those with a rising AFP in the absence of an identified liver lesion on ultrasound, and in those for whom there is strong clinical suspicion for HCC.44 Triphasic CT or MRI should be performed; the preferred study should depend on a center’s availability of radiologic expertise. Characteristic findings of HCC include enhancement during the arterial phase, followed by washout in the portal venous phase. An enhancing capsule may also be seen on the portal venous or delayed phases.45,46 When present, these findings are highly sensitive and specific for HCC. When these typical features of HCC are not present, and the diagnosis is still in question, then an image-guided biopsy of the lesions can be considered. This decision should be made cautiously, as there is potential risk of seeding tumor through the biopsy tract.1 

Several therapeutic options exist after diagnosis of HCC. TACE is a procedure that directs chemotherapy directly to a lesion with the intent of shrinking tumor size. Radioembolization and systemic chemotherapy can similarly be utilized to reduce tumor burden. Curative treatments include RFA, hepatic resection, or OLT. These can be 

curative and have a 5-year survival rate >50%.3 It is important to carefully choose candidates for OLT. The Milan criteria establish guidelines to help with selection of those who may benefit from treatment of their HCC by OLT. A patient is considered to be within the criteria if they have the following: one lesion ≥2 cm but ≤5 cm; or up to three lesions, each ≥1 cm but ≤3 cm.47 

Cholangiocarcinoma 

Cholangiocarcinoma (CCA) is a malignancy of the biliary tract. It accounts for approximately 25% of primary liver tumors.48 Most cases of CCA are sporadic, though risk factors for development include a medical history of primary sclerosing cholangitis (PSC), choledochal cysts, Caroli’s diseases, biliary papillomatosis, or infection with liver flukes such as Opisthorchis viverrini and Clonorchis sinensis.1,48,49 CCA lesions are subclassified by anatomic location: intrahepatic CCA (ICCA), perihilar CCA (PCCA), or distal CCA (DCCA).48 

The diagnosis of CCA can be challenging, as clinical symptoms and lab testing can be nonspecific. Patients may present with abdominal pains and loss of appetite, along with characteristic “B symptoms” such as fatigue, weight loss, and night sweats. Tumor markers can be helpful if elevated, as a carbohydrate antigen (CA19-9) level greater than 100 U/mL has been shown to have sensitivity and specificity of >80% in patients with concomitant PSC.50 Significantly elevated levels of CA 19-9 (≥ 1000 U/mL) have been associated with metastatic ICCA.48 In most scenarios, however, markers such as CA19-9, AFP, and cancer embryonic antigen (CEA) lack sensitivity and specificity. Imaging with CT or MRI can be very helpful with diagnosing CCA. Imaging may reveal hepatic capsular retractions, encasement of vasculature that may lead to lobar atrophy, and biliary ductal dilation due to obstruction. If a lesion is identified, biopsy should be obtained for definitive diagnosis, as it can be difficult to differentiate CCA from metastatic disease.51 

Prognosis for patients diagnosed with CCA is poor. Treatment options include resection if possible. However, it is important to note that recurrence can occur in up to 62% of patients after 26 months of follow up, and median survival time is 36 months.52 For patients with inoperable tumors, the current recommended chemotherapy includes gemcitabine plus cisplatin.53 

CONCLUSION 

Focal liver lesions are commonly encountered in the clinical practice of both the general internist and the subspecialist. The relatively high prevalence combined with the widespread use of abdominal imaging has led to increasing detection of lesions. The lesions range greatly in significance, from benign “incidentalomas” to advanced malignancies. It is therefore prudent for a practitioner to have a sturdy knowledge base so that one can appropriately evaluate, manage, or refer when a lesion in found. 

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38. Huppertz A, Haralda S, Kraus A, et al. Enhancement of focal liver lesions at gadoxetic acid-enhanced MR imaging: Correlation with histopathologic findings and spiral CT-initial observations. Radiology. 2005;234(2). doi:10.1148/radiol.2342040278 

39. Grazioli L, Morana G, Kirchin MA, Schneider G. Accurate differentiation of focal nodular hyperplasia from hepatic adenoma at gadobenate dimeglumine-enhanced MR imaging: Prospective study. Radiology. 2005;236(1). doi:10.1148/radiol.2361040338 

40. Kuo YH, Wang JH, Lu SN, et al. Natural course of hepatic focal nodular hyperplasia: A long-term follow-up study with sonography. Journal of Clinical Ultrasound. 2009;37(3). doi:10.1002/jcu.20533 

41. Kanwal F, Singal AG. Surveillance for Hepatocellular Carcinoma: Current Best Practice and Future Direction. Gastroenterology. 2019;157(1). doi:10.1053/j.gastro.2019.02.049 

42. Sung H, Ferlay J, Siegel RL, et al. Global Cancer Statistics 2020: GLOBOCAN Estimates of Incidence and Mortality Worldwide for 36 Cancers in 185 Countries. CA Cancer J Clin. 2021;71(3). doi:10.3322/caac.21660 

43. Marrero JA, Ahn J, Rajender Reddy K, Americal College of Gastroenterology. ACG clinical guideline: the diagnosis and management of focal liver lesions. Am J Gastroenterol. 2014;109(9). doi:10.1038/ajg.2014.213 

44. Marrero JA, Welling T. Modern Diagnosis and Management of Hepatocellular Carcinoma. Clin Liver Dis. 2009;13(2). doi:10.1016/j.cld.2009.02.007 

45. Kambadakone AR, Fung A, Gupta RT, et al. LI-RADS technical requirements for CT, MRI, and contrast-enhanced ultrasound. Abdominal Radiology. 2018;43(1):56-74. doi:10.1007/s00261-017-1325-y 

46. Hayashi M, Matsui O, Ueda K, Kawamori Y, Gabata T, Kadoya M. Progression to hypervascular hepatocellular carcinoma: Correlation with intranodular blood supply evaluated with CT during intraarterial injection of contrast material. Radiology. 2002;225(1). doi:10.1148/ radiol.2251011298 

47. Lingiah VA, Niazi M, Olivo R, Paterno F, Guarrera J V., Pyrsopoulos NT. Liver transplantation beyond milan criteria. J Clin Transl Hepatol. 2020;8(1). doi:10.14218/ JCTH.2019.00050 

48. Rizvi S, Gores GJ. Pathogenesis, diagnosis, and management of cholangiocarcinoma. Gastroenterology. 2013;145(6). doi:10.1053/j.gastro.2013.10.013 

49. Burak K, Angulo P, Pasha TM, Egan K, Petz J, Lindor KD. Incidence and Risk Factors for Cholangiocarcinoma in Primary Sclerosing Cholangitis. American Journal of Gastroenterology. 2004;99(3). doi:10.1111/j.1572- 0241.2004.04067.x 

50. NICHOLS JC, GORES GJ, LARUSSO NF, WIESNER RH, NAGORNEY DM, RITTS RE. Diagnostic Role of Serum CA 19-9 for Cholangiocarcinoma in Patients With Primary Sclerosing Cholangitis. Mayo Clin Proc. 1993;68(9). doi:10.1016/S0025-6196(12)60696-X 

51. Rimola J, Forner A, Reig M, et al. Cholangiocarcinoma in cirrhosis: Absence of contrast washout in delayed phases by magnetic resonance imaging avoids misdiagnosis of hepatocellular carcinoma. Hepatology. 2009;50(3). doi:10.1002/hep.23071 

52. Endo I, Gonen M, Yopp AC, et al. Intrahepatic cholangiocarcinoma: Rising frequency, improved survival, and determinants of outcome after resection. Ann Surg. 2008;248(1). doi:10.1097/SLA.0b013e318176c4d3 

53. Valle J, Wasan H, Palmer DH, et al. Cisplatin plus Gemcitabine versus Gemcitabine for Biliary Tract Cancer. New England Journal of Medicine. 2010;362(14). doi:10.1056/nejmoa0908721 

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NUTRITION REVIEWS IN GASTROENTEROLOGY

Nutrition Care for Patients with Upper GI Malignancies: Part 1 – Head and Neck Cancer

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Patients with head and neck cancer (HNC) often present to their first oncology appointment with malnutrition. The various HNC treatments frequently exacerbate their malnutrition; if patients are not malnourished initially, they are at high risk for developing it while undergoing treatments. Practitioners who are able to navigate through nutrition related side effects of treatment can play a key role in helping patients successfully complete their therapy and recover to a state of good health. During the recovery phase, as side effects eventually subside, patients may require assistance to transition back to their normal diet and lifestyle. This article will review the background of HNC, the nutrition-related side effects of treatments, and it will provide recommendations for providers to guide their patients through various treatment complications.

 INTRODUCTION

Globally there are an estimated 900,000 new cases of head and neck cancer (HNC) and 400,000 deaths from this disease annually.1 Approximately 3% of malignancies in the United States are diagnosed as HNC.1 Common risk factors associated with HNC include Human papillomavirus infection (HPV), smoking, alcohol use, and the Epstein-Barr virus.1 

Head and neck cancers originate in the oral cavity, pharynx, larynx, nasal cavity, paranasal sinuses, or the major salivary glands.2 Due to the location of these cancers, a tumor can impede patients’ ability to chew or swallow leading to decreased dietary intake. When this is the case, patients may present with malnutrition to an initial oncology evaluation; 25-50% of patients present with involuntary weight loss.3 Cancer treatments such as surgery or radiation, that target the tumor site, as well as the systemic side effects of chemotherapy and immunotherapy make eating/ drinking more difficult for HNC patients and thus, increase the risk of sarcopenia, frailty and malnutrition.4,5 The purpose of this review is to provide guidance to clinicians on how to help HNC patients navigate treatment symptoms to improve outcomes and quality of life (QoL).

Nutrition Related Side Effects

Maintaining good nutritional status throughout HNC treatment, by preventing weight loss, plays an important role in ensuring optimal outcomes.3,6,7 Patients often need assistance coping with the side effects that occur with HNC treatments. The Registered Dietitian Nutritionist (RDN) is vital to help patients subsist despite the side effects that develop. Sarcopenia is a skeletal muscle disorder characterized by low muscle strength, quality, quantity, and function.4 HNC patients are more prone to sarcopenia than some other cancers due to swallowing disabilities from the primary tumor, comorbidities associated with HNC risk factors (habitual drinking/smoking, old age), and cancerinduced catabolism.4 Sarcopenia is associated with reduced overall survival.5 This may be due to the fact that patients with low skeletal muscle mass experience more toxicities of cisplatin and radiotherapy, thus necessitating dose reductions and breaks from treatment.8 Frailty is a cumulative decline across multiple physiologic systems leading to increased risk of adverse health outcomes; it is preventable and/ or treatable with nutrition and physical activity interventions.9,10 If frailty and malnutrition are not reversed, and patients remain malnourished during treatments, they are at high risk of body tissue catabolism and wound healing disorders.10 Odynophagia and mucositis are common injuries of radiation and chemotherapy, with up to 89% of patients reporting mucositis.3,11,12 Although variable, odynophagia onset often arises during the 3rd week of radiation therapy (RT).13 Soft, smooth, and moist foods pass more easily through the inflamed oral cavity and throat, opposed to hard or crunchy foods that feel like “grit” and often irritate mucosal sores. Acidic foods (citrus foods and vinegars) also irritate mouth sores and should be avoided.

Oral care is important for patients with mucositis; a salt water and baking soda rinse should be encouraged (Table 1).13 Mouthwashes that contain topical anesthetics combined with an antacid suspension and/or diphenhydramine, with or without nystatin, may be prescribed to help patients manage the pain of mucositis.14 Some patients require pain medications prior to meals in order to consume a diet.3 Patients receiving fluorouracil, paclitaxel and docetaxel are at high risk of mucositis.13 One means to reduce the incidence of mucositis is to reduce the blood flow to the mouth, and thus the chemo-toxic medication, by having patients melt ice chips in their mouth for 10-15 minutes before, during, and 10-15 minutes after infusion of fluorouracil; this is not recommended for those with tumors within the oral cavity.14 The combination of chemotherapy and RT can increase the duration and severity of mucositis, though narrowed RT treatment fields reduce affected areas.3,15

Xerostomia results from damage to the parotid glands and it is reported to be the most common side effect of HNC therapies with one study reporting an incidence of 93%.12,13,16 Xerostomia contributes to dysphagia and decreased oral intake resulting in malnutrition.17 Patients with xerostomia should carry fluids with them and learn to sip often. Alternating between bites of foods and sips of liquids, and adding broths, gravies, and sauces to moisten foods will help patients consume more food. As with odynophagia and mucositis, those with xerostomia should maintain good oral hygiene to reduce their risk of dental caries.3 Alcohol-containing beverages and mouthwashes have a drying effect that exacerbates xerostomia and should be avoided.3 Alcohol free mouthwash can be used throughout the day.3,18 Dysphagia is caused by the tumor placement, surgery or deconditioning.13,19 It affects ≤ 30% of patients prior to treatment, but the incidence increases to 38-46% after treatment.20 Altered swallowing can lead to aspiration, pneumonia, pneumonitis, atelectasis, empyema, bronchitis, acute lung injury and adult respiratory distress syndrome.21 Any suspicion of dysphagia should trigger an immediate referral to a speech language pathologist (SLP) who will perform a swallow evaluation and make recommendations for food consistency and fluid viscosity; recommended texture modifications are based on the International Dysphagia Diet Standardization Initiative (IDDSI).22 Table 2 highlights the IDDSI system. 

To maintain swallow function through treatment, HNC patients are encouraged to eat solid foods as much as possible. Patients should focus on eating soft/moist or pureed, high protein, high calorie foods. Frequent, small meals (every 2 hours), opposed to 3 large meals daily, are often better tolerated. Oral nutrition supplements can help to bridge gaps between calories/protein consumed and estimated nutrition needs. 

Dysgeusia is a cancer treatment side effect plaguing up to 76% of patients undergoing combined modality treatment.23 Simple interventions to combat dysgeusia are to avoid metallic silverware and use a mouth rinse/brushing prior to eating.24 Radiation therapy often results in ageusia which can continue for weeks to months post RT, but will slowly start to return to a “new normal” for each patient.23 Dysgeusia/ageusia inhibits appetite. Patients with some taste sensation can enhance food flavor with heavy seasonings.24 The tart flavor is sensed more easily so using lemon flavored foods or vinegar marinades/dressings may help patients who are not plagued by mucositis.25 

Nausea/vomiting – Patients receiving emetogenic chemotherapy agents will likely experience nausea/ vomiting.12 Up to 50-80% of patients may report nausea at some point during HNC treatment.23 Nausea can lead to dehydration, electrolyte imbalances (with vomiting), and malnutrition.23 Patients with mild to moderate nausea may tolerate small, frequent meals. Those with more severe nausea often require antiemetic medications to control their nausea and allow for oral intake. Warm foods tend to be odorous and trigger nausea more than cold or room temperature foods, thus cold foods may be better tolerated when nauseous is a problem.26 A common cause for nausea/vomiting is delayed gastric emptying. Avoidance of foods that are slow to empty from the stomach (e.g., high fat/ fried or high fiber) is recommended.27 Also, head elevation for at least 30 minutes after eating can help to prevent nausea.13

Nutrition Screening and Assessment 

All oncology patients should be screened for risk of malnutrition using a valid screening tool; screening should be repeated throughout the treatments.13 Both the Malnutrition Screening Tool (MST) and the Patient-Generated Subjective Global Assessment (PG-SGA) are validated for outpatients.28,29 The MST is relatively quick to administer, though the PG-SGA is recommended for cancer patients.30 Table 3 highlights the criteria for each screening tool. All patients found to have risk for malnutrition should be referred to the RDN for a complete assessment and interventions. 

Head and neck cancer patients typically have high calorie, protein and fluid needs, often requiring 35-40 kcal/kg/day and 1.5 g protein/ kg/day.13 Patients with severe malnutrition, or protracted nausea and vomiting, may be at risk of refeeding syndrome or Wernicke’s encephalopathy with initiation of nutrition interventions; cautious introduction of calories with multivitamins and thiamine supplementation may be warranted. Close monitoring by the RDN should continue until the therapies are completed and the patients are nutritionally stable; for some patients this may mean long term follow-up with a dietitian.31 In particular, a RDN certified as an oncology nutrition specialist (CSO) is trained to help navigate nutrition related side effects that cancer patients may encounter. 

Enteral Nutrition 

Treatment for HNC is rigorous and given the importance of maintaining proper nutrition during and after treatment, enteral nutrition (EN) may be necessary. While many providers prefer for patients to meet their nutrition needs without EN, some will benefit from a prophylactic enteral feeding tube placed beyond the affected area. Table 4 outlines the National Comprehensive Cancer Network guidelines on timing for enteral feeding tube placement.31 

A standard, polymeric EN formula is appropriate for patients with HNC requiring EN. The use of immunonutrition in HNC patients appears to reduce the severity of mucositis, however more research is needed before guidelines are developed.10,13,32,33 Study results of elemental diets in patients with HNC did not show significant benefit and therefore is not recommended.32 

Patients receiving EN can experience a variety of intolerance complications. The RDN can help to manage these complications in order to maximize EN tolerance to meet the patient’s nutrition needs. 

Nausea/vomiting – First, test for improved tolerance by reducing the EN formula volume and rate of infusion. Next, evaluation for constipation as it can trigger nausea/vomiting symptoms. In severe cases, when adjustments to the EN regimen do not improve symptoms, then use of prokinetic agents, such as metoclopramide or erythromycin, may increase gastric motility and, in-turn, alleviate nausea.21 Diarrhea is defined as stool volume greater than 500 mL every 8 hours or greater than 3 bowel movements (BM) per day for 2 consecutive days.21 When receiving EN, one liquid BM daily is not diarrhea. It is important to evaluate the possible causes of the diarrhea and not simply blame the EN. Table 5 lists possible causes of diarrhea. Once infection and fecal impaction are ruled out, patients can start an anti-diarrheal medication to help control stool output. The RDN can evaluate the patient and make recommendations for adjustments to the EN regimen.21 

Constipation – Common causes of constipation are dehydration, insufficient or excess fiber intake, and the use of narcotic pain medications. Evaluation of hydration status with strict attention to intake and output data will help elucidate whether dehydration is contributing to constipation; ensure that the patient is receiving at least 1 mL of fluid per calorie and producing at least 1 liter of urine per 24 hours.21 If the patient is adequately hydrated, then the RDN can evaluate the fiber content of the enteral formula and make recommendations for adjustments. 

Survivorship

HNC patients are at risk for chronic, nutrition-related complications throughout their treatments. Weight loss in the weeks/months post treatment are a sign of compromised nutritional status and should be addressed as decreased nutritional status increases mortality risk and reduces QoL.34 Long-term follow-up with a RDN is beneficial to help manage nutrition intake in the setting of the treatment side effects. Additionally, the RDN can help patients to transition from EN, or oral supplements, back to a more normal diet while closely monitoring weight, strength, and physical function. 

CONCLUSION 

HNC and its treatments can be harrowing, often leaving patients with physical disfigurements and long-term nutrition complications. Providers must arm themselves with the knowledge necessary to identify patients at nutritional risk, and the tools to help patients meet their nutritional needs, in order to successfully complete and recover from the treatments. In a perfect world, a patient would be able to eat throughout their treatments. However, that often is not the case so providers must be cognizant of the proper timing for EN access to bridge all nutritional gaps. The RDN will provide diet counseling, troubleshoot EN intolerances, and assist patients with their transition back to an oral diet when possible. The side effects of HNC treatments can be long lasting; awareness that treatment completion does not mean the patient will quickly progress back to their normal diet is important. An understanding of the salient issues and readiness to help patients navigate nutrition-related consequences of cancer treatments will improve clinical outcomes and help HNC patients lead a more fulfilling life.

References 

  1. Stenson KM. Epidemiology and risk factors for head and neck cancer. In Brockstein BE, Sha S eds. UpToDate. UpToDate; 2022. Access 11/4/2022. www.uptodate.com 
  2. Brockstein BE, Stenson KM, Song S. Overview of treat­ment for head and neck cancer. In Posner MR, Fried MP, Brizel DM, Shah S, eds. UpToDate. UpToDate; 2022. Access 11/4/2022. http://www.uptodate.com 
  3. Maghami E, Ho A. Multidisciplinary Care for the Head and Neck Cancer Patient. Springer, Durant, CA, 2018;187-208. 

Takenaka Y, Takemoto N, Oya R, et al. Prognostic impact of sarcopenia in patients with head and neck cancer treated with surgery or radiation: A meta-analysis. Plos 

One. 2021; https:/doi.org/16:e0259288. 

5. Findlay M, White K, Stapleton N, et al. Is sarcopenia a predictor of prognosis for patients undergoing radiother­apy for head and neck cancer? A meta-analysis. Clinical Nutrition. 2021;40:1711-1718. 

6. Ravasco P, Monteiro-Grillo I, Vidal PM, et al. Impact of Nutrition on Outcome: A Prospective Randomized Controlled Trial in Patients with Head and Neck Cancer Undergoing Radiotherpy. Head & Neck: Journal for the Sciences and Specialties of the Head and Neck. 27(8), 659-668. 

7. Tan SE, Satar NFA, Majid HA. Effects of Immunonutrition in Head and Neck Cancer Patients Undergoing Cancer Treatment – A Systemic Review. Frontiers in Nutrition. 2022;9:821924. 

8. de Bree R, van Beers MA, Schaeffers A. Sarcopenia and its impact in head and neck cancer treatment. Curr Opin Otolaryngol Head Neck Surg. 2022;30:87-93. 

9. de Bree R, Meerkerk C, Halmos G, et al. Measurement of sarcopenia in head and neck cancer patients and its associ­ation with frailty. Frontiers in Oncology. 2022;12:884988. 

10. Dewansigh P, Bras L, ter Beek L, et al. Malnutrition risk and frailty in head and neck cancer patients: coexistent but distinct conditions. European Archives of Oto-Rhino- Larngology. 2022. https://doi.org/10.1007/s00405-022- 07728-6. 

11. Pacheco R, Cavacas MA, Mascarenhas P, et al. Incidence of Oral Mucositis in Patients Undergoing Head and Neck Cancer Treatment: Systematic Review and Meta- Analysis. Med. Sci. Forum. 2021;5(1):23.

12. Orell H, Schwab U, Saarilahti K, et al. Nutritional Counseling for Head and Neck Cancer Patients Undergoing (Chemo) Radiotherapy – A Prospective Randomized Trial. Frontiers in Nutrition. 2019;6:1-12. 

13. Coble Voss A, Williams V. Oncology Nutrition for Clinical Practice, 2nd edition. Academy of Nutrition and Dietetics, Chicago, IL, 2021;472-485. 

14. Leser M, Ledesma N, Bergerson S, et al. Oncology Nutrition for Clinical Practice. Academy of Nutrition and Dietetics, Chicago, IL, 2013;268. 

15. Galloway T, Amdur RJ. Management and preventions of complications during initial treatment of head and neck cancer. In Posner MR, Brockstein BE, Brizel DM, Deschler DG eds. UpToDate. UpToDate;2023. Access 3/14/2023. https://www.uptodate.com. 

16. Schulz RE, Bonzanini LIL, Ortigara GB, et al. Prevalence of hyposalivation and associated factors in survivors of head and neck cancer treated with radiotherapy. Journal of Applied Oral Science. 2021;29:e20200854. 

17. Nuchit S, Lam-ubol A, Paemuang W, et al. Alleviation of dry mouth by saliva substitutes improved swallowing ability and clinical nutritional status of post-radiotherapy head and neck ancer patients: a randomized controlled trial. Supportive Care in Cancer. 2020;28:2817-2828. 

18. Recipes to Help with Sore Mouth or Throat. Oncology Nutrition: Educational Handouts and Resources. Academy of Nutrition and Dietetics. 2021. 

19. Mercandante S, Aielli F, Adile C, et al. Prevalence of oral mucositis, dry mouth, and dysphagia in advanced cancer patients. Support Care Cancer. 2015;23:3249-3255. 

20. Kristensen MB, Isenring E, Brown B. Nutrition and swal­lowing therapy strategies for patients with head and neck cancer. Nutrition. 2020;69:110548. 

21. Gottschlich MM. The A.S.P.E.N. Nutrition Support Core Curriculum: A Case Based Approach – The Adult Patient. The American Society for Parenteral and Enteral Nutrition, Silver Spring, MD, 2007; 247-252. 

22. International Dysphagia Diet Standardisation Initiative. The IDDSI Framework. Accessed March 16, 2023. https://iddsi.org/Framework. 

23. Martini S, Iorio GC, Arcadipane F, et al. Prospective assessment of taste impairment and nausea during radio­therapy for head and neck cancer. Medical Oncology. 2019;36:44. 

24. Dellafiore F, Bascape B, Baroni I, et al. What is the rela­tions between dysgeusia and alterations of the nutritional status? A metanarrative analysis of integrative review. Acta Biomed. 2021;92(2):e2021023.

25. Donald M. A matter of taste: alteration in patients with cancer. British Journal of Nursing. 2022;31(13). 

26. Nausea and Vomiting. Oncology Nutrition: Educational Handouts and Resources. Academy of Nutrition and Dietetics. 2021. 

27. Gropper SS, Smith JL, Groff JL. 2. In: Advanced Nutrition and Human Metabolism. Thomson Wadsworth, Belmont, CA, 2005:39. 

28. Ferguson, M, Capra S, Bauer J, et al. Malnutrition Screening Tool. Nutrition. 1999;15:458-464. 

29. PG-SGA. Patient-Generated Subjective Global Assessment. Accessed March 16, 2023. https://pt-global. org/pt-global/. 

30. Serón-Arbeloa C, Labarta-Monzón L, Puzo-Foncillas J, et al. Malnutrition Screening and Assessment. Nutrients. 2022 Jun 9;14(12):2392. https://doi.org/10.3390/ nu14122392. 

31. NCCN Guidelines Version 3.2021 Head and Neck Cancers. National Comprehensive Cancer Network web­site. Accessed 10/26/2021. https://www.nccn.org. 

32. Tanaka Y, Shimokawa T, Harada K. Effectiveness of elemental diets to prevent oral mucositis associated with cancer therapy: A meta-analysis. Clinical Nutrition ESPEN. 2022;49:172-180. 

33. Zheng X, Kaili Y, Wang G. Effects of immunonutrition on chemoradiotherapy patients: A systemic review and meta-anaylsis. JPEN. 2020;44(5):768-778. 

34. Zaid ZA, Neoh MK, Daud ZAM, et al., Weight Loss in Post-Chemoradiotherapy Head and Neck Cancer Patients. Nutrients. 2022;14:548. 

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MEDICAL BULLETIN BOARD

U.S. Fda Approves Subcutaneous Administration of Takeda’s Entyvio® (Vedolizumab) for Maintenance Therapy in Moderately to Severely Active Ulcerative Colitis 

 ENTYVIO Is the Only FDA-Approved Ulcerative Colitis Biologic That Offers the Choice of Intravenous or Subcutaneous Maintenance Therapy 

OSAKA, Japan and CAMBRIDGE, Massachusetts, September 27, 2023 – Takeda (TSE:4502/ NYSE:TAK) announced that the U.S. Food and Drug Administration (FDA) has approved a subcutaneous (SC) administration of ENTYVIO® (vedolizumab) for maintenance therapy in adults with moderately to severely active ulcerative colitis (UC) after induction therapy with ENTYVIO intravenous (IV).1 ENTYVIO SC is expected to be available in the U.S. as a single-dose pre-filled pen (ENTYVIO Pen) by the end of October. Additionally, a Biologics License Application for an investigational SC administration of ENTYVIO for the treatment of adults with moderately to severely active Crohn’s disease is currently under review by the FDA. 

“With the FDA approval of subcutaneous ENTYVIO, patients and physicians who want ENTYVIO’s clinical profile along with flexibility of administration now have two choices for maintenance treatment for adults with moderate to severe ulcerative colitis,” said Brandon Monk, senior vice president, head, U.S. Gastroenterology Business Unit, Takeda. “Takeda is committed to meeting the varied medical needs, circumstances and personal preferences of people living with UC as they progress in their lifelong journey with the disease. ENTYVIO is the only FDA-approved biologic for maintenance therapy in ulcerative colitis offering the option of either intravenous or subcutaneous administration.” 

The approval of this new route of administration for ENTYVIO is based on the VISIBLE 1 study (SC UC Trial). VISIBLE 1 was a Phase 3, randomized, double-blind, placebo-controlled trial that assessed the safety and efficacy of an SC formulation of ENTYVIO as maintenance therapy in adult patients with moderately to severely active UC who achieved clinical response* at Week 6 following two doses of open-label vedolizumab intravenous therapy at Weeks 0 and 2.1 A total of 162 patients were randomized at Week 6 in a double-blind fashion (2:1) to one of the following regimens: ENTYVIO SC 108 mg or placebo by subcutaneous injection every 2 weeks. Eligible patients included patients who had demonstrated an inadequate response to, loss of response to, or intolerance to at least one 12-week regimen of azathioprine or 6-mercaptopurine, induction with a tumor necrosis factor (TNF) blocker, or corticosteroids. The primary endpoint was clinical remission at Week 52, which was defined as a total Mayo score of ≤2 and no individual subscore >1. 

“The VISIBLE 1 trial demonstrated that ENTYVIO SC can provide physicians with an additional administration option for achieving remission in their moderate to severe ulcerative colitis patients. Since its approval in 2014, ENTYVIO has continued to build a robust safety and efficacy profile. I appreciate now having a subcutaneous administration option that provides a clinical profile consistent with ENTYVIO IV while also giving me and my appropriate UC patients a choice of how they receive their maintenance therapy,” said Bruce Sands, M.D., M.S., Chief of the Dr. Henry D. Janowitz Division of Gastroenterology at the Icahn School of Medicine at Mount Sinai. Dr. Sands is a paid consultant of Takeda Pharmaceuticals U.S.A., Inc. He has not been compensated for media work. 

A statistically significant proportion of patients receiving ENTYVIO SC 108 mg maintenance therapy administered every 2 weeks achieved clinical remission** compared to patients receiving placebo (46% vs. 14%; p<0.001) at Week 52.1 In clinical studies, the ENTYVIO SC safety profile was generally consistent with the known safety profile of ENTYVIO IV, with the addition of injection site reactions (including injection site erythema, rash, swelling, bruising and hematoma) as an adverse reaction for ENTYVIO SC. The most common adverse reactions reported with 

ENTYVIO IV (incidence ≥3% and ≥1% higher than placebo) were nasopharyngitis, headache, arthralgia, nausea, pyrexia, upper respiratory tract infection, fatigue, cough, bronchitis, influenza, back pain, rash, pruritus, sinusitis, oropharyngeal pain, and pain in extremities. 

*Clinical response is defined as a reduction in complete Mayo score of ≥3 points and ≥30% from baseline with an accompanying decrease in rectal bleeding subscore of ≥1 point or absolute rectal bleeding subscore of ≤1 point.1 

**Clinical remission is defined as a complete Mayo score of ≤2 points and no individual subscore >1 point at Week 52.1 

Takeda does not expect a material impact on the full year consolidated reported forecast for the year ending March 31, 2024 (Fiscal Year 2023), as a result of this approval. 

About ENTYVIO® (vedolizumab) 

Vedolizumab is a biologic therapy and is approved for intravenous (IV) and subcutaneous (SC) administration (approvals vary by market).1,2 Vedolizumab SC has been granted marketing authorization in the United States, European Union and more than 50 countries (vedolizumab SC is not currently approved for Crohn’s disease in the U.S.). Vedolizumab IV has been granted marketing authorization in more than 70 countries, including the United States and European Union. Globally, vedolizumab IV and SC have more than one million patient years of exposure to date.3 Vedolizumab is a humanized monoclonal antibody designed to specifically antagonize the alpha4beta7 integrin, inhibiting the binding of alpha4beta7 integrin to intestinal mucosal addressin cell adhesion molecule 1 (MAdCAM-1), but not vascular cell adhesion molecule 1 (VCAM-1).4 MAdCAM-1 is preferentially expressed on blood vessels and lymph nodes of the gastrointestinal tract.5 The alpha4beta7 integrin is expressed on a subset of circulating white blood cells.4 These cells have been shown to play a role in mediating the inflammatory process in ulcerative colitis and Crohn’s disease.4,6,7 By inhibiting alpha4beta7 integrin, vedolizumab may limit the ability of certain white blood cells to infiltrate gut tissues.4 

  1. ENTYVIO (vedolizumab) Prescribing Information. Takeda Pharmaceuticals U.S.A., Inc. 
  2. ENTYVIO Summary of Product Characteristics (SmPC). Available at: https://www.ema.europa.eu/en/documents/product-information/entyvio-epar-product-information_en.pdf. Last updated: April 2023. Last accessed: August 2023. 
  3. Data on file. Takeda Pharmaceuticals. 
  4. Soler D, Chapman T, Yang LL, et al. J Pharmacol Exp Ther. 2009;330(3):864-875. 
  5. Briskin M, Winsor-Hines D, Shyjan A, et al. Am J Pathol. 1997;151:97 110. 
  6. Eksteen B, Liaskou E, Adams DH. Inflamm Bowel Dis. 2008;14:1298 1312. 
  7. Wyant T, Fedyk E, Abhyankar B. J Crohns Colitis. 2016;10(12):1437-1444. doi:10.1093/ecco-jcc/jjw092. 

Takeda’s Commitment to Gastroenterology 

With this latest milestone, Takeda continues to demonstrate a commitment to meeting the very real needs of those living with gastrointestinal (GI) diseases. We believe that GI and liver diseases are life-disrupting conditions. Beyond a fundamental need for effective treatment options, we understand that improving patients’ lives also depends on their needs being recognized. With nearly 30 years of experience in gastroenterology, Takeda has made significant strides in addressing patient needs with treatments for inflammatory bowel disease (IBD), acid-related diseases, short bowel syndrome (SBS) and motility disorders. We are making significant strides toward closing the gap on new areas of unmet need. Together with researchers, patient groups and more, we are working to advance scientific research and clinical medicine in GI. 

About Takeda 

Takeda is focused on creating better health for people and a brighter future for the world. We aim to discover and deliver life-transforming treatments in our core therapeutic and business areas, including gastrointestinal and inflammation, rare diseases, plasma-derived therapies, oncology, neuroscience, and vaccines. Together with our partners, we aim to improve the patient experience and advance a new frontier of treatment options through our dynamic and diverse pipeline. As a leading values-based, R&D-driven biopharmaceutical company headquartered in Japan, we are guided by our commitment to patients, our people and the planet. Our employees in approximately 80 countries and regions are driven by our purpose and are grounded in the values that have defined us for more than two centuries. 

For more information, visit: 

takeda.com 

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NUTRITION REVIEWS IN GASTROENTEROLOGY

Micronutrient Considerations for Celiac Disease

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While the benefit of a gluten-free diet to promote healing in individuals with celiac disease is clear, it is critical for providers to consider the micronutrient fluctuations that are associated with this conditionand its dietary treatment. Nutritional deficiencies of micronutrients are frequently found in untreated or newly diagnosed celiac disease often as a byproduct of malabsorption. Deficiencies may persist even after strict adherence to a gluten-free diet related to lower nutrient profiles of gluten-free grains and gluten-free products and possibly concurrent dietary restrictions. Micronutrients of concern that may or may not require supplementation include vitamin D, calcium, vitamin B12, folate, and iron. A team approach, including a dietitian specializing in celiac disease, is necessary to ensure micronutrient needs are met on an ongoing basis. This review will summarize considerations for monitoring and supplementation of micronutrients of concern for those adherent to a gluten-free diet.

 INTRODUCTION 

Celiac disease (CeD) is a genetically-mediated autoimmune disease in which gluten causes damage to the small intestine, resulting in interference of nutrient absorption.1 At this time, the only treatment for CeD is strict avoidance of gluten, a protein found in wheat, barley, and rye.2 Gluten triggers a reversible inflammatory process in the small bowel mucosa, which may induce diarrhea, steatorrhea, constipation, bloating, nausea, vomiting, and/or weight loss in individuals with CeD.1 Once a gluten-free diet (GFD) is initiated, the bowel begins to heal, and most individuals report resolution of symptoms. Despite symptom improvement, a strict GFD must be maintained for life to prevent ongoing damage.3 A strict GFD can restore the histology of the small bowel in 95% of children within two years, whereas 34% and 66% of adults experience mucosal recovery after two and five years, respectively.1 

Nutritional deficiencies of micronutrients are frequently found in untreated or newly diagnosed CeD.2 Long-term consequences of mucosal damage and inflammation include malabsorption of nutrients such as calcium, vitamin D, iron, vitamin B12, folic acid, and zinc, which increases the risk for osteoporosis, anemia, and stunted growth.1 The degree of malabsorption depends on the length of time before the CeD diagnosis and the degree of intestinal mucosal injury.2 Moreover, development and/or persistence of symptoms, such as diarrhea and vomiting, may result in decreased total intake and may impact the quality of the diet, further increasing this risk. Parallel restrictions of lactose avoidance and vegan/vegetarian diets may exacerbate the risk for deficiencies and subsequent comorbidities. In a cross-sectional age and gender matched study of Spanish adults, the individuals with CeD on a GFD for >1 year had a deficient intake of folate, vitamin E, vitamin D, iodine, and calcium.4 Women with CeD also had lower iron intake than the women in the control group.4 Additionally, a cross-sectional study of 20 individuals with CeD and 39 healthy controls showed significant differences in serum and dietary folate levels.5 Specifically, the folate, B6, and B12 values were lower in the diet of the individuals on a GFD compared to the healthy controls.5 

Gluten free (GF) products tend to also have lower iron and B vitamins as well as other nutrients, such as calcium, zinc, and magnesium. As the FDA enriches wheat products back to the natural nutrient value of the wheat grain,6 a wheat-based diet is inherently rich in iron, fiber, and B complex vitamins. Food products such as GF breads, pastas, and cereals are not required to be enriched by the FDA.6 Lee and colleagues found that by adding only GF whole grains to a typical GFD, the overall nutrient value improved, specifically with increases in thiamin, iron, calcium, and folate.7 

While the benefit of adhering to a GFD to promote healing in individuals with CeD is clear, it is critical for clinicians to consider the micronutrient fluctuations that are associated with this condition and its medically required dietary pattern. This review will summarize considerations for monitoring and supplementation of micronutrients of concern for those adherent to a GFD. 

Nutrient-Specific Recommendations 

Through discussions with our specialist providers at the Celiac Disease Center at Columbia University, we developed guidelines based on current evidence along with our clinical experience and judgment. Typically ordered nutrient labs include iron studies, folate, vitamin B12, and vitamin D. There is no consensus on the optimal timing for a dual x-ray absorptiometry (DEXA) scan to evaluate bone mineral density (BMD) in CeD, whether at diagnosis or during follow up.2 

For a newly diagnosed CeD patient who just started a GFD: 

Pediatric: we recommend ordering the typical nutrient labs after 4-6 months on a GFD. 

Adult: we recommend ordering the typical nutrient labs at the CeD diagnosis and annually for monitoring. However, if nutrient labs are low at diagnosis, we generally recommend rechecking labs in 3-6 months. 

If usual food intake shows nutritional inadequacies that cannot be alleviated through improved eating habits to meet the Recommended Dietary Allowances (RDA), the dietitian should recommend a GF multivitamin/mineral (MVM).8 If nutrient deficiencies are found through lab work, clinicians should consider recommending a MVM or nutrient-specific supplementation (Table 1, Table 2). A prenatal MVM is recommended for all pregnant or lactating individuals.9 

Vitamin D 

Vitamin D plays an important role in promoting bone health, both through hormonal regulation of bone remodeling and calcium absorption.2 Vitamin D deficiency is common in CeD, which may be due to villous atrophy, fat malabsorption, and possibly reduced dairy intake secondary to lactose intolerance.2 In addition, much of the bone loss in CeD is related to secondary hyperparathyroidism, which is likely caused by vitamin D deficiency and can only be partially reversed with a GFD.2 Verma studied 60 newly diagnosed pediatric patients and found a significant increase in vitamin D levels as well as BMD and bone mass content after 6 months on a GFD.10 

Vitamin D can be obtained through sunlight, supplements, and food.11 The skin makes vitamin D when it is exposed to sunlight; amounts vary based on the time of day, season, geographical 

latitude, skin pigmentation, and other factors.12 Food sources include fatty fish, such as salmon, mackerel, and tuna.11,12 Vitamin D is added to milk and other dairy products, orange juice, and fortified cereals.11,12 However, GF cereals may not be fortified. Cheese and egg yolks naturally contain small amounts of vitamin D.11,12 Many of these sources are animal-based and therefore, individuals following vegan or vegetarian dietary plans must be counseled on strategies to incorporate plant-based vitamin D sources, such as fortified dairy alternatives.11,12 

There are two types of vitamin D supplements: vitamin D2 (ergocalciferol) and vitamin D3 (cholecalciferol).13 The primary source of vitamin D2 is plants, and D2 can be manufactured 

synthetically, whereas vitamin D3 is synthesized in the skin after exposure to the sun.13 Both forms are well-absorbed in the small bowel.11 Vitamin D supplements should ideally be taken with a meal and the full amount can be taken at one time.12 Many calcium supplements also contain vitamin D. Although the body needs vitamin D to absorb calcium, a vitamin D supplement does not need to be taken at the same time as a calcium supplement.12 Note that individuals may not need supplementation over the summer months if increased exposure to sunlight is expected. 

Calcium 

Calcium is an essential mineral for development and maintenance of bone integrity.12 Calcium is  also part of teeth constitution and enables blood to clot, muscles to contract, and the heart to beat.12 The body cannot produce its own calcium, so sufficient dietary intake is critical.12 If calcium intake is insufficient, calcium is taken from the bones.12 Additionally, mucosal damage in CeD impairs calcium absorption, which can lead to impaired bone health. Initially, lactose intolerance may occur related to impaired release of lactase enzyme from the damaged mucosa, which may further limit dairy intake. However, this lactose intolerance is likely to resolve with mucosal healing. Pediatric patients with untreated CeD are at risk of short stature and constitutional delay of puberty.1 Nonetheless, a 2022 meta-analysis concluded that the GFD was associated with higher bone mineral content and BMD in children and adolescents with CeD.14 Calcium-rich foods include dairy (milk, yogurt, cheese), fortified milk substitutes (soy, nut, pea), kale, and salmon.15 

It is important to note that absorption from calcium is highest with doses of 500 mg or less.15 Therefore, calcium intake, from food or supplements, should be spread out throughout the day for maximum absorption. The bioavailability of calcium from dairy products and fortified foods is 30%.15 The presence of oxalic acid and phytic acid in plants reduces calcium absorption.15 Foods such as milk, broccoli, kale, and cabbage have an absorption rate of 27% while spinach, collard greens, sweet potatoes, and beans have an absorption rate of 5%.15 Nevertheless, when individuals consume a variety of foods, the interactions with oxalic or phytic acid likely have minimal or negligible nutritional consequences.15 Absorption of dietary calcium is also reduced to a small extent by intakes of caffeine and phosphorus and to a greater extent by insufficient vitamin D status.15 

Dietitians are necessary to assess dietary intake because serum calcium is an unreliable marker for calcium status.15 Calcium supplementation may be recommended if dietary calcium is inadequate or if malabsorption is suspected. If supplementation is recommended, calcium citrate is often the supplement of choice. Calcium citrate can be taken with or without food, is more easily absorbed, and causes fewer symptoms of gas, bloating, and constipation than calcium carbonate.15 Calcium citrate is also recommended for individuals who are taking acid suppressants as the calcium citrate is better absorbed even in a lower acid environment than calcium carbonate.15 However, calcium citrate supplements only contain approximately 20% calcium.15 Therefore, in order to reach daily requirements, individuals may need to take more of the calcium citrate supplement. 

Vitamin B12 

Vitamin B12 is required for proper red blood cell formation, neurological function, and DNA synthesis.16 Vitamin B12 is absorbed primarily in the ileum.2 Possible reasons for deficiency in CeD, although not well-established, include terminal ileal involvement, pancreatic insufficiency, and competition for vitamin B12 by undesirable bacteria in SIBO.2 

Vitamin B12 is naturally found in animal products, including fish, meat, poultry, eggs, milk, and milk products.16 Therefore, individuals following vegan diet plans must be counseled on strategies to incorporate plant-based vitamin B12 sources, such as fortified nutritional yeast and dairy alternatives.16 

Absorption of vitamin B12 is dose dependent.16 The estimated bioavailability from food varies because absorption decreases drastically when the availability of intrinsic factor is at capacity (at 1–2 mcg of vitamin B12).16 Bioavailability also varies by the type of food source; it appears to be about three times higher in dairy products compared to meat, fish, and poultry.16 The bioavailability from dietary supplements is about 50% higher than that from food sources.16 Gastric acid inhibitors (proton pump inhibitors and histamine 2-receptor antagonists) used to treat gastroesophageal reflux disease and peptic ulcer disease may interfere with vitamin B12 absorption from food by slowing the release of gastric acid into the stomach.16 

Vitamin B12 administered parenterally as a prescription medication through intramuscular injections may be considered for severe deficiency, neurologic features, or ongoing malabsorption.2 Clinicians should assess for intake of supplements, herbals, and energy drinks, which may be sources of vitamin B12.

Folate 

Folate is a B vitamin that is naturally present in some foods whereas folic acid is the form of vitamin B9 that is used in fortified foods and most dietary supplements.17 Folate deficiency is common in CeD likely related to malabsorption, lower folate content of GF grains, and the lack of fortification/ enrichment of GF products.7 Folate is found in a wide variety of foods, including vegetables, especially dark green leafy vegetables, fruits and fruit juices, nuts, beans, peas, seafood, eggs, dairy products, meat, poultry, and grains.17 Spinach, liver, asparagus, and Brussels sprouts are among the foods with the highest folate levels.17 Dietitians should assess for a lack of variety and inadequate intake of GF whole grains in the diet as studies have shown improvement in folate levels with the inclusion of GF whole grains.7 

At least 85% of folic acid is estimated to be bioavailable when taken with food, whereas only about 50% of folate naturally present in food is bioavailable.17 When consumed without food, nearly 100% of supplemental folic acid is bioavailable.17 Given the risk of neural tube defects related to low folate levels, a prenatal MVM with folic acid is recommended for all females of child-bearing age through pregnancy and lactation.17 

Iron 

Iron is an essential mineral for carrying oxygen in the hemoglobin of red blood cells.18 Iron also supports the body’s metabolism, growth, development, cellular functioning and synthesis of some hormones and connective tissue.18 Iron deficiency is common in newly diagnosed CeD due to malabsorption, but iron deficiency discovered further along into the GFD warrants additional investigation to determine the etiology. 

Dietary iron is in the form of heme or non-heme iron.18 Heme iron comes from animal sources, such as meat, fish, and poultry and is most readily absorbed by the body.18 Non-heme iron is found in plant-based foods, such as fruits, vegetables, beans and nuts and has a lower bioavailability.18 Strategies to increase absorption of iron include cooking with a cast iron skillet and consuming heme iron sources or vitamin C along with non-heme iron sources to enhance the absorption of the non-heme iron.18 

Fortified foods are recommended for children between ages 1-2 to ensure iron stores are repleted as prenatal iron stores are exhausted by 6 months.18 Pediatric diets commonly fall short of adequate iron intake and most GF pediatric chewable supplements do not contain iron. Special attention should be paid to toddlers who drink milk in excess of 24 oz per day due to possible interference with iron absorption. 

Frequently used forms of iron in supplements include ferrous and ferric iron salts, such as ferrous sulfate, ferrous gluconate, ferric citrate, and ferric sulfate.18 Ferrous iron in dietary supplements is more bioavailable than ferric iron.18 It is important to note that supplements containing 25 mg iron or more can reduce zinc absorption and plasma zinc concentrations so these levels should be monitored.18 Calcium might interfere with the absorption of iron, although this effect has not been definitively established and the effect is expected to be mitigated by a typical mixed western diet.18 Nevertheless, some experts suggest taking individual calcium and iron supplements at different times of the day to maximize absorption.18 

Although high doses of supplemental iron (45 mg/day or more) are often used to replete iron stores in iron deficiency, it is important to consider that they may cause gastrointestinal side effects, such as nausea and constipation.18 Other forms of supplemental iron, such as heme iron polypeptides, carbonyl iron, iron amino-acid chelates, and polysaccharide-iron complexes, might have fewer gastrointestinal side effects than ferrous or ferric salts.18 Iron infusion is recommended if there is failure or intolerance of oral iron in the setting of persistent iron deficiency anemia. Because proton pump inhibitors reduce production of gastric acid, they can reduce iron absorption as well. Therefore, consider that individuals with iron deficiency on proton pump inhibitors can have suboptimal responses to iron supplementation.18 

CONCLUSION 

A GFD prescription should include standard nutritional guidance emphasizing naturally GF whole foods such as fruits, vegetables, dairy, meat, seafood, nuts, seeds, and legumes for a sound nutritional base.2 The addition of naturally GF 

whole grains or pseudocereals, such as amaranth and quinoa, provides the fiber, B vitamins, and minerals (calcium, iron, magnesium) missing when gluten is removed.2 

Research has indicated that micronutrient deficiencies are common at the time of diagnosis and even after initiation and adherence to a GFD. Deficiencies may be attributed to malabsorption from villous atrophy, lower nutrient profiles of GF grains and GF products, as well as additional dietary restrictions. Routine monitoring of at-risk vitamin and mineral levels should be part of comprehensive follow-up for patients with CeD. A patient-centered team approach including consultation and regular follow up with a specialist dietitian will ensure optimal outcomes. 

Acknowledgements 

We are grateful for the contributions of Cecilia Chen and our colleagues at the Celiac Disease Center, including Dr. Jacqueline Jossen, Dr. Amy DeFelice, Dr. Peter Green, Dr. Benjamin Lebwohl, Dr. Suzanne Lewis, Dr. Suneeta Krishnareddy, Dr. Randi Wolf, and Dr. Marcella Walker. 

References 

  1. Aljada B, Zohni A, El-Matary W. The Gluten-Free Diet for Celiac Disease and Beyond. Nutrients. 2021; 13(11):3993. 
  2. Dennis M, Lee AR, Mccarthy T. Nutritional Considerations of the Gluten-Free Diet. Gastroenterology Clinics of North America. 2019;48(1):53–72. 
  3. Lebwohl B, Sanders DS, Green PHR. Coeliac disease. Lancet. 2018;391(10115):70-81. 
  4. Ballestero-Fernández C, Varela-Moreiras G, Úbeda N, et.al. Nutritional Status in Spanish Adults with CD Following a Long- Term Gluten-Free Diet Is Similar to Non-Celiac. Nutrients. 2021;13(5):1626. 
  5. Valente FX, Campos Tdo N, Moraes LF, et. al. B vitamins related to homocysteine metabolism in adults celiac disease patients: a cross-sectional study. Nutr J. 2015;14:110. 
  6. FDA – National Research Council (US) Subcommittee on the Tenth Edition of the Recommended Dietary Allowances. Recommended Dietary Allowances: 10th Edition. Washington (DC): National Academies Press (US); 1989. 
  7. Lee AR, Ng DL, Dave E, et. al. The effect of substituting alternative grains in the diet on the nutritional profile of the gluten-free diet. J Hum Nutr Diet. 2009 Aug;22(4):359-63. 
  8. Academy of Nutrition and Dietetics. RECOMMENDATIONS SUMMARY. Evidence Analysis Library. https://www.andeal. org/template.cfm?template=guide_su12ry&key=2102. Published 2023. Accessed February 15, 2023. 
  9. Office of dietary supplements – multivitamin/mineral supplements. NIH Office of Dietary Supplements. https://ods.od.nih. gov/factsheets/MVMS-HealthProfessional/. Published October 11, 2022. Accessed February 15, 2023. 
  10. Verma A, Lata K, Khanna A, et al. Study of effect of gluten-free diet on vitamin D levels and bone mineral density in celiac disease patients. J Family Med Prim Care. 2022;11(2):603-607. 
  11. Office of dietary supplements – vitamin D. NIH Office of Dietary Supplements. https://ods.od.nih.gov/factsheets/vitamind-healthprofessional/#h2. Published August 12, 2022. Accessed February 15, 2023. 
  12. Calcium/vitamin D requirements, Recommended Foods & Supplements. Bone Health & Osteoporosis Foundation. May 24, 2023. Accessed July 30, 2023. https://www.bonehealthandosteoporosis.org/patients/treatment/calciumvitamin-d/. 
  13. Alayed Albarri EM, Sameer Alnuaimi A, Abdelghani D. Effectiveness of vitamin D2 compared with vitamin D3 replacement therapy in a primary healthcare setting: a retrospective cohort study. Qatar Med J. 2022;2022(3):29. 
  14. Oliveira DDC, da Silva DCG, Kawano MM, de Castro CT, Pereira M. Effect of a gluten-free diet on bone mineral density in children and adolescents with celiac disease: Systematic review and meta-analysis Crit Rev Food Sci Nutr. 2022;1-11.  Office of dietary supplements – calcium. NIH
  15. Office of Dietary Supplements. https://ods.od.nih.gov/factsheets/Calcium- HealthProfessional/#h2. Published October 6, 2022. Accessed February 15, 2023. 
  16. Office of dietary supplements – vitamin B12. NIH Office of Dietary Supplements. https://ods.od.nih.gov/factsheets/ VitaminB12-HealthProfessional/#h2. Published December 22, 2022. Accessed February 15, 2023. 
  17. Office of dietary supplements – folate. NIH Office of Dietary Supplements. https://ods.od.nih.gov/factsheets/Folate- HealthProfessional/. Published November 30, 2022. Accessed February 15, 2023. 
  18. Office of dietary supplements – iron. NIH Office of Dietary Supplements. https://ods.od.nih.gov/factsheets/Iron- HealthProfessional/. Published April 5, 2022. Accessed February 15, 2023. 

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FRONTIERS IN ENDOSCOPY

EUS-Guided Choledochoduodenostomy: Current Role and Status

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 There are a variety of conditions which may lead to biliary obstruction, usually as a result of malignancy. Endoscopic retrograde cholangiopancreatography (ERCP) is usually highly successful in relieving biliary obstruction via stent placement in these patients, but can fail if the ampulla is not reachable due to gastric outlet obstruction (GOO).1,2,3,4 The 2nd portion of the duodenum/papilla can become infiltrated by invasive malignancy, which can also hamper efforts at deep biliary cannulation.1-2,4 Up to 80% of biliary obstruction cases are due to pancreatic cancer, followed by duodenal cancer, cholangiocarcinoma, metastatic disease, and ampullary cancer.4,5,6,7,8,9,10,11 To a lesser degree, biliary obstruction can also occur with benign conditions such as choledochal cysts, chronic pancreatitis, and post-cholecystectomy biliary strictures.12 

Percutaneous biliary drainage (PTBD) and surgery are the traditional methods for biliary drainage when ERCP is not possible or has failed.13 However, surgical biliary bypass is associated with high morbidity and costs when compared to endoscopic therapy.2,13 While PTBD is effective, it is associated with significant adverse events including fistulas, bleeding, and abscess formation.2 Moreover, external drains frequently require exchanges and can significantly impact a patient’s quality of life.13 As a result, EUS-guided choledochoduodenostomy has emerged as another option to manage biliary obstruction in these cases. 

Development of EUS-Guided Choledochoduodenostomy (EUS-CDS) 

Giovanni et al. first reported EUS-CDS in 2001.14 EUS-CDS is thought to be an easier procedure for draining biliopancreatic tumors.7 Moreover, the rate of tumor ingrowth may be lower as the biliary stricture is not traversed15and a fistula is formed away from the tumor.5,15 While earlier studies suggested EUS guided biliary drainage (EUS-BD) offered greater stent patency than endoscopic transpapillary stenting (ETS), more recent studies 

demonstrate similar clinical efficacy, with shorter procedure time and decreased incidence of post-procedural pancreatitis in EUS-CDS.15,16 

There are two primary approaches to EUS-BD: hepatogastrostomy (EUS-HGS) and EUS- CDS.11 EUS-HGS targets the intrahepatic bile ducts from the stomach, but as there is a thick wall to penetrate, stent deployment can be technically difficult.17 Movement of the liver during breathing may lead to inward stent migration and additional risks include bile leak, biloma, and gastric perforation.17,18 Furthermore, procedural time with EUS-HGS is usually longer as there are more manipulations with the guidewire.18 In EUS-CDS, the extrahepatic biliary ducts are accessed in a transmural manner via the duodenal bulb. The thinner duodenal wall facilitates puncture and abuts the bile duct with minimal respiratory influence.17 It is important to note that stent deployment in the duodenal bulb can be technically challenging because of a relatively unstable endoscope position and small space between the echoendoscope tip and duodenal wall.6 

EUS-CDS was initially performed with plastic stents and while inexpensive, it was prone to bile leaks.5,6 Due to small luminal diameter, there was also an increased risk of early stent occlusion.6,15,19 Since patency decreased after 3 months, the stents were designed to be easily removed and exchanged as needed.19 

The next innovation in EUS-CDS development was the use of covered metal stents. Because of expandability, fully covered or partially covered self-expanding metal stents (SEMS) can potentially seal the gap between fistula and stent better than plastic stents, thus minimizing bile leakage.13,20 (Figure 1) When compared with plastic stents, SEMS offered larger diameters (8-10mm vs. 7-10Fr), which increased the duration of stent patency.20 However, an issue that has been noted is the rate of stent migration, since tubular SEMS have no antimigration system.6,20 Furthermore, while SEMS possesses an adequate diameter for effective biliary drainage, the ends of the stent may lead to tissue injury and bleeding in the duodenum and/or the biliary tree.6 

The advent of the lumen apposing metal stent (LAMS) enabled creation of anastomoses to drain entities such as pancreatic fluid collections and the gallbladder.21 Prior biliary drainage techniques were 

performed without dedicated accessories, so the emergence of LAMS was soon applied to drainage of biliary obstruction.1 The 6mm x 8mm LAMS, 8mm x 8mm LAMS, and the 10mm x10mm LAMS are used most frequently for biliary drainage (in an off-label manner). The choice of stent size is largely determined by operator preference, taking into account the size of the bile duct and the luminal access point.1,8,13 As the LAMS diameter ranges from 6mm to potentially 10mm, this provided better drainage compared to PTBD catheters and the flanges prevent migration.10 LAMS greatly simplified the technique for EUS-CDS, but in this form, several steps are still required to properly place the stent.6 

EC-LAMS: The Current Approach for EUS-Guided Choledochoduodenostomy 

While there is high clinical success for EUS-CDS, there is also a relatively high rate of associated adverse events and a small but definite mortality risk (0.4%) which may reflect the learning curve.22 This has led to the development of dedicated accessories for EUS-CDS.22 Electrocautery Enhanced LAMS (EC-LAMS) span two gastrointestinal lumens using an electrocautery enhanced cutting tip, so tract dilation is not required, nor is even the use of a guidewire as the stent placement can be performed via the freehand technique.23 EC-LAMS eliminates 

device exchanges and has markedly increased efficiency of EUS-CDS.8 

Under endosonographic guidance, a needle (frequently 19-gauge) is used to puncture the extrahepatic bile duct via the duodenal bulb.24 Bile is aspirated, and contrast is injected to create a cholangiogram and confirm the location under fluoroscopy. Either a 0.025” or 0.035” guidewire is then passed into the bile duct. The needle is removed, and the EC-LAMS system is passed over the guidewire and once at the duodenal wall, current is used to advance the system into the bile duct through the duodenal wall and the bile duct wall. The distal flange is deployed under endosonographic and/or fluoroscopic guidance and the proximal flange is deployed under endoscopic guidance. A second stent can be placed on the non-perpendicular axis of the LAMS into the bile duct to prevent the wall from collapsing into the inner flange after biliary decompression, if desired.23 Wire placement was recommended before the ability to recapture the LAMS, to prevent misdeployment.13 However, in experienced hands, wire access is not always necessary, and the entire procedure can be performed via a freehand technique to save time and increase efficiency.4 (Figures 2-7) 

Compared to multi-stage process, EC-LAMS decreases adverse events, procedural time, and 

fluoroscopy exposure.13 It is worth noting that post-ERCP pancreatitis can affect eligibility for curative surgery for advanced pancreatic disease, but EUS-guided procedures avoid manipulation of the papilla entirely and, by and large, do not cause post-procedure pancreatitis. Thus, some sources suggest that EUS-CDS should be evaluated as a primary procedure for stenting biliary obstruction, disease staging, and tissue sampling, although at most centers ERCP remains first-line therapy.4 

Risks and Adverse Events 

Despite the benefits of EUS-CDS, there are immediate and delayed adverse events which are important to acknowledge. 

With regard to LAMS, there is the possibility of misdeployment, dislodgement, as well as duodenal perforation, and bleeding.1,22 Reintervention is most commonly required for stent obstruction secondary to disease progression, food impaction, sump syndrome (accumulation of debris in the common bile duct (CBD) distal to the anastomosis in a side-to-side choledochoduodenostomy), stent migration, LAMS dysfunction, and cholangitis.1,6,13,22 It is thought that smaller stent diameter (6mm/8mm) may be more prone to clogging than a larger bore stent (10mm).6 Moreover, the distal flange can kink in the bile duct after decompression, resulting 

in stent occlusion and cholangitis.6 Thus, many sources recommend LAMS placement may be best in patients with a dilated CBD i.e. > 10-15mm to allow for safer opening of the distal flange.10,13 

In regard to fully covered self-expanding metal stents (FC-SEMS), early adverse events include cholangitis, cholecystitis, liver abscess, and peritonitis.15,22,24,25 Migration is a frequent reason for reintervention, seen in approximately 20% of cases, followed by food impaction, tumor ingrowth, stent dysfunction, and to lesser degree, infections.22,24,25 

Early adverse events following plastic stent placement include bile peritonitis, hemobilia, and pneumoperitoneum.26 Delayed adverse events include stent occlusion and migration.5,26 Da Silva et al. reported a particularly severe case of two double pigtail stents migrating from the duodenal bulb into the abdominal cavity, requiring surgical management. This led to concerns regarding the challenging nature of plastic stent positioning and placement.11 

Vanella et al. advocated for dividing LAMS dysfunction into categories to standardize research, evaluate pathogenesis of the dysfunction, and develop rescue strategies.3 Type 1 dysfunction is sump syndrome, managed with transpapillary stent placement. Type 2 dysfunction is stone impaction (type 2a) or food impaction (type 2b), both of which are treated with balloon extraction. Type 3 

dysfunction is LAMS invasion on the biliary side (3a) or duodenal side (3b), treated by placing double pigtail stents or SEMS through the LAMS. Type 4 dysfunction is LAMS migration, which can be managed by replacing the LAMS through the same fistula, creating a new EUS-CDS, or other methods of EUS-BD. Type 5 dysfunction exists when the malignant biliary obstruction occurs concurrently with a GOO, compromising EUS-CDS patency. The ideal situation would be to resolve the GOO via EUS-guided gastroenterostomy. However, if this does not work, percutaneous transpapillary stenting or EUS-HGS are additional options.3 

Comparison Studies 

Biliary drainage procedures have evolved over time and several studies have evaluated these different techniques. In a retrospective cohort study, Sawas et al. evaluated EUS-CDS (via LAMS and SEMS) vs. PTBD in 86 patients. There was similar technical success (100% in EUS-CDS vs. 96.6% PTBD), but EUS-CDS carried greater clinical success (84.6% vs. 62.1% in PTBD) and had lower adverse event rate (14.3% vs. 29.3% in PTBD). There was no significant difference in survival between the 2 groups and the re-intervention rate was significantly lower with EUS-CDS vs. PTBD (10.7% vs. 77.6%, p<0.001).10 

Furthermore, in a retrospective cohort analysis by Kawakabu et al. comparing optimal drainage 

technique, 26 patients underwent EUS-CDS and 56 patients underwent ETS with covered metal stents. Clinical success was similar between the two groups (96.2% in EUS-CDS vs. 98.2% in ETS, p=0.54), however adverse events occurred in 26.9% of those with EUS-CDS compared to 35.7% of those with ETS. While these figures appear high, the study involved a small sample size and most adverse events were milder cases of pancreatitis, abdominal pain, and fevers. This study suggests that when managing distal malignant biliary obstruction (MDBO) caused by non-pancreatic cancer, there is similar success and efficacy between EUS-CDS and ETS, but the former reduces risk of pancreatitis.15 Notably, this study was conducted among centers with extensive experience in interventional EUS. As EUS-CDS may not be feasible if the required expertise is not available, ERCP is the most commonly used technique, given the widespread availability and good clinical success rate. 

De Benito Sanz and colleagues conducted a retrospective study of 57 patients comparing LAMS to SEMS among patients undergoing EUS-CDS. There was 95% technical success in each cohort and similar clinical success (LAMS 94.7% vs. SEMS 100%, p= NS). There was a 5.4% mild adverse event rate for the LAMS cohort compared to a 10% mild adverse event rate with SEMS and a 5.4% serious adverse event rate requiring surgical management for bile leak in the LAMS cohort versus 5% serious adverse event rate requiring surgery in those with SEMS (p=0.71). Overall, there were equivalent results among the two stent types, however SEMS were more affordable and didn’t require as dilated a CBD, while EC-LAMS allowed a simpler insertion process. The authors concluded that choice of therapy depended on center expertise, cost of treatment, and safety concerns.22 

There was further refinement of the LAMS technique as demonstrated by the multicenter retrospective analysis by El Chafic et al., where EUS-CDS was successfully completed with EC-LAMS in 64/67 patients with technical success 95.5%. A plastic/metal stent was placed through the lumen of the LAMS in 78.1% of patients to maintain a non-perpendicular LAMS orientation into the bile duct and prevent the bile duct wall from collapsing into the inner flange after decompression. Biliary re-intervention for obstruction was required in 7 patients. The authors determined that EC-LAMS could be performed with high clinical and technical success and inserting an axis-orienting plastic stents through the lumen of the LAMS may reduce the need for biliary re-interventions.23 

Fugazza et al. conducted a multicenter retrospective analysis of EUS-CDS using LAMS in patients with MDBO after failed ERCP. Centers with low and high experience in placing LAMS 

for EUS-CDS were evaluated. The single stage technique was used in 89.7% of low-experience centers, compared with 98% of high-experience centers. Similarly, guidewire was utilized in 10.3% of low-experience centers, versus 2% of high-experience centers (p=0.004). There was similar technical success among the cohorts, which was associated with shorter procedures and larger CBD size. The authors concluded that the study findings provided evidence for reproducibility of EUS-CDS for challenging cases of MDBO among a wide variety of centers.9 

A retrospective study by Wei et al. examined EUS-CDS for MDBO using EC-LAMS and several metrics were evaluated. Technical success with 6mm EC-LAMS was similar to that of 8-10mm EC-LAMS, but higher adverse event rates (OR 3.71, p=0.008) and reintervention rates (OR 6.17, p=0.019) were seen in the 6mm LAMS cohort due to stent occlusion and cholangitis. Due to orientation of EC-LAMS in the duodenal bulb, the luminal opening can become occluded with debris. A larger diameter EC-LAMS may circumvent this, but placement can be challenging due to the flange size. An additional observation from this study was that indwelling EC-LAMS did not hinder surgery in patients that subsequently underwent pancreaticoduodenectomy.4 

CONCLUSION 

Both benign and malignant conditions can lead to biliary obstruction, but when ERCP fails, a few good options are available. Surgical management is associated with significant cost and morbidity and while percutaneous approaches with external drains are highly effective, these may lead to fistulas and negatively affect quality of life. EUS-CDS provides an alternative means of biliary decompression with decreased mortality and incidence of pancreatitis. LAMS increased efficiency of the procedure and ongoing refinement of the technique will address other adverse events which are encountered (i.e., stent occlusion and cholangitis). While factors such as cost of treatment and technical expertise may influence the adoption of this practice, for patients with MDBO and failed ERCP or those in whom ERCP is not technically possible, the results thus far have been promising and the procedure is entering more widespread practice. 

References 

2 Artifon EL, Loureiro JF, Baron TH, Fernandes K, Kahaleh M, Marson FP. Surgery or EUS-guided choledochoduodenostomy for malignant distal biliary obstruction after ERCP failure. Endosc Ultrasound. 2015 Jul-Sep;4(3):235-43. doi: 10.4103/2303-9027.163010. PMID: 26374583; PMCID: PMC4568637. 

3 Vanella G, Bronswijk M, Dell’Anna G, Voermans RP, Laleman W, Petrone MC, van Malenstein H, Fockens P, Arcidiacono PG, van der Merwe S, van Wanrooij RLJ. Classification, risk factors, and management of lumen apposing metal stent dysfunction during follow-up of endoscopic ultrasound-guided choledochoduodenostomy: Multicenter evaluation from the Leuven-Amsterdam-Milan Study Group. Dig Endosc. 2023 Mar;35(3):377-388. doi: 10.1111/den.14445. Epub 2022 Nov 9. PMID: 36177532. 

4 On W, Paranandi B, Smith AM, Venkatachalapathy SV, James MW, Aithal GP, Varbobitis I, Cheriyan D, McDonald C, Leeds JS, Nayar MK, Oppong KW, Geraghty J, Devlin J, Ahmed W, Scott R, Wong T, Huggett MT. EUS-guided choledochoduodenostomy with electrocautery-enhanced lumen-apposing metal stents in patients with malignant distal biliary obstruction: multicenter collaboration from the United Kingdom and Ireland. Gastrointest Endosc. 2022 Mar;95(3):432-442. doi: 10.1016/j.gie.2021.09.040. Epub 2021 Oct 9. PMID: 34637805. 

5 Yamao, K., Bhatia, V., Mizuno, N., Sawaki, A., Ishikawa, H., Tajika, M., Hoki, N., Shimizu, Y., Ashida, R., & Fukami, N. (2008). EUS-guided choledochoduodenostomy for palliative biliary drainage in patients with malignant biliary obstruction: Results of long-term follow-up. Endoscopy, 40(4), 340–342. PMID: 18389451 

6 Tsuchiya T, Teoh AYB, Itoi T, Yamao K, Hara K, Nakai Y, Isayama H, Kitano M. Long-term outcomes of EUS-guided choledochoduodenostomy using a lumen-apposing metal stent for malignant distal biliary obstruction: a prospective multicenter study. Gastrointest Endosc. 2018 Apr;87(4):1138-1146. doi: 10.1016/j.gie.2017.08.017. Epub 2017 Aug 24. PMID: 28843583 

7 Jacques J, Privat J, Pinard F, Fumex F, Chaput U, Valats JC, Cholet F, Jezequel J, Grandval P, Legros R, Lepetit H, Albouys J, Napoleon B. EUS-guided choledochoduodenostomy by use of electrocautery-enhanced lumen-apposing metal stents: a French multicenter study after implementation of the technique (with video). Gastrointest Endosc. 2020 Jul;92(1):134-141. doi: 10.1016/j.gie.2020.01.055. Epub 2020 Feb 19. PMID: 32084411. 

8 Jacques J, Privat J, Pinard F, Fumex F, Valats JC, Chaoui A, Cholet F, Godard B, Grandval P, Legros R, Kerever S, Napoleon B. Endoscopic ultrasound-guided choledochoduodenostomy with electrocautery-enhanced lumen-apposing stents: a retrospective analysis. Endoscopy. 2019 Jun;51(6):540-547. doi: 10.1055/a-0735-9137. Epub 2018 Oct 22. PMID: 30347424. 1 Kunda R, Pérez-Miranda M, Will U, Ullrich S, Brenke D, Dollhopf M, Meier M, Larghi A. EUS-guided choledochoduodenostomy for malignant distal biliary obstruction using a lumen-apposing fully covered metal stent after failed ERCP. Surg Endosc. 2016 Nov;30(11):5002-5008. doi: 10.1007/s00464-016-4845-6. Epub 2016 Mar 11. PMID: 26969661. 

9 Fugazza A, Fabbri C, Di Mitri R, Petrone MC, Colombo M, Cugia L, Amato A, Forti E, Binda C, Maida M, Sinagra E, Repici A, Tarantino I, Anderloni A; i-EUS Group. EUS-guided choledochoduodenostomy for malignant distal biliary obstruction after failed ERCP: a retrospective nationwide analysis. Gastrointest Endosc. 2022 May;95(5):896- 904.e1. doi: 10.1016/j.gie.2021.12.032. Epub 2022 Jan 4. PMID: 34995640. 

10 Sawas T, Bailey NJ, Yeung KYKA, James TW, Reddy S, Fleming CJ, Marya NB, Storm AC, Abu Dayyeh BK, Petersen BT, Martin JA, Levy MJ, Baron TH, Bun Teoh AY, Chandrasekhara V. Comparison of EUS-guided choledochoduodenostomy and percutaneous drainage for distal biliary obstruction: A multicenter cohort study. Endosc Ultrasound. 2022 May-Jun;11(3):223-230. doi: 10.4103/EUS-D-21- 00031. PMID: 35102902; PMCID: PMC9258024. 

11 da Silva RRR, Facanali Junior MR, Brunaldi VO, Otoch JP, Rocha ACA, Artifon ELA. EUS-guided choledochoduodenostomy for malignant biliary obstruction: A multicenter comparative study between plastic and metallic stents. Endosc Ultrasound. 2023 Jan-Feb;12(1):120-127. doi: 10.4103/EUS-D-21-00221. PMID: 36861511; PMCID: PMC10134915. 

12 Park DH, Jang JW, Lee SS, Seo DW, Lee SK, Kim MH. EUS-guided biliary drainage with transluminal stenting after failed ERCP: predictors of adverse events and long-term results. Gastrointest Endosc. 2011 Dec;74(6):1276-84. doi: 10.1016/j.gie.2011.07.054. Epub 2011 Oct 1. PMID: 21963067. 

13 Anderloni, A., Fugazza, A., Troncone, E., Auriemma, F., Carrara, S., Semeraro, R., Maselli, R., Di Leo, M., D’Amico, F., Sethi, A., & Repici, A. (2019). Single-stage EUS-guided choledochoduodenostomy using a lumen-apposing metal stent for malignant distal biliary obstruction. Gastrointestinal Endoscopy, 89(1), 69–76. PMID: 30189198 

14 Giovannini M, Moutardier V, Pesenti C, Bories E, Lelong B, Delpero JR. Endoscopic ultrasound-guided bilioduodenal anastomosis: a new technique for biliary drainage. Endoscopy. 2001 Oct;33(10):898-900. doi: 10.1055/s-2001- 17324. PMID: 11571690 

15 Kawakubo K, Kawakami H, Kuwatani M, Kubota Y, Kawahata S, Kubo K, Sakamoto N. Endoscopic ultrasound-guided choledochoduodenostomy vs. transpapillary stenting for distal biliary obstruction. Endoscopy. 2016 Feb;48(2):164-9. doi: 10.1055/s-0034-1393179. Epub 2015 Oct 30. PMID: 26517848 

16 Hamada T, Isayama H, Nakai Y, Kogure H, Yamamoto N, Kawakubo K, Takahara N, Uchino R, Mizuno S, Sasaki T, Togawa O, Matsubara S, Ito Y, Hirano K, Tsujino T, Tada M, Koike K. Transmural biliary drainage can be an alternative to transpapillary drainage in patients with an indwelling duodenal stent. Dig Dis Sci. 2014 Aug;59(8):1931-8. doi: 10.1007/s10620-014-3062-1. Epub 2014 May 20. PMID: 24839917 

17 Khashab MA, Messallam AA, Penas I, Nakai Y, Modayil RJ, De la Serna C, Hara K, El Zein M, Stavropoulos SN, Perez-Miranda M, Kumbhari V, Ngamruengphong S, Dhir VK, Park DH. International multicenter comparative trial of transluminal EUS-guided biliary drainage via hepatogastrostomy vs. choledochoduodenostomy approaches. Endosc Int Open. 2016 Feb;4(2):E175-81. doi: 10.1055/s-0041- 109083. Epub 2016 Jan 15. PMID: 26878045; PMCID: PMC4751013. 

18 Minaga K, Ogura T, Shiomi H, Imai H, Hoki N, Takenaka M, Nishikiori H, Yamashita Y, Hisa T, Kato H, Kamada H, Okuda A, Sagami R, Hashimoto H, Higuchi K, Chiba Y, Kudo M, Kitano M. Comparison of the efficacy and safety of endoscopic ultrasound-guided choledochoduodenostomy and hepaticogastrostomy for malignant distal biliary obstruction: Multicenter, randomized, clinical trial. Dig Endosc. 2019 Sep;31(5):575-582. doi: 10.1111/den.13406. Epub 2019 May 29. PMID: 30908711. 

19 Donelli G, Guaglianone E, Di Rosa R, Fiocca F, Basoli A. Plastic biliary stent occlusion: factors involved and possible preventive approaches. Clin Med Res. 2007 Mar;5(1):53- 60. doi: 10.3121/cmr.2007.683. PMID: 17456835; PMCID: PMC1855334. 

20 Song TJ, Hyun YS, Lee SS, Park DH, Seo DW, Lee SK, Kim MH. Endoscopic ultrasound-guided choledochoduodenostomies with fully covered self-expandable metallic stents. World J Gastroenterol. 2012 Aug 28;18(32):4435-40. doi: 10.3748/wjg.v18.i32.4435. PMID: 22969210; PMCID: PMC3436062. 

21 Binmoeller KF, Shah J. A novel lumen-apposing stent for transluminal drainage of nonadherent extraintestinal fluid collections. Endoscopy. 2011 Apr;43(4):337-42. doi: 10.1055/s-0030-1256127. Epub 2011 Jan 24. PMID: 21264800. 

22 de Benito Sanz M, Nájera-Muñoz R, de la Serna-Higuera C, Fuentes-Valenzuela E, Fanjul I, Chavarría C, García- Alonso FJ, Sanchez-Ocana R, Carbajo AY, Bazaga S, Perez-Miranda M. Lumen apposing metal stents versus tubular self-expandable metal stents for endoscopic ultrasound-guided choledochoduodenostomy in malignant biliary obstruction. Surg Endosc. 2021 Dec;35(12):6754-6762. doi: 10.1007/s00464-020-08179-y. Epub 2020 Nov 30. PMID: 33258038. 

23 El Chafic AH, Shah JN, Hamerski C, Binmoeller KF, Irani S, James TW, Baron TH, Nieto J, Romero RV, Evans JA, Kahaleh M. EUS-Guided Choledochoduodenostomy for Distal Malignant Biliary Obstruction Using Electrocautery- Enhanced Lumen-Apposing Metal Stents: First US, Multicenter Experience. Dig Dis Sci. 2019 Nov;64(11):3321- 3327. doi: 10.1007/s10620-019-05688-2. Epub 2019 Jun 7. PMID: 31175495. 

24 Nakai Y, Isayama H, Kawakami H, Ishiwatari H, Kitano M, Ito Y, Yasuda I, Kato H, Matsubara S, Irisawa A, Itoi T. Prospective multicenter study of primary EUS-guided choledochoduodenostomy using a covered metal stent. Endosc Ultrasound. 2019 Mar-Apr;8(2):111-117. doi: 10.4103/eus. eus_17_18. PMID: 30168480; PMCID: PMC6482602. 

25 Kuraoka N, Hara K, Okuno N, Kuwahara T, Mizuno N, Shimizu Y, Niwa Y, Terai S. Outcomes of EUS-guided choledochoduodenostomy as primary drainage for distal biliary obstruction with covered self-expandable metallic stents. Endosc Int Open. 2020 Jul;8(7):E861-E868. doi: 10.1055/a- 1161-8488. Epub 2020 Jun 16. PMID: 32617390; PMCID: PMC7297614. 

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Fundamentals of ERCP

Fundamentals of ERCP Image Interpretation

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INTRODUCTION

Successful cannulation of the desired duct and safely carrying out any necessary interventions are the primary goals in ERCP. It is also important to obtain the best possible images, accurately interpret these images, and document the findings in the procedure report. There are common, avoidable mistakes or errors that occur while performing ERCP. These include poor technique, misinterpretation of variant anatomy and artifacts, and failure to recognize adverse events, especially perforation.1 Many of the image interpretation errors arise with less commonly encountered anatomic variants of the biliary and the pancreatic ducts.2 Most ERCP malpractice lawsuits arise after adverse events such as pancreatitis, perforations, and severe infections. These lawsuits are difficult to defend if the procedure was not indicated or if there was a failure to adequately document the justification for the risk of the procedure.3,4 Therefore, all ERCP procedures should include documentation of appropriate and acceptable indications and detailed descriptions of the findings and the interventions. Images should be correctly interpreted, and any adverse events recognized and treated early. Capturing and saving images assists in “telling the story” of the entire procedure, illustrating the interventions performed, documenting the absence of adverse events or early recognition of adverse events. The images and the report should be congruent. As will be described in this article, fluoroscopy can be utilized to assist in correctly positioning the duodenoscope, identifying the major and the minor papilla, and selectively cannulating the duct of choice. 

Proper Use of Fluoroscopy and Safety Measures 

Every endoscopist performing ERCP should have a basic understanding of the fluoroscopy equipment, proper settings, and safety measures.5 Common errors, mistakes, and pitfalls in ERCP imaging are summarized in Table 1. It is not uncommon that the endoscopist will be required to directly operate the fluoroscopy equipment and therefore should have a good working understanding of how to generate and correctly interpret adequate fluoroscopic images in a safe manner. A helpful publication from the American Society for Gastrointestinal Endoscopy (ASGE) reviews in detail radiation and fluoroscopy safety in endoscopy.6 

There are several different types of fluoroscopy units, but ERCP is performed in most centers with a portable C-arm unit, although some high-volume centers have so-called fixed table units. The principles, however, are the same. An X-ray beam is passed from the X-ray source or cathode that is usually located below the fluoroscopy table or bed upward through the patient. An image intensifier or receiver unit receives the beam and generates the images. The X-ray beams may deflect causing scatter resulting in increased radiation exposure. There is increased scatter in obese patients. The image intensifier should always be placed as close to the patient as possible without contacting the patient or interfering with the ability to move the table or the fluoroscope. Typically, placing the image intensifier 1-2 inches above the patient is ideal for good image quality without excess magnification or increased scatter. The ALARA principle (As Low as Reasonably Achievable) should always be followed to limit the exposure to the patient and the staff. 

Endoscopists and assistants should always wear thyroid shields, lead glasses, and lead aprons that fully cover their body. Adding a lead skirt or drape around the fluoroscopy unit can help prevent scatter and reduce excess exposure as can clear lead shields positioned between the fluoroscopy unit and the endoscopy staff. Increased fluoroscopy time increases cancer risk to the patient, endoscopist and all staff present at the procedure. Angulation of the beam and magnification all increase radiation exposure to patients and staff. 

Physician-controlled fluoroscopy may result in reduced radiation exposure compared to utilizing an X-ray technician.7 There are clinical determinants that may predict longer fluoroscopy times and, hence, greater overall exposure, such as patient obesity, mechanical lithotripsy, needle knife use, and malignant biliary obstruction.8 With more ERCP experience, fluoroscopy time is typically shorter.9 Radiation time should, if possible, be noted, recorded, and compared with published benchmarks to ensure excess fluoroscopy time is not being utilized and to make it a goal to reduce exposure time as much as possible. It may be helpful to turn off the auto save mode of the fluoroscopy unit to avoid excess images to review at the conclusion of a case. Selected images should be saved and sent for permanent storage in the local picture archiving and communication system (PACS). The images saved should include the scout film and final film, and those images documenting the complete biliary tree or pancreatic duct as well as images that identify distinct findings or interventions. 

Room Design and Patient Position 

The room design, type of fluoroscopy equipment, and position of the patient and the monitors are all important for a successful procedure. This also helps ensure the comfort and safety of all in the room, including proper and healthy ergonomics for the endoscopist. The position of the fluoroscope and the position of the patient also affect the anatomic appearance as well as filling and drainage of the ducts of interest. Most ERCPs are performed with the patient in the prone or semi-prone position where the papilla is better positioned for the design of the duodenoscope and for most endoscopist’s natural scoping position. Most endoscopists position the biliary tree to the left side of the image as would correspond to the patient’s right side if the patient were supine and viewed from the front and how CT and MRI images are typically saved and reviewed. However, with the patient prone, this would not be consistent with how the image was acquired. Therefore, some endoscopists prefer the right corresponding to a posterior view when the patient is prone (see Figures 1 and 2 – page 26). I.e., most ERCP images are consistent with an anterior-to-posterior view, but some prefer a posterior-to-anterior view. 

Supine positioning of the patient may be necessary in certain cases such as: extreme obesity, poor neck mobility, an open abdomen, altered anatomy, or the need to perform a laparoscopic-assisted ERCP. With a patient in the supine position, many endoscopists look at the endoscopy and fluoroscopy monitoring screens with their back towards the patient. With this positioning, the endoscopist must maintain significant rightward torque on the duodenoscope. This can be accomplished with the aid of an assistant, if needed, while the endoscopist is facing away from the patient. 

The Importance and Utility of the Scout Film 

The baseline fluoroscopic image is also termed the “scout film” and it should be reviewed and saved routinely. The scout film serves several important purposes. The scout film confirms that the fluoroscopy equipment is functioning properly, ensures a properly focused field of view and position or orientation, demonstrated the initial bowel gas pattern (prior to insufflation) and verifies that the images can be saved (see Figures 3 and 4). The fluoroscopy image should be adjusted as needed to ensure the spine is vertically oriented, or close to it, and that there is a focused field of view that encompasses the expected area of interest (either biliary tree, pancreatic duct, or both). Such a proper focused field of exam, employing alternate angles of view, and the judicious use of magnification can reduce radiation exposure and interpretation errors in ERCP (see Figure 5). The scout film also identifies any impairment of the view of the duct or ducts. 

Artifacts during ERCP are common. Overlying objects such as EKG leads, wires from the pulse oximeter, blood pressure cuff, or IV lines that need to be moved out of the examination field will be revealed during the scout film. Excess bowel gas, retained contrast, the presence of any internal hardware or prosthesis including clips, coils, or percutaneous drains (see Figures 6 and 7) that may or may not interfere with the view or need to be taken into consideration should also be noted. Spinal hardware usually does not obscure the view of the biliary tree but may require some adjustment of the fluoroscopy angle (see Figures 8–12). Calcifications should be recognized. These may include calcified hemangiomas of the liver (see Figure 13), porcelain gallbladder (see Figures 14 and 15), calcific pancreatitis, phleboliths, renal lithiasis, or calcified lymph nodes to name a few. Overlying bowel gas and retained contrast (see Figures 16 and 17) can interfere with image creation, produce shadows, and can lead to misinterpreted images. When evaluating the scout film, careful notation should be made of the appearance of the diaphragm, bowel gas pattern, stomach, and the liver edge prior to any intervention. Pre-procedure and post-procedure scout films should always be obtained to look for, and, if needed, document the presence or absence of free air. 

It should be recognized that undue pressure from the endoscope or catheters can distort ductal anatomy as well as increase the risk of adverse events. Contrast material outside the ductal systems from prior contrast imaging studies or inadvertent extraductal injection should be appreciated. Under filling of the ducts or unintentional injection of air can also result in misinterpreted images. Oblique and lateral images can be helpful in showing abnormalities, variants of anatomy, or artifacts. Analog, as opposed to digital, fluoroscopic units will, in general, produce poorer images (see Figure 18). Misinterpretation of images is, unfortunately, very common but having a routine and following basic principles will reduce such errors. 

The Role Of Contrast Media 

In the context of ERCP, there is some debate about whether to use full-strength or diluted contrast media. Commonly, the initial cannulation begins with diluted contrast (typically half-strength). Then, after cannulation of the CBD an early cholangiogram is achieved (see Figure 19) some switch to full-strength contrast if necessary for better delineation of the biliary tree or pancreatic duct. Dilute contrast, however, is best for the detection of small stones, especially in patients with dilated ducts.10 (see Figure 20). Prior to the routine use of guidewire cannulation techniques, dilute contrast was often favored due to the belief that if inadvertent pancreatic duct cannulation was achieved, there would be less risk of post-ERCP pancreatitis. This notion has been discarded. 

Full-strength contrast is favored by some endoscopists for detection of strictures in the bile duct or in the pancreatic duct and when needing to clearly visualize the biliary and pancreatic duct anatomy. Prior to cannulation, all catheters should be flushed with contrast to eliminate air bubbles. If air bubbles are inadvertently introduced they can produce artifacts that can interfere with image interpretation. 

Using Fluoroscopy to Achieve Proper Scope Postion for Finding the Papilla and Successful Cannulation 

During ERCP, the scope tip is generally positioned below and lateral to the 12th rib, at about the level of the L2 vertebral body or between L2 and L3 vertebrae. This is considered the “usual position.” The body of the pancreas typically crosses the spine at the L1-L2 vertebrae. Understanding the scope position in the duodenum relative to the spine and ribs can help reveal a hidden or difficult to identify major papilla or when locating the minor papilla. Sometimes the major papilla is partially or totally obscured by an overlying duodenal fold and is not easily identified. It may be helpful to advance the duodenoscope into the deep second portion of the duodenum and then slowly withdraw it into the usual position just below the 12th rib between the L2 and L3 vertebrae. The major papilla is then typically found in this location, though gentle lifting of folds with a catheter or sphincterotome may be needed in some situations. 

For bile duct cannulation, the scope tip will typically have a “hockey stick” configuration (see Figures 21 and 22), whereas when cannulation of the pancreatic duct is desired, the scope tip is usually in a flatter position if not advanced to the long position (see Figure 23). For minor papilla cannulation, the scope is usually initially best positioned in a longer position with the tip more proximal in the duodenum. Once the PD is cannulated via the minor papilla, the duodenoscope can be reduced though this may risk loss of scope position. Once the CBD or PD are cannulated deeply, the scope position can typically be maintained (see Figures 24 and 25). Knowing the typical and expected anatomic position of the major papilla on fluoroscopy can also aid ERCP procedures in patients with surgically altered anatomy (see Figures 26–29). 

Utilizing Fluoroscopy to Maximize the Preferred Guidewire Cannulation 

Guidewire cannulation is now commonly employed during ERCP, and the use of injection during cannulation is much less frequently performed than it was in the past. Knowing the angle of both the bile duct and the pancreatic duct can assist in selective cannulation of the duct of choice. When CBD cannulation is desired, but the PD is inadvertently cannulated with the guidewire, the so-called “double wire technique” is a very useful and often successful method to achieve selective CBD cannulation (see Figure 30). The initial guidewire is left in the PD and a second guidewire is loaded into the sphincterotome (see Figure 31). Positioning the duodenoscope in the “hockey stick” position and observing a separation of the CBD and PD with a properly bowed sphincterotome under endoscopic and fluoroscopic guidance can also aid in selective cannulation of the CBD. 

Some have suggested that the first cholangiogram should be performed with the catheter or sphincterotome in the upper bile duct just below the confluence to prevent the inadvertent flushing of debris and stones or stone fragments from the distal extrahepatic duct into the intrahepatic ducts, although others prefer to inject distally first11 (see Figure 30). 

Body Position Effect on Duct Filling and Injection Tips 

Opacification of the biliary tree is, to some extent, dependent on gravity, and contrast media is denser than bile; therefore, the dependent ducts will fill preferentially. Whether the patient is in the semi-prone position or in the supine position will therefore determine which ducts are more dependent and will fill first. In the standard ERCP prone or semi-prone position the left ducts and anterior duct of the right lobe will fill first whereas in the supine position the right posterior ducts will fill first (see Figures 33 and 34). 

When using a balloon catheter, contrast should initially be injected with the balloon deflated. This will allow air bubbles or debris within the intrahepatic system to be flushed into the extrahepatic duct. The size of the balloon catheter selected should match the size of the duct to ensure appropriate occlusion and retention of contrast above the balloon and to facilitate a complete occlusion cholangiogram of the intrahepatic ducts (see Figure 35). 

In the semi-prone position, the left hepatic duct system is more dependent and fills earlier than the right ducts. In this position, the common bile duct is more posterior to the common hepatic duct and will fill earlier than the distal common bile duct. Furthermore, the cystic duct also generally courses posteriorly to the common hepatic duct with the anterior portion of the gallbladder filling first. With low-pressure contrast injections, there may be difficulty filling the right hepatic duct. If there is runoff into the gallbladder, the bile duct may be poorly opacified early. Balloon occlusion injection below the confluence will help fill the right hepatic ducts. Continuing to inject with the balloon inflated and moving distally in the duct can help delineate the distal duct. If the patient is moved into a more left lateral position, the right duct drains more preferentially. With the patient in the supine position, the right ducts are in a more dependent position and will fill preferentially as does the posterior gallbladder. Historically, if delayed biliary drainage was suspected, patients were placed supine with their head up though this is not commonly performed in the modern era. 

Balloon Sweeping and Proper Visualization of the Ducts 

Contrast injection is continued while slowly sweeping the duct with an occlusion balloon to remove biliary sludge, stones, or debris. Spot images can be captured and saved of the inflated balloon at the confluence (see Figure 36) then at the mid-bile duct, and finally in the distal CBD just above the papilla (see Figure 33). The mid-portion of the bile duct is commonly obscured by the duodenoscope and can be better visualized by gently pushing the duodenoscope into a long position with counterclockwise torque with care not to lose duct access (see Figure 38). Having a guidewire deep into the biliary tree and locked with an accessory locking device attached to the duodenoscope, use of elevator closure, or pinching the catheter or guidewire with the little finger of the endoscopist’s left hand reduces the risk of losing biliary access during this maneuver. Alternatively, the fluoroscopy C-arm can be rotated to expose the duct; but pushing the duodenoscope to the long position is typically more time efficient. Complete opacification of the biliary tree, including the intrahepatic ducts, can be performed to avoid missing intrahepatic stones, strictures, and anatomic variants. An exception to this may include cases of overt cholangitis where there is a genuine concern for the risk of precipitation of hepatic abscesses with high pressure injection. 

Discerning Bile Duct Stones Versus Air Bubbles or Pneumobilia 

Air introduced into the biliary or the pancreatic ducts can be problematic in that it can mimic stones, and both bubbles and stones are true “filling defects.” Air bubbles are commonly 2-5 mm in size, symmetrically round, and tend to cluster together or conform to the shape of the duct (see Figure 38). Tilting the patient may assist the endoscopist in distinguishing air bubbles from stones as the air bubbles usually rise in the duct with such maneuvers and bile duct stones will sink. However, floating stones do occur and can be misinterpreted as bubbles. This can result in missed identification of stones.12 Bubbles can also be long and tubular. Aside from stones and air bubbles, a filling defect may also be indicative of clots, tumor, or an intraductal parasite such as Ascaris. 

It is important to note that the use of imaging to identify stones or masses has its limitations. Dilute contrast may be best for visualization of small bile duct stones, especially in patients with dilated bile ducts.13 By paying close attention to early images on the initial contrast injection, the endoscopist can reduce the chance of missing stones. 

Larger and more dense radiopaque stones are easier to identify than smaller stones (see Figures 39–41). It is important to remember small stones can be missed in the distal bile duct at the papilla and may not be retrieved or extracted on balloon sweeps if the balloon slips past the stones without engaging them. Balloon occlusion cholangiogram and serial duct sweeps are the most effective technique for ensuring complete duct clearance (see Figure 42). Failure to perform multiple sweeps with an adequate balloon size relative to the duct size may result in inadequate clearance of the duct. The risk of inadequate duct clearance can be increased in patients with a dilated bile duct, in the presence of pneumobilia, following lithotripsy, and when a guidewire or stent is in the pancreatic duct (see Figure 43). 

Adequate Views and Sizing of Ducts 

It is important to adjust the endoscope position, and, if necessary, the fluoroscope itself to ensure that the entire duct of interest is visualized. For therapeutic interventions, it is important to know how to estimate the size of lesions, stones, and strictures. The size of stones and of the duct itself will influence the decision regarding removal techniques. These decisions include the size of sphincterotomy needed, the need for balloon sphincteroplasty, the size of any balloon or retrieval basket that may be needed. Knowing the insertion tube outer diameter of the duodenoscope is one of the easiest and quickest ways to estimate sizes. These vary by manufacturers and if pediatric or therapeutic duodenoscope from 7.5 mm to 12.1 mm.14 The most prevalent Olympus TJF190 therapeutic duodenoscope has an 11.3 mm outer insertion tube diameter while the Pentax duodenoscopes vary from 10.8 to 12.1 mm. Both the currently available single use disposable duodenoscopes also have outer insertion tube diameters of 11.3 mm.15 The endoscope diameter can serve as a “ruler” to compare any object to during the procedure. Large stones are considered those greater than 10 mm, so stones greater than the outer insertion diameter of the duodenoscope are, by definition, large stones (see Figure 41). 

Contrast streaming artifacts can occur when contrast flows along the dependent wall of a dilated duct. This may give the illusion of a normal duct caliber. However, obtaining a balloon occlusion cholangiogram will confirm the true duct size. Small periductal lymphatics sometimes fill with contrast especially during difficult cannulations in the setting of a tight stricture or if mucosal tears or false passages are created. 

Contrast filling of a duodenal diverticulum can sometimes cause confusion and obscure the view of the distal bile duct. The presence of an ampullary diverticulum should be noted during inspection of the papilla and subsequent filling of the diverticulum with contrast should be avoided if possible. Refluxed contrast filling of the duodenal bulb is common and may be mistaken for a partially filled gallbladder (see Figure 44). Excessive air in the stomach may make it difficult to pass the duodenoscope beyond the pylorus or difficult to maintain the proper scope position during ERCP maneuvers. A large “J shaped” stomach can also make it difficult to traverse the pylorus. Decompressing the stomach with suction and rotating the patient into a more left lateral position may help in this situation. Contrast refluxing backwards into the stomach or excessive air in the stomach may interfere with the interpretation of the pancreatogram due to overlying dye. 

Normal Bile Duct and Liver Anatomy 

Biliary anatomy can be quite variable.16 The extrahepatic bile duct is typically approximately 7-12 cm in length17 (see Figure 1). The portion of the bile duct below the cystic duct and above the papilla is, by convention, termed the common bile duct (CBD). The portion above the cystic duct and below the confluence of the right and left hepatic ducts is called the common hepatic duct (CHD) (see Figure 32). By convention, the distal CBD is that portion above the papilla and the proximal CBD is the portion nearest the liver. 

Duct diameters vary widely. In general, duct diameters are 1mm for each decade of life, until about age 60, in patients with an intact gallbladder. An easy rule of thumb is “7-11” where a CBD in a patient with an intact gallbladder of 7 mm or greater is considered dilated, and one that is 11 mm or greater post-cholecystectomy is dilated.18 Patients above age 60 may experience physiologic bile duct dilation in the absence of injury or illness. A large ultrasound (US) study found that the bile duct increased 0.4 mm/per year over age 50 and suggested a bile duct over 8.5 mm in an elderly individual would be considered abnormally dilated. However, there are some discrepancies between US and cholangiographic measures of bile duct diameter. Fluoroscopically, the bile duct also typically arises from the papilla at around the level of L2-L3 vertebrae and courses superiorly rightward into the liver (see Figure 45). 

Understanding the segments of liver and their relation to the branches of the biliary tree and anatomic variations is also important. In the Couinard classification of liver anatomy, there are 8 segments of the liver. Each segment is distinct with biliary drainage that parallels the portal drainage and can be defined by CT, MRI, and ERCP19,20 (see Figure 46). The most common hepatic ductal anatomy is a left hepatic duct (LHD) joining a confluence of the right posterior sectoral duct (RPSD) and right anterior hepatic duct (RAHD). The RPSD typically drains segments VI and VII, the RAHD segments VIII and V, and the LHD and its branches segments drain segments I, II, III and IV. 

Recognizing Biliary Tree Variants 

The most common biliary tree anatomic variants involve the RPSD.21 One of the most common is the RPSD coming off the LHD before its confluence with the RAHD (see Figures 47 and 48) and is present in about 15% of patients. In this variant the RPSD commonly passes above the portal vein creating a hump-like appearance before it crosses to its typical horizontal crossing. This is usually, but not always, posterior to the vertically coursing RAHD (see Figure 49). The next most common variant is when the RPSD does not pass the RAHD posteriorly, but it drains into the right side of the RAHD (see Figure 50). A segmental or accessory right hepatic duct that drains into the CHD or the cystic duct (CD) is also quite common. Rather than a typical bifurcation at the confluence; a trifurcation or triple confluence (triunion) of the proximal ducts is also relatively common (see Figures 51–53). Uncommon variants of the biliary tree include a CHD that may appear absent with a low union of the right and left hepatic ducts (see Figure 54). RPSD variants include an accessory LHD draining into the right anterior duct while the RPSD drains into the left accessory duct and left hepatic duct coming off the RAHD (see Figure 55). 

The cystic duct origin can be quite variable and may originate from any part of the biliary tree. Normally the CD arises from the CHD, defining the CBD below (see Figures 56 and 46). There are three common CD variants: a low CD insertion characterized by the CD fusing with the distal CBD (see Figures 57 and 58) and a CD that parallels the CHD (see Figure 59). An uncommon CD variant includes high insertion of the CD into the CHD (see Figure 60). Noting and alerting surgeons to the cystic duct variants can be quite helpful prior to cholecystectomy. The hepatic artery may cross over the bile duct and produce an indentation on the CBD that can mimic a stricture or tumor.

Biliary cysts, choledochocysts, and choledochoceles can cause confusion and misinterpretation on cholangiograms. The Todani classification (Table 2) is the commonly used system for classification of bile duct cysts. Type I cysts are the most common (90%) and have three variations. Type Ia is dilation of the entire extrahepatic bile duct (see Figures 61 and 62). 

Type Ib is focal dilation of the extrahepatic bile duct (see Figure 63). Type III is a dilation of the extrahepatic bile duct within the duodenal wall (a.k.a. a choledochocele), and is typically treated via biliary sphincterotomy. Type IV cysts are the second most common. Type V, also known as Caroli’s disease, involves multiple dilations or cysts of the intrahepatic ducts only.

Most often, the gallbladder is somewhat pear-shaped. However, it can have an hourglass shape, have septations, or have a Phrygian cap that folds over the gallbladder. The location of the gallbladder can be variable: high or intrahepatic, low, “left sided,” congenitally absent, or multiple. 

Normal Pancreatic Duct and Variants 

The pancreatic duct (PD) is formed by the fusion of the dorsal and ventral pancreatic anlagen in utero. The dorsal duct (Duct of Santorini) and the ventral duct (Duct of Wirsung) merge, with the main pancreatic duct usually emptying at the major papilla. The minor papilla is found superior and lateral to the major papilla. The CBD and the PD usually join before entering the papilla, typically within 2-3 mm of the papilla, with CBD usually superior to the PD and closer to the duodenal wall. The pancreas itself usually lies between the T12 and L2 vertebrae with the mid-body of the pancreas over L1 (see Figure 64). The PD varies in length from about 9 cm to 15 cm. It is typically 4 mm in diameter in the head, 2-3 mm in diameter in the body and 1-2 mm in diameter in the tail. Like the CBD, it may be longer and larger in diameter with increased age. The duct typically has an ascending course before crossing over the spine, but it may be more horizontal, sigmoid shaped, or descending in course and contour. A looped duct can be present as well (a.k.a. ansa pancreatica). Sometimes a pancreatic duct branch may ascend to the duct of Santorini or descend to the uncinate portion of the pancreas. 

Congenital variants of the pancreaticobiliary tree include anomalous pancreaticobiliary duct union or junction; pancreas divisum, annular pancreas, an Ansa variant (Ansa pancreatica) (see Figure 65). Very rarely the pancreatic duct can be bifid or trifid 22 (see Figure 66). 

Pancreas divisum, where the dorsal and ventral pancreatic ducts fail to fuse in utero, is relatively common. Pancreas divisum can be complete or incomplete (see Figure 67). It is estimated to be present in 5-12% of all adults. It is usually easily recognized when the ventral duct is completely opacified and there is failure to opacify the dorsal or main pancreatic duct. Pancreas divisum can be confirmed by opacifying the dorsal duct at the minor papilla, though this is often unnecessary and may increase the risk of pancreatitis or adverse events. On the other hand, over injection of the ventral duct in divisum can cause acinar filling especially if divisum was not anticipated. A Santorinicele is a small cystic dilation of the dorsal pancreatic duct at the minor papilla in pancreas divisum. When present the duct of Santorini may be dilated23,24 (see Figure 68). 

Annular pancreas is a rare congenital anomaly. When present, the pancreas partially or completely encircles the duodenum. It will have a characteristic appearance of the pancreatic duct encircling the duodenum and often the duodenoscope before heading out to the body and tail of the pancreas (see Figures 69 and 70). Pancreas divisum coexists in as many as 45% of adults with annular pancreas. It is estimated that at least 1/3 of these individuals may suffer chronic pancreatitis25,26 (See Figure 71). 

Bile Duct Strictures And Tumors 

A contracted biliary sphincter may mimic a stricture or distal CBD stone. Transient narrowing or tapering of the distal duct in the absence of upstream ductal dilation argues against the presence of a true stricture. However, both benign and malignant strictures are commonly encountered during ERCP. Distinguishing between the two can be difficult at times and such strictures are commonly termed indeterminate. There are several possible causes of biliary strictures.27 Intrahepatic duct or CHD dilation is more common in malignant strictures but whether the stricture is smooth in contour or irregular does not adequately distinguish etiology.28 Malignant strictures tend to be much longer and irregular with shelf-like edges (see Figure 72). Strictures from ampullary cancers tend to be short and smooth (see Figure 73). Extrinsic compression from tumors or adenopathy can result in marked biliary ductal dilation (see Figure 75). Post-liver transplant strictures are usually short and often smooth but may be asymmetric or have a shelf-like margin as well (See Figure 76). Pancreatic cancer in the head of the pancreas causes the most common malignant biliary stricture, usually a severe distal stenosis 2-4cm long (see Figures 77–84). Iatrogenic strictures commonly include post anastomotic after liver transplantation or bile duct resection and post cholecystectomy bile duct injuries (BDI). Stones can occur above anastomotic strictures (see Figures 87–96). 

Whenever a biliary stricture is noted and a clear, benign underlying cause is not suspected, sampling should be performed that should include brushings for cytology and/or biopsy. Digital cholangioscopy with direct visualization and directed biopsies have higher yields than brushing alone. 

Primary sclerosing cholangitis is characterized by the presence of focal or multifocal strictures, pruning or rarefaction of the biliary tree, ductal irregularities, beading or saccular dilations of the intrahepatic ducts commonly alternating with segmental strictures29 (see Figures 97–101). Secondary sclerosing cholangitis also can be seen (see Figures 102–107). 

The Bismuth-Corlette classification has been the most widely used system for bile duct tumors and benign strictures with a modification used for main hepatic duct injury. However, its prognostic value has been called into question in more recent years30 (see Table 3). 

Bismuth Type IV lesions extend to and involves both the right and left hepatic ducts to the second order hepatic ducts; and is commonly referred to as a Klatskin tumor (see Figure 108). Treatment of Klatskin tumor is rarely surgical and requires bilateral stenting (see Figure 109). Bismuth Type V lesions produce a stricture involving both the common bile duct and the cystic duct.31 Cholangiocarcinoma is more accurately classified as intraductal iCCA, perihilar pCCA or distal dCCA.32 A complete occlusion cholangiogram of the biliary tree should be obtained and documented in cases of known or suspected biliary malignancies or PSC (see Figures 110 and 111). Careful delineation and documentation of the extent of ductal involvement with high quality cholangiograms is important for treatment decisions especially surgical candidacy. Not only is digital cholangioscopy often warranted to obtain directed biopsies for confirmatory diagnosis but is often requested by the surgeon preoperatively (see Figure 112). 

Bile Duct Injuries (BDI) and Leaks 

At the time of ERCP, it is critical to recognize any biliary or pancreatic duct injury, extravasation, leaks, and perforations. It is important to clearly visualize and document the sites of any leaks and/or bile duct injuries (BDI) prior to making decisions on treatment options. Many leaks and BDI are readily apparent on cholangiogram. When a post-surgical bile leak or BDI is suspected to have occurred but is not clearly seen, then a balloon occlusion cholangiogram can be performed. Common areas for bile leaks to occur in the biliary tree are in the cystic duct remnant following cholecystectomy (see Figures 113–117), the CHD region (see Figure 117), the duct of Luschka (see Figure 118) or in low lying, right sided, proximal intrahepatic ducts that overlie the gallbladder fossa. 

Careful attention should be paid to avoid confusing the cystic duct stump with the hepatic duct in cases of post-cholecystectomy stenosis. Stenosis in the biliary tree, consistent with BDI, following cholecystectomy is usually at the level of the CHD. This is often complete and difficult to pass even with a small diameter hydrophilic guidewire. A common mistake is confusing the CD stump and an occluded CHD and then repeatedly pushing a guidewire into the cystic duct stump. The two ducts are commonly superimposed on fluoroscopy, so changing the angle or axis of fluoroscopy may be necessary to distinguish the two.

The Strasberg classification of bile duct injuries is a widely used system to define the injuries by the location33 (see Table 4). Type E is an injury to the main hepatic duct that is further classified according to the Bismuth system34 (See Figures 119 –123). 

Penetrating trauma to biliary tree is rare, but can be seen in patients with hepatic gunshot wounds (see Figure 124). 

There are rare reports of portal vein (PV) cannulation as the PV runs parallel to the CBD.35 Resistance to guidewire or catheter placement, rapid disappearance of contrast, and opacification of the PV branches may be clues to PV cannulation.36 PV cannulation most commonly occurs in patients with cholangiocarcinoma or other malignancy that weakens the biliary wall and allows communication between the biliary tree and the portal venous system. 

Pancreatic Duct Strictures, Injuries, and Leaks 

Pancreatic duct strictures are common in patients with chronic pancreatitis (see Figure 125), pancreatic cancer, and patients with prior pancreatic surgery who have ductal anastomoses (see Figures 126 and 127). PD leaks, disruption, or a disconnected PD may occur from severe acute pancreatitis with necrosis or after pancreatic surgery (see Figures 128 and 129). PD injury can also occur because of ERCP. Traumatic injuries to pancreas can occur, most commonly following blunt force trauma such as in motor vehicle accidents. PD injuries from trauma are relatively uncommon, occurring in only about 2% blunt trauma cases. Most blunt trauma injuries to the pancreas occur in the junction of the body and tail, where the gland is compressed against the spine posteriorly, causing a crush injury and resulting in partial or complete pancreatic duct transection.37 Penetrating injuries to the pancreas from gunshots or stab wounds are more common than blunt trauma injuries. A classification of PD injuries associated with ERCP that is commonly utilized by endoscopists is described by Takishima38 (see Table 5 and Figure 130). 

Duodenal and Ductal Injuries and Perforations 

Duodenal injuries are a risk of ERCP. The endoscopist should be familiar with the Stapfer classification of duodenal perforations39 (see Table 6). Type 1 is endoscopy related and invariably requires surgery carrying a substantial risk of morbidity and mortality. The best outcome 

in a type I perforation is when this is identified and intervened upon early.40 Type II is the most common and is a periampullary perforation often related to sphincterotomy and may be treated with endoscopic clips or by placing a covered metal biliary stent. Type III is a ductal or duodenal perforation caused by endoscopic instruments but not a guidewire. Type III is less common but can require surgery. Type IV is the presence of retroperitoneal air due to a guidewire puncture. Types II and IV duodenal perforations rarely require surgery. Being aware of and avoiding each of these perforations as well as recognizing their appearance both endoscopically and fluoroscopically are key to early endoscopic or surgical intervention and better patient outcomes.41 

All endoscopists performing ERCP and advanced endoscopic therapeutic interventions must be familiar with and comfortable recognizing free air on fluoroscopy (see Figures 131 and 132). If a perforation is suspected, an upright chest X-ray should be done immediately as this is more sensitive than an abdominal X-ray for the detection of free air. Free air under the diaphragm is easily seen on an upright chest X-ray (see Figures 133 and 134). Rigler’s sign is present when both sides of bowel wall are well defined due to free intra-abdominal air adjacent to gas-filled loops of bowel.42 Sometimes only a subtle triangle of free air can be visible outside the bowel wall as a sign of pneumoperitoneum. 

SUMMARY 

The keys to avoiding imaging pitfalls and mistakes during ERCP are to routinely perform a pre-procedure scout film, always obtain high-quality balloon occlusion cholangiograms and pancreatograms with adequate filling and visualizations of the entire biliary tree (or pancreatic duct if indicated). Strictures should be recognized, well defined, and sampled. All images should be reviewed in real time as well as after the procedure, with selected images saved that “tell the story” of the exam, findings, and interventions. Detailed descriptions of the findings including of variant anatomy, and interventions should also be documented in the ERCP report. Adverse events should be recognized early and treated appropriately. 

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36.    Debi U, Kaur R, Prasad KK, Sinha SK, Sinha A, Singh K. Pancreatic trauma: a concise review. World J Gastroenterol. 2013 Dec 21;19(47):9003-11. doi: 10.3748/wjg.v19.i47.9003. PMID: 24379625; PMCID: PMC3870553. 

37.    Takishima T, Hirata M, Kataoka Y, Asari Y, Sato K, Ohwada T, Kakita A. Pancreatographic classification of pancreatic ductal injuries caused by blunt injury to the pancreas. J Trauma. 2000 Apr;48(4):745-51; discus­sion 751-2. doi: 10.1097/00005373-200004000-00026. PMID: 10780612. 

38.    Stapfer M, Selby RR, Stain SC, Katkhouda N, Parekh D, Jabbour N, Garry D. Management of duodenal perforation after endoscopic retrograde cholangio­pancreatography and sphincterotomy. Ann Surg. 2000 Aug;232(2):191-8. doi: 10.1097/00000658-200008000- 00007. PMID: 10903596; PMCID: PMC1421129. 

39.    Cirocchi R, Kelly MD, Griffiths EA, Tabola R, Sartelli M, Carlini L, Ghersi S, Di Saverio S. A systematic review of the management and outcome of ERCP related duodenal perforations using a standardized classification system. Surgeon. 2017 Dec;15(6):379-387. doi: 

40.    Bill JG, Smith Z, Brancheck J, Elsner J, Hobbs P, Lang GD, Early DS, Das K, Hollander T, Doyle MBM, Fields RC, Hawkins WG, Strasberg SM, Hammill C, Chapman WC, Edmundowicz S, Mullady DK, Kushnir VM. The importance of early recognition in manage­ment of ERCP-related perforations. Surg Endosc. 2018 Dec;32(12):4841-4849. doi: 10.1007/s00464-018-6235- 8. Epub 2018 May 16. PMID: 29770887. 

41.    Lewicki AM. The Rigler sign and Leo G. Rigler. Radiology. 2004 Oct;233(1):7-12. doi: 10.1148/ radiol.2331031985. Epub 2004 Aug 27. PMID: 15333763. 

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FROM THE PEDIATRIC LITERATURE

Eosinophilic Esophagitis in Children with Inflammatory Bowel Disease 

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 Inflammatory bowel disease (IBD) is a chronic inflammatory gastrointestinal condition likely caused by multiple factors, including genetic susceptibility, immune dysfunction, and microbiome abnormalities. IBD typically is divided into three types: Crohn disease, ulcerative colitis, and inflammatory bowel disease unclassified. Eosinophilic esophagitis (EoE) is a chronic inflammatory condition of the esophagus associated with eosinophilic infiltration. EoE can have an allergic component although EoE also can be associated with IBD suggesting a common inflammatory pathway for the two disorders. Minimal data is available regarding the occurrence of IBD and EoE in children, and the authors of this Italian study looked for such an association using a retrospective, case-control, multicenter study of children with IBD. 

All new cases of IBD in children from 2009 to 2021 were included in the study. Included patients had standard medical information recorded, and the diagnosis of IBD was based on clinical, endoscopic, histologic, and radiographic findings defined by the Porto Criteria. All EoE cases were diagnosed using European Society for Paediatric Gastroenterology Hepatology and Nutrition (ESPGHAN) criteria. Each pediatric patient under 18 years of age with IBD and EoE was compared to 3 children with IBD alone and 3 children with EoE alone. Patients with IBD and EoE had disease activity monitored by follow-up clinic visits performed 6, 12, and 24 months after IBD diagnosis. Follow up information included the need for corticosteroids use in patients with IBD, clinical relapse in patients with EoE, need for hospitalization, and need for escalation of medical therapy. 

No significant difference was found regarding sex, age at diagnosis, and family history of EoE or IBD between the 3 groups. A total of 11 pediatric patients with both IBD and EoE existed in the study group of 3,090 patients with IBD (prevalence 0.35%). The majority of patients (five children) with both IBD and EoE were diagnosed with EoE after IBD with a mean time between diagnoses of 22 ± 10.1 months. Patients with both IBD and EoE were statistically more likely to have IgE-mediated food allergies compared to patients who had IBD alone. No statistical difference was noted for reactive airway disease or eczema. 

When patients with both IBD and EoE were compared to patients with IBD alone, no difference was seen regarding IBD type, disease location, inflammatory marker testing results, and treatment. Patients with IBD alone were statistically more likely to have abdominal pain as a presenting symptom compared to patients with both IBD and EoE (P=0.04). Epigastric pain was statistically more common as a presenting symptom in patients with EoE alone compared to patients with both IBD and EoE (P=0.001). Approximately 64% of patients with both IBD and EoE had dysphagia as a presenting symptom with the rest of this patient group having no symptoms to suggest EoE. There were no other clinical differences between patients with EoE alone and patients with both IBD and EoE. There was no statistical difference between patients regarding esophageal eosinophilic infiltration (i.e., number of eosinophils per high-power field) between patients with EoE alone and patients with both IBD and EoE. 

The number of patients who needed therapy escalation was significantly higher in patients with IBD alone compared to patients with both IBD and EoE during follow up at 12 months (P=0.04) and 24 months (P=0.04). Patients with IBD alone also were significantly more likely to require systemic steroids and require hospitalization compared to patients with EoE alone and patients with both IBD and EoE. Patients with both IBD and EoE had significantly higher erythrocyte sedimentation rates at follow up compared to patients with EoE alone. 

This study appears to show that patients with a combination of IBD and EoE may present with less severe IBD as evidenced by a decreased use 

of systemic steroids and less hospitalizations. However, the number of patients with both IBD and EoE was small in this study, and further research is needed to confirm these findings. 

A Cause of Infant Colic? 

Infant colic is commonly seen in general pediatric clinics, and patients with such symptoms often are referred to pediatric gastroenterologists due to concerns of gastroesophageal reflux disease causing colic. However, the etiology of colic is unclear. The authors of this study from Turkey evaluated infant circadian rhythm disruption to see if this aspect was a potential cause of colic. 

All included study infants were born between 37-42 weeks of age. Case and control infants were evaluated at 6 weeks of age to see if they had colic using the Wessel criteria defined as crying for at least 3 hours per day for at least 3 days per week. The subsequent study consisted of two parts. In the first stage, parents of all enrolled infants were given a questionnaire for information about infant medical history, parental coping techniques, parental smoking history, parental sleep history, potential circadian rhythm disorders in the family, and parental history of headaches and migraines. The second stage consisted of parents collecting infant 24-hour urine samples via urine bags as well as cotton swab buccal mucosa RNA specimens. Urine samples were obtained twice daily for two days (11 AM and 11 PM) and were tested for cortisol, serotonin, and 6-sulphatoxymelatonin (i.e., a melatonin metabolite) levels by ELISA testing. Buccal mucosa samples underwent quantitative analysis for H3f3b mRNA levels using real-time PCR as the H3f3b gene is involved with sleep regulation. 

A total of 215 infants qualified for the study, and 95 infants completed the study which was comprised of 46 patient cases and 49 controls. No difference between the two groups regarding demographics was present except for a significantly higher birth weight in the colic group. No infant in the study had undergone physical abuse. Infants with colic had significantly more sound and light sensitivity, defecation difficulty, and waking frequency while having significantly less total daily sleep and sleep period duration compared to controls. Mothers of infants with colic had a significantly more waking frequency while having significantly less total sleep. Mothers of infants with colic also had significantly more headaches and migraines although no such effect was seen in the fathers. 

A significant difference in melatonin levels obtained between day and night was noted in the control group suggesting the control group had a normal circadian rhythm. No such finding was present in the colic group suggesting an impaired circadian rhythm. No difference in cortisol levels was present between groups. Serotonin levels were noted to be significantly higher at night in the colic group. H3f3b mRNA levels were significantly higher in control infants compared to infants with colic regardless of samples being obtained during the day or night. 

These results demonstrate potential risk factors for infant colic that may work in an aggravating fashion. Such risk factors include impaired infant circadian rhythms as evidenced by urine and mRNA biomarkers, maternal history of sleep impairment, and maternal history of headaches and migraines. The authors bring up the compelling idea that infant colic could be a type of migraine. Although these study results are intriguing, they need to be evaluated in other settings including other countries with lower smoking rates. 

Aloi M, D’Arcangelo G, Rossetti D, Bucherini S, Felici E, Romano C, Martinelli M, Dipasquale V, Lionetti P, Oliva S. Occurrence and Clinical Impact of Eosinophilic Esophagitis in a Large Cohort of Children with Inflammatory Bowel Disease. Inflamm Bowel Dis 2023; 29: 1057-1064. 

Egeli T, Tufekci K, Ural C, Durur D, Erdogan F, Cavdar Z, Genc S, Keskinoglu P, Duman N, Ozkan H. A New Perspective on the Pathogenesis of Infantile Colic: Is Infantile Colic a Biorhythm Disorder? J Pediatr Gastroenterol Nutr 2023; 77: 171-177. 

John Pohl, M.D., Book Editor, is on the Editorial Board of Practical Gastroenterology 

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FUNDAMENTALS OF ERCP, SERIES #10

Preventing Post-ERCP Pancreatitis

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 INTRODUCTION 

Since the introduction of endoscopic biliary sphincterotomy during endoscopic retrograde cholangiopancreatography (ERCP) for the management of retained or recurrent bile duct stones in 1974,1,2 the procedure has become a widely employed treatment modality for a variety of clinical indications. Pancreatitis remains the most common severe complication of ERCP, the incidence of which has been estimated to range from 1.6 to 15 percent, with most studies demonstrating rates of 3 to 9 percent.3-7 The severity of post-ERCP pancreatitis (PEP) can range from minor, with post procedure abdominal pain resulting in one or two days added hospitalization followed by a full recovery, to a devastating illness with pancreatic necrosis, multi-organ failure, permanent disability, and, rarely, death. The reported incidence of severe PEP is estimated to be 0.3% to 0.6%.8,9 Therefore, precise identification of risk factors for PEP is essential to the recognition of high-risk cases in which ERCP should be avoided if possible, or in which protective endoscopic or pharmacologic measures should be considered. 

The general consensus is that risk factors for PEP can be classified as operator-, patient-, or procedure-related. Operator-related risk factors include inadequate training, lack of experience, poor patient selection, and poor technique. Patient-related risk factors include young age, female sex, history of recurrent pancreatitis, normal serum bilirubin, prior history of PEP and sphincter of Oddi dysfunction. Procedure-related risk factors include difficult cannulation, repeated pancreatic injection, pancreatic sphincterotomy and endoscopic papillary large-balloon dilation of an intact sphincter.10 Several prophylactic pharmacological and procedural strategies have been deployed to prevent the occurrence of PEP in selected patients. Administration of pharmacological agents including non-steroidal anti-inflammatory drugs (NSAIDs) such as diclofenac and indomethacin, protease inhibitors such as gabexate mesilate and ulinastatin, as well as other agents including somatostatin and glucocorticoids, prior to the procedure has been studied for the prevention of PEP.11 Other strategies including the use of periprocedural intravenous fluid administration as well as use of pancreatic stents have also been extensively studied. This article will describe each of these management strategies and summarize the quality of evidence for each of them. 

1. PHARMACOLOGICAL PROPHYLAXIS STRATEGIES 

A. Non-Steroidal Anti-Inflammatory Drugs 

It is believed that the local and systemic inflammatory response induced by ERCP is the pathophysiological event that triggers PEP.12,13 It has been proposed that phospholipase A2 (PLA2) plays an important role in the pathogenesis of this inflammatory response. In vitro assays have shown that NSAIDs are potent inhibitors of PLA2 activity, resulting in the suppression of several important classes of pro-inflammatory lipids (prostaglandins, leukotrienes and platelet activating factor), thereby reducing the occurrence of PEP.14 Given that indomethacin, followed by diclofenac, are the most effective PLA2 inhibitors, their use has been proposed, and widely adopted, at many centers, for reducing the risk of PEP, and reducing the severity of PEP among those who develop it. (Figure 1) 

Preliminary studies from early 2000s evaluating the protective effects of single-dose rectal indomethacin or diclofenac among patients undergoing ERCP have suggested a benefit.15-17 Elmunzer et al. conducted a meta-analysis including four randomized controlled trials (RCTs), with a total of 912 patients, and found that the pooled relative risk (RR) for PEP after prophylactic administration of NSAIDs was 0.36 (95% Confidence Interval (CI) 0.22-0.60). Patients who received NSAIDs in the periprocedural period were 64% less likely to develop pancreatitis and 90% less likely to develop moderate to severe pancreatitis.18 This was followed by a landmark multicenter, randomized, placebo-controlled, double-blind clinical trial specifically including patients at elevated risk for PEP. Patients received a single 100 mg dose of rectal indomethacin or placebo immediately after their ERCP. Among 602 patients, majority of whom had a clinical suspicion of sphincter of Oddi dysfunction, PEP developed in 9.2% patients in the indomethacin group and 16.9% patients in the placebo group (P=0.005).19 

While several subsequent RCTs have reported similar results, favoring the use of rectal indomethacin,20,21 Levenick et al. conducted a prospective, double-blind, placebo-controlled trial of 449 consecutive patients in which patients were assigned randomly to groups given either a single 100 mg dose of rectal indomethacin (n = 223) or a placebo suppository (n = 226) during the procedure. They found that giving a single 100 mg dose of rectal indomethacin in consecutive, unselected individuals undergoing ERCP did not prevent PEP. Interestingly, the authors did not exclude patients based on indications or interventions and the study was designed to mirror the unenhanced patient population that is encountered in general gastroenterology practice. Additionally, these authors did not categorize patients into high and low risk for PEP, to maintain appropriate randomization. Inamdar et al. conducted a systematic review and meta-analysis of 8 randomized controlled trials and concluded that while rectal indomethacin given before or after ERCP was protective against PEP in high-risk patients versus placebo, it did not offer the same protection in average-risk patients.22 The reasons for this result are unclear. 

Another meta-analysis of 10 RCTs by He et al. concluded that rectal indomethacin was protective against PEP in both high- and average-risks patients, and also reduced the severity of PEP. Additionally, pre-ERCP administration of indomethacin seemed to be better than post-ERCP administration.23 Yaghoobi et al. conducted their meta-analysis of eight trials published between 2007 and 2016 and reported that administering rectal indomethacin before rather than during or after ERCP significantly reduced PEP rates [odds ratio (OR): 0.56; 95% CI (0.40–0.79)] and this strategy also significantly decreased the rate of moderate to severe PEP and death amongst all patients [OR: 0.53; (0.31–0.89) and 0.10; (0.02– 0.65)], respectively.24 

Backed by moderate quality of evidence from several cohort studies as well as randomized controlled trials, the European Society of Gastrointestinal Endoscopy (ESGE) in 2020 recommended routine rectal administration of 100 mg of diclofenac or indomethacin immediately prior to ERCP in all patients without contraindications to NSAIDs administration.25 The American Society of Gastrointestinal Endoscopy (ASGE) in 2017 recommended that rectal indomethacin may reduce the risk and severity of PEP in average risk individuals, however this recommendation was backed by low quality of evidence.10 To assess whether a higher than 100 mg dose was more effective, a recent randomized, double-blind, multicenter, comparative effectiveness trial concluded that dose escalation to 200 mg did not confer any advantage compared with the standard 100 mg regimen, with pancreatitis incidence remaining elevated in high-risk patients.26 

Numerous studies have also evaluated the use of rectal diclofenac for preventing PEP. While several of these have assessed the use of standard dose (100 mg) rectal diclofenac either 30-60 minutes prior to or during ERCP,27-29 data regarding the efficacy of low dose (25 mg) diclofenac remains controversial. Furthermore, while in western countries, a 100 mg suppository and a 100 mg tablet of both diclofenac and indomethacin are on the market, with the maximum dosage per administration being 100 mg, in Japan, only a maximum dose of 50 mg is on the market.30 For assessing the efficacy of low dose diclofenac, a prospective randomized controlled study of 104 patients was carried out, in which 3.9% patients in the diclofenac group and 18.9% patients in the control group developed PEP (p=0.017).31 Another recent retrospective single center study concluded that the incidence rate of PEP in the low dose (25 mg) rectal diclofenac group was significantly lower than that in the non-diclofenac group (4% vs. 14%, p = .01). Further analysis revealed that this dose was an independent protective factor against PEP in elderly patients aged over 75 years.32 

Despite small center experiences highlighting the use of low dose diclofenac, several additional studies have reported contradictory evidence. Tomoda et al. conducted a retrospective analysis of 301 patients with native papilla and a body weight of <50 kg who underwent ERCP, 72 of whom were administered a 25 mg dose of rectal diclofenac 15 min before the procedure and 229 of whom did not receive the treatment. The authors concluded that prophylactic administration of a 25 mg dose of rectal diclofenac did not reduce the incidence of PEP.33 Similar findings were reported in another prospective, single-center, single-blinded, two-arm parallel group, randomized controlled trial in which PEP occurred in 13 of 297 patients (4.4%), including eight (5.4%) in the 50 mg diclofenac group and five (3.3%) in the control group (P = 0.286).34 Another single center study assessing the effectiveness of a 50 mg vs. a 25 mg dosage, also concluded that the proportion of PEP was significantly lower in the 50 mg group than in the 25 mg group, 15.5% (11/71) vs. 33.3% (28/84), P=0.018.35 Similar results were also reported by a recent retrospective study in which authors included 246 patients who were rectally administered 50 mg of diclofenac approximately 30 minutes before the start of ERCP. Additionally, for patients older than 85 years or under 50 kg of body weight, the dose of diclofenac was reduced to 25 mg. Outcomes were compared to control group of patients, who were not administered therapy, based on the similarity of propensity scores in a 1:1 ratio. The authors concluded that the incidence rate of PEP in each group was comparable (2.4% in the diclofenac group vs. 3.3% in the control group, P = 0.608).36

A 2009 practice survey of 141 endoscopists performing ERCP in 29 countries reported that a majority of survey respondents (83.7%) did not routinely use NSAIDs for PEP prophylaxis, with most citing a lack of adequate high quality evidence, whereas others stated that they performed few ERCPs in high-risk patients or used other drugs.37 Contrary to a large body of supportive evidence, a few small studies have also been published showing the lack of efficacy of NSAIDs in preventing PEP. Among the reasons for conflicting results are the varying NSAID agents used, exclusion of high-risk patients, as well as timing, dosage and route of drug administration. Dobronte et al. conducted a prospective, randomized, placebo-controlled multicenter trial in five endoscopic units in which a total of 686 patients were randomized to receive a 100 mg indomethacin suppository or an inert placebo 10-15 min before ERCP. Post- ERCP pancreatitis and hyperamylasemia were evaluated 24 hours following the procedure on the basis of clinical signs and laboratory parameters, and computed tomography/magnetic resonance imaging findings, if available. They concluded that there was no significant difference between the indomethacin and placebo groups in the incidence of either post-ERCP pancreatitis (5.8% vs. 6.9%) or hyperamylasemia (23.3% vs. 24.8%).38 

Another randomized, open-label, two-arm, prospective clinical trial was conducted in which only patients at high risk of developing PEP were recruited. Patients were randomized to receive either 100 mg rectal diclofenac or no intervention immediately after ERCP. Among 144 recruited patients, 69 (47.9%) received diclofenac and 75 (52.1%) had no intervention. The differences in pancreatitis incidence and severity between both groups were not statistically significant. Overall, eleven patients (7.6%) developed PEP, in which seven were from the diclofenac group and four were in the control group.39 Despite these findings, there has been a paradigm shift in recent years in terms of advanced endoscopists’ practice patterns. In 2020, an online 16-item survey was e-mailed to 233 advanced endoscopists to capture current practice in the prevention of PEP among endoscopists in the United States. Most respondents reported using rectal NSAIDs for high-risk patients only (34; 59.7%) compared with respondents (23; 40.1%) who reported using rectal NSAIDs for prevention of PEP in average-risk patients undergoing ERCP.40 

The Dutch Pancreatitis Study Group conducted two anonymous surveys among Dutch gastroenterologists in 2013 (n = 408) and 2020 (n = 575) for longitudinal views and attitudes pertaining to post-ERCP pancreatitis prophylaxis and recognition of post-ERCP pancreatitis risk factors reported that rectal NSAIDs remain the most applied PEP prophylaxis therapy in the Netherlands, followed by pancreatic duct stents and intensive intravenous hydration.41 

The same authors recently conducted an analysis of prospectively collected data from a randomized clinical trial. They included patients with a moderate to high risk of developing post-ERCP pancreatitis, all of whom received rectal diclofenac monotherapy 100 mg prophylaxis. Administration was within 30 minutes before or after the ERCP at the discretion of the endoscopist. A total of 346 patients received rectal NSAIDs before ERCP and 63 patients received it afterwards. The incidence of PEP was lower in the group that received pre-procedure rectal NSAIDs (8 %), compared to post-procedure (18 %) [RR: 2.32; (1.21-4.46), P=0.02].42 To summarize all published literature to date, a recent network meta-analysis was conducted which included 55 RCTs evaluating a total of 20 different interventions in over 17,000 patients. Findings conclusively showed that both rectal diclofenac and indomethacin were more efficacious than placebo for preventing PEP. Furthermore, rectal diclofenac was more efficacious than rectal indomethacin.29 

Overall, the preponderance of the evidence regarding rectal NSAIDS is that their use is safe and likely effective in reducing the risk and/or severity of PEP. 

B. Protease Inhibitors 

Protease inhibitors, specifically gabexate mesilate, nafamostat, and ulinastatin, have been investigated both for treatment of acute pancreatitis and for preventing PEP. The pathogenesis of acute pancreatitis includes activation of proteases, which leads to the cascade of autodigestion in the pancreas and the release of inflammatory cytokines.13 Use of protease inhibitors can halt the intra-acinar trypsinogen activation to trypsin, thereby preventing the inflammatory cascade that may follow. While individual small studies have shown benefit of these pharmacological agents, their widespread use remains limited due to overall paucity of supportive data. 

I. Gabexate Mesilate 

The use of gabexate mesilate for prevent PEP dates back to the 1970s, when two Japanese studies showed that its use was safe and effective in PEP prophylaxis.43,44 In 1996, gabexate mesilate was shown to be effective in preventing PEP in a prospective, multicenter, controlled trial involving 276 patients. The authors conducted a double-blind comparison of gabexate (1g given by intravenous (IV) infusion starting 30 to 90 minutes before endoscopy and continuing for 12 hours afterward) with placebo (mannitol and sodium chloride, administered in the same fashion). Although no significant difference was seen in the incidence of hyperenzynemia between the 2 groups, rate of PEP was significantly lower in the gabexate group than in the placebo group (5/208, 2.4% vs. 16/210, 7.6%; P=0.03).The authors concluded that prophylactic treatment with gabexate reduced pancreatic damage related to ERCP, as reflected by reductions in the extent but not the frequency of elevated enzyme levels and in the frequency of pancreatic pain and acute pancreatitis.45 While the results of aforementioned trials were encouraging, the main drawback of the drug was the need for a continuous 12-hour infusion regimen, which was inconvenient and required an overnight hospital stay after ERCP. This overnight stay significantly added to the overall cost and inconvenience to the patient. 

To offset these issues, Masci et al. conducted a comparative trial comparing a 6.5-hour infusion of 0.5 g gabexate to a 13-hour infusion of 1 g gabexate and found that the frequency of PEP was similar between the 2 groups.46 A meta-analysis by Andriulli et al. evaluating six clinical trials published between 1978 and 1996 also showed that gabexate mesilate was effective in preventing PEP.47 However, in a follow up multi-center placebo controlled trial published in 2002, the same authors did not find any beneficial effect of the drug administered in high-risk patients over a two-hour period, starting 30 min before the procedure.48 In 2007, the same authors suggested that gabexate produced no significant benefit when compared to controls. In control and intervention groups, pancreatitis developed in 5.7% vs. 4.8%, hyperamylasemia in 40.6% vs. 36.9%, and pain in 1.7% vs. 8.9% patients respectively. Additionally, there was no significant benefit of both short-term (<6 hours) or long-term (>12 hours) gabexate administration.49 Similar results have been reported by other high quality RCTs50-52 and a meta-analysis of 8 cohort studies.53 A more updated meta-analysis from 2021, which included 13 RCTs with 3,718 patients, concluded the use of gabexate mesilate led to lower PEP [OR: 0.66; (0.49-0.89)], especially in the subgroup of infusion starting more than 30 min prior to ERCP [RR: 0.45; (0.29-0.72)]. Importantly, the authors could neither report on the severity of PEP, nor on the optimal effective dose of gabexate mesilate. Additionally, similar trends were not seen with respect to post procedure abdominal pain and hyperamylasemia.54 

In conclusion, despite conflicting evidence of efficacy, at the current time, neither the ASGE nor ESGE make any recommendations regarding the use of gabexate for PEP. Gabexate is not typically used on the context of ERCP in the United States. 

II. Nafamostat Mesylate 

Nafamostat mesylate (FUT-175; 6-amidino- 2-naphthyl p-guanidino-benzoate di-methane-sulfonate) is a low molecular weight serine protease inhibitor which has a longer half-life than gabexate and is believed to be more potent.55 Choi et al. conducted single-center, randomized, double-blinded, controlled trial in which patients were randomized to receive continuous infusion of 500 mL of 5% dextrose solution with or without 20 mg of nafamostat mesylate. Serum amylase and lipase levels were checked before ERCP, 4 and 24 hours after ERCP, and when clinically indicated. The authors reported a significant difference in the incidence of PEP between the nafamostat mesylate and control groups (3.3% vs. 7.4%, respectively; P = .018).56 Similar favorable results have been reported by several additional RCTs in the past decade.57,58 While the standard dosing (20 mg) was used in these trials, Park et al. conducted their trial to evaluate the use of high dose nafamostat mesilate (50 mg) for prevention of PEP in high-risk patients. Patients were divided into 3 groups: controls (group A), infusion with 20 mg of nafamostat mesilate (group B), or infusion with 50 mg of nafamostat mesilate (group C). The authors concluded that while 20 mg or 50 mg dosing was effective in preventing PEP, the preventive effect of high dose was not necessarily significant in high-risk patients.59 

Despite supportive evidence, nafamostat has not been widely used because it is quite expensive and needs to be administered through the intravenous route. Its clinical utility has also been put into question by a recent multicenter randomized controlled trial that assessed the efficacy of nafamostat as well as incidence of PEP stratified by timing of drug administration i.e., pre-and post-ERCP. The authors found no evidence for the prophylactic effect of nafamostat against PEP, regardless of the timing of administration.60 

III. Ulinastatin 

Ulinastatin, another potent protease inhibitor extracted and purified from human urine, has been used in Japan for the treatment of acute pancreatitis.61,62 Several randomized controlled trials have studied the beneficial effects of ulinastatin for PEP prophylaxis. Fujishiro conducted a multicenter randomized controlled trial in which patients were randomly divide into three groups based on the agent and dose given during and following the ERCP procedure: gabexate mesilate (900 mg), high-dose ulinastatin (450,000 units) and low-dose ulinastatin (150,000 units). The authors concluded that administration of low and high dose ulinastatin had similar effects to high-dose gabexate in the prevention of PEP.63 In another multicenter, randomized, double-blind, placebo-controlled trial, patients were randomized to receive ulinastatin (150,000 U) or placebo by intravenous infusion for 10 minutes starting immediately before ERCP. Overall, six patients in the ulinastatin group and 15 patients in the placebo group developed pancreatitis (2.9% vs. 7.4%, P = .041). There were no cases of severe pancreatitis in either group and the authors concluded that prophylactic short-term administration of ulinastatin does indeed decrease the incidence of pancreatitis and hyperenzymemia after ERCP.64

In 2017, Zhu et al. conducted a systematic review and meta-analysis of 13 studies and concluded that prophylactic ulinastatin administration significantly reduced the PEP risk [RR 0.49; (0.33– 0.74), P=0.0006]; however, significant risk reduction occurred only in patients with low or average risk for PEP, with use of high-dosage ulinastatin (150,000 or 200,000 U), and when drug administration began prior to or during ERCP.65 Despite some favorable data, other high quality studies have shown inconclusive results66 and as a result, at present, gastrointestinal societies such as ESGE do not recommend the use of protease inhibitors for PEP prophylaxis.25 

C. Other Pharmacological Agents 

Octreotide, somatostatin, and sublingual nitrates are additional pharmacological agents that have been trialed for PEP prophylaxis, but their clinical significance remains uncertain, mostly owing to conflicting data. Given that somatostatin is a potent inhibitor of pancreatic secretion, several randomized controlled trials have been conducted to evaluate its efficacy. Poon et al. conducted a prospective double-blind controlled trial including 109 patients randomized to receive somatostatin infusion and 111 patients randomized to receive normal saline infusion (placebo). Both agents were started 30 minutes before ERCP and continued for 12 hours. The frequency of clinical pancreatitis was significantly lower in patients given somatostatin (3%) than in those given placebo (10%) (p = 0.03).67 Similar findings were reported by another RCT in which the intervention group was administered a single bolus injection of natural somatostatin just before cannulation of the papilla.68 In 2003, Poon et al. also conducted a follow up RCT to evaluate whether intravenous bolus somatostatin given after diagnostic ERCP could reduce the incidence of pancreatitis in a group of patients undergoing therapeutic interventions. The authors noted that frequencies of clinical pancreatitis (4.4% vs. 13.3%; p = 0.010) and hyperamylasemia (26.0% vs. 38.5%; p = 0.036) were both significantly lower in the somatostatin group compared with the placebo group.69 Multiple systematic reviews and meta-analysis conducted in the past decade have shown an overall reduction in incidence of PEP with somatostatin administration. While short term infusion (administered as a 4-hour continuous infusion) has not been shown to be beneficial,70 both long term infusion of high dose (3 mg over 12 hours) or a single dose of 250 micrograms have been shown to efficacious in preventing PEP.71-73

Similarly, octreotide, a somatostatin analogue with longer half-life, has also yielded conflicting results in preventing PEP. While individual trials have shown contradictory results,74,75 a large meta-analysis including 18 RCTs with 3,983 patients, concluded that the incidence of PEP was significantly lower for octreotide doses of at least 5 mg vs. control. There was a statistically significant difference in the incidence of post- ERCP hyperamylasemia in favor of octreotide for doses of 0.5 mg or more, but not for doses of less than 0.5 mg octreotide. Finally, there were no significant differences between octreotide and control for the incidence of severe post-ERCP pancreatitis and abdominal pain.76 As a result of lack of supportive data, the ASGE makes no formal recommendations regarding the use of octreotide or somatostatin infusion for PEP prophylaxis. The ESGE offers “no recommendation” and the Japanese Gastroenterological Endoscopy Society recommends the use of somatostatin only in research settings.77 

Sublingual nitroglycerin reduces basal pressure of the sphincter of Oddi and has been reported to reduce the risk of PEP. To assess the efficacy of prophylactic long-acting glyceryl trinitrate (GTN), Sudhindran conducted a large randomized, double-blind, placebo-controlled trial. While 24 patients (13 percent) developed pancreatitis, the incidence was significantly lower in the GTN group (8 percent vs. 18 percent; P < 0.05). Additionally, the only significant adverse effects attributable to GTN were hypotension and headache.78 A meta-analysis of 11 RCTs compared GTN with placebo for PEP prevention. The study concluded that the overall incidence of PEP was significantly reduced by GTN treatment [RR 0.67; (0.52-0.87)], however it did not decrease the incidence of moderate to severe PEP [RR 0.70; (0.42- 1.15)]. Subgroup analyses further revealed that GTN administered by sublingual route was more effective than transdermal and topical routes in reducing the incidence of PEP.79 Another recent randomized controlled trial, in which patients were randomly assigned to groups given diclofenac suppositories (50 mg) within 15 minutes after the endoscopic procedure alone (diclofenac-alone group, n = 442) or in combination with sublingual isosorbide dinitrate (5 mg) 5 minutes before the endoscopic procedure (combination group, n = 444), found that prophylaxis with a combination of rectal diclofenac and sublingual nitrate significantly reduced the overall incidence of PEP compared with diclofenac suppository alone.80 At the present time, backed by moderate quality of evidence, the ESGE recommends administration of 5 mg sublingual GTN before ERCP in only those patients with a contraindication to NSAIDs or aggressive hydration. 

2. NON-PHARMACOLOGICAL STRATEGIES 

Aggressive intravenous fluid hydration, certain cannulation techniques and pancreatic duct stenting are among some the non-pharmacological strategies that have been employed to prevent post ERCP pancreatitis. 

A. Fluid Therapy 

The concept of aggressive hydration therapy for PEP emerged from animal models correlating diminished perfusion with pancreatic necrosis and observational human cohorts, suggesting that early aggressive fluid resuscitation improves clinical outcomes for acute pancreatitis.81,82 The role of fluids in PEP was first evaluated by Cote et el. in a retrospective study that showed a decreased length of hospital stay in patients who received increased volumes of fluid in the first 24 hours after undergoing ERCP.83 Several agents including normal saline (NS), lactated ringers (LR) and N-acetylcysteine (NAC) have been studied for PEP prevention, which act by either maintaining sufficient perfusion to the pancreas, thereby suppressing the inflammatory cascade within the pancreas or as strong antioxidants which inhibit the oxygen-derived free radicals that are thought to play a decisive role in the pathophysiology of acute pancreatitis. In 2005, Katsinelos et al. carried out a prospective, double-blind, placebo-controlled trial in which patients were randomized to receive intravenous NAC at a loading dose of 70 mg/kg 2 hours before and 35 mg/kg at 4-hour intervals for a total of 24 hours after the procedure, or to receive normal saline solution as placebo. The overall incidence of PEP was 10.8%, with 12.1% in the NAC group and 9.6% in the placebo group. There were no statistical differences in the incidence or severity grades between the groups. This landmark trial did not show any beneficial effect of NAC on the incidence and the severity of ERCP-induced pancreatitis when compared to fluid alone.84 

Similar findings were reported by another randomized controlled trial in which 55 patients were given NAC (two 600 mg doses orally 24 and 12 h before ERCP and 600 mg IV given, twice a day for two days after the ERCP) and 51 patients in the control group, who were given IV isotonic saline twice a day for two days after the ERCP. There were no significant differences in the rate of post-ERCP pancreatitis between two groups (10 patients overall, 4 in the NAC group and 6 in the control group). There were also no significant differences in baseline and post-ERCP serum and urine amylase activity between the two groups.85 Despite these unfavorable results, a few additional studies have shown benefits of oral NAC. Nejad et al. conducted a prospective double blind RCT in which 100 patients were divided randomly into two groups; the NAC group where patients received 1200 mg NAC with 150 cc water orally 2 h before ERCP and the placebo group, where 150 cc water was prescribed as a placebo. A significantly lesser number of patients in the NAC group developed PEP (RR: 2.8; P=0.02).86 Another large multi-center RCT in which patients across 7 referral centers of 4 countries were randomly assigned to four groups, received either 1200 mg oral NAC (group A), 100 mg rectal indomethacin (group B), NAC plus indomethacin (group C) or water as placebo (group D) one hour before procedure has shown similar results. The rates of PEP in groups A, B, C, D were 10.7%, 17.4%, 7.8%, 20% respectively suggesting that oral NAC plays a more significant role than rectal indomethacin and the combination of both showed the best result that suggests a synergistic effect in preventing PEP.87 

Aggressive intravenous hydration (IVH) has been a mainstay of treatment for acute pancreatitis. It has been theorized that acidosis seen in patients with pancreatitis can perpetuate systemic inflammation and the pH-neutral LR solution would be a more appropriate resuscitation fluid than NS, which can cause a hyperchloremic metabolic acidosis.88,89 Furthermore, it is known that hemoconcentration and decreased systemic perfusion are associated with an increased risk of pancreas necrosis and unfavorable outcomes.90 So, the purpose of IVH is to perfuse the pancreatic microcirculation adequately, such that pancreatitis and its subsequent complications can be minimized or even prevented. A pilot study by Buxbaum et al. was conducted in 2013, in which patients undergoing first-time ERCP were randomly assigned to receive either aggressive hydration with LR (3 mL/kg/h during the procedure, a 20- mL/kg bolus after the procedure, and 3 mL/kg/h for 8 hours after the procedure, n = 39) or standard hydration with the same solution (1.5 mL/kg/h during and for 8 hours after procedure, n = 23). None of the patients who received aggressive IVH developed PEP, compared with 17% of patients who received standard hydration (P = .016).91 Another large multicenter RCT of over 500 patients was conducted in Korea, showed similar results in that patient receiving vigorous periprocedural IVH with LR (initial bolus of 10 mL/kg before the procedure, 3 mL/kg/h during the procedure, for 8 hours after the procedure, and a post-procedure bolus of 10 mL/kg) had reduced incidence and severity of PEP compared to standard IVH (1.5 mL/ kg/h during and for 8 hours after the procedure).92 

Several additional studies, including systematic reviews and meta-analysis of RCTs, have shown benefit of aggressive hydration with LR for preventing PEP. The regimen proven to be most effective is 10–20 mL/kg bolus during or immediately after the procedure followed by 3 mL/kg/h for 8 h.93-96 It is important to note that continuous aggressive hydration over a prolonged period of time is not beneficial, as proven by a recent randomized, double-blinded, controlled trial in which the “high-volume group” of patients received 3600 mL of intravenous LR at a rate of 150 mL/h starting 2 h before the ERCP and continued during and after the procedure to complete 24 h, while the control group received standard daily maintenance fluid volume. Patients in the high-volume group received significantly more fluid than the control group (3600 vs. 2413 ml, P < 0.001). However, PEP incidence was not different between the two groups, 14% vs. 15% [RR 0.93; (0.48–1.83), P = 0.84].97

A few studies have also compared outcomes of aggressive hydration with NS and LR for PEP prophylaxis. In an RCT, Alcivar-Leon et al. investigated the preventive efficacy of aggressive hydration with LR compared to normal volume NS and showed a statistically significant and clinically favorable effect of the former in PEP prevention (3.4% and 87%, respectively, RR 0.41; 95% CI 0.20– 0.86; p = 0.016).98 Another prospective multicenter RCT also showed significant differences in PEP incidence while comparing aggressive hydration with LR to aggressive hydration with NS and normal volume LR (3.0%, 95% CI 0.1–5.9 vs. 6.7%, 95% CI 2.5–10.9 vs. 11.6%, 95% CI 6.1– 17.2, p = 0.03). Furthermore, aggressive hydration with NS treatments was not superior to normal volume LR [RR 0.57; (0.26–1.27), P=0.17].94 The evidence in favor of aggressive hydration with LS has been furthered by a recent meta-analysis of 10 RCTs with over 2,000 patients, showing its superiority to standard hydration.99 

At the current time, ASGE supports the use of LR solution for preventing PEP, but as this recommendation is backed by very low quality of evidence, additional investigations are warranted.10 The ESGE recommends aggressive hydration with LR (3 mL/kg/hour during ERCP, 20 mL/kg bolus after ERCP, 3 mL/kg/hour for 8 hours after ERCP) in patients with contraindication to NSAIDs, provided they are not at risk of fluid overload and that a prophylactic pancreatic duct stent is not placed.25 

B. Prophylactic Pancreatic Duct Stenting (PPDS) 

The incidence of PEP increases when cannulation is difficult or prolonged, or if biliary or pancreatic sphincterotomy is performed.3,100 It is believed that pancreatitis is precipitated due to impaired drainage of the pancreatic duct (PD), secondary to trauma and/or cautery induced papillary edema and/ or spasm of the sphincter of Oddi, leading to acinar injury.101,102 Prophylactic pancreatic duct stenting (PPDS) has been extensively studied as a measure to prevent the incidence of PEP. (Figure 2) Smithline et al. conducted a small RCT of 98 patients in which 48 patients were randomized to receive either a main pancreatic duct stent and 50 patients received no stent after biliary sphincterotomy. The study found no statistical difference in the incidence of PEP (18% of patients in the no-stent group vs. 14% of patients in the stent group). It is important to note that only high risk patients, i.e. those with sphincter of Oddi dysfunction, small common bile duct (CBD) diameter (< 10 mm), or those requiring pre-cut sphincterotomy, were included in the trial.103 Despite these findings, multiple additional studies have shown beneficial effects of PPDS, especially after biliary sphincterotomy in patients with pancreatic sphincter hypertension104 and in patients requiring needle-knife and/or precut endoscopic sphincterotomy.105 

Several meta-analyses in the past decade have reported results separately according to the patients’ risk stratification for PEP. PPDS was beneficial in unselected [RR 0.23; (0.08 – 0.66)] as well as average-risk (OR 0.21-0.25)85,149,152 and high-risk patients (OR 0.27-0.41).106-108 A recent network meta-analysis comparing PPDS to rectal NSAIDs in average- and high-risk patients showed that compared to placebo, only PPDS reduced the risk of moderate and severe PEP in both patient groups [average-risk: RR 0.07; (0.002–0.58), high-risk: RR 0.20; (0.051–0.56)], significantly. Rectal NSAIDs also reduced the risk, but this effect was not significant [average-risk: RR 0.58; (0.22–1.3), high-risk: RR 0.58; (0.18–2.3)]. Furthermore, based on a cumulative ranking curve, PPDS was ranked as the best preventive method for PEP prophylaxis.109 The clinical benefit of PPDS has been shown even in an unselected patient population by a multicenter RCT in which 167 patients undergoing first-time ERCP were enrolled. PPDS significantly reduced the rate of PEP [OR 0.43; (0.19 – 0.98); P = 0.04]. The number needed to treat to prevent one case of PEP by prophylactic stent insertion after inadvertent cannulation of the pancreatic duct, was 8.1 for the intention-to-treat population.110 It should be noted that limiting the use of PPDS to high-risk patients has been shown to be the most cost-effective strategy.111 

The ASGE recommends the use of PPDS for PEP prevention in high risk patients.10 The ESGE recommends PPDS with a short 5-Fr pancreatic stent (with no internal flange, but with a flange or a pigtail on the duodenal side). Additionally, passage of the stent from the pancreatic duct should be evaluated within 5 to 10 days of placement.25 

C. Cannulation Techniques 

Cannulation technique is believed to be pivotal in the genesis of PEP and is important for successful cannulation. While cannulation with a sphincterotome appears to be the most efficient technique for biliary access, several studies have evaluated alternative techniques to lower the risk of PEP. Historically, a cannulation catheter a.k.a. a straight biliary catheter was the first choice for cannulation given its high flexibility and tip shape compared with the sphincterotome. Several studies have previously shown that use of sphincterotome has higher success rate to that of a standard catheter for the initial attempt at cannulation of the CBD, 84–97% vs. 62–75%112,113 As a result, in recent times, most endoscopists use a sphincterotome because of its ability to bow the catheter tip by applying or releasing tension to the cutting wire, facilitating alignment with the biliary duct, as well as the ability to perform sphincterotomy. (Figure 3) After initial engagement of the orifice of the major papilla, the sphincterotome is advanced into the biliary duct with the assistance of either contrast or guidewire. 

In a reported case series, use of a hydrophilic guidewire with a sphincterotome was successful in achieving deep biliary cannulation in 174 of 183 patients (95%); 7.5% had elevations in amylase and lipase to 4 times normal, and clinical pancreatitis was seen in 2.3%.114 However a prospective randomized study by Lella et al. found that while success at biliary cannulation was achieved with similar frequency with guidewire through a papillotome (98.5%) compared with a papillotome alone (97.5%), the rate of pancreatitis was significantly lower in the guidewire group (0% vs. 4%, p < 0.05).115 In 2008, Bailey et al. conducted a single center RCT, in which over 400 patients were randomized to either primary contrast or guide-wire-assisted cannulation during ERCP. The authors found that PEP occurred in 29/413 (7.0%): 16 in the guide-wire arm, 13 in the contrast arm (P = 0.48). Cannulation was successful without crossover in 323/413 patients (78.2%): 167/202 (81.4%) in the guide-wire arm and 156/211 (73.9%) in the contrast arm (P = 0.03).116 However follow up data, including two systematic reviews and meta-analysis, first by Cheung et al. comprising of 7 RCTs117 and the other by Tse et al. comprising of 12 RCTs,118 concluded that compared with the contrast-assisted cannulation technique, the guidewire-assisted cannulation technique increases the primary cannulation rate and reduces the risk of PEP. 

Furthermore, several recent studies have shown that use of thinner guidewire (0.025-inch vs. 0.035- inch),119 highly flexible-tip guidewire,120 rotatable vs. conventional sphinctertome121 and touch vs. no-touch technique,122 does not influence the rates of ERCP related adverse events, particularly PEP. 

Selective biliary cannulation fails in a small percent of cases, even in the hands of experienced endoscopists.123 Prior studies have defined difficult cannulation based on the number of cannulation attempts (typically between 5 and 15) and/or the time spent on standard cannulation (typically greater than 5–30 min).124 ESGE has defined “difficult cannulation” as (i) > 5 contacts with the papilla or > 5 minutes of cannulation attempts, or (ii) > 1 unintended pancreatic duct cannulation/ opacification.125,126 Several studies have already shown that difficult biliary cannulation is one of the main risk factors for post-ERCP pancreatitis.6,127-129 In an effort to reduce the risk of PEP and increasing the rate of successful cannulation in patients with difficult biliary cannulation, several alternative endoscopic techniques have been studied. The commonly deployed techniques include the double guidewire technique, transpancreatic biliary sphincterotomy and early pre-cut needle knife sphincterotomy. 

I. Double Guidewire Technique 

First described by Dumonceau et al. in 1998, the double-guidewire technique (DGT) consists of a combined maneuver: first, a guidewire is inserted and left in the pancreatic duct; second, a cannulation device is passed through the working channel alongside the guidewire. The tip of the device is positioned in the papilla, bending over the pancreatic wire, to attempt cannulation of the bile duct.130 (Figure 4) Maeda et al. conducted the first pilot RCT evaluating DGT in comparison to standard methods in difficult CBD cannulation scenarios. The trial showed higher cannulation success rate with DGT, with no apparent added risk of PEP.131 The superior rate of bile duct cannulation when using DGT has been attributed to the capability of the pancreatic guidewire to straighten both the PD and CBD while at the same time occupying the PD, thus facilitating CBD cannulation and reducing the risk of repeated PD cannulation.132,133 PD cannulation is not prevented so much by the presence of the PD wire (one can simply place two wires into the PD during double-guidewire cannulation), but by the fact that the wire clearly shows the endoscopic and fluoroscopic position of the PD, thus allowing it to be avoided. 

However, following these initial reports, in 2009 a large multicenter RCT showed that DGT was not superior to standard cannulation techniques in achieving CBD cannulation and it might be associated with a higher risk of PEP.134 A recent systematic review and meta-analysis of 7 RCTs (577 patients) showed that the use of DGT significantly increased PEP compared to other endoscopic techniques, RR 1.98; (1.14 – 3.42) and there was no significant difference in overall cannulation success, RR 1.04; (0.91 – 1.18) between DGT and other techniques.135 Still, the DGT is frequently successful and is widely employed clinically. 

II. Transpancreatic Biliary Sphincterotomy 

Transpancreatic precut sphincterotomy (TPS) was first described by Goff in 1995 and it is performed by a standard traction sphincterotome wedged into the pancreatic orifice, with a cutting wire aimed in the biliary direction.136 This technique takes advantage of the fact that the pancreatic duct is cannulated unintentionally, and the procedure is performed with a standard traction sphincterotome. Thus, the use of a free-hand needle knife is not required, and the depth of incision is potentially easier to control compared with needle-knife sphincterotomy. In 1999, a retrospective study showed that overall complication rates for standard sphincterotomy and transpancreatic sphincterotomy were comparable (2.1% vs. 1.96%). Additionally, there were no cases of PEP after transpancreatic duct pre-cut sphincterotomy.137 While successful cannulation rates and mean cannulation times with this technique have been reported to be comparable to DGT (91.2% vs. 91.9% and 14.1 ± 13.2 min vs. 15.4 ± 17.9 min, P = 0.732, respectively), the overall incidence of PEP was significantly lower (38.2% vs. 10.8%, P < 0.011).138 Similar results have been reported by several case series,139 comparative studies,140,141 a recent systematic review and meta-analysis of 4 RCTs.142 

While the safety and efficacy of TPS has been extensively reported, there remain concerns about the long-term effects of this technique, with the possibility of pancreatic stenosis, as seen in the cases of therapeutic pancreatic sphincterotomies.143,144 For comparing outcomes with DGW technique, Pecsi et al. conducted a meta-analysis of 14 studies which showed that rates of PEP did not differ between the two techniques; however, when assessing data from comparative retrospective studies, the former proved to be worse than needle-knife fistulotomy OR 4.62; (1.36–15.72).145 Similar findings have been reported by a recent prospective, multicenter, randomized controlled trial, in which if the ERCP procedure fulfilled the definition of difficult cannulation and a guidewire entered the pancreatic duct, randomization to either TPS or to DGW was performed. 203 patients were randomized to either group, TPS (104 patients) and DGW (99 patients). PEP developed in 14/104 patients (13.5%) in the TPS group and 16/99 patients (16.2%) in the DGW group (P = 0.69). The rate of successful deep biliary cannulation was significantly higher with TPS (84.6% [88/104]) than with DGW (69.7% [69/99]; P = 0.01.146 Based on the current body of evidence, the ESGE recommends using TPS but after failure of DGW technique in cases of difficult biliary cannulation.25 In practice, the choice and order of techniques tried is left to the operator. 

III. Needle-Knife Papillotomy (NKPP) and Needle-Knife Fistulotomy (NKF) 

Both NKPP and NKP are considered as “precut” techniques when standard biliary cannulation fails. (Figures 5 and 6) Precutting is considered a second-line salvage technique because it has been repeatedly identified as an independent risk factor for PEP, and it carries an adverse event rate as high as 24.3%.147 However, a growing collection of RCTs suggest an alternative explanation: that papillary trauma resulting from unsuccessful conventional cannulation is the actual reason for higher rates of PEP after precutting.125 

NKPP technique was first described by Huibregtse et al. in 1986 and involves performing an incision started at the papillary orifice, which is then extended upward between the 11 and 1 o’clock positions. Step by step the incision is extended until successful biliary cannulation is achieved.148 While this technique has been in practice for several decades, there have been concerns about its safety profile, with high reported rates of PEP, perforation and bleeding, especially in inexperienced hands.149,150 With the NKF procedure, a small incision is made on the bulging intraduodenal segment of the CBD, and the needle is moved in an upward direction starting 3 to 5 mm above the papillary orifice. If biliary cannulation through the opening is not possible, the incision is progressively extended in the same direction. It is important to remember that either of these techniques must be individualized based upon the anatomy (size, morphology, and orientation) of the major duodenal papillae.151 It has been suggested that NKPP may be carried out more safely for patients with small and flat papillae, and NKF is more suitable for patients with bulging and impacted stone papillae, but in practice both can be employed in any patient the operator feels is suitable.152,153 

It is crucial to note that studies in which early precut sphincterotomy (i.e., papillotomy and fistulotomy) was compared with persistent standard cannulation (with late precutting as needed), have found that while early precutting was associated with improved primary cannulation success RR 1.32; (1.04-1.68), the incidences of PEP and overall cannulation success did not significantly differ between groups. Additionally, subgroup analysis found a reduction in PEP risk in the early precut group after the exclusion of trainee participation RR 0.29; (0.10-0.86). So it is possible that precutting in expert hands may reduce the risk of PEP, possibly by increasing the technical success of primary cannulation.154 A recent study showed that among patients who underwent NKF as an initial procedure for biliary access, those undergoing “early” NKF i.e., after 5 min, 5 attempts, or 2 pancreatic passages and “late” NKF i.e., after at least 10 min of unsuccessful standard biliary cannulation, late NFK was associated with a higher time to create a fistula and an increased risk of pancreatitis. PEP rates were 2.5%, 4% and 8.2%, respectively, among the three groups.155 

Mavrogiannis et al. conducted a randomized controlled trial in which 153 patients with choledocholithiasis were randomized to undergo either NKF (n = 74) or NKPP (n = 79). PEP rates were significantly lower with NKF vs. NKPP, 0% and 7.59% (p < 0.05).156 In another recent prospective controlled trial, patients were randomized accounting for variation in the types of major duodenal papillae. A total of 75 and 113 patients were allocated to the NKPP and NKF groups, respectively. There was no difference in the rates of PEP between the two techniques, 6.6% in the NKPP group and 5.3% in the NKF group.157 Facciorusso conducted a network meta-analysis of 17 RCTs with over 2,000 patients and concluded that early needle-knife techniques outperformed persistence with standard cannulation techniques in terms of decreasing PEP rate, RR 0.61; (0.37- 1.00), whereas both early needle-knife techniques and transpancreatic sphincterotomy led to lower PEP rates as compared with pancreatic guidewire-assisted technique [RR 0.49 (0.23-0.99) and 0.53 (0.30-0.92)], respectively.158 

3. COMBINATION THERAPEUTIC STRATEGIES 

I. Rectal NSAIDs and Fluid Therapy 

Several studies have also evaluated the efficacy of combining rectal NSAIDs with fluid therapy to lower the incidence of PEP. Mok et al. conducted a randomized, double-blinded, placebo-controlled trial in which patients were assigned to standard normal saline solution (NS) + placebo, NS + rectal indomethacin, LR + placebo, or LR + rectal indomethacin. PEP occurred in 3 patients (6%) in the LR + rectal indomethacin group vs. 10 (21%) in the NS + placebo group (P = .04).159 However, the authors used a 1-L bolus of LR or NS before ERCP instead of aggressive hydration as suggested by earlier trials. Based on several network meta-analysis, the combination of rectal NSAIDs with aggressive hydration has also been shown to be the best intervention for preventing PEP.160-162 But the utility of combination therapy has also been questioned by a recent open-label, multicenter RCT, in which patients were randomly assigned (1:1) to a combination of aggressive hydration and rectal NSAIDs (100 mg diclofenac or indomethacin; aggressive hydration group) or rectal NSAIDs (100 mg diclofenac or indomethacin) alone (control group). Aggressive hydration comprised 20 mL/kg intravenous Ringer’s lactate solution within 60 min from the start of ERCP, followed by 3 mL/kg per h for 8 h. The study showed that aggressive periprocedural hydration did not reduce the incidence of PEP in patients with moderate to high risk of developing this complication who routinely received prophylactic rectal NSAIDs.163 The ESGE also recommends against the routine combination of rectal NSAIDs with other measures to prevent PEP. 

Taking the cumulative evidence into account, an updated network meta-analysis including studies evaluating 18 regimens among 16,241 patients, was conducted by Park et al. Based on integral analysis of predictive interval plots, and expected mean ranking and surface under the cumulative ranking curve values, combination prophylaxis with indomethacin + LR, followed by indomethacin + normal saline, was found to be the most efficacious modality of these for the overall prevention of PEP.164 

II. Rectal NSAIDs and Pancreatic Duct Stenting 

Elmunzer et al. conducted a multicenter, randomized, placebo-controlled, double-blind clinical trial, where patients at elevated risk for PEP received a single dose of rectal indomethacin or placebo immediately after ERCP. Among patients at high risk for post-ERCP pancreatitis, most of whom (>80%) had undergone pancreatic stent placement (PSP), rectal indomethacin significantly reduced the incidence of PEP.19 A follow-up retrospective cost analysis showed that a prevention strategy employing rectal indomethacin alone could save approximately $150 million annually in the United States compared with a strategy of PSP alone, and $85 million compared with a strategy of indomethacin and PSP combination.165 A retrospective analysis of over 700 patients showed that the incidence of PEP did not differ for rectal indomethacin vs. combination of rectal indomethacin and pancreatic stenting groups (5.1% vs. 6.1%).166 Akbar et al. conducted a large network meta-analysis of 29 studies and showed that the combination of rectal NSAIDs and stents was not superior to either approach alone. Furthermore, pooled results showed that rectal NSAIDs alone were superior to PD stents alone in preventing post-ERCP pancreatitis [OR 0.48; (0.26-0.87)].106 While data on combination therapy remains weak, it is important to note that studies have shown that negative effect of failed pancreatic stent placement, especially in patients with elevated risk for PEP, may be fully attenuated by use of rectal NSAID.167 Additionally, data suggests that use of combination rectal NSAIDs and PSP maybe beneficial in lowering the risk of PEP when DGT technique for cannulation is utilized.168 

III. Rectal NSAIDs and Topical Epinephrine 

A recent retrospective study by Torun et al. concluded that submucosal epinephrine injection in conjunction with rectal indomethacin significantly reduced the incidence of PEP,169 however comparative effectiveness, multicenter, double-blinded, randomized trials have not shown any benefit compared to rectal indomethacin alone.170,171 A large multicenter RCT in China, terminated at the interim analysis for safety concerns and futility, showed that combination of rectal indomethacin with papillary epinephrine spraying in fact increased the risk of PEP compared with indomethacin alone.172 

CONCLUSION 

PEP remains the most serious adverse event associated with ERCP. A variety of factors have been studied in an effort to reduce the frequency and severity of PEP, but no single factor has been found to be universally successful. In practice, a combination of medications and techniques is often employed to lower the PEP rate as low as possible, recognizing that some patients will still develop pancreatitis. The interventions and estimated risk of PEP is summarized in Table 1.

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116. Bailey AA, Bourke MJ, Williams SJ et al. A pro­spective randomized trial of cannulation technique in ERCP: effects on technical success and post- ERCP pancreatitis. Endoscopy 2008; 40: 296-301. doi:10.1055/s-2007-995566 

117. Cheung J, Tsoi KK, Quan WL et al. Guidewire versus conventional contrast cannulation of the common bile duct for the prevention of post-ERCP pancreatitis: a sys­tematic review and meta-analysis. Gastrointest Endosc 2009; 70: 1211-1219. doi:10.1016/j.gie.2009.08.007 

118. Tse F, Yuan Y, Moayyedi P et al. Guidewire-assisted cannulation of the common bile duct for the prevention of post-endoscopic retrograde cholangiopancreatog­raphy (ERCP) pancreatitis. Cochrane Database Syst Rev 2012; 12: CD009662. doi:10.1002/14651858. CD009662.pub2 

119. Bassan MS, Sundaralingam P, Fanning SB et al. The impact of wire caliber on ERCP outcomes: a multi­center randomized controlled trial of 0.025-inch and 0.035-inch guidewires. Gastrointest Endosc 2018; 87: 1454-1460. doi:10.1016/j.gie.2017.11.037 

120. Park JS, Jeong S, Lee DH. Effectiveness of a novel highly flexible-tip guidewire on selective biliary cannulation compared to conventional guidewire: Randomized controlled study. Digestive Endoscopy 2018; 30: 245-251. 

121. Kurita A, Kudo Y, Yoshimura K et al. Comparison between a rotatable sphincterotome and a conventional sphincterotome for selective bile duct cannulation. Endoscopy 2019; 51: 852-857. doi:10.1055/a-0835-5900 

122. Bassi M, Luigiano C, Ghersi S et al. A multicenter randomized trial comparing the use of touch versus no-touch guidewire technique for deep biliary cannulation: the TNT study. Gastrointest Endosc 2018; 87: 196-201. doi:10.1016/j.gie.2017.05.008 

123. Cennamo V, Fuccio L, Zagari RM et al. Can early precut implementation reduce endoscopic retrograde cholan­giopancreatography-related complication risk? Meta-analysis of randomized controlled trials. Endoscopy 2010; 42: 381-388. doi:10.1055/s-0029-1243992 

124. Testoni PA, Mariani A, Giussani A et al. Risk factors for post-ERCP pancreatitis in high- and low-volume centers and among expert and non-expert operators: a prospective multicenter study. Am J Gastroenterol 2010; 105: 1753-1761. doi:10.1038/ajg.2010.136 

125. Testoni PA, Mariani A, Aabakken L et al. Papillary cannulation and sphincterotomy techniques at ERCP: European Society of Gastrointestinal Endoscopy (ESGE) Clinical Guideline. Endoscopy 2016; 48: 657- 683. doi:10.1055/s-0042-108641 

126. Ismail S, Udd M, Lindström O et al. Criteria for difficult biliary cannulation: start to count. Eur J Gastroenterol Hepatol 2019; 31: 1200-1205. doi:10.1097/MEG.0000000000001515 

127. Williams EJ, Taylor S, Fairclough P et al. Risk factors for complication following ERCP; results of a large-scale, prospective multicenter study. Endoscopy 2007; 39: 793-801. doi:10.1055/s-2007-966723 

128. Freeman ML, Nelson DB, Sherman S et al. Same-day discharge after endoscopic biliary sphincterotomy: observations from a prospective multicenter complica­tion study. The Multicenter Endoscopic Sphincterotomy (MESH) Study Group. Gastrointest Endosc 1999; 49: 580-586. doi:10.1016/s0016-5107(99)70385-8 

129. Johnson GK, Geenen JE, Johanson JF et al. Evaluation of post-ERCP pancreatitis: potential causes noted during controlled study of differing contrast media. Midwest Pancreaticobiliary Study Group. Gastrointest Endosc 1997; 46: 217-222. doi:10.1016/s0016- 5107(97)70089-0 

130. Dumonceau JM, Devière J, Cremer M. A new method of achieving deep cannulation of the com­mon bile duct during endoscopic retrograde chol­angiopancreatography. Endoscopy 1998; 30: S80. doi:10.1055/s-2007-1001379 

131. Maeda S, Hayashi H, Hosokawa O et al. Prospective randomized pilot trial of selective biliary cannulation using pancreatic guide-wire placement. Endoscopy 2003; 35: 721-724. doi:10.1055/s-2003-41576 

132. Gyökeres T, Duhl J, Varsányi M et al. Double guide wire placement for endoscopic pancreatico­biliary procedures. Endoscopy 2003; 35: 95-96. doi:10.1055/s-2003-36403 

133. Gotoh Y, Tamada K, Tomiyama T et al. A new method for deep cannulation of the bile duct by straightening the pancreatic duct. Gastrointest Endosc 2001; 53: 820- 822. doi:10.1067/mge.2001.113387 

134. Herreros de Tejada A, Calleja JL, Díaz G et al. Double-guidewire technique for difficult bile duct can­nulation: a multicenter randomized, controlled trial. Gastrointest Endosc 2009; 70: 700-709. doi:10.1016/j. gie.2009.03.031 

135. Tse F, Yuan Y, Moayyedi P et al. Double-guidewire technique in difficult biliary cannulation for the prevention of post-ERCP pancreatitis: a systematic review and meta-analysis. Endoscopy 2017; 49: 15-26. doi:10.1055/s-0042-119035 

136. Goff JS. Common bile duct pre-cut sphincterotomy: transpancreatic sphincter approach. Gastrointest Endosc 1995; 41: 502-505. doi:10.1016/s0016- 5107(05)80011-2 

137. Goff JS. Long-term experience with the transpancreatic sphincter pre-cut approach to biliary sphincterotomy. Gastrointest Endosc 1999; 50: 642-645. doi:10.1016/ s0016-5107(99)80012-1 

138. Yoo YW, Cha SW, Lee WC et al. Double guidewire technique vs transpancreatic precut sphincterotomy in difficult biliary cannulation. World J Gastroenterol 2013; 19: 108-114. doi:10.3748/wjg.v19.i1.108 

139. Kapetanos D, Kokozidis G, Christodoulou D et al. Case series of transpancreatic septotomy as precutting technique for difficult bile duct cannulation. Endoscopy 2007; 39: 802-806. doi:10.1055/s-2007-966724 

140. Halttunen J, Keränen I, Udd M et al. Pancreatic sphincterotomy versus needle knife precut in difficult biliary cannulation. Surg Endosc 2009; 23: 745-749. doi:10.1007/s00464-008-0056-0 

141. Catalano MF, Linder JD, Geenen JE. Endoscopic transpancreatic papillary septotomy for inaccessible obstructed bile ducts: Comparison with standard pre-cut papillotomy. Gastrointest Endosc 2004; 60: 557- 561. doi:10.1016/s0016-5107(04)01877-2 

142. Guzmán-Calderón E, Martinez-Moreno B, Casellas JA et al. Transpancreatic precut papillotomy versus double-guidewire technique in difficult biliary cannula­tion: a systematic review and meta-analysis. Endosc Int Open 2021; 9: E1758-E1767. doi:10.1055/a-1534-2388 

143. Kozarek RA, Ball TJ, Patterson DJ et al. Endoscopic pancreatic duct sphincterotomy: indications, technique, and analysis of results. Gastrointest Endosc 1994; 40: 592-598. doi:10.1016/s0016-5107(94)70260-8 

144. Kozarek R. Flail, flay, or fail: needle-knife versus transpancreatic sphincterotomy to access the difficult-to-cannulate bile duct during ERCP. Endoscopy 2017; 49: 842-843. 

145. Pécsi D, Farkas N, Hegyi P et al. Transpancreatic Sphincterotomy Is Effective and Safe in Expert Hands on the Short Term. Dig Dis Sci 2019; 64: 2429-2444. doi:10.1007/s10620-019-05640-4 

146. Kylänpää L, Koskensalo V, Saarela A et al. Transpancreatic biliary sphincterotomy versus double guidewire in difficult biliary cannulation: a random­ized controlled trial. Endoscopy 2021; 53: 1011-1019. doi:10.1055/a-1327-2025 

147. Wang P, Li ZS, Liu F et al. Risk factors for ERCP-related complications: a prospective multicenter study. Am J Gastroenterol 2009; 104: 31-40. doi:10.1038/ ajg.2008.5 

148. Huibregtse K, Katon RM, Tytgat GN. Precut papil­lotomy via fine-needle knife papillotome: a safe and effective technique. Gastrointest Endosc 1986; 32: 403-405. doi:10.1016/s0016-5107(86)71921-4 

149. Bruins Slot W, Schoeman MN, Disario JA et al. Needle-knife sphincterotomy as a precut pro­cedure: a retrospective evaluation of efficacy and complications. Endoscopy 1996; 28: 334-339. doi:10.1055/s-2007-1005476 

150. Rabenstein T, Ruppert T, Schneider HT et al. Benefits and risks of needle-knife papillotomy. Gastrointest cut sphincterotomy does not increase risk during endoscopic retrograde cholangiopancreatography in patients with difficult biliary access: a meta-analysis of randomized controlled trials. Clinical Gastroenterology and Hepatology 2015; 13: 1722-1729. e1722. 

155. Canena J, Lopes L, Fernandes J et al. Efficacy and safety of primary, early and late needle-knife fistu­lotomy for biliary access. Scientific Reports 2021; 11: 1-9. 

156. Mavrogiannis C, Liatsos C, Romanos A et al. Needle-knife fistulotomy versus needle-knife precut papil­lotomy for the treatment of common bile duct stones. Gastrointest Endosc 1999; 50: 334-339. doi:10.1053/ ge.1999.v50.98593 

157. Zhang QS, Xu JH, Dong ZQ et al. Success and Safety of Needle Knife Papillotomy and Fistulotomy Based on Papillary Anatomy: A Prospective Controlled Trial. Dig Dis Sci 2021. doi:10.1007/s10620-021-06983-7 

158. Facciorusso A, Ramai D, Gkolfakis P et al. Comparative efficacy of different methods for difficult biliary cannu­lation in ERCP: systematic review and network meta-analysis. Gastrointest Endosc 2022; 95: 60-71.e12. doi:10.1016/j.gie.2021.09.010 

159. Mok SRS, Ho HC, Shah P et al. Lactated Ringer’s solution in combination with rectal indomethacin for prevention of post-ERCP pancreatitis and readmission: a prospective randomized, double-blinded, placebo-controlled trial. Gastrointest Endosc 2017; 85: 1005- 1013. doi:10.1016/j.gie.2016.10.033 

160. Oh HC, Kang H, Park TY et al. Prevention of post-endoscopic retrograde cholangiopancreatography pancreatitis with a combination of pharmacological agents based on rectal non-steroidal anti-inflammatory drugs: A systematic review and network meta-anal­ysis. J Gastroenterol Hepatol 2021; 36: 1403-1413. doi:10.1111/jgh.15303 

161. Radadiya D, Brahmbhatt B, Reddy C et al. Efficacy of Combining Aggressive Hydration With Rectal Indomethacin in Preventing Post-ERCP Pancreatitis: A Systematic Review and Network Meta-Analysis. J Clin Gastroenterol 2022; 56: e239-e249. doi:10.1097/ MCG.0000000000001523

162. Márta K, Gede N, Szakács Z et al. Combined use of indomethacin and hydration is the best conservative approach for post-ERCP pancreatitis prevention: A network meta-analysis. Pancreatology 2021; 21: 1247- 1255. doi:10.1016/j.pan.2021.07.005 

163. Weiland CJS, Smeets XJ, Kievit W et al. Aggressive fluid hydration plus non-steroidal anti-inflammatory drugs versus non-steroidal anti-inflammatory drugs alone for post-endoscopic retrograde cholangiopan­creatography pancreatitis (FLUYT): a multicentre, open-label, randomised, controlled trial. The Lancet Gastroenterology & Hepatology 2021; 6: 350-358. 

164. Park TY, Kang H, Choi GJ et al. Rectal NSAIDs-based combination modalities are superior to single modalities for prevention of post-endoscopic retro­grade cholangiopancreatography pancreatitis: a net­work meta-analysis. Korean J Intern Med 2022; 37: 322-339. doi:10.3904/kjim.2021.410 165. Elmunzer BJ, Higgins PD, Saini SD et al. Does rectal indomethacin eliminate the need for prophylactic pan­creatic stent placement in patients undergoing high-risk ERCP? Post hoc efficacy and cost-benefit analyses using prospective clinical trial data. Am J Gastroenterol 2013; 108: 410-415. doi:10.1038/ajg.2012.442 

166. Abdelfatah MM, Gochanour E, Koutlas NJ et al. Post- Endoscopic Retrograde Cholangiopancreatography Pancreatitis: Single Versus Dual Prophylactic Modalities. Pancreas 2019; 48: e24. doi:10.1097/ MPA.0000000000001281 

167. Choksi NS, Fogel EL, Cote GA et al. The risk of post-ERCP pancreatitis and the protective effect of rectal indomethacin in cases of attempted but unsuccessful prophylactic pancreatic stent placement. Gastrointest Endosc 2015; 81: 150-155. doi:10.1016/j. gie.2014.07.033 

168. Wang X, Luo H, Luo B et al. Combination prevention of post-endoscopic retrograde cholangiopancreatog­raphy pancreatitis in patients undergoing double-guidewire assisted biliary cannulation: A case-control study with propensity score matching. J Gastroenterol Hepatol 2021; 36: 1905-1912. doi:10.1111/jgh.15402 

169. Torun S, Ödemiş B, Çetin MF et al. Efficacy of Epinephrine Injection in Preventing Post-ERCP Pancreatitis. Surg Laparosc Endosc Percutan Tech 2020; 31: 208-214. doi:10.1097/SLE.0000000000000867 

170. Kamal A, Akshintala VS, Talukdar R et al. A Randomized Trial of Topical Epinephrine and Rectal Indomethacin for Preventing Post-Endoscopic Retrograde Cholangiopancreatography Pancreatitis in High-Risk Patients. Am J Gastroenterol 2019; 114: 339-347. doi:10.14309/ajg.0000000000000049 

171. Romano-Munive AF, García-Correa JJ, García- Contreras LF et al. Can topical epinephrine application to the papilla prevent pancreatitis after endoscopic retrograde cholangiopancreatography? Results from a double blind, multicentre, placebo controlled, ran­domised clinical trial. BMJ Open Gastroenterol 2021; 8. doi:10.1136/bmjgast-2020-000562 

172. Luo H, Wang X, Zhang R et al. Rectal Indomethacin and Spraying of Duodenal Papilla With Epinephrine Increases Risk of Pancreatitis Following Endoscopic Retrograde Cholangiopancreatography. Clin Gastroenterol Hepatol 2019; 17: 1597-1606.e1595. doi:10.1016/j.cgh.2018.10.043

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Fueling During Endurance Exercise: Balancing Intake with Gastrointestinal Tolerances

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It is well established that optimal amounts of carbohydrate and fluid consumed during endurance exercise enhances various measures of performance. The rate of gastric emptying is an important step towards providing the working muscles with exogenous carbohydrates and fluid. Once emptied from the stomach carbohydrate absorption takes place primarily in the duodenum and jejunum along with sodium and water. Individual carbohydrates are absorbed at a rate of 1 g per minute, or a maximum of 60 g per hour, with glucose and fructose absorbed via separate transporter mechanisms. Simultaneous use of separate carbohydrate transporters can increase the intestine’s absorptive capacity to 75 – 90 g per hour. However, higher intake of carbohydrates and fluid can cause gastrointestinal (GI) symptoms in some athletes. “Nutritional gut training” may improve gastric emptying, intestinal absorption, and reduce the occurrence and/or severity of GI symptoms during exercise.

INTRODUCTION 

Athletes should start endurance workouts or events well hydrated and optimally fueled with proper attention to their daily training diet, particularly in the hours prior to exercise. Carbohydrates provide approximately 50-60% of energy during 1 to 4 hours of continuous exercise at 70% of maximal oxygen capacity.1 For a pace that requires 80-90% of oxygen consumption carbohydrates are the primary fuel source and provide up to 90% of the energy expended.2 Depletion of carbohydrate stores (glycogen) and fluid leads to fatigue and the inability to sustain speed, strength and power, skills, and mental focus. Fatigue can be as dramatic as hitting the wall at mile 20 of a 26.2-mile marathon or as subtle as diminished quality of daily workouts. From a nutritional perspective, fatigue can be related to a number of factors including: 

Regular consumption of a combination of fluid, carbohydrates, and electrolytes can prevent onset of fatigue and maintain performance. This article will review gastrointestinal (GI) physiology as it relates to carbohydrate, fluid, and sodium assimilation during exercise, dietary carbohydrate guidelines for athletes, and evidence for nutritional gut training or “training the gut” to reduce risk of GI symptoms while enhancing endurance performance. 

Gastrointestinal Motility and Absorption 

Gastric Emptying – A number of factors can influence the rate of gastric emptying (see Table 1) including hypohydration, mental stress (being keyed-up), intense exercise (steady state above 70% VO2 max or high intensity intervals), and the high solute load of sports confectionaries (carbohydrate gels and energy bars, blocks, or chews) or concentrated drinks (carbohydrate-electrolyte beverages).3 Sports drinks at 6% concentration (6 g of mixed sugars and glucose polymers per 100 mL) are iso-osmolar, or isotonic and empty quickly. Shi, et al.4 found no differences in gastric emptying with isotonic test solutions ranging from 250 – 434 mOsm/kg H2O. However, hyperosmolar beverages such as fruit juice and soft drinks at a 10-15% concentration (10-15 g carbohydrate per 100 mL, osmolality of 500 – 800 mOsm/kg H2O) can delay gastric emptying, therefore, it is advised to avoid beverages with an osmolality greater than 500 mOsm/kg H2O during exercise. Interestingly, the temperature of liquids has little effect on gastric emptying as intragastric temperatures rapidly equilibrate. 

The volume of liquid consumption is a main factor that determines the speed of gastric emptying, with larger volumes emptying faster than smaller volumes. Mears, et al.5 investigated how the pattern of sport drink ingestion affected carbohydrate oxidation rates (as a surrogate to gastric emptying) and GI discomfort during exercise. Runners completed two 100-minute moderate treadmill runs. For one run subjects consumed 200 mL every 20 minutes and for the other run they consumed 50 mL every 5 minutes. Carbohydrate oxidation rates were 2% higher during the run when 200 mL was consumed every 20 minutes, thus confirming that larger volumes of fluids empty from the stomach more rapidly compared to smaller volumes. There were no reported differences in GI comfort of symptoms between trials. 

Small Bowel Absorption – After emptying from the stomach, digestive enzymes act on carbohydrates and the resulting monosaccharides are absorbed by way of active and passive transport in the small intestine (Figure 1). Two carbohydrate transporters have been identified; SGLT 1 is the sodium-dependent glucose and galactose transporter while GLUT 5 is the non-sodium dependent fructose transporter. Osmotic gradients from active transport of sodium and glucose (SGLT 1) result in rapid water absorption across the small bowel mucosa. Glucose can increase the absorption of sodium. With regular ingestion of sports fuels and water the SGLT 1 and GLUT 5 transport systems maintain appropriate blood glucose, sodium, and hydration levels for the working muscles and central nervous system. 

General Nutrition Guidelines for Exercise 

Fueling during exercise is an important component of the athlete’s nutrition plan. Routine, planned and practiced, intake during training sessions lasting longer than 75 minutes brings several benefits including: 

Daily recovery or fueling between training sessions requires the correct amount of energy, protein and fat tailored to the athlete’s training cycle and specific duration and intensity of workouts. Carbohydrate requirements are based on training intensity and duration (see Table 2) and are needed to replenish the limited fuels of muscle and liver glycogen. For longer training sessions and events, carbohydrates are consumed during exercise to offset the depletion of this stored fuel source. The capacity to absorb carbohydrates during competition can be reduced when athletes restrict carbohydrates, or when following a low-carbohydrate, high fat, or ketogenic diet. It is advised that endurance athletes include some high carbohydrate diet days in their training diet. 

Protein intake should meet requirements for growth and maintenance/building of muscle tissue. Fats are required for recovery of muscle triglycerides when exercise sessions are more than 4 hours and as a concentrated source of energy. Some athletes have variable, yet specific, macronutrient timing and portioning for pre-exercise, post-exercise and in the hours to the next training session to optimize muscle repair and building glycogen fuel replenishment. See Table 3 for more information on the daily training diet. 

Hydration requirements are variable and depend on the exercise duration and intensity, the environment’s temperature and humidity, as well as individual sweat rates. Athletes are advised to gather sweat loss data to develop a systematic plan for each event and to practice this plan for at least 8 weeks during workouts prior to the event. Sweat losses can be estimated by converting weight change during training into fluid loss (see Table 4). This is best done for workouts lasting 45 to 75 minutes and fluid can be consumed during the workout if desired. Athletes can use this technique in various conditions to become familiar with sweat losses in various weather conditions. Alternatively, athletes can use commercially available devices/ services to measure sweat loss (see Table 5). 

Sweat rates can range from 0.5L to over 3L per hour. Athletes are advised to avoid over-hydration; it is recommended to replace only 70% to a maximum 100% of sweat losses. Hydration needs will vary depending on the type of training session planned (to account for variations in training duration and intensity and environmental conditions). 

Fueling Products for Exercise 

Athletes typically use commercially available sports drinks and confectionaries to ingest required nutrients and fluids with the best tolerance. As stated above, drinks up to 6 g carbohydrate per 100 mL empty from the stomach at rates similar to water. While most sports drinks fall into this range, athletes may mix their drinks to a more concentrated solution, or higher energy density, based on personal fueling requirements, desired sodium content, and sweat rates. For example, an athlete with a lower sweat rate and higher fueling requirements might benefit from a more concentrated drink. Electrolyte mixes, mainly sodium, can be added to drinks if needed. Other than sports drinks, endurance athletes may consume carbohydrate products such as gels, energy bars, blocks, or chews. 

Oxidation of Combined Carbohydrates During Exercise 

Several studies have looked at substrate oxidation rates when combined carbohydrates are ingested during exercise.6-8 These studies confirmed that utilization of both carbohydrate transporters (SGLT 1 and GLUT 5) with ingestion of mixed carbohydrates increased absorption from 1 g per minute with SGLT 1 only to 1.5-1.7 g per minute with activation of both transporters. The following carbohydrate combinations were tested and found to produce greater oxidation than with the SGLT 1 glucose transporter alone: 

  1. Maltodextrin (chains of glucose units) and fructose 
  2. Glucose and fructose 
  3. Glucose and sucrose (glucose + fructose) and fructose 

Both the SGLT 1 and GLUT 5 transporters saturate at the rate of 1 g/min or 60 g/hr. In the above carbohydrate combinations where the ratio of glucose to fructose is at 2:1 the glucose transporter saturates at 60 g/hr and the additional 15 to 30 g of fructose (can be released from sucrose) can occur simultaneously for a total carbohydrate utilization of 75-90 g/hr.8 If tolerated, higher amounts of fructose can be added moving towards a 1:1 ratio for greater total carbohydrate absorption per hour. 

The uptake rates described above (2:1 ratio of glucose to fructose) are often used to formulate sports drinks for endurance training to allow for comfortable consumption of 75-90 g carbohydrate per hour over several hours. If an athlete were to consume 100 g of glucose per hour, they would only absorb/oxidize 60 g/hr, with the rest remaining in the intestine and leading to GI symptoms; the same is true for consumption of high amounts of fructose during exercise. 

Researchers have tested the effects of ingesting a glucose and fructose beverage versus a glucose only beverage versus water on endurance cycling performance.9 They found that ingestion of glucose at 1.2 g/min and fructose at 0.6 g/min (total 1.8 g/ min or 108 g carbohydrate) improved endurance cycling performance when compared to 1.8 g/min of glucose only. Subjects cycled for 2 hours at 60% VO2 max followed by 40 km time trial. The time-trial times improved by 8% with the ingestion of glucose plus fructose mix. 

A number of studies were then conducted to examine the effect of solid versus liquid carbohydrate sources consumed during exercise.10,11 Glucose and fructose in a 2:1 ratio was provided as either a gel, solid bar or carbohydrate-electrolyte sports drink at rate of 1.55 g glucose + fructose/ min (93 g/hr) with matched fluid intake between treatments. The glucose plus fructose mix from all sources resulted in similar oxidation rates, thus the form of carbohydrate ingested did not affect total carbohydrate utilization. 

Nutritional Gut Training 

Gastrointestinal complaints are common in athletes during endurance events, often resulting in impaired performance. During exercise, blood flow is redirected from the GI tract to the working muscles and can result in abdominal bloating, cramping, nausea, vomiting, diarrhea, and/or pain in the presence of hypohydration or inappropriate food and fluid consumption.3 The prevalence of GI symptoms can vary greatly depending on the mode of exercise, level of athlete, and weather conditions. The prevalence of GI symptoms in endurance athletes varies from 37-93%.12 A well-functioning GI system can greatly affect symptoms and performance outcomes. 

Nutritional gut training, or “training the gut” is a new concept that refers to practiced ingestion of predetermined amounts of carbohydrates and fluid during training sessions to optimize the adaptability of the intestinal tract (substrate and fluid absorption and to alleviate adverse GI symptoms) during events.13 Two main goals of gut training are to increase the number of intestinal carbohydrate transporters and to upregulate the transporters’ utilization capacity. To increase available SGLT 1 and GLUT 5 transporters, endurance athletes must practice “gut training” in the weeks before an event with strict adherence to their fueling and hydration plans. One study suggests that carbohydrate transporters can be upregulated in a short period of time.14 Based on animal data, increasing dietary carbohydrate from 40 to 70% of calories could result in doubling SGLT 1 transporters over a 2-week period.13 

Pushing the Limits of Carbohydrate Absorption 

More recently, it has been suggested that intake of 120 g carbohydrate/hr is possible in experienced marathon and ultra-marathon runners. One study compared the effects of carbohydrate doses of 120 g/hr, 90 g/hr, and 60 g/hr in 26 elite ultra-endurance athletes during a mountain marathon.15 All participants carried out personalized gut training with carbohydrate intakes of up to 90 g/hr at least 2 days weekly in the 4 weeks prior to the marathon. During the marathon, the carbohydrate supplement gel contained 30 g maltodextrin and fructose in 2:1 ratio. The 120 g carbohydrate group consumed 4 gels per hour at the 15, 30, 45, and 60 minute markers. Three athletes withdrew with GI symptoms; though researchers did not disclose to which treatment group they were assigned. Results show that the 120 g/hr carbohydrate dose limited post-race exercise induced muscle damage and that ingestion of 120 g/hr carbohydrate is possible without gastrointestinal distress. While future research is needed to understand the physiological and metabolic mechanisms of this absorption rate, from a practical perspective, the potential effect of training the gut can improve carbohydrate intake, transport, and utilization during endurance exercise. 

CONCLUSION 

Endurance athletes should incorporate recommended diet and hydration strategies into their training regimen to optimize performance during competition/events. Current recommendations for endurance training are 60 g of carbohydrate/hr for exercise lasting up to 120 minutes. For exercise lasting longer than 2 hours, higher amounts of carbohydrates (up to 90 g/hr) are recommended and should come from a blend of glucose and fructose sources. Consumption of fluid is based on the athlete’s sweat rate and personal preference of sports drinks, and sports supplements, or confectionaries. The gut is adaptable so preparing for endurance events should include practice of their event nutrition plan over several weeks; the gut can adapt to absorb and oxidize more carbohydrates which should result in less GI distress. Nutritional gut training leads to better performance, with optimal delivery of carbohydrate, and optimal GI tolerance for the individual athlete.

References 

  1. American Dietetic Association, Dietitians of Canada, and American College of Sports Medicine Joint Position Statement: Nutrition and Athletic Performance. Med Sci Sports Exerc. 2009; 709-731.
  2. Ravindra, PV, Janhavi, P, et al. Nutritional inter­ventions for improving the endurance perfor­mance in athletes. Arch Physiol Biochem. 2020; 108. 
  3. Burke, L and Deakin V. Clinical Sports Nutrition, 5th Edition. McGraw Hill, 2015. 
  4. Shi, Z, Bartoli, W., Horn, W. et al. Gastric empty­ing of cold beverages in humans: effect of trans­portable carbohydrates. Int J Sport Nutr Exerc Metab. 2000; 10:394-403. 
  5. Mears SA, Boxer BB, Sheldon, D, et al. Sports drink intake pattern affects exogenous carbohy­drate oxidation during running. Med Sci Sports Exerc. 2020; 52:1976-1982. 
  6. Jentjens RLPG, Achten, J, Jeukendrup, AE. High oxidation rates from combined carbohydrates ingested during exercise. Med Sci Sports Exerc. 2004; 36: 1551-1558. 
  7. Jentjens RLPG, Mosely L, Waring RH, et al. Oxidation of combined ingestion of glucose and fructose during exercise. J Appl Physiol. 2004; 96: 1277-1284. 
  8. Jentjens, RLPG, Underwood, K, Achten, J, et al. Exogenous carbohydrate oxidation rates are elevated after combined ingestion of glucose and fructose during exercise in the heat. J Appl Physiol. 2005; 100: 807-816. 
  9. Currell, K and Jeukendrup, AE. Superior endur­ance performance with ingestion of multiple transportable carbohydrates. Med Sci Sports Exerc.2008; 40: 275-281. 
  10. Pfeiffer, B, Stellingwerff, T, Zaltas, E, et al. Oxidation of solid versus liquid CHO sources during exercise. Med Sci Sports Exerc. 2010; 42:2030-2037. 
  11. Pfeiffer B, Stellingwerff T, Zaltas E, et al. CHO Oxidation from a CHO gel compared with a drink during exercise. Med Sci Sports Exerc. 2010, 42: 2038-2045. 
  12. deOliveria EP, Burini RD, Jeukendrup A. Gastrointestinal complaints during exercise: rel­evance, etiology, and nutritional recommenda­tions. Sports Med. 2014; 44: S79-S85. 
  13. Jeukendrup, AE. Training the gut for athletes. Sports Med. 2017; 47:S101-110. 
  14. Cox GR, Clark SA, Cox AJ, et al. Daily train­ing with high carbohydrate availability increases exogenous carbohydrate oxidation during endur­ance cycling. J Appl Physiol. 2010; 109126-134. 
  15. Viribay A, Arribalzaga S, Mielgo-Ayuso J, et al. Effects of 120 g/h of Carbohydrates intake dur­ing a mountain marathon on exercise-induced muscle damage in elite runners. Nutrients 2020; 12: 1-15. 

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FROM THE PEDIATRIC LITERATURE

Adherence to Pediatric Obesity Lifestyle Intervention Programs 

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Much clinical research has gone into lifestyle intervention trials for the treatment of children with obesity; however, the drop-out rate of participants in such studies can be large. The purpose of this study from Israel was to determine factors associated with participant drop out in these types of pediatric interventions. This study was retrospective and included data from a multidiscipline pediatric weight loss database. 

Data from pediatric patients (8 – 18 years of age) who were seen in a multidiscipline pediatric obesity clinic was obtained including patient demographics (including clinical data), socioeconomic data, laboratory data, and patient caregiver lifestyle (defined as maintaining or not maintaining a healthy lifestyle). Patient body mass index (BMI) was measured at clinic enrollment and then 3 months, 6 months, and 12 months after enrollment. Obesity was defined as a BMI ˃ 95th percentile. Patient attrition was defined as failure for a patient to follow up in clinic while patient adherence was defined as a patient not gaining weight or losing weight during follow up. 

A total of 248 patients who had completed baseline data were included in the study. The study group had a mean age of 11.1 ± 3.9 years with a mean BMI of 31.1 ± 7.7 kg2/m. Males comprised 48% of the study patients. Significantly fewer female patients dropped out of the interdisciplinary obesity clinic early compared to males. Additionally, significantly less early patient dropout was noted in patients whose mother or father had an advanced degree as well as in patients referred after hospitalization (versus self-referral). A multivariate analysis adjusted for factors including sex, parental education, and referral type demonstrated that early dropout was significantly lower in patients who had mothers with higher education levels or who had been referred after hospitalization. It was noted that the 156 patients kept regular follow-up clinic appointments for an average of 8.7 ±7.9 visits with their mean BMI percentile being reduced from 138% to 121% of the 95th percentile BMI. Patient adherence related to continuing follow-up clinic visits was significantly associated with older patient age (11.7 ± 3.7 vs. 9.7 ± 4.3 years, P = 0.04) and mothers who maintained a healthy lifestyle versus those with an unhealthy lifestyle (69% vs. 29%, P = 0.003). 

This study demonstrates that there appears to be specific risk factors which predict non-adherence to a pediatric obesity lifestyle program. This data may be useful when considering advanced therapy for pediatric obesity, including bariatric surgery and GLP-1 receptor agonist therapy. More research is needed to determine if similar findings are present in other countries. 

Moran-Lev H, Vega Y, Kalamitzky N, Interator H, Cohen S, Lubetzky R. Factors Associated with Treatment Adherence to a Lifestyle Intervention Program for Children with Obesity: The Experience of a Large Tertiary Care Pediatric Hospital. Clin Pediatr 2023; 62: 269-275. 

Airway Impedance: A New Tool to Evaluate for Pediatric Gastroesophageal Reflux and Aspiration 

A common misconception by physicians is that airway findings such as edema or erythema are associated with gastroesophageal reflux disease (GERD), although clinical research has demonstrated that this association often is not present. Esophageal mucosal impedance monitoring previously has been used to determine esophageal inflammation; thus, the authors theorized that laryngeal impedance testing may have the ability to determine if airway inflammation is associated with any type of GERD. 

This prospective study included pediatric patients undergoing esophagogastroduodenoscopy (EGD) and rigid laryngoscopy with concerns of respiratory symptoms. Each enrolled patient underwent a videotaped laryngoscopic examination, and the videos were reviewed blindly by 3 otolaryngologists to quantify a reflux finding score (an 8-item clinical severity rating scale scored from 0 to 26 with higher scoring indicating more inflammation). Additionally, each enrolled patient underwent impedance testing of the posterior pharynx as well as esophageal impedance testing and associated biopsies of the lower, mid, and upper esophagus. Impedance testing occurred over 5 seconds in which the lowest and highest impedance values were recorded. All patients or parents filled out the Pediatric Quality of Life Questionnaire Gastrointestinal Symptom Module™ questionnaire. 

A total of 88 patients were enrolled into the study with a mean age of 59 +/- 57 months although only 73 patients had impedance tracing that were usable. In these remaining patients, no correlation was seen between airway impedance measurement for mucosal inflammation and reflux finding scores. Although only 11 of these patients were on proton pump inhibitor (PPI) therapy, the researchers found that these patients had lower airway impedance values indicating more inflammation compared to patients not using PPIs although the difference between these two groups was not statistically significant. Additionally, 28 patients were using inhaled corticosteroids and had higher airway impedance values compared to patients not using this medication class although the difference between two groups again was not statistically significant. No correlation existed between the airway impedance values and symptoms of dysphagia, reflux, nausea, emesis, as well as quality of life score. In addition, patients with oropharyngeal dysphagia (aspiration and / or penetration) on video swallow study were compared to patients with a normal swallowing mechanism. The researchers found that airway impedance was significantly lower in patients with oropharyngeal dysphagia compared to patients with a normal swallow, and patients who had aspiration of multiple textures had significantly lower median airway impedance measurements compared to patients with a normal swallow. Finally, no association was found with airway impedance values between patients with positive findings on bronchoalveolar lavage (BAL) culture versus patients with a negative BAL culture. 

The authors have demonstrated that airway impedance can be obtained during an EGD, and such an impedance measurement may be an extremely useful tool to determine if GERD in a pediatric patient truly is associated with aspiration. The decreased airway impedance noted for the patients on PPI therapy is concerning and deserves more study. 

Rosen R, Rahbar R, Watters K, Hseu A, Munoz C, Ferrari L, Holzman R, Mohammad S, Cohen A, Du M, Akkara A, Catacora C, Simoneau T, Connearney S, Mitchell P, Nurko S. Airway Impedance: A Novel Diagnostic Tool to Predict Extraesophageal Airway Inflammation. J Pediatr 2023; 256: 5-10. 

John Pohl, M.D., Book Editor, is on the Editorial Board of Practical Gastroenterology 

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