Patients with PSC have a lifetime risk of developing CCA of 10-15%. The ability to distinguish between benign strictures and CCA can be challenging as they may have similar appearances on imaging ERCP and MRCP. Here, we will review the different endoscopic techniquies to diagnose CCA in patients with PSC, as well as their success rates, risks and benefits.
Jeffrey S. Bank MD and Douglas G. Adler MD, FACG, AGAF, FASGE, University of Utah School of Medicine, Gastroenterology and Hepatology, Huntsman Cancer Center, Salt Lake City, UT
INTRODUCTION
Patients with PSC have a lifetime risk of developing
cholangiocarcinoma (CCA) of 10-15%.1 The
ability to distinguish between benign strictures
and CCA can be challenging as they may have similar
appearances on imaging with endoscopic retrograde
cholangiopancreatography (ERCP) and magnetic
resonance cholangiopancreatography. Visualization
and definitive sampling of a dominant mass lesion is
diagnostic, but mass lesions often are not always seen
in patients with early CCA.2 In addition, up to 37% of
patients with PSC and elevated CA 19-9 do not have
CCA.3 Brush cytology, fluorescence in situ hybridization
(FISH), cholangioscopy, probe-based confocal laser
endomicroscopy (pCLE), and endoscopic ultrasound
with fine needle aspiration (EUS FNA) can be used to
obtain a more definitive diagnosis. This manuscript will
review the different endoscopic techniques to diagnose
CCA in patients with PSC, as well as their success rates,
risks and benefits.
Brush Cytology
Brush cytology is the most common method for tissue
acquisition during ERCP as some lesions are too
proximal in the biliary tree (or are in ducts too small) to
biopsy. Brush cytology has a high specificity (97-100%)
to detect biliary malignancy, but has traditionally had a
low sensitivity.4,5 In a recent meta-analysis that included
11 studies and 747 patients with PSC, the sensitivity of
brush cytology was 43% and the specificity was 97%.6
The inherent benefit of brush cytology lies in its high
specificity when positive for malignancy. However, due
to its low sensitivity, the primary drawback of cytology
is the frequent inability to rule out malignancy.7 The
chronic inflammation inherent with PSC can also lead to
reactive atypia, which can lead to malignancy, making
the diagnosis of cholangiocarcinoma challenging.8,9
Biliary brushing results are classified into one
of three cellular categories: benign, malignant, or
“atypical.” In a cohort study of 86 patients with atypical
biliary brushings (many of whom, but not all, had
PSC), Witt et al. sought to identify factors predictive
of malignancy. Sixty of these patients were ultimately
found to have confirmed cancer of pancreatobiliary
origin. In the setting of an atypical biliary brushing result,
the risk of malignancy was significantly correlated with
age ≥ 60, suspicious/malignant endoscopic impression,
the presence of a pancreatic mass, indications for ERCP
including jaundice and/or dilated bile ducts, stricture
within common bile duct, PSC, and CA 19-9 greater
than 300 U/ml. For patients with a CBD stricture,
45/59 (76%) were diagnosed with malignancy. The
authors created a scoring model to predict malignancy
called the Atypical Biliary Brushing Score (ABBS),
made up of the above factors predictive of malignancy.
(Table 1) A score ≥ 4 suggests patients are at high risk
for malignancy. The PSC subgroup had a 29% rate of
malignancy.10
In a review of 107 biliary brushings from 51 patients
with PSC, sensitivity and specificity were 62.5% and
100%, respectively. With a CA 19-9 cutoff of 186 IU/
ml for CCA, sensitivity and specificity were 100% and
94%, respectively.11
In a large population of patients referred for their
first ERCP due to suspicion for PSC, PSC was diagnosed
by brush cytology in 261 patients, 211 (80.8%) of whom
were asymptomatic at the time of diagnosis. The ERCP
findings were categorized by a modified version of the
Amsterdam endoscopic retrograde cholangiography
(mERC) score defined by Ponsioen et al.6 Symptoms
of PSC included jaundice, pruritis, fatigue, weight
loss, fever, or cholangitis. The authors found 42.9% of
patients with PSC had advanced disease and 6.9% had
suspicious or malignant brush cytology at first ERCP.
Patients with advanced PSC (mERC score > 3) were
not significantly more symptomatic (p = 0.303) than
patients with early PSC (mERC 2-3). CA 19-9 levels did
not correlate with brush cytology results (p = 0.751).12
A meta-analysis of 747 patients found that the
pooled sensitivity and specificity of bile duct brushings
for diagnosis of CCA in patients with PSC were 43%
and 97%, respectively. Pooled diagnostic odds ratio
was 20.23, meaning that if a bile duct brushing in a
PSC stricture shows CCA, the patient has a 20 times
higher likelihood of a final, positive pathological
diagnosis. Pooled positive likelihood ratio was 8.87
and the pooled negative likelihood ratio was 0.56. This
again demonstrates bile duct brushing is reliable in the
diagnosis of CCA as well as in the exclusion of benign
strictures.13
Although ERCP is generally very safe when
performed by experienced endoscopists, it is not
without risks and complications. In a multicenter
study of 83 patients who underwent a total of 106
ERCPs for suspected PSC, complications occurred in
10 cases (9%). Complications include pancreatitis (n
= 3), cholangitis (n = 2), increase of cholestasis (n =
2), postsphincterotomy bleeding (n = 1), cystic duct
perforation (n = 1), and venous thrombosis (n = 1).
All of these resolved quickly with medical therapy.
Complications occurred in 16% of ERCPs with biliary
intervention (ex: sphincterotomy or stent placement)
compared to 4% in ERCPs without interventions (RR
4.5, 95% CI 0.94-30, p = 0.04).14
A retrospective cohort study of 185 ERCPs
performed on 75 patients with PSC examined 30-
day post-ERCP adverse event rates and found that
the endoscopist with the highest ERCP volume had
the lowest lower complication rate, arguing for PSC
ERCPs to be done at high volume centers or by those
experienced with PSC cases. Multivariate analysis
also revealed statistically significant associations with
biliary dilation, sphincterotomy, presence of cirrhosis,
Crohn’s disease and autoimmune hepatitis. They did not
find an increased adverse event rate when looking at
gender, the placement of a stent during the procedure,
the presence of a dominant stricture, or cholangitis.15
FISH
Routine cytology, despite its ease of use and low cost,
has limited sensitivity, which is problematic in the
diagnosis of cholangiocarcinoma (CCA). Many patients
with CCA are not diagnosed by routine cytology alone.
Fluorescent in situ hybridization (FISH) probes are used
to target the centromeric regions of chromosomes 3, 7,
and 17 and the 9p21 band (p16) to examine for evidence
of aneuploidy and aid in the diagnosis of CCA. (Figure
1) FISH testing has been available commercially in the
United States for over a decade, but many endoscopists
still have limited knowledge of and experience with its
role in diagnosing biliary malignancies.
In a study of 235 patients with PSC, 120 (51%)
had evidence of aneupoidy by FISH, but only one
third of these positive patients had CCA. Sensitivity
and specificity for FISH polysomy were 46% and
88%, respectively; for trisomy/tetrasomy, they were
25% and 67%, respectively. Survival analysis of 120
patients with PSC with FISH polysomy had outcomes
similar to patients with CCA. If patients had evidence
of a dominant stricture as well as FISH polysomy,
the specificity was 88%. The authors proposed the
following set of guidelines: 1) FISH testing should
not be used as a screening modality in unselected PSC
patients undergoing ERCP. However, in patients with
clinical or laboratory suspicion of CCA, such as weight
loss, abdominal pain, dominant stricture, or elevated
CA 19-9, FISH can be extremely helpful given the
limitations of routine cytology. In patients with clinical
or laboratory suspicion of CCA, such as weight loss,
abdominal pain, dominant stricture, or elevated CA 19-
9, FISH can be helpful.16
A dysplasia-carcinoma sequence has been proposed
in the pathophysiology of PSC. Patients with history of
or current CCA were more likely to have polysomy in
dysplasia results by FISH than patients without CCA
(70% versus 14%; p = 0.05). Patients with biliary
dysplasia and CCA have evidence of polysomy and
homozygous 9p21 loss. Cytogenetic abnormalities
demonstrated in CCA are also seen in precursor lesions.
High-grade dysplasia is found disproportionately in
PSC patients with CCA. Overall, these findings could
help delineate the grading of biliary dysplasia in this
group of patients.17
In a study of 102 patients with PSC, 30 (29%) with
an equivocal cytology developed carcinoma within 2
years. Serum CA 19-9 ≥ 129 U/ml (HR 3.19, P = .001)
and polysomy (HR 8.70; P < 0.001) were each found
to be predictive of future malignancy by univariate
analysis. Polysomy FISH was the only significant
predictor of malignancy in a multivariable analysis (HR
6.96). In a subgroup analysis of ten patients with both an
elevated CA 19-9 and polysomy, all developed cancer
(nine within two years). In this subgroup analysis, the
combined finding of CA 19-9 ≥ 129 U/ml and polysomy
by FISH was found to put patients at high risk of
malignancy (HR 10.92; P < 0.001). The investigators
suggested that regular lab monitoring with alkaline
phosphatase, total bilirubin, and serum CA 19-9 levels
does not adequately predict malignancy in patients with
PSC. Based on their findings, they found polysomy by
FISH is able to identify patients at risk for malignancy
without evidence of mass lesion on imaging and with
equivocal cytology.18 Regarding bilirubin specifically
in PSC, Haseeb et al. performed a retrospective cohort
study of 81 patients with PSC and found that an initial
bilirubin more than two times the upper limit of normal
was significantly associated with the development of
CCA, subsequent liver transplantation, and death (p
< 0.017). In addition, hyperbilirubinemia correlated
with increased severity of biliary ductal disease (p <
0.0001).19
In a retrospective review of 30 patients with PSC
who had polysomy FISH result and no radiological or
pathological evidence of malignancy at the time of first
polysomy, Barr Fritcher et al. demonstrated that 9 of 13
patients (69%) with serial polysomy FISH results were
diagnosed with CCA compared with 3 of 17 patients
(18%) with subsequent non-polysomy FISH results
(PPV 69% vs 18%, p = 0.008). Furthermore, patients
with serial polysomy developed CCA in a shorter period
of time than those patients with serial non-polysomy
results. Interestingly, 47% of patients with PSC with
a polysomy FISH result did not have evidence of
malignancy by ERCP at the time FISH was obtained.
In a retrospective review of 371 patients with
PSC, multifocal polysomy (MFP) was found to be the
strongest predictor of CCA compared to patients with
unifocal polysomy (UFP)
Compared to patients with UFP, patients with MFP
had an increased likelihood of weight loss (32% vs 9%),
suspicious cytology (45% vs 13%), and develop serial
polysomy (91% vs 35%). MFP was strongly correlated
with CCA (HR 82.42). However, patients with UFP
and suspicious cytology are still at an increased risk
of CCA.20
Overall, FISH has limited sensitivity but high
specificity. A meta-analysis with 8 studies and 828
patients demonstrated pooled sensitivity and specificity
of FISH for diagnosis of CCA in patients with PSC were
68% and 70%, respectively. Pooled likelihood ratio was
2.69 and negative likelihood ratio was 0.47. Pooled odds
ratio was 7.24. Pooled sensitivity and specificity for
FISH polysomy (6 studies with 690 patients) were 51%
and 93%, respectively. The authors recommend that
FISH be employed if clinical suspicion of malignancy
remains high despite an inconclusive brushing cytology
result.21
Cholangioscopy
Diagnosing malignancy in patients with PSC with
dominant bile duct strictures has historically been
challenging. Cholangiocarcinomas tend to be fibrotic,
hypocellular, and often display significant desmoplasia,
all of which complicate adequate tissue acquisition.
Cholangioscopy, performed in the context of ERCP, can
aid in tissue diagnosis in patients with (and without)
PSC. (Figure 2) In 53 patients with PSC with dominant
bile duct strictures, when compared with brush cytology,
cholangioscopy had increased sensitivity (92% vs 66%;
p = 0.25), specificity (93% vs 51%; p < 0.001), accuracy
(93% vs 55%; p < 0.001), PPV (79% vs 29%, p < 0.001)
and NPV (97% vs 84%; p < 0.001). In 75% of the PSC
patients with CCA, an intraductal mass was visualized
on cholangioscopy, which allowed these patients to be
differentiated from those with benign strictures. The
authors recommend cholangioscopy with repeat tissue
sampling in patients with suspected malignancy but
benign tissue biopsies.22
Cholangioscopy assists in localizing sites for
tissue acquisition in patients with PSC with biliary
strictures suspicious for malignancy. (Figure 3) In
a retrospective study of 18 patients with PSC who
underwent cholangioscopy for suspected CCA, the
overall operating characteristics were a sensitivity
of 75%, specificity of 55%, PPV of 23%, and a NPV
of 92%. Results of cholangioscopy-directed biopsies
correlated well with brush cytology and FISH brush
cytology. Cholangioscopy increased visualization
of fine intra-ductal details allowing for improved
tissue acquisition with brushings, FISH studies, and
cholangioscopy-directed biopsies. Due to its high
sensitivity, cholangiosocopy could be used to screen for
malignancy in patients with and without PSC suspected
of having CCA. Advantages of cholangioscopy
included improved visualization of bile duct tissue
when compared to cholangiogram and highly targeted
biopsies and brushings in all patients, allowing specific
locations within strictures to be marked for tissue
acquisition. Disadvantages of cholangioscopy included
increased cost and procedure time, with an average of
20 minutes for cholangioscopy time.23
In another study of 62 patients with indeterminate
strictures who underwent 72 cholangioscopies (16 for
stricture in setting of PSC), Shah et al. demonstrated
that cholangioscopy with and without biopsy had a high
accuracy in diagnosing and excluding CCA. Overall,
sensitivity was 89%, specificity 96%, PPV 89%, and
NPV 96%.24
In a prospective cohort of 41 patients with PSC who
underwent 60 cholangioscopy procedures, Awadallah
et al. noted an increased rate of biliary stone detection
with cholangioscopy compared to cholaniogram;
30% of stones had been missed by cholaniogram.
Cholangioscopy-directed biopsies were able to exclude
CCA in the majority of patients; biopsies were positive
for malignancy in one patient and excluded malignancy
in 31 patients at a median follow up of 17 months (range
1-56 months). However, the investigators had difficulty
accessing 25% of desired strictures in patients with PSC
using cholangioscopy.25
In 47 patients with PSC, single-operator peroral
cholangioscopy (SOC) was performed to evaluate 64
biliary strictures and technical success occurred in 96%
(45/47) patients. Sample quality was adequate in 98%
(62/63) of the cytology brushings and in 95% (21/22)
of the mini-forceps biopsies. When evaluating for
malignancy, sensitivity, specificity, accuracy, and NPV
were 33%, 100%, 96%, and 95%, respectively. A key
advantage of SOC in PSC is the ability to visually direct
guidewire placement in patients with complex anatomy
in whom a specific duct needs to be accessed. In four
patients (9%), reaching the target lesion would not have
been possible without SOC. Complications occurred in
15% (7/47) of patients; these included pancreatitis (n =
4), cholangitis (n = 2), extravasal contrast leakage (n =
1), stent due to suspected bile duct perforation (n = 1).
The vast majority of complications (71%, 5/7) occurred
in the first 15 patients included in the study.26
In another study, SpyGlass imaging and brush
cytology with directed biopsies were performed in 29
of 31 (93.%) patients, 19 of whom had known PSC,
and 10 with non-PSC strictures. SpyGlass directed
biopsies demonstrated an increased diagnostic yield
when compared to brush cytology as the SpyGlass
biospies showed more inflammatory characteristics
and also obtained more tissue material.27
From a limitations point of view, Sethi et al. examined
interobserver agreement (IOA) with single operator
choledochoscopy among 7 interventional endoscopists
who examined 38 SpyGlass choledochoscopy video
clips and found that it was slight to fair. They felt that
SOC could not replace tissue diagnosis currently due to
the low level of IOA; they suggested that a standardized
scoring system should be developed.28
Sethi et al. performed a second follow up study
looking at IOA for single operator cholangioscopy.
Specifically, they found that IOA was “slight” for scoring
of surface strictures as well as for characterization of
blood vessels and lesions. In addition, IOA was only
“slight” for describing cholangioscopy findings and
for providing a final diagnosis. They found that the
diagnostic accuracy by visual impression was less than
50%. The authors concluded that high IOA agreement
and reproducibility are necessary to establish a valid
imaging-based diagnostic sytem for cholangioscopy.
Currently, the fair to poor agreement on the above
criteria is an impediment for establishing definitive
cholangioscopic criteria for accurate diagnosis.29
The SpyGlass single-operator cholangioscope
has been shown to aid tissue diagnosis in patients
with PSC, but it is not without limitations. SpyGlass
was performed in 11 consecutive patients to monitor
progression of PSC in a single tertiary center. SpyGlass
directed biopsies were adequate for cytological and
histological diagnosis in 9 (82%) and 10 patients (91%),
respectively. Two cases of post-ERCP pancreatitis were
observed.30
Probe Based Confocal Laser Endomicroscopy (pCLE)
Probe-based confocal laser endomicroscopy (pCLE)
enables endoscopists to view the biliary tree using
live microscopic imaging. pCLE requires the injection
of contrast, typically fluorescein, which stains the
extracellular matrix of the surface epithelium and
allows the endoscopist to view the architecture of the
surface mucosa and examine for neoplastic changes.31
In addition, the smaller diameter of the pCLE probe
compared to the cholangioscopy probe (3F vs. 10F),
allows it to be advanced more easily into strictures
without pre-dilation.32
In a single center chart review of 15 patients with
PSC with 21 dominant strictures evaluated by pCLE,
Heif et al. successfully visualized strictures in 95% of the
procedures. Sensitivity was 100% (95% CI 19.3-100%),
specificity was 61.1% (95% CI 35.8-82.6%), PPV was
22% (95% CI 3.5-59.9%), and NPV was 100% (95%
CI 71.3-100%) for detection of malignancy. The low
specificity was likely due to ductal inflammation in
setting of PSC. However, the high NPV of pCLE may be
able to rule out malignancy. Given the limited number
of patients, the authors concluded that pCLE could be
used to risk stratify dominant strictures in patients with
PSC if validated on a larger scale.33
In a single center retrospective review of 35 patients
(13 with PSC, 22 without PSC) with histologically
proven inflammatory strictures (IS), Karia et al. examined
pCLE images for each of the Paris Classification (PC)
criteria for descriptive criteria of IS:
-
1. vascular congestion
- 2. dark granular pattern
- 3. increased inter-glandular space
- 4. thickened reticular structures (TRS)
Each of the PC criteria was found more often
in patients without PSC. TRS was found in 95% of
patients without PSC versus 62% of patients with PSC
(p = 0.01). Presence of TRS has a 13-fold increase in
predicting non-PSC etiology as the cause of IS.34
A consensus report by 16 physicians, some of whom
are on the Mauna Kea Technologies advisory board, on
the use of pCLE in biliary strictures determined the
following six statements:
-
1. CLE can be used to evaluate biliary strictures
and the probe can be delivered via a biliary
catheter or a cholangioscope
- 2. CLE is more accurate than ERCP with brush
cytology and/or forceps biopsy in determing
malignant or benign strictures, using
established criteria
- 3. The NPV of CLE is very high
- 4. The use of CLE can assist clinical decision-
making such as excluding malignancy
- 5. CLE should be cited in official guidelines as a
valuable tool for an increased diagnostic yield
- 6. The ‘black bands’ that can be seen in pCLE
images have been shown to be collagen fibrils
that predictably increase in pathologic tissue35
The limitations of pCLE are:
-
1. Costs of pCLE devices is high
-
2. Limited number of clinical uses
- 3. Low number of centers specialized for pCLE
procedures
- 4. Generalizability of increased diagnostic
needs to be validated by more studies and
endoscopists
- 5. Incremental diagnostic yield should be cost
effective36
- 6. The interreader reliability of pCLE is not well
defined.
EUS FNA
EUS FNA is another method to attempt to diagnose
malignancy in patients with PSC. DeWitt et al.
performed EUS-FNA on 24 patients with PSC who had
ERCP brush cytology studies that were either negative/
non-diagnostic or unable to be performed. They were
able to visualize a mass with EUS in 23 (96%) patients,
including 13 in whom prior imaging did not demonstrate
a lesion. EUS-FNA was positive for malignancy in 17
(71%) patients. Sensitivity was 77%, specificity was
100%, PPV was 100%, NPV was 29%, and overall
accuracy of EUS-FNA was 79%. The authors concluded
that the sub-optimal NPV does not allow for exclusion
of malignancy after a negative biopsy result.37 Of note,
FNA of suspected cholangiocarcinoma is discouraged
given the risk of tumor seeding at some centers.
EUS is not the first line imaging choice for
identification of CCA when compared to other imaging
and sampling techniques. It can be technically difficult
as early CCA, in patients with and without PSC, can
be laterally spreading along the duct with minimal to
no demonstration of a mass or wall thickening. FNA
of a thin-walled mass is typically not diagnostic.
Intraductal ultrasonography during ERCP may provide
additional information in the evaluation of suspected
CCA, but accuracy in differentiation between benign
and malignant strictures appears poor.37 Intraductal
ultrasound, while once more popular, is now rarely
used in clinical practice.
CONCLUSION
Although the diagnosis of CCA remains clinically
challenging, brush cytology, FISH, cholangioscopy,
pCLE, and EUS FNA can add to our armamentarium.
Brush cytology has been the mainstay for tissue
diagnosis of CCA due to its high specificity and
ability to exclude malignancy, but its low sensitivity is
problematic. When clinical suspicion for CCA remains
high, FISH allows for detection of aneuploidy to aid
in diagnosis. It has been shown to have increased
sensitivity compared to brush cytology while retaining
a high specificity. Cholangioscopy allows for specific
locations within strictures to be accessed for tissue
acquisition, but its high cost and procedure time remain
limiting factors. pCLE enables endoscopists to analyze
surface mucosa for evidence of neoplasia in real-time,
but it seems likely that the interreader reliability needs
to be improved before it disseminates into widespread
practice. EUS is limited by its sub-optimal NPV as
well as the risk of tumor seeding of suspected CCA
with FNA.
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