FUNDAMENTALS OF ERCP, SERIES #10

Preventing Post-ERCP Pancreatitis

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 INTRODUCTION 

Since the introduction of endoscopic biliary sphincterotomy during endoscopic retrograde cholangiopancreatography (ERCP) for the management of retained or recurrent bile duct stones in 1974,1,2 the procedure has become a widely employed treatment modality for a variety of clinical indications. Pancreatitis remains the most common severe complication of ERCP, the incidence of which has been estimated to range from 1.6 to 15 percent, with most studies demonstrating rates of 3 to 9 percent.3-7 The severity of post-ERCP pancreatitis (PEP) can range from minor, with post procedure abdominal pain resulting in one or two days added hospitalization followed by a full recovery, to a devastating illness with pancreatic necrosis, multi-organ failure, permanent disability, and, rarely, death. The reported incidence of severe PEP is estimated to be 0.3% to 0.6%.8,9 Therefore, precise identification of risk factors for PEP is essential to the recognition of high-risk cases in which ERCP should be avoided if possible, or in which protective endoscopic or pharmacologic measures should be considered. 

The general consensus is that risk factors for PEP can be classified as operator-, patient-, or procedure-related. Operator-related risk factors include inadequate training, lack of experience, poor patient selection, and poor technique. Patient-related risk factors include young age, female sex, history of recurrent pancreatitis, normal serum bilirubin, prior history of PEP and sphincter of Oddi dysfunction. Procedure-related risk factors include difficult cannulation, repeated pancreatic injection, pancreatic sphincterotomy and endoscopic papillary large-balloon dilation of an intact sphincter.10 Several prophylactic pharmacological and procedural strategies have been deployed to prevent the occurrence of PEP in selected patients. Administration of pharmacological agents including non-steroidal anti-inflammatory drugs (NSAIDs) such as diclofenac and indomethacin, protease inhibitors such as gabexate mesilate and ulinastatin, as well as other agents including somatostatin and glucocorticoids, prior to the procedure has been studied for the prevention of PEP.11 Other strategies including the use of periprocedural intravenous fluid administration as well as use of pancreatic stents have also been extensively studied. This article will describe each of these management strategies and summarize the quality of evidence for each of them. 

1. PHARMACOLOGICAL PROPHYLAXIS STRATEGIES 

A. Non-Steroidal Anti-Inflammatory Drugs 

It is believed that the local and systemic inflammatory response induced by ERCP is the pathophysiological event that triggers PEP.12,13 It has been proposed that phospholipase A2 (PLA2) plays an important role in the pathogenesis of this inflammatory response. In vitro assays have shown that NSAIDs are potent inhibitors of PLA2 activity, resulting in the suppression of several important classes of pro-inflammatory lipids (prostaglandins, leukotrienes and platelet activating factor), thereby reducing the occurrence of PEP.14 Given that indomethacin, followed by diclofenac, are the most effective PLA2 inhibitors, their use has been proposed, and widely adopted, at many centers, for reducing the risk of PEP, and reducing the severity of PEP among those who develop it. (Figure 1) 

Preliminary studies from early 2000s evaluating the protective effects of single-dose rectal indomethacin or diclofenac among patients undergoing ERCP have suggested a benefit.15-17 Elmunzer et al. conducted a meta-analysis including four randomized controlled trials (RCTs), with a total of 912 patients, and found that the pooled relative risk (RR) for PEP after prophylactic administration of NSAIDs was 0.36 (95% Confidence Interval (CI) 0.22-0.60). Patients who received NSAIDs in the periprocedural period were 64% less likely to develop pancreatitis and 90% less likely to develop moderate to severe pancreatitis.18 This was followed by a landmark multicenter, randomized, placebo-controlled, double-blind clinical trial specifically including patients at elevated risk for PEP. Patients received a single 100 mg dose of rectal indomethacin or placebo immediately after their ERCP. Among 602 patients, majority of whom had a clinical suspicion of sphincter of Oddi dysfunction, PEP developed in 9.2% patients in the indomethacin group and 16.9% patients in the placebo group (P=0.005).19 

While several subsequent RCTs have reported similar results, favoring the use of rectal indomethacin,20,21 Levenick et al. conducted a prospective, double-blind, placebo-controlled trial of 449 consecutive patients in which patients were assigned randomly to groups given either a single 100 mg dose of rectal indomethacin (n = 223) or a placebo suppository (n = 226) during the procedure. They found that giving a single 100 mg dose of rectal indomethacin in consecutive, unselected individuals undergoing ERCP did not prevent PEP. Interestingly, the authors did not exclude patients based on indications or interventions and the study was designed to mirror the unenhanced patient population that is encountered in general gastroenterology practice. Additionally, these authors did not categorize patients into high and low risk for PEP, to maintain appropriate randomization. Inamdar et al. conducted a systematic review and meta-analysis of 8 randomized controlled trials and concluded that while rectal indomethacin given before or after ERCP was protective against PEP in high-risk patients versus placebo, it did not offer the same protection in average-risk patients.22 The reasons for this result are unclear. 

Another meta-analysis of 10 RCTs by He et al. concluded that rectal indomethacin was protective against PEP in both high- and average-risks patients, and also reduced the severity of PEP. Additionally, pre-ERCP administration of indomethacin seemed to be better than post-ERCP administration.23 Yaghoobi et al. conducted their meta-analysis of eight trials published between 2007 and 2016 and reported that administering rectal indomethacin before rather than during or after ERCP significantly reduced PEP rates [odds ratio (OR): 0.56; 95% CI (0.40–0.79)] and this strategy also significantly decreased the rate of moderate to severe PEP and death amongst all patients [OR: 0.53; (0.31–0.89) and 0.10; (0.02– 0.65)], respectively.24 

Backed by moderate quality of evidence from several cohort studies as well as randomized controlled trials, the European Society of Gastrointestinal Endoscopy (ESGE) in 2020 recommended routine rectal administration of 100 mg of diclofenac or indomethacin immediately prior to ERCP in all patients without contraindications to NSAIDs administration.25 The American Society of Gastrointestinal Endoscopy (ASGE) in 2017 recommended that rectal indomethacin may reduce the risk and severity of PEP in average risk individuals, however this recommendation was backed by low quality of evidence.10 To assess whether a higher than 100 mg dose was more effective, a recent randomized, double-blind, multicenter, comparative effectiveness trial concluded that dose escalation to 200 mg did not confer any advantage compared with the standard 100 mg regimen, with pancreatitis incidence remaining elevated in high-risk patients.26 

Numerous studies have also evaluated the use of rectal diclofenac for preventing PEP. While several of these have assessed the use of standard dose (100 mg) rectal diclofenac either 30-60 minutes prior to or during ERCP,27-29 data regarding the efficacy of low dose (25 mg) diclofenac remains controversial. Furthermore, while in western countries, a 100 mg suppository and a 100 mg tablet of both diclofenac and indomethacin are on the market, with the maximum dosage per administration being 100 mg, in Japan, only a maximum dose of 50 mg is on the market.30 For assessing the efficacy of low dose diclofenac, a prospective randomized controlled study of 104 patients was carried out, in which 3.9% patients in the diclofenac group and 18.9% patients in the control group developed PEP (p=0.017).31 Another recent retrospective single center study concluded that the incidence rate of PEP in the low dose (25 mg) rectal diclofenac group was significantly lower than that in the non-diclofenac group (4% vs. 14%, p = .01). Further analysis revealed that this dose was an independent protective factor against PEP in elderly patients aged over 75 years.32 

Despite small center experiences highlighting the use of low dose diclofenac, several additional studies have reported contradictory evidence. Tomoda et al. conducted a retrospective analysis of 301 patients with native papilla and a body weight of <50 kg who underwent ERCP, 72 of whom were administered a 25 mg dose of rectal diclofenac 15 min before the procedure and 229 of whom did not receive the treatment. The authors concluded that prophylactic administration of a 25 mg dose of rectal diclofenac did not reduce the incidence of PEP.33 Similar findings were reported in another prospective, single-center, single-blinded, two-arm parallel group, randomized controlled trial in which PEP occurred in 13 of 297 patients (4.4%), including eight (5.4%) in the 50 mg diclofenac group and five (3.3%) in the control group (P = 0.286).34 Another single center study assessing the effectiveness of a 50 mg vs. a 25 mg dosage, also concluded that the proportion of PEP was significantly lower in the 50 mg group than in the 25 mg group, 15.5% (11/71) vs. 33.3% (28/84), P=0.018.35 Similar results were also reported by a recent retrospective study in which authors included 246 patients who were rectally administered 50 mg of diclofenac approximately 30 minutes before the start of ERCP. Additionally, for patients older than 85 years or under 50 kg of body weight, the dose of diclofenac was reduced to 25 mg. Outcomes were compared to control group of patients, who were not administered therapy, based on the similarity of propensity scores in a 1:1 ratio. The authors concluded that the incidence rate of PEP in each group was comparable (2.4% in the diclofenac group vs. 3.3% in the control group, P = 0.608).36

A 2009 practice survey of 141 endoscopists performing ERCP in 29 countries reported that a majority of survey respondents (83.7%) did not routinely use NSAIDs for PEP prophylaxis, with most citing a lack of adequate high quality evidence, whereas others stated that they performed few ERCPs in high-risk patients or used other drugs.37 Contrary to a large body of supportive evidence, a few small studies have also been published showing the lack of efficacy of NSAIDs in preventing PEP. Among the reasons for conflicting results are the varying NSAID agents used, exclusion of high-risk patients, as well as timing, dosage and route of drug administration. Dobronte et al. conducted a prospective, randomized, placebo-controlled multicenter trial in five endoscopic units in which a total of 686 patients were randomized to receive a 100 mg indomethacin suppository or an inert placebo 10-15 min before ERCP. Post- ERCP pancreatitis and hyperamylasemia were evaluated 24 hours following the procedure on the basis of clinical signs and laboratory parameters, and computed tomography/magnetic resonance imaging findings, if available. They concluded that there was no significant difference between the indomethacin and placebo groups in the incidence of either post-ERCP pancreatitis (5.8% vs. 6.9%) or hyperamylasemia (23.3% vs. 24.8%).38 

Another randomized, open-label, two-arm, prospective clinical trial was conducted in which only patients at high risk of developing PEP were recruited. Patients were randomized to receive either 100 mg rectal diclofenac or no intervention immediately after ERCP. Among 144 recruited patients, 69 (47.9%) received diclofenac and 75 (52.1%) had no intervention. The differences in pancreatitis incidence and severity between both groups were not statistically significant. Overall, eleven patients (7.6%) developed PEP, in which seven were from the diclofenac group and four were in the control group.39 Despite these findings, there has been a paradigm shift in recent years in terms of advanced endoscopists’ practice patterns. In 2020, an online 16-item survey was e-mailed to 233 advanced endoscopists to capture current practice in the prevention of PEP among endoscopists in the United States. Most respondents reported using rectal NSAIDs for high-risk patients only (34; 59.7%) compared with respondents (23; 40.1%) who reported using rectal NSAIDs for prevention of PEP in average-risk patients undergoing ERCP.40 

The Dutch Pancreatitis Study Group conducted two anonymous surveys among Dutch gastroenterologists in 2013 (n = 408) and 2020 (n = 575) for longitudinal views and attitudes pertaining to post-ERCP pancreatitis prophylaxis and recognition of post-ERCP pancreatitis risk factors reported that rectal NSAIDs remain the most applied PEP prophylaxis therapy in the Netherlands, followed by pancreatic duct stents and intensive intravenous hydration.41 

The same authors recently conducted an analysis of prospectively collected data from a randomized clinical trial. They included patients with a moderate to high risk of developing post-ERCP pancreatitis, all of whom received rectal diclofenac monotherapy 100 mg prophylaxis. Administration was within 30 minutes before or after the ERCP at the discretion of the endoscopist. A total of 346 patients received rectal NSAIDs before ERCP and 63 patients received it afterwards. The incidence of PEP was lower in the group that received pre-procedure rectal NSAIDs (8 %), compared to post-procedure (18 %) [RR: 2.32; (1.21-4.46), P=0.02].42 To summarize all published literature to date, a recent network meta-analysis was conducted which included 55 RCTs evaluating a total of 20 different interventions in over 17,000 patients. Findings conclusively showed that both rectal diclofenac and indomethacin were more efficacious than placebo for preventing PEP. Furthermore, rectal diclofenac was more efficacious than rectal indomethacin.29 

Overall, the preponderance of the evidence regarding rectal NSAIDS is that their use is safe and likely effective in reducing the risk and/or severity of PEP. 

B. Protease Inhibitors 

Protease inhibitors, specifically gabexate mesilate, nafamostat, and ulinastatin, have been investigated both for treatment of acute pancreatitis and for preventing PEP. The pathogenesis of acute pancreatitis includes activation of proteases, which leads to the cascade of autodigestion in the pancreas and the release of inflammatory cytokines.13 Use of protease inhibitors can halt the intra-acinar trypsinogen activation to trypsin, thereby preventing the inflammatory cascade that may follow. While individual small studies have shown benefit of these pharmacological agents, their widespread use remains limited due to overall paucity of supportive data. 

I. Gabexate Mesilate 

The use of gabexate mesilate for prevent PEP dates back to the 1970s, when two Japanese studies showed that its use was safe and effective in PEP prophylaxis.43,44 In 1996, gabexate mesilate was shown to be effective in preventing PEP in a prospective, multicenter, controlled trial involving 276 patients. The authors conducted a double-blind comparison of gabexate (1g given by intravenous (IV) infusion starting 30 to 90 minutes before endoscopy and continuing for 12 hours afterward) with placebo (mannitol and sodium chloride, administered in the same fashion). Although no significant difference was seen in the incidence of hyperenzynemia between the 2 groups, rate of PEP was significantly lower in the gabexate group than in the placebo group (5/208, 2.4% vs. 16/210, 7.6%; P=0.03).The authors concluded that prophylactic treatment with gabexate reduced pancreatic damage related to ERCP, as reflected by reductions in the extent but not the frequency of elevated enzyme levels and in the frequency of pancreatic pain and acute pancreatitis.45 While the results of aforementioned trials were encouraging, the main drawback of the drug was the need for a continuous 12-hour infusion regimen, which was inconvenient and required an overnight hospital stay after ERCP. This overnight stay significantly added to the overall cost and inconvenience to the patient. 

To offset these issues, Masci et al. conducted a comparative trial comparing a 6.5-hour infusion of 0.5 g gabexate to a 13-hour infusion of 1 g gabexate and found that the frequency of PEP was similar between the 2 groups.46 A meta-analysis by Andriulli et al. evaluating six clinical trials published between 1978 and 1996 also showed that gabexate mesilate was effective in preventing PEP.47 However, in a follow up multi-center placebo controlled trial published in 2002, the same authors did not find any beneficial effect of the drug administered in high-risk patients over a two-hour period, starting 30 min before the procedure.48 In 2007, the same authors suggested that gabexate produced no significant benefit when compared to controls. In control and intervention groups, pancreatitis developed in 5.7% vs. 4.8%, hyperamylasemia in 40.6% vs. 36.9%, and pain in 1.7% vs. 8.9% patients respectively. Additionally, there was no significant benefit of both short-term (<6 hours) or long-term (>12 hours) gabexate administration.49 Similar results have been reported by other high quality RCTs50-52 and a meta-analysis of 8 cohort studies.53 A more updated meta-analysis from 2021, which included 13 RCTs with 3,718 patients, concluded the use of gabexate mesilate led to lower PEP [OR: 0.66; (0.49-0.89)], especially in the subgroup of infusion starting more than 30 min prior to ERCP [RR: 0.45; (0.29-0.72)]. Importantly, the authors could neither report on the severity of PEP, nor on the optimal effective dose of gabexate mesilate. Additionally, similar trends were not seen with respect to post procedure abdominal pain and hyperamylasemia.54 

In conclusion, despite conflicting evidence of efficacy, at the current time, neither the ASGE nor ESGE make any recommendations regarding the use of gabexate for PEP. Gabexate is not typically used on the context of ERCP in the United States. 

II. Nafamostat Mesylate 

Nafamostat mesylate (FUT-175; 6-amidino- 2-naphthyl p-guanidino-benzoate di-methane-sulfonate) is a low molecular weight serine protease inhibitor which has a longer half-life than gabexate and is believed to be more potent.55 Choi et al. conducted single-center, randomized, double-blinded, controlled trial in which patients were randomized to receive continuous infusion of 500 mL of 5% dextrose solution with or without 20 mg of nafamostat mesylate. Serum amylase and lipase levels were checked before ERCP, 4 and 24 hours after ERCP, and when clinically indicated. The authors reported a significant difference in the incidence of PEP between the nafamostat mesylate and control groups (3.3% vs. 7.4%, respectively; P = .018).56 Similar favorable results have been reported by several additional RCTs in the past decade.57,58 While the standard dosing (20 mg) was used in these trials, Park et al. conducted their trial to evaluate the use of high dose nafamostat mesilate (50 mg) for prevention of PEP in high-risk patients. Patients were divided into 3 groups: controls (group A), infusion with 20 mg of nafamostat mesilate (group B), or infusion with 50 mg of nafamostat mesilate (group C). The authors concluded that while 20 mg or 50 mg dosing was effective in preventing PEP, the preventive effect of high dose was not necessarily significant in high-risk patients.59 

Despite supportive evidence, nafamostat has not been widely used because it is quite expensive and needs to be administered through the intravenous route. Its clinical utility has also been put into question by a recent multicenter randomized controlled trial that assessed the efficacy of nafamostat as well as incidence of PEP stratified by timing of drug administration i.e., pre-and post-ERCP. The authors found no evidence for the prophylactic effect of nafamostat against PEP, regardless of the timing of administration.60 

III. Ulinastatin 

Ulinastatin, another potent protease inhibitor extracted and purified from human urine, has been used in Japan for the treatment of acute pancreatitis.61,62 Several randomized controlled trials have studied the beneficial effects of ulinastatin for PEP prophylaxis. Fujishiro conducted a multicenter randomized controlled trial in which patients were randomly divide into three groups based on the agent and dose given during and following the ERCP procedure: gabexate mesilate (900 mg), high-dose ulinastatin (450,000 units) and low-dose ulinastatin (150,000 units). The authors concluded that administration of low and high dose ulinastatin had similar effects to high-dose gabexate in the prevention of PEP.63 In another multicenter, randomized, double-blind, placebo-controlled trial, patients were randomized to receive ulinastatin (150,000 U) or placebo by intravenous infusion for 10 minutes starting immediately before ERCP. Overall, six patients in the ulinastatin group and 15 patients in the placebo group developed pancreatitis (2.9% vs. 7.4%, P = .041). There were no cases of severe pancreatitis in either group and the authors concluded that prophylactic short-term administration of ulinastatin does indeed decrease the incidence of pancreatitis and hyperenzymemia after ERCP.64

In 2017, Zhu et al. conducted a systematic review and meta-analysis of 13 studies and concluded that prophylactic ulinastatin administration significantly reduced the PEP risk [RR 0.49; (0.33– 0.74), P=0.0006]; however, significant risk reduction occurred only in patients with low or average risk for PEP, with use of high-dosage ulinastatin (150,000 or 200,000 U), and when drug administration began prior to or during ERCP.65 Despite some favorable data, other high quality studies have shown inconclusive results66 and as a result, at present, gastrointestinal societies such as ESGE do not recommend the use of protease inhibitors for PEP prophylaxis.25 

C. Other Pharmacological Agents 

Octreotide, somatostatin, and sublingual nitrates are additional pharmacological agents that have been trialed for PEP prophylaxis, but their clinical significance remains uncertain, mostly owing to conflicting data. Given that somatostatin is a potent inhibitor of pancreatic secretion, several randomized controlled trials have been conducted to evaluate its efficacy. Poon et al. conducted a prospective double-blind controlled trial including 109 patients randomized to receive somatostatin infusion and 111 patients randomized to receive normal saline infusion (placebo). Both agents were started 30 minutes before ERCP and continued for 12 hours. The frequency of clinical pancreatitis was significantly lower in patients given somatostatin (3%) than in those given placebo (10%) (p = 0.03).67 Similar findings were reported by another RCT in which the intervention group was administered a single bolus injection of natural somatostatin just before cannulation of the papilla.68 In 2003, Poon et al. also conducted a follow up RCT to evaluate whether intravenous bolus somatostatin given after diagnostic ERCP could reduce the incidence of pancreatitis in a group of patients undergoing therapeutic interventions. The authors noted that frequencies of clinical pancreatitis (4.4% vs. 13.3%; p = 0.010) and hyperamylasemia (26.0% vs. 38.5%; p = 0.036) were both significantly lower in the somatostatin group compared with the placebo group.69 Multiple systematic reviews and meta-analysis conducted in the past decade have shown an overall reduction in incidence of PEP with somatostatin administration. While short term infusion (administered as a 4-hour continuous infusion) has not been shown to be beneficial,70 both long term infusion of high dose (3 mg over 12 hours) or a single dose of 250 micrograms have been shown to efficacious in preventing PEP.71-73

Similarly, octreotide, a somatostatin analogue with longer half-life, has also yielded conflicting results in preventing PEP. While individual trials have shown contradictory results,74,75 a large meta-analysis including 18 RCTs with 3,983 patients, concluded that the incidence of PEP was significantly lower for octreotide doses of at least 5 mg vs. control. There was a statistically significant difference in the incidence of post- ERCP hyperamylasemia in favor of octreotide for doses of 0.5 mg or more, but not for doses of less than 0.5 mg octreotide. Finally, there were no significant differences between octreotide and control for the incidence of severe post-ERCP pancreatitis and abdominal pain.76 As a result of lack of supportive data, the ASGE makes no formal recommendations regarding the use of octreotide or somatostatin infusion for PEP prophylaxis. The ESGE offers “no recommendation” and the Japanese Gastroenterological Endoscopy Society recommends the use of somatostatin only in research settings.77 

Sublingual nitroglycerin reduces basal pressure of the sphincter of Oddi and has been reported to reduce the risk of PEP. To assess the efficacy of prophylactic long-acting glyceryl trinitrate (GTN), Sudhindran conducted a large randomized, double-blind, placebo-controlled trial. While 24 patients (13 percent) developed pancreatitis, the incidence was significantly lower in the GTN group (8 percent vs. 18 percent; P < 0.05). Additionally, the only significant adverse effects attributable to GTN were hypotension and headache.78 A meta-analysis of 11 RCTs compared GTN with placebo for PEP prevention. The study concluded that the overall incidence of PEP was significantly reduced by GTN treatment [RR 0.67; (0.52-0.87)], however it did not decrease the incidence of moderate to severe PEP [RR 0.70; (0.42- 1.15)]. Subgroup analyses further revealed that GTN administered by sublingual route was more effective than transdermal and topical routes in reducing the incidence of PEP.79 Another recent randomized controlled trial, in which patients were randomly assigned to groups given diclofenac suppositories (50 mg) within 15 minutes after the endoscopic procedure alone (diclofenac-alone group, n = 442) or in combination with sublingual isosorbide dinitrate (5 mg) 5 minutes before the endoscopic procedure (combination group, n = 444), found that prophylaxis with a combination of rectal diclofenac and sublingual nitrate significantly reduced the overall incidence of PEP compared with diclofenac suppository alone.80 At the present time, backed by moderate quality of evidence, the ESGE recommends administration of 5 mg sublingual GTN before ERCP in only those patients with a contraindication to NSAIDs or aggressive hydration. 

2. NON-PHARMACOLOGICAL STRATEGIES 

Aggressive intravenous fluid hydration, certain cannulation techniques and pancreatic duct stenting are among some the non-pharmacological strategies that have been employed to prevent post ERCP pancreatitis. 

A. Fluid Therapy 

The concept of aggressive hydration therapy for PEP emerged from animal models correlating diminished perfusion with pancreatic necrosis and observational human cohorts, suggesting that early aggressive fluid resuscitation improves clinical outcomes for acute pancreatitis.81,82 The role of fluids in PEP was first evaluated by Cote et el. in a retrospective study that showed a decreased length of hospital stay in patients who received increased volumes of fluid in the first 24 hours after undergoing ERCP.83 Several agents including normal saline (NS), lactated ringers (LR) and N-acetylcysteine (NAC) have been studied for PEP prevention, which act by either maintaining sufficient perfusion to the pancreas, thereby suppressing the inflammatory cascade within the pancreas or as strong antioxidants which inhibit the oxygen-derived free radicals that are thought to play a decisive role in the pathophysiology of acute pancreatitis. In 2005, Katsinelos et al. carried out a prospective, double-blind, placebo-controlled trial in which patients were randomized to receive intravenous NAC at a loading dose of 70 mg/kg 2 hours before and 35 mg/kg at 4-hour intervals for a total of 24 hours after the procedure, or to receive normal saline solution as placebo. The overall incidence of PEP was 10.8%, with 12.1% in the NAC group and 9.6% in the placebo group. There were no statistical differences in the incidence or severity grades between the groups. This landmark trial did not show any beneficial effect of NAC on the incidence and the severity of ERCP-induced pancreatitis when compared to fluid alone.84 

Similar findings were reported by another randomized controlled trial in which 55 patients were given NAC (two 600 mg doses orally 24 and 12 h before ERCP and 600 mg IV given, twice a day for two days after the ERCP) and 51 patients in the control group, who were given IV isotonic saline twice a day for two days after the ERCP. There were no significant differences in the rate of post-ERCP pancreatitis between two groups (10 patients overall, 4 in the NAC group and 6 in the control group). There were also no significant differences in baseline and post-ERCP serum and urine amylase activity between the two groups.85 Despite these unfavorable results, a few additional studies have shown benefits of oral NAC. Nejad et al. conducted a prospective double blind RCT in which 100 patients were divided randomly into two groups; the NAC group where patients received 1200 mg NAC with 150 cc water orally 2 h before ERCP and the placebo group, where 150 cc water was prescribed as a placebo. A significantly lesser number of patients in the NAC group developed PEP (RR: 2.8; P=0.02).86 Another large multi-center RCT in which patients across 7 referral centers of 4 countries were randomly assigned to four groups, received either 1200 mg oral NAC (group A), 100 mg rectal indomethacin (group B), NAC plus indomethacin (group C) or water as placebo (group D) one hour before procedure has shown similar results. The rates of PEP in groups A, B, C, D were 10.7%, 17.4%, 7.8%, 20% respectively suggesting that oral NAC plays a more significant role than rectal indomethacin and the combination of both showed the best result that suggests a synergistic effect in preventing PEP.87 

Aggressive intravenous hydration (IVH) has been a mainstay of treatment for acute pancreatitis. It has been theorized that acidosis seen in patients with pancreatitis can perpetuate systemic inflammation and the pH-neutral LR solution would be a more appropriate resuscitation fluid than NS, which can cause a hyperchloremic metabolic acidosis.88,89 Furthermore, it is known that hemoconcentration and decreased systemic perfusion are associated with an increased risk of pancreas necrosis and unfavorable outcomes.90 So, the purpose of IVH is to perfuse the pancreatic microcirculation adequately, such that pancreatitis and its subsequent complications can be minimized or even prevented. A pilot study by Buxbaum et al. was conducted in 2013, in which patients undergoing first-time ERCP were randomly assigned to receive either aggressive hydration with LR (3 mL/kg/h during the procedure, a 20- mL/kg bolus after the procedure, and 3 mL/kg/h for 8 hours after the procedure, n = 39) or standard hydration with the same solution (1.5 mL/kg/h during and for 8 hours after procedure, n = 23). None of the patients who received aggressive IVH developed PEP, compared with 17% of patients who received standard hydration (P = .016).91 Another large multicenter RCT of over 500 patients was conducted in Korea, showed similar results in that patient receiving vigorous periprocedural IVH with LR (initial bolus of 10 mL/kg before the procedure, 3 mL/kg/h during the procedure, for 8 hours after the procedure, and a post-procedure bolus of 10 mL/kg) had reduced incidence and severity of PEP compared to standard IVH (1.5 mL/ kg/h during and for 8 hours after the procedure).92 

Several additional studies, including systematic reviews and meta-analysis of RCTs, have shown benefit of aggressive hydration with LR for preventing PEP. The regimen proven to be most effective is 10–20 mL/kg bolus during or immediately after the procedure followed by 3 mL/kg/h for 8 h.93-96 It is important to note that continuous aggressive hydration over a prolonged period of time is not beneficial, as proven by a recent randomized, double-blinded, controlled trial in which the “high-volume group” of patients received 3600 mL of intravenous LR at a rate of 150 mL/h starting 2 h before the ERCP and continued during and after the procedure to complete 24 h, while the control group received standard daily maintenance fluid volume. Patients in the high-volume group received significantly more fluid than the control group (3600 vs. 2413 ml, P < 0.001). However, PEP incidence was not different between the two groups, 14% vs. 15% [RR 0.93; (0.48–1.83), P = 0.84].97

A few studies have also compared outcomes of aggressive hydration with NS and LR for PEP prophylaxis. In an RCT, Alcivar-Leon et al. investigated the preventive efficacy of aggressive hydration with LR compared to normal volume NS and showed a statistically significant and clinically favorable effect of the former in PEP prevention (3.4% and 87%, respectively, RR 0.41; 95% CI 0.20– 0.86; p = 0.016).98 Another prospective multicenter RCT also showed significant differences in PEP incidence while comparing aggressive hydration with LR to aggressive hydration with NS and normal volume LR (3.0%, 95% CI 0.1–5.9 vs. 6.7%, 95% CI 2.5–10.9 vs. 11.6%, 95% CI 6.1– 17.2, p = 0.03). Furthermore, aggressive hydration with NS treatments was not superior to normal volume LR [RR 0.57; (0.26–1.27), P=0.17].94 The evidence in favor of aggressive hydration with LS has been furthered by a recent meta-analysis of 10 RCTs with over 2,000 patients, showing its superiority to standard hydration.99 

At the current time, ASGE supports the use of LR solution for preventing PEP, but as this recommendation is backed by very low quality of evidence, additional investigations are warranted.10 The ESGE recommends aggressive hydration with LR (3 mL/kg/hour during ERCP, 20 mL/kg bolus after ERCP, 3 mL/kg/hour for 8 hours after ERCP) in patients with contraindication to NSAIDs, provided they are not at risk of fluid overload and that a prophylactic pancreatic duct stent is not placed.25 

B. Prophylactic Pancreatic Duct Stenting (PPDS) 

The incidence of PEP increases when cannulation is difficult or prolonged, or if biliary or pancreatic sphincterotomy is performed.3,100 It is believed that pancreatitis is precipitated due to impaired drainage of the pancreatic duct (PD), secondary to trauma and/or cautery induced papillary edema and/ or spasm of the sphincter of Oddi, leading to acinar injury.101,102 Prophylactic pancreatic duct stenting (PPDS) has been extensively studied as a measure to prevent the incidence of PEP. (Figure 2) Smithline et al. conducted a small RCT of 98 patients in which 48 patients were randomized to receive either a main pancreatic duct stent and 50 patients received no stent after biliary sphincterotomy. The study found no statistical difference in the incidence of PEP (18% of patients in the no-stent group vs. 14% of patients in the stent group). It is important to note that only high risk patients, i.e. those with sphincter of Oddi dysfunction, small common bile duct (CBD) diameter (< 10 mm), or those requiring pre-cut sphincterotomy, were included in the trial.103 Despite these findings, multiple additional studies have shown beneficial effects of PPDS, especially after biliary sphincterotomy in patients with pancreatic sphincter hypertension104 and in patients requiring needle-knife and/or precut endoscopic sphincterotomy.105 

Several meta-analyses in the past decade have reported results separately according to the patients’ risk stratification for PEP. PPDS was beneficial in unselected [RR 0.23; (0.08 – 0.66)] as well as average-risk (OR 0.21-0.25)85,149,152 and high-risk patients (OR 0.27-0.41).106-108 A recent network meta-analysis comparing PPDS to rectal NSAIDs in average- and high-risk patients showed that compared to placebo, only PPDS reduced the risk of moderate and severe PEP in both patient groups [average-risk: RR 0.07; (0.002–0.58), high-risk: RR 0.20; (0.051–0.56)], significantly. Rectal NSAIDs also reduced the risk, but this effect was not significant [average-risk: RR 0.58; (0.22–1.3), high-risk: RR 0.58; (0.18–2.3)]. Furthermore, based on a cumulative ranking curve, PPDS was ranked as the best preventive method for PEP prophylaxis.109 The clinical benefit of PPDS has been shown even in an unselected patient population by a multicenter RCT in which 167 patients undergoing first-time ERCP were enrolled. PPDS significantly reduced the rate of PEP [OR 0.43; (0.19 – 0.98); P = 0.04]. The number needed to treat to prevent one case of PEP by prophylactic stent insertion after inadvertent cannulation of the pancreatic duct, was 8.1 for the intention-to-treat population.110 It should be noted that limiting the use of PPDS to high-risk patients has been shown to be the most cost-effective strategy.111 

The ASGE recommends the use of PPDS for PEP prevention in high risk patients.10 The ESGE recommends PPDS with a short 5-Fr pancreatic stent (with no internal flange, but with a flange or a pigtail on the duodenal side). Additionally, passage of the stent from the pancreatic duct should be evaluated within 5 to 10 days of placement.25 

C. Cannulation Techniques 

Cannulation technique is believed to be pivotal in the genesis of PEP and is important for successful cannulation. While cannulation with a sphincterotome appears to be the most efficient technique for biliary access, several studies have evaluated alternative techniques to lower the risk of PEP. Historically, a cannulation catheter a.k.a. a straight biliary catheter was the first choice for cannulation given its high flexibility and tip shape compared with the sphincterotome. Several studies have previously shown that use of sphincterotome has higher success rate to that of a standard catheter for the initial attempt at cannulation of the CBD, 84–97% vs. 62–75%112,113 As a result, in recent times, most endoscopists use a sphincterotome because of its ability to bow the catheter tip by applying or releasing tension to the cutting wire, facilitating alignment with the biliary duct, as well as the ability to perform sphincterotomy. (Figure 3) After initial engagement of the orifice of the major papilla, the sphincterotome is advanced into the biliary duct with the assistance of either contrast or guidewire. 

In a reported case series, use of a hydrophilic guidewire with a sphincterotome was successful in achieving deep biliary cannulation in 174 of 183 patients (95%); 7.5% had elevations in amylase and lipase to 4 times normal, and clinical pancreatitis was seen in 2.3%.114 However a prospective randomized study by Lella et al. found that while success at biliary cannulation was achieved with similar frequency with guidewire through a papillotome (98.5%) compared with a papillotome alone (97.5%), the rate of pancreatitis was significantly lower in the guidewire group (0% vs. 4%, p < 0.05).115 In 2008, Bailey et al. conducted a single center RCT, in which over 400 patients were randomized to either primary contrast or guide-wire-assisted cannulation during ERCP. The authors found that PEP occurred in 29/413 (7.0%): 16 in the guide-wire arm, 13 in the contrast arm (P = 0.48). Cannulation was successful without crossover in 323/413 patients (78.2%): 167/202 (81.4%) in the guide-wire arm and 156/211 (73.9%) in the contrast arm (P = 0.03).116 However follow up data, including two systematic reviews and meta-analysis, first by Cheung et al. comprising of 7 RCTs117 and the other by Tse et al. comprising of 12 RCTs,118 concluded that compared with the contrast-assisted cannulation technique, the guidewire-assisted cannulation technique increases the primary cannulation rate and reduces the risk of PEP. 

Furthermore, several recent studies have shown that use of thinner guidewire (0.025-inch vs. 0.035- inch),119 highly flexible-tip guidewire,120 rotatable vs. conventional sphinctertome121 and touch vs. no-touch technique,122 does not influence the rates of ERCP related adverse events, particularly PEP. 

Selective biliary cannulation fails in a small percent of cases, even in the hands of experienced endoscopists.123 Prior studies have defined difficult cannulation based on the number of cannulation attempts (typically between 5 and 15) and/or the time spent on standard cannulation (typically greater than 5–30 min).124 ESGE has defined “difficult cannulation” as (i) > 5 contacts with the papilla or > 5 minutes of cannulation attempts, or (ii) > 1 unintended pancreatic duct cannulation/ opacification.125,126 Several studies have already shown that difficult biliary cannulation is one of the main risk factors for post-ERCP pancreatitis.6,127-129 In an effort to reduce the risk of PEP and increasing the rate of successful cannulation in patients with difficult biliary cannulation, several alternative endoscopic techniques have been studied. The commonly deployed techniques include the double guidewire technique, transpancreatic biliary sphincterotomy and early pre-cut needle knife sphincterotomy. 

I. Double Guidewire Technique 

First described by Dumonceau et al. in 1998, the double-guidewire technique (DGT) consists of a combined maneuver: first, a guidewire is inserted and left in the pancreatic duct; second, a cannulation device is passed through the working channel alongside the guidewire. The tip of the device is positioned in the papilla, bending over the pancreatic wire, to attempt cannulation of the bile duct.130 (Figure 4) Maeda et al. conducted the first pilot RCT evaluating DGT in comparison to standard methods in difficult CBD cannulation scenarios. The trial showed higher cannulation success rate with DGT, with no apparent added risk of PEP.131 The superior rate of bile duct cannulation when using DGT has been attributed to the capability of the pancreatic guidewire to straighten both the PD and CBD while at the same time occupying the PD, thus facilitating CBD cannulation and reducing the risk of repeated PD cannulation.132,133 PD cannulation is not prevented so much by the presence of the PD wire (one can simply place two wires into the PD during double-guidewire cannulation), but by the fact that the wire clearly shows the endoscopic and fluoroscopic position of the PD, thus allowing it to be avoided. 

However, following these initial reports, in 2009 a large multicenter RCT showed that DGT was not superior to standard cannulation techniques in achieving CBD cannulation and it might be associated with a higher risk of PEP.134 A recent systematic review and meta-analysis of 7 RCTs (577 patients) showed that the use of DGT significantly increased PEP compared to other endoscopic techniques, RR 1.98; (1.14 – 3.42) and there was no significant difference in overall cannulation success, RR 1.04; (0.91 – 1.18) between DGT and other techniques.135 Still, the DGT is frequently successful and is widely employed clinically. 

II. Transpancreatic Biliary Sphincterotomy 

Transpancreatic precut sphincterotomy (TPS) was first described by Goff in 1995 and it is performed by a standard traction sphincterotome wedged into the pancreatic orifice, with a cutting wire aimed in the biliary direction.136 This technique takes advantage of the fact that the pancreatic duct is cannulated unintentionally, and the procedure is performed with a standard traction sphincterotome. Thus, the use of a free-hand needle knife is not required, and the depth of incision is potentially easier to control compared with needle-knife sphincterotomy. In 1999, a retrospective study showed that overall complication rates for standard sphincterotomy and transpancreatic sphincterotomy were comparable (2.1% vs. 1.96%). Additionally, there were no cases of PEP after transpancreatic duct pre-cut sphincterotomy.137 While successful cannulation rates and mean cannulation times with this technique have been reported to be comparable to DGT (91.2% vs. 91.9% and 14.1 ± 13.2 min vs. 15.4 ± 17.9 min, P = 0.732, respectively), the overall incidence of PEP was significantly lower (38.2% vs. 10.8%, P < 0.011).138 Similar results have been reported by several case series,139 comparative studies,140,141 a recent systematic review and meta-analysis of 4 RCTs.142 

While the safety and efficacy of TPS has been extensively reported, there remain concerns about the long-term effects of this technique, with the possibility of pancreatic stenosis, as seen in the cases of therapeutic pancreatic sphincterotomies.143,144 For comparing outcomes with DGW technique, Pecsi et al. conducted a meta-analysis of 14 studies which showed that rates of PEP did not differ between the two techniques; however, when assessing data from comparative retrospective studies, the former proved to be worse than needle-knife fistulotomy OR 4.62; (1.36–15.72).145 Similar findings have been reported by a recent prospective, multicenter, randomized controlled trial, in which if the ERCP procedure fulfilled the definition of difficult cannulation and a guidewire entered the pancreatic duct, randomization to either TPS or to DGW was performed. 203 patients were randomized to either group, TPS (104 patients) and DGW (99 patients). PEP developed in 14/104 patients (13.5%) in the TPS group and 16/99 patients (16.2%) in the DGW group (P = 0.69). The rate of successful deep biliary cannulation was significantly higher with TPS (84.6% [88/104]) than with DGW (69.7% [69/99]; P = 0.01.146 Based on the current body of evidence, the ESGE recommends using TPS but after failure of DGW technique in cases of difficult biliary cannulation.25 In practice, the choice and order of techniques tried is left to the operator. 

III. Needle-Knife Papillotomy (NKPP) and Needle-Knife Fistulotomy (NKF) 

Both NKPP and NKP are considered as “precut” techniques when standard biliary cannulation fails. (Figures 5 and 6) Precutting is considered a second-line salvage technique because it has been repeatedly identified as an independent risk factor for PEP, and it carries an adverse event rate as high as 24.3%.147 However, a growing collection of RCTs suggest an alternative explanation: that papillary trauma resulting from unsuccessful conventional cannulation is the actual reason for higher rates of PEP after precutting.125 

NKPP technique was first described by Huibregtse et al. in 1986 and involves performing an incision started at the papillary orifice, which is then extended upward between the 11 and 1 o’clock positions. Step by step the incision is extended until successful biliary cannulation is achieved.148 While this technique has been in practice for several decades, there have been concerns about its safety profile, with high reported rates of PEP, perforation and bleeding, especially in inexperienced hands.149,150 With the NKF procedure, a small incision is made on the bulging intraduodenal segment of the CBD, and the needle is moved in an upward direction starting 3 to 5 mm above the papillary orifice. If biliary cannulation through the opening is not possible, the incision is progressively extended in the same direction. It is important to remember that either of these techniques must be individualized based upon the anatomy (size, morphology, and orientation) of the major duodenal papillae.151 It has been suggested that NKPP may be carried out more safely for patients with small and flat papillae, and NKF is more suitable for patients with bulging and impacted stone papillae, but in practice both can be employed in any patient the operator feels is suitable.152,153 

It is crucial to note that studies in which early precut sphincterotomy (i.e., papillotomy and fistulotomy) was compared with persistent standard cannulation (with late precutting as needed), have found that while early precutting was associated with improved primary cannulation success RR 1.32; (1.04-1.68), the incidences of PEP and overall cannulation success did not significantly differ between groups. Additionally, subgroup analysis found a reduction in PEP risk in the early precut group after the exclusion of trainee participation RR 0.29; (0.10-0.86). So it is possible that precutting in expert hands may reduce the risk of PEP, possibly by increasing the technical success of primary cannulation.154 A recent study showed that among patients who underwent NKF as an initial procedure for biliary access, those undergoing “early” NKF i.e., after 5 min, 5 attempts, or 2 pancreatic passages and “late” NKF i.e., after at least 10 min of unsuccessful standard biliary cannulation, late NFK was associated with a higher time to create a fistula and an increased risk of pancreatitis. PEP rates were 2.5%, 4% and 8.2%, respectively, among the three groups.155 

Mavrogiannis et al. conducted a randomized controlled trial in which 153 patients with choledocholithiasis were randomized to undergo either NKF (n = 74) or NKPP (n = 79). PEP rates were significantly lower with NKF vs. NKPP, 0% and 7.59% (p < 0.05).156 In another recent prospective controlled trial, patients were randomized accounting for variation in the types of major duodenal papillae. A total of 75 and 113 patients were allocated to the NKPP and NKF groups, respectively. There was no difference in the rates of PEP between the two techniques, 6.6% in the NKPP group and 5.3% in the NKF group.157 Facciorusso conducted a network meta-analysis of 17 RCTs with over 2,000 patients and concluded that early needle-knife techniques outperformed persistence with standard cannulation techniques in terms of decreasing PEP rate, RR 0.61; (0.37- 1.00), whereas both early needle-knife techniques and transpancreatic sphincterotomy led to lower PEP rates as compared with pancreatic guidewire-assisted technique [RR 0.49 (0.23-0.99) and 0.53 (0.30-0.92)], respectively.158 

3. COMBINATION THERAPEUTIC STRATEGIES 

I. Rectal NSAIDs and Fluid Therapy 

Several studies have also evaluated the efficacy of combining rectal NSAIDs with fluid therapy to lower the incidence of PEP. Mok et al. conducted a randomized, double-blinded, placebo-controlled trial in which patients were assigned to standard normal saline solution (NS) + placebo, NS + rectal indomethacin, LR + placebo, or LR + rectal indomethacin. PEP occurred in 3 patients (6%) in the LR + rectal indomethacin group vs. 10 (21%) in the NS + placebo group (P = .04).159 However, the authors used a 1-L bolus of LR or NS before ERCP instead of aggressive hydration as suggested by earlier trials. Based on several network meta-analysis, the combination of rectal NSAIDs with aggressive hydration has also been shown to be the best intervention for preventing PEP.160-162 But the utility of combination therapy has also been questioned by a recent open-label, multicenter RCT, in which patients were randomly assigned (1:1) to a combination of aggressive hydration and rectal NSAIDs (100 mg diclofenac or indomethacin; aggressive hydration group) or rectal NSAIDs (100 mg diclofenac or indomethacin) alone (control group). Aggressive hydration comprised 20 mL/kg intravenous Ringer’s lactate solution within 60 min from the start of ERCP, followed by 3 mL/kg per h for 8 h. The study showed that aggressive periprocedural hydration did not reduce the incidence of PEP in patients with moderate to high risk of developing this complication who routinely received prophylactic rectal NSAIDs.163 The ESGE also recommends against the routine combination of rectal NSAIDs with other measures to prevent PEP. 

Taking the cumulative evidence into account, an updated network meta-analysis including studies evaluating 18 regimens among 16,241 patients, was conducted by Park et al. Based on integral analysis of predictive interval plots, and expected mean ranking and surface under the cumulative ranking curve values, combination prophylaxis with indomethacin + LR, followed by indomethacin + normal saline, was found to be the most efficacious modality of these for the overall prevention of PEP.164 

II. Rectal NSAIDs and Pancreatic Duct Stenting 

Elmunzer et al. conducted a multicenter, randomized, placebo-controlled, double-blind clinical trial, where patients at elevated risk for PEP received a single dose of rectal indomethacin or placebo immediately after ERCP. Among patients at high risk for post-ERCP pancreatitis, most of whom (>80%) had undergone pancreatic stent placement (PSP), rectal indomethacin significantly reduced the incidence of PEP.19 A follow-up retrospective cost analysis showed that a prevention strategy employing rectal indomethacin alone could save approximately $150 million annually in the United States compared with a strategy of PSP alone, and $85 million compared with a strategy of indomethacin and PSP combination.165 A retrospective analysis of over 700 patients showed that the incidence of PEP did not differ for rectal indomethacin vs. combination of rectal indomethacin and pancreatic stenting groups (5.1% vs. 6.1%).166 Akbar et al. conducted a large network meta-analysis of 29 studies and showed that the combination of rectal NSAIDs and stents was not superior to either approach alone. Furthermore, pooled results showed that rectal NSAIDs alone were superior to PD stents alone in preventing post-ERCP pancreatitis [OR 0.48; (0.26-0.87)].106 While data on combination therapy remains weak, it is important to note that studies have shown that negative effect of failed pancreatic stent placement, especially in patients with elevated risk for PEP, may be fully attenuated by use of rectal NSAID.167 Additionally, data suggests that use of combination rectal NSAIDs and PSP maybe beneficial in lowering the risk of PEP when DGT technique for cannulation is utilized.168 

III. Rectal NSAIDs and Topical Epinephrine 

A recent retrospective study by Torun et al. concluded that submucosal epinephrine injection in conjunction with rectal indomethacin significantly reduced the incidence of PEP,169 however comparative effectiveness, multicenter, double-blinded, randomized trials have not shown any benefit compared to rectal indomethacin alone.170,171 A large multicenter RCT in China, terminated at the interim analysis for safety concerns and futility, showed that combination of rectal indomethacin with papillary epinephrine spraying in fact increased the risk of PEP compared with indomethacin alone.172 

CONCLUSION 

PEP remains the most serious adverse event associated with ERCP. A variety of factors have been studied in an effort to reduce the frequency and severity of PEP, but no single factor has been found to be universally successful. In practice, a combination of medications and techniques is often employed to lower the PEP rate as low as possible, recognizing that some patients will still develop pancreatitis. The interventions and estimated risk of PEP is summarized in Table 1.

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155. Canena J, Lopes L, Fernandes J et al. Efficacy and safety of primary, early and late needle-knife fistu­lotomy for biliary access. Scientific Reports 2021; 11: 1-9. 

156. Mavrogiannis C, Liatsos C, Romanos A et al. Needle-knife fistulotomy versus needle-knife precut papil­lotomy for the treatment of common bile duct stones. Gastrointest Endosc 1999; 50: 334-339. doi:10.1053/ ge.1999.v50.98593 

157. Zhang QS, Xu JH, Dong ZQ et al. Success and Safety of Needle Knife Papillotomy and Fistulotomy Based on Papillary Anatomy: A Prospective Controlled Trial. Dig Dis Sci 2021. doi:10.1007/s10620-021-06983-7 

158. Facciorusso A, Ramai D, Gkolfakis P et al. Comparative efficacy of different methods for difficult biliary cannu­lation in ERCP: systematic review and network meta-analysis. Gastrointest Endosc 2022; 95: 60-71.e12. doi:10.1016/j.gie.2021.09.010 

159. Mok SRS, Ho HC, Shah P et al. Lactated Ringer’s solution in combination with rectal indomethacin for prevention of post-ERCP pancreatitis and readmission: a prospective randomized, double-blinded, placebo-controlled trial. Gastrointest Endosc 2017; 85: 1005- 1013. doi:10.1016/j.gie.2016.10.033 

160. Oh HC, Kang H, Park TY et al. Prevention of post-endoscopic retrograde cholangiopancreatography pancreatitis with a combination of pharmacological agents based on rectal non-steroidal anti-inflammatory drugs: A systematic review and network meta-anal­ysis. J Gastroenterol Hepatol 2021; 36: 1403-1413. doi:10.1111/jgh.15303 

161. Radadiya D, Brahmbhatt B, Reddy C et al. Efficacy of Combining Aggressive Hydration With Rectal Indomethacin in Preventing Post-ERCP Pancreatitis: A Systematic Review and Network Meta-Analysis. J Clin Gastroenterol 2022; 56: e239-e249. doi:10.1097/ MCG.0000000000001523

162. Márta K, Gede N, Szakács Z et al. Combined use of indomethacin and hydration is the best conservative approach for post-ERCP pancreatitis prevention: A network meta-analysis. Pancreatology 2021; 21: 1247- 1255. doi:10.1016/j.pan.2021.07.005 

163. Weiland CJS, Smeets XJ, Kievit W et al. Aggressive fluid hydration plus non-steroidal anti-inflammatory drugs versus non-steroidal anti-inflammatory drugs alone for post-endoscopic retrograde cholangiopan­creatography pancreatitis (FLUYT): a multicentre, open-label, randomised, controlled trial. The Lancet Gastroenterology & Hepatology 2021; 6: 350-358. 

164. Park TY, Kang H, Choi GJ et al. Rectal NSAIDs-based combination modalities are superior to single modalities for prevention of post-endoscopic retro­grade cholangiopancreatography pancreatitis: a net­work meta-analysis. Korean J Intern Med 2022; 37: 322-339. doi:10.3904/kjim.2021.410 165. Elmunzer BJ, Higgins PD, Saini SD et al. Does rectal indomethacin eliminate the need for prophylactic pan­creatic stent placement in patients undergoing high-risk ERCP? Post hoc efficacy and cost-benefit analyses using prospective clinical trial data. Am J Gastroenterol 2013; 108: 410-415. doi:10.1038/ajg.2012.442 

166. Abdelfatah MM, Gochanour E, Koutlas NJ et al. Post- Endoscopic Retrograde Cholangiopancreatography Pancreatitis: Single Versus Dual Prophylactic Modalities. Pancreas 2019; 48: e24. doi:10.1097/ MPA.0000000000001281 

167. Choksi NS, Fogel EL, Cote GA et al. The risk of post-ERCP pancreatitis and the protective effect of rectal indomethacin in cases of attempted but unsuccessful prophylactic pancreatic stent placement. Gastrointest Endosc 2015; 81: 150-155. doi:10.1016/j. gie.2014.07.033 

168. Wang X, Luo H, Luo B et al. Combination prevention of post-endoscopic retrograde cholangiopancreatog­raphy pancreatitis in patients undergoing double-guidewire assisted biliary cannulation: A case-control study with propensity score matching. J Gastroenterol Hepatol 2021; 36: 1905-1912. doi:10.1111/jgh.15402 

169. Torun S, Ödemiş B, Çetin MF et al. Efficacy of Epinephrine Injection in Preventing Post-ERCP Pancreatitis. Surg Laparosc Endosc Percutan Tech 2020; 31: 208-214. doi:10.1097/SLE.0000000000000867 

170. Kamal A, Akshintala VS, Talukdar R et al. A Randomized Trial of Topical Epinephrine and Rectal Indomethacin for Preventing Post-Endoscopic Retrograde Cholangiopancreatography Pancreatitis in High-Risk Patients. Am J Gastroenterol 2019; 114: 339-347. doi:10.14309/ajg.0000000000000049 

171. Romano-Munive AF, García-Correa JJ, García- Contreras LF et al. Can topical epinephrine application to the papilla prevent pancreatitis after endoscopic retrograde cholangiopancreatography? Results from a double blind, multicentre, placebo controlled, ran­domised clinical trial. BMJ Open Gastroenterol 2021; 8. doi:10.1136/bmjgast-2020-000562 

172. Luo H, Wang X, Zhang R et al. Rectal Indomethacin and Spraying of Duodenal Papilla With Epinephrine Increases Risk of Pancreatitis Following Endoscopic Retrograde Cholangiopancreatography. Clin Gastroenterol Hepatol 2019; 17: 1597-1606.e1595. doi:10.1016/j.cgh.2018.10.043

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Fueling During Endurance Exercise: Balancing Intake with Gastrointestinal Tolerances

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It is well established that optimal amounts of carbohydrate and fluid consumed during endurance exercise enhances various measures of performance. The rate of gastric emptying is an important step towards providing the working muscles with exogenous carbohydrates and fluid. Once emptied from the stomach carbohydrate absorption takes place primarily in the duodenum and jejunum along with sodium and water. Individual carbohydrates are absorbed at a rate of 1 g per minute, or a maximum of 60 g per hour, with glucose and fructose absorbed via separate transporter mechanisms. Simultaneous use of separate carbohydrate transporters can increase the intestine’s absorptive capacity to 75 – 90 g per hour. However, higher intake of carbohydrates and fluid can cause gastrointestinal (GI) symptoms in some athletes. “Nutritional gut training” may improve gastric emptying, intestinal absorption, and reduce the occurrence and/or severity of GI symptoms during exercise.

INTRODUCTION 

Athletes should start endurance workouts or events well hydrated and optimally fueled with proper attention to their daily training diet, particularly in the hours prior to exercise. Carbohydrates provide approximately 50-60% of energy during 1 to 4 hours of continuous exercise at 70% of maximal oxygen capacity.1 For a pace that requires 80-90% of oxygen consumption carbohydrates are the primary fuel source and provide up to 90% of the energy expended.2 Depletion of carbohydrate stores (glycogen) and fluid leads to fatigue and the inability to sustain speed, strength and power, skills, and mental focus. Fatigue can be as dramatic as hitting the wall at mile 20 of a 26.2-mile marathon or as subtle as diminished quality of daily workouts. From a nutritional perspective, fatigue can be related to a number of factors including: 

Regular consumption of a combination of fluid, carbohydrates, and electrolytes can prevent onset of fatigue and maintain performance. This article will review gastrointestinal (GI) physiology as it relates to carbohydrate, fluid, and sodium assimilation during exercise, dietary carbohydrate guidelines for athletes, and evidence for nutritional gut training or “training the gut” to reduce risk of GI symptoms while enhancing endurance performance. 

Gastrointestinal Motility and Absorption 

Gastric Emptying – A number of factors can influence the rate of gastric emptying (see Table 1) including hypohydration, mental stress (being keyed-up), intense exercise (steady state above 70% VO2 max or high intensity intervals), and the high solute load of sports confectionaries (carbohydrate gels and energy bars, blocks, or chews) or concentrated drinks (carbohydrate-electrolyte beverages).3 Sports drinks at 6% concentration (6 g of mixed sugars and glucose polymers per 100 mL) are iso-osmolar, or isotonic and empty quickly. Shi, et al.4 found no differences in gastric emptying with isotonic test solutions ranging from 250 – 434 mOsm/kg H2O. However, hyperosmolar beverages such as fruit juice and soft drinks at a 10-15% concentration (10-15 g carbohydrate per 100 mL, osmolality of 500 – 800 mOsm/kg H2O) can delay gastric emptying, therefore, it is advised to avoid beverages with an osmolality greater than 500 mOsm/kg H2O during exercise. Interestingly, the temperature of liquids has little effect on gastric emptying as intragastric temperatures rapidly equilibrate. 

The volume of liquid consumption is a main factor that determines the speed of gastric emptying, with larger volumes emptying faster than smaller volumes. Mears, et al.5 investigated how the pattern of sport drink ingestion affected carbohydrate oxidation rates (as a surrogate to gastric emptying) and GI discomfort during exercise. Runners completed two 100-minute moderate treadmill runs. For one run subjects consumed 200 mL every 20 minutes and for the other run they consumed 50 mL every 5 minutes. Carbohydrate oxidation rates were 2% higher during the run when 200 mL was consumed every 20 minutes, thus confirming that larger volumes of fluids empty from the stomach more rapidly compared to smaller volumes. There were no reported differences in GI comfort of symptoms between trials. 

Small Bowel Absorption – After emptying from the stomach, digestive enzymes act on carbohydrates and the resulting monosaccharides are absorbed by way of active and passive transport in the small intestine (Figure 1). Two carbohydrate transporters have been identified; SGLT 1 is the sodium-dependent glucose and galactose transporter while GLUT 5 is the non-sodium dependent fructose transporter. Osmotic gradients from active transport of sodium and glucose (SGLT 1) result in rapid water absorption across the small bowel mucosa. Glucose can increase the absorption of sodium. With regular ingestion of sports fuels and water the SGLT 1 and GLUT 5 transport systems maintain appropriate blood glucose, sodium, and hydration levels for the working muscles and central nervous system. 

General Nutrition Guidelines for Exercise 

Fueling during exercise is an important component of the athlete’s nutrition plan. Routine, planned and practiced, intake during training sessions lasting longer than 75 minutes brings several benefits including: 

Daily recovery or fueling between training sessions requires the correct amount of energy, protein and fat tailored to the athlete’s training cycle and specific duration and intensity of workouts. Carbohydrate requirements are based on training intensity and duration (see Table 2) and are needed to replenish the limited fuels of muscle and liver glycogen. For longer training sessions and events, carbohydrates are consumed during exercise to offset the depletion of this stored fuel source. The capacity to absorb carbohydrates during competition can be reduced when athletes restrict carbohydrates, or when following a low-carbohydrate, high fat, or ketogenic diet. It is advised that endurance athletes include some high carbohydrate diet days in their training diet. 

Protein intake should meet requirements for growth and maintenance/building of muscle tissue. Fats are required for recovery of muscle triglycerides when exercise sessions are more than 4 hours and as a concentrated source of energy. Some athletes have variable, yet specific, macronutrient timing and portioning for pre-exercise, post-exercise and in the hours to the next training session to optimize muscle repair and building glycogen fuel replenishment. See Table 3 for more information on the daily training diet. 

Hydration requirements are variable and depend on the exercise duration and intensity, the environment’s temperature and humidity, as well as individual sweat rates. Athletes are advised to gather sweat loss data to develop a systematic plan for each event and to practice this plan for at least 8 weeks during workouts prior to the event. Sweat losses can be estimated by converting weight change during training into fluid loss (see Table 4). This is best done for workouts lasting 45 to 75 minutes and fluid can be consumed during the workout if desired. Athletes can use this technique in various conditions to become familiar with sweat losses in various weather conditions. Alternatively, athletes can use commercially available devices/ services to measure sweat loss (see Table 5). 

Sweat rates can range from 0.5L to over 3L per hour. Athletes are advised to avoid over-hydration; it is recommended to replace only 70% to a maximum 100% of sweat losses. Hydration needs will vary depending on the type of training session planned (to account for variations in training duration and intensity and environmental conditions). 

Fueling Products for Exercise 

Athletes typically use commercially available sports drinks and confectionaries to ingest required nutrients and fluids with the best tolerance. As stated above, drinks up to 6 g carbohydrate per 100 mL empty from the stomach at rates similar to water. While most sports drinks fall into this range, athletes may mix their drinks to a more concentrated solution, or higher energy density, based on personal fueling requirements, desired sodium content, and sweat rates. For example, an athlete with a lower sweat rate and higher fueling requirements might benefit from a more concentrated drink. Electrolyte mixes, mainly sodium, can be added to drinks if needed. Other than sports drinks, endurance athletes may consume carbohydrate products such as gels, energy bars, blocks, or chews. 

Oxidation of Combined Carbohydrates During Exercise 

Several studies have looked at substrate oxidation rates when combined carbohydrates are ingested during exercise.6-8 These studies confirmed that utilization of both carbohydrate transporters (SGLT 1 and GLUT 5) with ingestion of mixed carbohydrates increased absorption from 1 g per minute with SGLT 1 only to 1.5-1.7 g per minute with activation of both transporters. The following carbohydrate combinations were tested and found to produce greater oxidation than with the SGLT 1 glucose transporter alone: 

  1. Maltodextrin (chains of glucose units) and fructose 
  2. Glucose and fructose 
  3. Glucose and sucrose (glucose + fructose) and fructose 

Both the SGLT 1 and GLUT 5 transporters saturate at the rate of 1 g/min or 60 g/hr. In the above carbohydrate combinations where the ratio of glucose to fructose is at 2:1 the glucose transporter saturates at 60 g/hr and the additional 15 to 30 g of fructose (can be released from sucrose) can occur simultaneously for a total carbohydrate utilization of 75-90 g/hr.8 If tolerated, higher amounts of fructose can be added moving towards a 1:1 ratio for greater total carbohydrate absorption per hour. 

The uptake rates described above (2:1 ratio of glucose to fructose) are often used to formulate sports drinks for endurance training to allow for comfortable consumption of 75-90 g carbohydrate per hour over several hours. If an athlete were to consume 100 g of glucose per hour, they would only absorb/oxidize 60 g/hr, with the rest remaining in the intestine and leading to GI symptoms; the same is true for consumption of high amounts of fructose during exercise. 

Researchers have tested the effects of ingesting a glucose and fructose beverage versus a glucose only beverage versus water on endurance cycling performance.9 They found that ingestion of glucose at 1.2 g/min and fructose at 0.6 g/min (total 1.8 g/ min or 108 g carbohydrate) improved endurance cycling performance when compared to 1.8 g/min of glucose only. Subjects cycled for 2 hours at 60% VO2 max followed by 40 km time trial. The time-trial times improved by 8% with the ingestion of glucose plus fructose mix. 

A number of studies were then conducted to examine the effect of solid versus liquid carbohydrate sources consumed during exercise.10,11 Glucose and fructose in a 2:1 ratio was provided as either a gel, solid bar or carbohydrate-electrolyte sports drink at rate of 1.55 g glucose + fructose/ min (93 g/hr) with matched fluid intake between treatments. The glucose plus fructose mix from all sources resulted in similar oxidation rates, thus the form of carbohydrate ingested did not affect total carbohydrate utilization. 

Nutritional Gut Training 

Gastrointestinal complaints are common in athletes during endurance events, often resulting in impaired performance. During exercise, blood flow is redirected from the GI tract to the working muscles and can result in abdominal bloating, cramping, nausea, vomiting, diarrhea, and/or pain in the presence of hypohydration or inappropriate food and fluid consumption.3 The prevalence of GI symptoms can vary greatly depending on the mode of exercise, level of athlete, and weather conditions. The prevalence of GI symptoms in endurance athletes varies from 37-93%.12 A well-functioning GI system can greatly affect symptoms and performance outcomes. 

Nutritional gut training, or “training the gut” is a new concept that refers to practiced ingestion of predetermined amounts of carbohydrates and fluid during training sessions to optimize the adaptability of the intestinal tract (substrate and fluid absorption and to alleviate adverse GI symptoms) during events.13 Two main goals of gut training are to increase the number of intestinal carbohydrate transporters and to upregulate the transporters’ utilization capacity. To increase available SGLT 1 and GLUT 5 transporters, endurance athletes must practice “gut training” in the weeks before an event with strict adherence to their fueling and hydration plans. One study suggests that carbohydrate transporters can be upregulated in a short period of time.14 Based on animal data, increasing dietary carbohydrate from 40 to 70% of calories could result in doubling SGLT 1 transporters over a 2-week period.13 

Pushing the Limits of Carbohydrate Absorption 

More recently, it has been suggested that intake of 120 g carbohydrate/hr is possible in experienced marathon and ultra-marathon runners. One study compared the effects of carbohydrate doses of 120 g/hr, 90 g/hr, and 60 g/hr in 26 elite ultra-endurance athletes during a mountain marathon.15 All participants carried out personalized gut training with carbohydrate intakes of up to 90 g/hr at least 2 days weekly in the 4 weeks prior to the marathon. During the marathon, the carbohydrate supplement gel contained 30 g maltodextrin and fructose in 2:1 ratio. The 120 g carbohydrate group consumed 4 gels per hour at the 15, 30, 45, and 60 minute markers. Three athletes withdrew with GI symptoms; though researchers did not disclose to which treatment group they were assigned. Results show that the 120 g/hr carbohydrate dose limited post-race exercise induced muscle damage and that ingestion of 120 g/hr carbohydrate is possible without gastrointestinal distress. While future research is needed to understand the physiological and metabolic mechanisms of this absorption rate, from a practical perspective, the potential effect of training the gut can improve carbohydrate intake, transport, and utilization during endurance exercise. 

CONCLUSION 

Endurance athletes should incorporate recommended diet and hydration strategies into their training regimen to optimize performance during competition/events. Current recommendations for endurance training are 60 g of carbohydrate/hr for exercise lasting up to 120 minutes. For exercise lasting longer than 2 hours, higher amounts of carbohydrates (up to 90 g/hr) are recommended and should come from a blend of glucose and fructose sources. Consumption of fluid is based on the athlete’s sweat rate and personal preference of sports drinks, and sports supplements, or confectionaries. The gut is adaptable so preparing for endurance events should include practice of their event nutrition plan over several weeks; the gut can adapt to absorb and oxidize more carbohydrates which should result in less GI distress. Nutritional gut training leads to better performance, with optimal delivery of carbohydrate, and optimal GI tolerance for the individual athlete.

References 

  1. American Dietetic Association, Dietitians of Canada, and American College of Sports Medicine Joint Position Statement: Nutrition and Athletic Performance. Med Sci Sports Exerc. 2009; 709-731.
  2. Ravindra, PV, Janhavi, P, et al. Nutritional inter­ventions for improving the endurance perfor­mance in athletes. Arch Physiol Biochem. 2020; 108. 
  3. Burke, L and Deakin V. Clinical Sports Nutrition, 5th Edition. McGraw Hill, 2015. 
  4. Shi, Z, Bartoli, W., Horn, W. et al. Gastric empty­ing of cold beverages in humans: effect of trans­portable carbohydrates. Int J Sport Nutr Exerc Metab. 2000; 10:394-403. 
  5. Mears SA, Boxer BB, Sheldon, D, et al. Sports drink intake pattern affects exogenous carbohy­drate oxidation during running. Med Sci Sports Exerc. 2020; 52:1976-1982. 
  6. Jentjens RLPG, Achten, J, Jeukendrup, AE. High oxidation rates from combined carbohydrates ingested during exercise. Med Sci Sports Exerc. 2004; 36: 1551-1558. 
  7. Jentjens RLPG, Mosely L, Waring RH, et al. Oxidation of combined ingestion of glucose and fructose during exercise. J Appl Physiol. 2004; 96: 1277-1284. 
  8. Jentjens, RLPG, Underwood, K, Achten, J, et al. Exogenous carbohydrate oxidation rates are elevated after combined ingestion of glucose and fructose during exercise in the heat. J Appl Physiol. 2005; 100: 807-816. 
  9. Currell, K and Jeukendrup, AE. Superior endur­ance performance with ingestion of multiple transportable carbohydrates. Med Sci Sports Exerc.2008; 40: 275-281. 
  10. Pfeiffer, B, Stellingwerff, T, Zaltas, E, et al. Oxidation of solid versus liquid CHO sources during exercise. Med Sci Sports Exerc. 2010; 42:2030-2037. 
  11. Pfeiffer B, Stellingwerff T, Zaltas E, et al. CHO Oxidation from a CHO gel compared with a drink during exercise. Med Sci Sports Exerc. 2010, 42: 2038-2045. 
  12. deOliveria EP, Burini RD, Jeukendrup A. Gastrointestinal complaints during exercise: rel­evance, etiology, and nutritional recommenda­tions. Sports Med. 2014; 44: S79-S85. 
  13. Jeukendrup, AE. Training the gut for athletes. Sports Med. 2017; 47:S101-110. 
  14. Cox GR, Clark SA, Cox AJ, et al. Daily train­ing with high carbohydrate availability increases exogenous carbohydrate oxidation during endur­ance cycling. J Appl Physiol. 2010; 109126-134. 
  15. Viribay A, Arribalzaga S, Mielgo-Ayuso J, et al. Effects of 120 g/h of Carbohydrates intake dur­ing a mountain marathon on exercise-induced muscle damage in elite runners. Nutrients 2020; 12: 1-15. 

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FROM THE PEDIATRIC LITERATURE

Adherence to Pediatric Obesity Lifestyle Intervention Programs 

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Much clinical research has gone into lifestyle intervention trials for the treatment of children with obesity; however, the drop-out rate of participants in such studies can be large. The purpose of this study from Israel was to determine factors associated with participant drop out in these types of pediatric interventions. This study was retrospective and included data from a multidiscipline pediatric weight loss database. 

Data from pediatric patients (8 – 18 years of age) who were seen in a multidiscipline pediatric obesity clinic was obtained including patient demographics (including clinical data), socioeconomic data, laboratory data, and patient caregiver lifestyle (defined as maintaining or not maintaining a healthy lifestyle). Patient body mass index (BMI) was measured at clinic enrollment and then 3 months, 6 months, and 12 months after enrollment. Obesity was defined as a BMI ˃ 95th percentile. Patient attrition was defined as failure for a patient to follow up in clinic while patient adherence was defined as a patient not gaining weight or losing weight during follow up. 

A total of 248 patients who had completed baseline data were included in the study. The study group had a mean age of 11.1 ± 3.9 years with a mean BMI of 31.1 ± 7.7 kg2/m. Males comprised 48% of the study patients. Significantly fewer female patients dropped out of the interdisciplinary obesity clinic early compared to males. Additionally, significantly less early patient dropout was noted in patients whose mother or father had an advanced degree as well as in patients referred after hospitalization (versus self-referral). A multivariate analysis adjusted for factors including sex, parental education, and referral type demonstrated that early dropout was significantly lower in patients who had mothers with higher education levels or who had been referred after hospitalization. It was noted that the 156 patients kept regular follow-up clinic appointments for an average of 8.7 ±7.9 visits with their mean BMI percentile being reduced from 138% to 121% of the 95th percentile BMI. Patient adherence related to continuing follow-up clinic visits was significantly associated with older patient age (11.7 ± 3.7 vs. 9.7 ± 4.3 years, P = 0.04) and mothers who maintained a healthy lifestyle versus those with an unhealthy lifestyle (69% vs. 29%, P = 0.003). 

This study demonstrates that there appears to be specific risk factors which predict non-adherence to a pediatric obesity lifestyle program. This data may be useful when considering advanced therapy for pediatric obesity, including bariatric surgery and GLP-1 receptor agonist therapy. More research is needed to determine if similar findings are present in other countries. 

Moran-Lev H, Vega Y, Kalamitzky N, Interator H, Cohen S, Lubetzky R. Factors Associated with Treatment Adherence to a Lifestyle Intervention Program for Children with Obesity: The Experience of a Large Tertiary Care Pediatric Hospital. Clin Pediatr 2023; 62: 269-275. 

Airway Impedance: A New Tool to Evaluate for Pediatric Gastroesophageal Reflux and Aspiration 

A common misconception by physicians is that airway findings such as edema or erythema are associated with gastroesophageal reflux disease (GERD), although clinical research has demonstrated that this association often is not present. Esophageal mucosal impedance monitoring previously has been used to determine esophageal inflammation; thus, the authors theorized that laryngeal impedance testing may have the ability to determine if airway inflammation is associated with any type of GERD. 

This prospective study included pediatric patients undergoing esophagogastroduodenoscopy (EGD) and rigid laryngoscopy with concerns of respiratory symptoms. Each enrolled patient underwent a videotaped laryngoscopic examination, and the videos were reviewed blindly by 3 otolaryngologists to quantify a reflux finding score (an 8-item clinical severity rating scale scored from 0 to 26 with higher scoring indicating more inflammation). Additionally, each enrolled patient underwent impedance testing of the posterior pharynx as well as esophageal impedance testing and associated biopsies of the lower, mid, and upper esophagus. Impedance testing occurred over 5 seconds in which the lowest and highest impedance values were recorded. All patients or parents filled out the Pediatric Quality of Life Questionnaire Gastrointestinal Symptom Module™ questionnaire. 

A total of 88 patients were enrolled into the study with a mean age of 59 +/- 57 months although only 73 patients had impedance tracing that were usable. In these remaining patients, no correlation was seen between airway impedance measurement for mucosal inflammation and reflux finding scores. Although only 11 of these patients were on proton pump inhibitor (PPI) therapy, the researchers found that these patients had lower airway impedance values indicating more inflammation compared to patients not using PPIs although the difference between these two groups was not statistically significant. Additionally, 28 patients were using inhaled corticosteroids and had higher airway impedance values compared to patients not using this medication class although the difference between two groups again was not statistically significant. No correlation existed between the airway impedance values and symptoms of dysphagia, reflux, nausea, emesis, as well as quality of life score. In addition, patients with oropharyngeal dysphagia (aspiration and / or penetration) on video swallow study were compared to patients with a normal swallowing mechanism. The researchers found that airway impedance was significantly lower in patients with oropharyngeal dysphagia compared to patients with a normal swallow, and patients who had aspiration of multiple textures had significantly lower median airway impedance measurements compared to patients with a normal swallow. Finally, no association was found with airway impedance values between patients with positive findings on bronchoalveolar lavage (BAL) culture versus patients with a negative BAL culture. 

The authors have demonstrated that airway impedance can be obtained during an EGD, and such an impedance measurement may be an extremely useful tool to determine if GERD in a pediatric patient truly is associated with aspiration. The decreased airway impedance noted for the patients on PPI therapy is concerning and deserves more study. 

Rosen R, Rahbar R, Watters K, Hseu A, Munoz C, Ferrari L, Holzman R, Mohammad S, Cohen A, Du M, Akkara A, Catacora C, Simoneau T, Connearney S, Mitchell P, Nurko S. Airway Impedance: A Novel Diagnostic Tool to Predict Extraesophageal Airway Inflammation. J Pediatr 2023; 256: 5-10. 

John Pohl, M.D., Book Editor, is on the Editorial Board of Practical Gastroenterology 

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DISPATCHES FROM THE GUILD CONFERENCE, SERIES #54

Anal Squamous Intraepithelial Lesions and Cancer: An Underappreciated Risk in IBD

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INTRODUCTION

Anal squamous intraepithelial lesions (SIL) are precancerous lesions of the anal squamous epithelium that can progress to anal cancer. Anal cancer is rare in the general population. However, rates are markedly higher among specific risk groups and have been steadily increasing in the past two decades. Anal squamous cell carcinoma is thought to occur through progression of high grade squamous intraepithelial lesions (HSIL) via the effect of particular high-risk subtypes of the human papilloma virus (HPV).

The risk of SIL and anal cancer are elevated in certain populations, especially in people living with human immunodeficiency virus (HIV). Identifying and treating these lesions reduces the risk of progression to anal cancer. Most recent society guidelines suggest screening for anal cancer in those with HIV. However, there are additional at-risk groups that may warrant consideration for screening. The risk of anal squamous intraepithelial lesions and anal cancer is elevated in inflammatory bowel disease (IBD). Patients with IBD appear to have increased prevalence of high-risk HPV subtypes. In an uncontrolled cross-sectional study of fortyfive sexually active male and female patients with IBD, 89.1% were positive for anal HPV, with HPV 16, the highest risk subtype, being the most prevalent strain. Four patients (8.7%) had HSIL present on biopsy, while twenty-four (43.5%) had low grade squamous intraepithelial lesions (LSIL).1 Anal cancer risk is highest in Crohn’s disease, particularly when perianal fistulizing disease is present. In a large cohort study, the incidence rate of anal squamous cell carcinoma (SCC) in patients with perianal Crohn’s disease was 26 per 100,000 person-years, which was greater than their risk of colon adenocarcinoma by about two-fold. In this cohort, most anorectal cancers associated with Crohn’s disease were adenocarcinomas, and were associated with fistulas.2 In a review of sixty one anal cancers arising from fistulas, adenocarcinoma was responsible in 59%, and anal SCC was responsible in 31%.3 This review will focus on anal cancer and HSIL to increase awareness among gastroenterologists who manage IBD. 

Anal Squamous Cell Carcinoma 

Anal cancer is a rare but increasingly more prevalent cancer that disproportionately affects certain population groups. SCC makes up the majority of anal cancers, comprising about two thirds of anal cancer cases in the United States.4 While rare in the general population (about 1 per 100,000 person-years), certain risk groups carry a much higher risk of anal SCC. Anal SCC incidence is estimated at 85 per 100,000 person-years in men who have sex with men (MSM) living with HIV which is the group with the highest known risk. Among men who have sex with women (MSW) living with HIV, the risk is lower at 32 per 100,000 person-years. In women with HIV, the risk is 22 per 100,000 person-years. Other groups with risk above the general population include women with prior HPV related gynecological precancerous lesions, solid organ transplant recipients, and patients with immune mediated diseases such as IBD and lupus.5 While other HIV associated cancers such as non- Hodgkin’s lymphoma and Kaposi Sarcoma have fallen in incidence since the emergence of HIV/ AIDS, anal cancer continues to rise in incidence, at 2.7% per year between 2001 and 2015.6 This rise in anal cancer rates may be related to the aging population of persons living with HIV, as rates have increased the most in people above age fifty.6

Presenting symptoms of anal SCC are bleeding or anal pain, although twenty percent of patients with anal SCC are asymptomatic at presentation. On exam, patients may have a palpable mass or area of bleeding. Anal cancer is staged by Tumor Nodes & Metastases (TNM) classification. Prognosis for early stage (I or II) is good with five-year survival of 86%, while T4 cancers or node positive cancers have five-year survival rates of about 50%.7 However, the prognosis for IBD patients is worse than in patients without IBD, as a systematic review of IBD patients with non-fistula associated anal SCC found an overall five-year survival of 37%.8 A more recent analysis of over 61,000 patients with HPV-related cancers found that patients with IBD and anal cancer had a median survival of 46 months versus 61 months in non-IBD patients.9 This difference in survival is thought to be due to more advanced malignancy at diagnosis and the presence of pelvic sepsis in Crohn’s disease limiting the ability to use radiotherapy.8 

Diagnostic evaluation includes physical exam with inguinal lymph node evaluation, biopsy of the lesion, chest and abdomen contrast-enhanced computed tomography (CT), pelvic CT or magnetic resonance imaging (MRI) with IV contrast, anoscopy, HIV testing (if unknown), gynecologic exam, and consideration of fertility risk counseling.10 Treatment of T1, node negative, well differentiated tumors is with local excision, while more advanced tumors are treated with combination chemoradiation.10 

Anal Squamous Intraepithelial Lesions 

Anal cancer is preceded by changes in the epithelial layer of the anal canal mediated by HPV which parallel the types of changes seen in the cervical epithelium. This has led to the adoption of the same nomenclature and classification used in the care of cervical precancerous lesions. Often referred to as “anal dysplasia”, these changes are now referred to as squamous intraepithelial lesions (SIL), with a two-tiered subdivision into LSIL and HSIL.11 This replaces the prior system of classification that utilized the terminology anal intraepithelial neoplasia (AIN). While LSIL is associated with condyloma and not thought to be a direct precursor to anal SCC, HSIL carries a markedly increased risk of progression to anal cancer. In a large population-based study, the 5-year risk of progression from HSIL to anal cancer in MSM living with HIV was 14.1%, and in MSM not living with HIV was 3.2%. In the same study, a diagnosis of LSIL carried a 5-year risk of 0.15%, which is higher than the risk if no LSIL was present.12 HSIL may spontaneously regress, with regression rates between 20-30%.13,14 

HPV is the major causative factor in inducing squamous intraepithelial lesions. Of the numerous subtypes of HPV, there are specific types that are most likely to cause ASIL. HPV 16 is the type most highly associated with HSIL and anal cancer.15 Other oncogenic HPV types that affect the anogenital area are 18, 31, 33, 35, 39, 45, 51, 52, 56, 58, 59, 68.16 HPV types 6 and 11 are responsible for benign genital warts. Overall it is estimated that high-risk HPV is a causative factor in over 90% of anal squamous cell carcinomas.17 

HSIL is usually asymptomatic, although it can be associated with anal pain, pruritis, or bleeding.18 Additionally, HSIL typically cannot be palpated during a digital anal rectal exam (DARE).19 In contrast, LSIL cause condylomas or warts, which are more readily identified by patients and providers.20 Methods of identifying underlying HSIL have borrowed from techniques used to identify cervical intraepithelial neoplasia, given their pathophysiologic similarities. Identifying the presence of HSIL involves both cytology and direct visualization techniques. Initial screening is with anal cytology, commonly referred to as an anal Pap smear. Using a moistened brush or nylon/ polyester swab, epithelial cells are scraped from the surface and the swab is placed into a transfer medium as in cervical cytology testing. This is then examined under microscopy. Anal cytology has modest sensitivity and specificity, with pooled sensitivity of 85% and pooled specificity of 43.2% for the identification of HSIL, which is comparable to the performance of cervical cytology.21,22 

As with in cervical cancer screening, if anal cytology identifies an anal squamous intraepithelial lesion, this should be followed by high resolution anoscopy (HRA), a procedure analogous to cervical colposcopy. In this procedure, the anorectal area is examined under high magnification by a colposcope. Acetic acid is applied to the anal epithelium along with lugol’s solution. Areas with squamous intraepithelial lesions will display characteristic patterns of acetowhitening, which can then be sampled via biopsy for histology. HRA has been found to be well tolerated with most patients reporting acceptable pain levels and willingness to follow-up as recommended.23 

At Risk Populations 

Those living with HIV, and particularly MSM with HIV, are at markedly increased risk for anal premalignant lesions as well as anal cancer. This is felt to be due to the effect of HIV on the immune system leading to increased HPV activity and persistence.24 HPV prevalence is highest in MSM with HIV, followed by MSM without HIV. People living with HIV are more likely to carry more than one oncogenic strain of HPV, which may also contribute to the higher risk.15 Among those with HIV, low current CD4 count was associated with HPV16 infection, HSIL, and HPV16-positive HSIL. Anal cancer incidence rate (IR) in MSM with HIV has been estimated in a recent meta-analysis at 85 per 100,000 person-years, while IR in MSW with HIV was 32 per 100,000 person-years, and IR in women with HIV was 22 per 100,000 person-years. The IR for MSM with HIV who are age ³ _60 was even higher at 107.5 per 100,00 person-years.5

MSM without HIV are also at increased risk. People identifying as MSM have a high prevalence of high-risk HPV subtypes, with about 14% prevalence of HPV16 versus 2% in men who are not MSM in a large meta-analysis. The pooled prevalence of HSIL in MSM patients without HIV in the same meta-analysis was 11.3%.25 Anal cancer incidence rate in MSM not living with HIV is estimated to be about 19 per 100,000 person-years, a nearly 20-fold increase in risk from the general population.5 

Women with prior cervical neoplasia are at particular risk for anal SCC. Numerically more anal SCC is diagnosed in women, particularly women above age 50.26 Women with cervical high-risk HPV strains are likelier to have high-risk anal HPV strains.27 In a cross sectional study of 324 women with prior cervical, vulvar, or vaginal high grade dysplasia or cancer, there was a 28% prevalence of anal high risk HPV and anal cytology was abnormal in 23%. In a large population-based cohort study involving 89,010 women with a diagnosis of cervical intraepithelial neoplasia grade 3 (CIN3) matched to an equal number of healthy controls, those with CIN3 had increased risk of AIN3 (HSIL) and anal cancer with incidence rate ratio of 6.68 (95% CI, 3.64 – 12.25) and 3.85 (95% CI: 2.32 – 6.37) respectively.28 

Other risk factors for anal SCC include solid organ transplantation, smoking, early sexual debut, multiple sexual partners, and receptive anal intercourse. Patients and providers should be aware that receptive anal intercourse is not required for the introduction of HPV to the anorectal region, and development of HSIL or anal cancer can occur without a history of receptive anal intercourse.19 

Screening 

Given the presence of a discrete precursor lesion and the identification of at-risk groups, programs have been proposed and developed for anal cancer prevention. The current available modalities for screening are physical exam with DARE, anal cytology, anal HPV testing, and HRA. Currently, only the New York State Department of Health AIDS Institute provides guidelines for anal cancer screening. In this algorithm, all patients with HIV ³ _35 years old should receive annual physical examination and DARE. For patients with HIV above age 35 who are transgender or MSM, annual anal cytology should be performed. If results of cytology indicate the presence LSIL or HSIL, patients should be referred for HRA. If results indicate abnormal squamous cells of undetermined significance (ASC-US), testing for high risk HPV should be performed, and if present, the patient should be referred for HRA.29 Other expert opinion suggests consideration of screening for additional at-risk populations, including: 1) MSM not living with HIV > age 40, 2) persons with a history of HPV-associated genital cancers, 3) solid organ transplant recipients, and 4) other immunocompromised people not living with HIV.19 

The results of the Anal Cancer HSIL Outcomes Research trial (ANCHOR) published in 2022 have now demonstrated benefit to treating HSIL lesions in MSM with HIV above age 35 when compared with active monitoring, with a cumulative progression to anal cancer of 0.9% at 48 months in the treatment arm versus 1.8% at 48 months in the active monitoring group. While the trial showed benefit to screening, it also highlighted the need for better ways of preventing progression to anal cancer, as not all cancer was prevented even with treatment.30 Treating HSIL when present in patients above age 35 has also been shown to be cost effective in a separate study.31 

It is likely that screening patients with IBD would provide benefit, especially for those on long-term immunosuppression or with multiple risk factors for anal cancer. There is a paucity of data examining the effect of immunosuppressing medication use on anal cancer risk in IBD patients. In patients who receive immunosuppression for solid organ transplantation, the risk of anal SCC is estimated to be as high as 49.6 per 100,000 person-years, which is comparable to patients living with HIV. The risk was higher the further from transplantation. In a recent review of heart transplant recipients, the incidence rate for anal SCC was even higher, at 136 per 100,000.5,32 IBD patients receive long term immunosuppression, often life-long, which may put them at a similar risk level. Although not currently recommended by published society guidelines, given the risks outlined, screening for anal cancer (including DARE, cytology, and HRA when indicated) should be strongly considered for IBD patients, and especially when multiple risk factors are present, such as MSM status, history of anal intercourse, or cervical dysplasia. 

HPV Vaccination 

HPV vaccination has been available since 2006 and offers the promise of decreasing the burden of HPV and its related cancers by preventing initial HPV infection. The current pentavalent Gardasil 9 covers HPV 6 and 11, which cause genital warts, and HPV 16, 18, 31, 33, 45, 52, and 58 which are responsible for anogenital and head and neck cancers. Current Center for Disease Control guidelines recommend vaccination for persons between age 12 and 26, and can be initiated as early as age 9. Vaccination can be extended to age 45 if it is felt it would provide benefit after shared clinical decision making with the patient. A two-dose series is recommended between 9 – 15 years of age. A three-dose series is recommended after age 15 and in immunocompromised people.33 Testing for HPV subtypes prior to administering the vaccine is not recommended, and administering the vaccine can be beneficial even after sexual debut, especially in high-risk populations.19 

HPV vaccination is approved only for preventive use and not for therapeutic use. Vaccination against HPV has been evaluated in MSM living with HIV as an adjunctive therapy to prevent HSIL recurrence after HSIL treatment, but data is limited. In a prospective study of MSM diagnosed with HSIL, vaccination with the quadrivalent HPV vaccine was associated with decreased recurrence of HSIL at one- and two-years post HSIL treatment but was non-significant at three years after treatment.34 

In IBD patients, HPV vaccination is recommended following the same guidelines as for the general population.35 No studies have looked at immunogenicity of HPV vaccination in IBD patients on immunosuppression. Studies in other immunocompromised groups show lower antibody titers in these patients compared to healthy controls, but the clinical significance of lower titers and impact on efficacy is unknown.36 Adherence to HPV vaccination guidelines has not been studied in men with IBD. However, in women with IBD, knowledge of HPV vaccination and uptake is low, despite women being the initial population identified as benefiting from vaccination and the well-studied risks of cervical neoplasia in women with IBD.37 Therefore, it is likely that knowledge of HPV vaccination and uptake is even lower in men with IBD. 

CONCLUSION 

Anal cancer is a rare but increasingly prevalent cancer that disproportionately affects at-risk groups including patients with IBD. Progression to anal SCC typically occurs through development of HSIL. This lesion can be identified by cytology or high resolution anoscopy, and treatment has been found to decrease progression to anal squamous cell cancer. IBD patients are at increased risk for anal cancer, and providers taking care of IBD patients should ensure all IBD patients regardless of sex are vaccinated for HPV and discuss screening with patients. Open discussion of sexual orientation and practices with IBD patients will help to risk stratify, as MSM patients and those participating in receptive anal intercourse are at further increased risk.

Anal cancer incidence has been shown to increase with age in immunocompromised populations, and as IBD patients age in the biologic era, the risk of anal SCC may increase further with time. Further data is needed regarding the differential risk of various IBD phenotypes and the impact of IBD medications on anal cancer risk. Established guidelines suggest screening in persons living with HIV who are older than 35, but these guidelines are likely to evolve as the evidence in favor of screening specific groups grows. Comprehensive care of IBD patients requires an awareness of anal cancer risk and initiating screening and prophylaxis when appropriate.

Justin Field, MD Advanced IBD Fellow, UCSF Center for Colitis & Crohn’s Disease

Uma Mahadevan MD, Professor of Medicine, UCSF Center for Colitis and Crohn’s Disease

References 

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2. Beaugerie L, Carrat F, Nahon S, et al. High Risk of Anal and Rectal Cancer in Patients With Anal and/or Perianal Crohn’s Disease. Clinical Gastroenterology and Hepatology 2018;16(6):892-899.e2. DOI: 10.1016/j. cgh.2017.11.041. 

3. Thomas M, Bienkowski R, Vandermeer TJ, Trostle D, Cagir B. Malignant transformation in perianal fistulas of Crohn’s disease: a systematic review of literature. J Gastrointest Surg 2010;14(1):66-73. DOI: 10.1007/ s11605-009-1061-x. 

4. Kang YJ, Smith M, Canfell K. Anal cancer in high-income countries: Increasing burden of disease. PLoS One 2018;13(10):e0205105. DOI: 10.1371/journal. pone.0205105. 

5. Clifford GM, Georges D, Shiels MS, et al. A meta-analy­sis of anal cancer incidence by risk group: Toward a uni­fied anal cancer risk scale. Int J Cancer 2021;148(1):38-47. DOI: 10.1002/ijc.33185. 

6. Deshmukh AA, Suk R, Shiels MS, et al. Recent Trends in Squamous Cell Carcinoma of the Anus Incidence and Mortality in the United States, 2001-2015. J Natl Cancer Inst 2020;112(8):829-838. DOI: 10.1093/jnci/djz219. 

7. Touboul E, Schlienger M, Buffat L, et al. Epidermoid carci­noma of the anal canal. Results of curative-intent radiation therapy in a series of 270 patients. Cancer 1994;73(6):1569- 79. DOI: 10.1002/1097-0142(19940315)73:6<1569::aid-cncr2820730607>3.0.co;2-f. 

8. Slesser AA, Bhangu A, Bower M, Goldin R, Tekkis PP. A systematic review of anal squamous cell carcinoma in inflammatory bowel disease. Surg Oncol 2013;22(4):230- 7. DOI: 10.1016/j.suronc.2013.08.002. 

9. Segal JP, Askari A, Clark SK, Hart AL, Faiz OD. The Incidence and Prevalence of Human Papilloma Virus-associated Cancers in IBD. Inflamm Bowel Dis 2021;27(1):34-39. DOI: 10.1093/ibd/izaa035. 

10. Benson AB, Venook AP, Al-Hawary MM, et al. Anal Carcinoma, Version 2.2018, NCCN Clinical Practice Guidelines in Oncology. J Natl Compr Canc Netw 2018;16(7):852-871. DOI: 10.6004/jnccn.2018.0060. 

11. Darragh TM, Colgan TJ, Thomas Cox J, et al. The Lower Anogenital Squamous Terminology Standardization project for HPV-associated lesions: background and consensus recommendations from the College of American Pathologists and the American Society for Colposcopy and Cervical Pathology. Int J Gynecol Pathol 2013;32(1):76-115. DOI: 10.1097/PGP.0b013e31826916c7. 

12. Poynten IM, Jin F, Roberts JM, et al. The Natural History of Anal High-grade Squamous Intraepithelial Lesions in Gay and Bisexual Men. Clin Infect Dis 2021;72(5):853- 861. DOI: 10.1093/cid/ciaa166. 

13. Tong WW, Jin F, McHugh LC, et al. Progression to and spontaneous regression of high-grade anal squa­mous intraepithelial lesions in HIV-infected and unin­fected men. AIDS 2013;27(14):2233-43. DOI: 10.1097/ QAD.0b013e3283633111. 

14. Goldstone SE, Lensing SY, Stier EA, et al. A Randomized Clinical Trial of Infrared Coagulation Ablation Versus Active Monitoring of Intra-anal High-grade Dysplasia in Adults With Human Immunodeficiency Virus Infection: An AIDS Malignancy Consortium Trial. Clin Infect Dis 2019;68(7):1204-1212. DOI: 10.1093/cid/ciy615. 

15. Lin C, Franceschi S, Clifford GM. Human papillomavi­rus types from infection to cancer in the anus, according to sex and HIV status: a systematic review and meta-analysis. Lancet Infect Dis 2018;18(2):198-206. DOI: 10.1016/S1473-3099(17)30653-9. 

16. Svidler Lopez L, La Rosa L. Human Papilloma Virus Infection and Anal Squamous Intraepithelial Lesions. Clin Colon Rectal Surg 2019;32(5):347-357. DOI: 10.1055/s-0039-1687830. 

17. Joseph DA, Miller JW, Wu X, et al. Understanding the burden of human papillomavirus-associated anal can­cers in theUS. Cancer 2008;113(S10):2892-2900. DOI: https://doi.org/10.1002/cncr.23744.

18. Hicks CW, Wick EC, Leeds IL, et al. Patient Symptomatology in Anal Dysplasia. JAMA Surg 2015;150(6):563-9. DOI: 10.1001/jamasurg.2015.28. 

19. Barroso LF, Stier EA, Hillman R, Palefsky J. Anal Cancer Screening and Prevention: Summary of Evidence Reviewed for the 2021 Centers for Disease Control and Prevention Sexually Transmitted Infection Guidelines. Clin Infect Dis 2022;74(Suppl_2):S179-S192. DOI: 10.1093/cid/ciac044. 

20. Bejarano PA, Boutros M, Berho M. Anal Squamous Intraepithelial Neoplasia. Gastroenterology Clinics of North America 2013;42(4):893-912. DOI: https://doi. org/10.1016/j.gtc.2013.09.005. 

21. Goncalves JCN, Macedo ACL, Madeira K, et al. Accuracy of Anal Cytology for Diagnostic of Precursor Lesions of Anal Cancer: Systematic Review and Meta-analysis. Dis Colon Rectum 2019;62(1):112-120. DOI: 10.1097/DCR.0000000000001231. 

22. Cachay ER, Agmas W, Mathews WC. Relative accuracy of cervical and anal cytology for detection of high grade lesions by colposcope guided biopsy: a cut-point meta-analytic comparison. PLoS One 2012;7(7):e38956. DOI: 10.1371/journal.pone.0038956. 

23. Lam JO, Barnell GM, Merchant M, Ellis CG, Silverberg MJ. Acceptability of high-resolution anoscopy for anal cancer screening in HIV-infected patients. HIV Med 2018;19(10):716-723. DOI: 10.1111/hiv.12663. 

24. Davis KG, Orangio GR. Basic Science, Epidemiology, and Screening for Anal Intraepithelial Neoplasia and Its Relationship to Anal Squamous Cell Cancer. Clin Colon Rectal Surg 2018;31(6):368-378. DOI: 10.1055/s-0038- 1668107. 

25. Wei F, Gaisa MM, D’Souza G, et al. Epidemiology of anal human papillomavirus infection and high-grade squamous intraepithelial lesions in 29 900 men according to HIV status, sexuality, and age: a collaborative pooled analysis of 64 studies. Lancet HIV 2021;8(9):e531-e543. DOI: 10.1016/S2352-3018(21)00108-9. 

26. Shiels MS, Kreimer AR, Coghill AE, Darragh TM, Devesa SS. Anal Cancer Incidence in the United States, 1977-2011: Distinct Patterns by Histology and Behavior. Cancer Epidemiol Biomarkers Prev 2015;24(10):1548-56. DOI: 10.1158/1055-9965.EPI-15-0044. 

27. Jacot-Guillarmod M, Balaya V, Mathis J, et al. Women with Cervical High-Risk Human Papillomavirus: Be Aware of Your Anus! The ANGY Cross-Sectional Clinical Study. Cancers (Basel) 2022;14(20). DOI: 10.3390/cancers14205096. 

28. Ebisch RMF, Rutten DWE, IntHout J, et al. Long- Lasting Increased Risk of Human Papillomavirus- Related Carcinomas and Premalignancies After Cervical Intraepithelial Neoplasia Grade 3: A Population-Based Cohort Study. J Clin Oncol 2017;35(22):2542-2550. DOI: 10.1200/JCO.2016.71.4543. 

29. Hirsch BE, McGowan JP, Fine SM, et al. Screening for Anal Dysplasia and Cancer in Adults With HIV. Baltimore (MD)2022. 

30. Palefsky JM, Lee JY, Jay N, et al. Treatment of Anal High-Grade Squamous Intraepithelial Lesions to Prevent Anal Cancer. N Engl J Med 2022;386(24):2273-2282. DOI: 10.1056/NEJMoa2201048. 

31. Deshmukh AA, Chiao EY, Cantor SB, et al. Management of precancerous anal intraepithelial lesions in human immunodeficiency virus-positive men who have sex with men: Clinical effectiveness and cost-effective­ness. Cancer 2017;123(23):4709-4719. DOI: 10.1002/ cncr.31035. 

32. Roelandt P, Droogne W, Voros G, Van Aelst L, Rega F, van Cleemput J. Are heart transplant recipients more at risk for anal squamous carcinoma than other solid organ transplant recipients? Int J Cancer 2022;151(1):156-157. DOI: 10.1002/ijc.33994. 

33. Petrosky E, Bocchini JA, Jr., Hariri S, et al. Use of 9-valent human papillomavirus (HPV) vaccine: updated HPV vaccination recommendations of the advisory com­mittee on immunization practices. MMWR Morb Mortal Wkly Rep 2015;64(11):300-4. (https://www.ncbi.nlm. nih.gov/pubmed/25811679). 

34. Swedish KA, Factor SH, Goldstone SE. Prevention of recurrent high-grade anal neoplasia with quadrivalent human papillomavirus vaccination of men who have sex with men: a nonconcurrent cohort study. Clin Infect Dis 2012;54(7):891-8. DOI: 10.1093/cid/cir1036. 

35. Farraye FA, Melmed GY, Lichtenstein GR, Kane SV. ACG Clinical Guideline: Preventive Care in Inflammatory Bowel Disease. Am J Gastroenterol 2017;112(2):241-258. DOI: 10.1038/ajg.2016.537. 

36. Garland SM, Brotherton JML, Moscicki AB, et al. HPV vaccination of immunocompromised hosts. Papillomavirus Res 2017;4:35-38. DOI: 10.1016/j. pvr.2017.06.002. 

37. Waszczuk E, Waszczuk K, Bohdanowicz-Pawlak A, Florjanski J. Women with inflammatory bowel diseases have a suboptimal cervical cancer screening rate and are not aware of the recommended human papilloma virus vaccine. Gynecol Endocrinol 2018;34(8):656-658. DOI: 10.1080/09513590.2017.1416466.

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FUNDAMENTALS OF ERCP, SERIES #8

Stents…stents…stents! Biliary and Pancreatic Stents for ERCP!

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INTRODUCTION 

A large portion of the thousands of ERCP procedures performed the world over every day involve the placement of a stent in the bile ducts, the pancreatic ducts, or both. The clinical indications for stent placement can range from prevention of post-ERCP pancreatitis (PEP) to palliative decompression of the biliary system in cholangiocarcinoma patients. Depending on the clinical indication, the stent itself can be a permanent destination therapy to provide biliary decompression or a temporary therapy with multiple exchanges and up-sizing to help relieve the obstruction. Additionally, stents can be a very handy tool for a community gastroenterologist to 

 employ to help stabilize a patient, and act as a bridge while the patient awaits care with a senior therapeutic endoscopist at a tertiary referral center. Whatever the indication, the placement of a stent is, in general, a reliable, safe and easy modality. The ability to place a stent into the desired duct is a skill that every endoscopist who performs ERCP must master. 

Stents are small, thin, tubular tools made of biocompatible plastic, metal, or a combination thereof. The first stent placed via ERCP to provide biliary drainage was reported in 1980. The stent in this particular case was a plastic single-pigtail stent fashioned out of an angiography catheter.1 Although technically successful at relieving the obstruction, the stent ultimately migrated into the biliary tree. Following this, double-pigtail stents were designed to prevent migration out of the biliary tree to the duodenum or proximally into the bile ducts. Further innovations resulted in the creation of side flaps to keep stents in proper position without having to resort to pigtails, which can be cumbersome to deploy and remove at a later date. Theoretically, all stents provide drainage and ductal decompression, whether they are in the bile duct or the pancreatic duct. A “good” stent is one that is easy to deploy, with minimal risk of malfunction, and that is resistant to clogging by bacterial biofilm, stone or sludge particles, or enteric contents. 

This article will review the currently available biliary and pancreatic stents used in the context of ERCP, describing all types, subtypes, and permutations. We will also review the different roles for each of these stents and discuss the pros and cons of various stent designs. We will discuss stent deployment techniques, endoscopic requirements, and tools that help in stent placement. We will then share our experience with stent malfunctions and 

tips on troubleshooting if needed. Finally, we will talk about adverse events, stent patency duration and the need for repeat procedures. 

Plastic biliary stents 

Currently, multiple types of plastic stents (PS) are available commercially for use in ERCP. They come in various sizes, lengths, diameters and are made of different biocompatible plastic materials such as polyurethane, polyethylene and polytetrafluorethylene (Teflon). Polyethylene stents are the most common in current clinical practice. A comprehensive list of commercially available plastic biliary stents is summarized in Table 1. The manufacturers make a myriad of shapes including straight stents, stents with a duodenal bend, or a center bend to accommodate for the intraduodenal portion of the CBD, and with combinations of flaps or double pigtails to prevent stent migration. Proximal flaps prevent distal migration, distal flaps prevent proximal migration (somewhat counterintuitively). The multiple combinations of length, diameter, shape and flap helps the endoscopist to make an appropriate choice of stent for the patient on the procedure table. Commonly used diameters include 7, 8.5 and 10 Fr stents (1 Fr = 0.33 mm) with lengths ranging between 5 and 15 cm. (Figure 1)

The underlying clinical indication determines the utility of plastic stents, as they are limited by their fixed-diameter and durability. The size of the working channel of the duodenoscope limits the maximum size of plastic stent to 12 Fr (4 mm), although in practice most plastic biliary stents in common use do not exceed 10 Fr. The majority of the plastic stents occlude in about 50% of patients in a period of 4 to 6 months. Self-expanding metal stents (SEMS) overcome some of these limitations. Although initially used as a permanent therapy for palliative purposes in patients with malignant biliary strictures, SEMS are now increasingly being used for benign indications as well. 

Metal biliary stents 

In the past, biliary self-expanding metal stents were made of stainless steel. Today, majority of the commercially available biliary SEMS are made of a nickel-titanium alloy known as nitinol. Nitinol became popular owing to its superior biocompatibility and ‘thermal memory’ properties. Nitinol stent was initially developed by the U.S. Navy. Its ‘thermal memory’ property allows the stent to be made at a certain diameter, cooled and compressed onto a delivery system. When deployed, the nitinol mesh tends to expand back to its original shape when exposed to body heat, thereby providing excellent dilation and durability in the treatment of biliary strictures. 

Biliary SEMS are available as uncovered (UC-SEMS), partially covered (PC-SEMS) or fully covered (FC-SEMS) devices. (Figures 2 and 3) The covering membranes are made from various materials, the common ones being silicon, polyurethane or polytetrafluoroethylene. Table 2 summarizes the various commercially available uncovered biliary SEMS. Biliary SEMS have lengths ranging from 4 to 12 cm and diameters from 6 to 10 mm. The stents come mounted on a delivery system with diameters ranging from 5.0 to 10.5 Fr. A 0.035 diameter wire can usually be threaded into the system for placement into the biliary tree. 

All SEMS are highly visible on fluoroscopy and additionally, the delivery systems have radiographic markers at both ends to enable visualization of placement before deployment. Individual stent types may be more visible than others. The outer sheath of the system is transparent allowing for visualization of the distal end of the stent during release as a means of reducing the risk of mis-deployment. Some stents can be recaptured until 80% of their deployment has been achieved but others cannot be re-constrained at all i.e. Viabil stents. Some commercial brands have a ‘point of no return’ marker on the stent delivery system, beyond which re-constrainment can no longer be achieved. Some, but not all, PC-SEMS and FC-SEMS have flanges at the ends to prevent migration. Additionally, to aid removal these devices can have a string or a lasso or even a prominent metal strut at one of the ends, which can be pulled with any grasping forceps to collapse the stent and allow it to be removed in one piece. Table 3 and Table 4 summarize the commercially available PC-SEMS and FC-SEMS, respectively. 

Mechanical properties of biliary metal stents 

The mechanical properties of a metal stent are defined by the stent design, type of metal used, covering materials and the braid pattern. Clinical outcomes are primarily affected by the radial and axial forces exerted by the SEMS that result from a combination of these factors. The radial force determines the patency of the stent by counteracting the inward force of a stricture. The immediate expansion of a SEMS is usually partial after deployment. With time, usually a few days after deployment, the ‘shape memory’ of the metal alloy gradually expands the SEMS to its full capacity. In some SEMS, the axial force maintains conformability of the stent to the duct in which it is placed. 

FC-SEMS can be further classified into laser-cut and braided SEMS. Braided SEMS are also sometimes referred to as woven. Laser-cut FC-SEMS have larger cells and mesh as compared to the braided type and demonstrate minimal to no stent foreshortening due to lower axial forces. These features, by and large, enable accurate placement in the desired location. 

SEMS made out of biodegradable materials and FC-SEMS with chemotherapy drug eluting properties have long been being investigated for use in malignant biliary strictures, but have yet to come to market.2 Data for biodegradable biliary stents is limited at this time. In a single center retrospective analysis of adult patients who underwent percutaneous placement of biodegradable biliary stents for post-liver transplant biliary strictures, the patency rate was 80% (n = 12/15) at 12-months follow-up.3 A large, multicenter, prospective study from Spain demonstrated stent patency rates of 78.9% at 60-months follow up with percutaneous placement of biodegradable biliary stents for benign strictures. Only 12% (n = 18/40) needed a second stent placement.4 

SEMS with drug-eluting properties are not available for commercial use at this time. In drug-eluting stents, the stent covering is impregnated with therapeutic agents such as 5-fluorouracil, paclitaxil and gemcitabine with the goal of chemotherapy drug delivery at the tumor site. Theoretically, the idea underpinning a drug-eluting biliary stent is to prevent tumor in-growth in addition to local cancer treatment, but in practice this has been difficult to demonstrate. A meta-analysis of limited data demonstrated no added benefit of a drug eluting biliary metal stent as compared to covered SEMS.5 Biliary stents complexed with chemicals such as sodium cholate and EDTA (ethylenediaminetetraacetic acid) have been found to help dissolve biliary stones, but these are not commercially available.6

Clinical indications 

Common clinical situations where a stent is indicated in an ERCP procedure are as follows: 

benign and malignant bile duct strictures, chronic pancreatitis related bile duct strictures, post liver transplantation or surgery related post anastomotic strictures, bile leaks, bile duct stones with incomplete clearance or large duct stones that need endoscopic electro-hydraulic lithotripsy, post-sphincterotomy bleeding, and primary sclerosing cholangitis, among others. Common causes of malignant biliary obstruction include cholangiocarcinoma, pancreatic adenocarcinoma, ampullary carcinoma, metastatic disease to the liver, lymphadenopathy of porta hepatis nodes or metastatic disease. 

Stent choice

The clinical indication, cholangiogram findings and overall disease prognosis can help guide the endoscopist’s decision regarding a temporary or permanent stent requirement. Based on that, the decision for plastic or metal stents can be made. Theoretically, either a plastic stent or a metal stent can be used for palliation in patients with malignant biliary obstruction. A larger size plastic stent (10 Fr or above) provides better patency than smaller size (7 Fr or lower) for obvious reasons. A metal stent, on the other hand, is designed with a larger diameter with goals to achieve a longer duration of patency as compared to plastic stents, and can reduce the rate of re-interventions. In a large meta-analysis, SEMS and PS were comparable in the palliation of malignant biliary strictures; however, SEMS demonstrated longer stent patency, lower complications and fewer re-interventions.7

An uncovered SEMS is almost always used in the therapy of patients with malignant biliary strictures with the goal of palliation. UC-SEMS are associated with a lower rate of migration compared to a FC-SEMS. UC-SEMS are subject to tumor ingrowth and are, for all intents and purposes, permanent and not removable. (Figure 4 and Figure 5) Nevertheless, an UC-SEMS would be the ideal choice in situations where stenting is required across side branches, the cystic duct orifice in patients with an intact gallbladder, or in patients with cholangiocarcinoma in order to avoid blockage of the ducts being traversed. (Figure 6) 

FC-SEMS on the other hand, have demonstrated longer patency as compared to UC-SEMS. However, sludge formation and stent migration can occur with these devices. Newer FC-SEMS with anti-migration systems have been developed to limit stent migration events. The Hanaro M.I Tech stent has ‘anchoring flaps’ in the proximal end, flared ends to prevent migration; and comes with one proximal and one distal end lasso for easy retrieval. The Viabil stent system from Gore & Associates, Inc., has fully covered ‘anchoring fins’ that reduce the rate of migration and this device has a non-foreshortening design to enable precise stent placement. 

As mentioned earlier, FC-SEMS can be further classified into laser-cut and braided stents. Laser-cut FC-SEMS have larger cells and mesh as compared to the braided type and demonstrate minimal to no stent shortening due to lower axial force. These features promote easy and accurate placement in the desired location. However, laser-cut stents are generally uncovered and are difficult to remove in patients with recurrent malignant biliary obstruction. Data is limited as to the comparative efficacy of laser-cut FC-SEMS to braided FC-SEMS. In a retrospective study from Japan that assessed 47 patients (24 laser-cut stents and 23 braided), braided FC-SEMS demonstrated a longer time to recurrent biliary obstruction as compared to laser-cut FC-SEMS. Stent migration rates were comparable between the two.8 

Choosing a stent length 

The choice of length of the stent to be deployed is based on the assessment of the length of the stricture as seen on cholangiogram. Very often this assessment is based on the endoscopist’s experience. Ideal positioning of the stent should allow for drainage of bile from a location above the proximal end of a stricture. This can be achieved by positioning the stent at least 1-2 cm above the upper edge of the stricture as visualized on the fluoroscopy image and the intestinal end should extend at least 1cm into the duodenum. A given stent length usually reflects the entire length of the stent, however in some stent types this length might represent the portion between the flaps. The endoscopist should always check the information on the cover of the stent package before opening it to ensure proper understanding of the device being selected. 

Assessing the length of a stricture can be carried out in multiple ways. The endoscopist can use the initial cannulating catheter to gauge the length by measuring the distance from the top end of the stricture on the fluoroscopy image to just when the catheter tip is out of the papilla on the endoscopic view. During the entire process of the withdrawal, the endoscopist holds the cannulating catheter outside the biopsy port to measure the length or mark the cannulating catheter at the biopsy port before initiating the withdrawal. The radiograph length on the fluoroscopy can be used as well to assess the length, with the duodenoscope providing a ruler in each image. Some catheters have fluoroscopic markers to aid in the measurement of the length of a stricture. Dilation balloon catheters have radio-opaque markers which can be used to measure the length as well. In practice, many experienced endoscopists can “eyeball” the stenosis length with great accuracy without the aid of devices to measure it precisely. 

Delivery system and accessories 

A variety of stent delivery systems make the deployment process possible. Plastic stents <8.5 Fr can be placed directly over a guidewire and pushed into position using a pusher tube or with a sphincterotome, a balloon catheter, or other wire-guided devices. A key aspect in this technique is to be careful not to inadvertently push the stent fully into the bile duct, as pulling it back out into position would then require an additional modality such as using a ‘raptor’ or ‘rat-tooth’ forceps and can consume significant time. Using a guidewire helps provide rigidity to the stent and keeps it stable when being advanced across the stricture or above a stone. Once the stricture margins are defined by contrast injection following deep cannulation and wire insertion, the guidewire must be placed well proximal to the stricture into the bile ducts. More than one guidewire might be necessary based on the duct systems to be drained to achieve resolution of cholestasis. 

All standard duodenoscopes have a 4.2 mm working channel that can accommodate stents up to 11.5 Fr. A 3.7 mm operative channel can accommodate a PS up to 10 Fr. Usually, an 8.5 Fr stent can be placed without the need for sphincterotomy or stricture dilation. A 10 Fr stent may require sphincterotomy and/or stricture dilation. However, placing more than one stent would, in general, require sphincterotomy depending on the size of the native papilla. Similarly, dilation of the stricture might be needed to accommodate the stents being placed. When needed, stricture dilation can be achieved by various tools, such as a biliary dilation balloon or a Soehendra biliary dilation catheter. Rarely, a Soehendra stent retriever or a RFA (radiofrequency ablation) catheter can be used to open ‘dilation-resistant’ strictures. 

Stent placement Plastic stent placement 

Based on the stent delivery systems, either the inner guiding catheter alone or with the stent is advanced over the guidewire. Minimal resistance and easy passage should always be felt, and unwanted excessive pressure should be avoided while passing any stent system. The elevator must remain closed when advancing the stent system into the working channel. When the stent impacts the elevator, it is gently opened to reveal the tip of the stent system, and the stent and any delivery system is advanced over the guidewire into the papilla. A short endoscopic position is often helpful in maintaining a stable position. 

The stent is often advanced into position by repeated small ‘open close’ movements of the elevator with gentle stable push from the endoscopist. This is also sometimes referred to as “walking the stent up the duct.” This ensures small step-by-step advancement of the stent into the biliary duct. Once an optimal positioning is ascertained on the radiograph image, the inner guiding catheter and/or guidewire is then removed while the endoscopist maintains forward pressure for the stent to deploy in the right position. A post-placement radiograph image should be checked to ensure contrast medium drains through the stent and that image is often saved for documentation purposes. The final placement of a pigtail plastic stent differs slightly in that the duodenoscope has to be partially withdrawn to endoscopically visualize and make room for the intestinal pigtail segment to allow it to open up and curl into proper position. 

When placing multiple stents, it could be a useful strategy to place a slightly longer stent first to reduce the risk of proximal migration due to friction alongside the walls from the subsequent stent. Use of a sterile lubricant such as silicon spray can sometimes help reduce friction, but in practice is rarely needed. 

Metal stent placement 

The majority of the steps involved in metal biliary stent placement are similar to those used during the plastic stent deployment. In most cases, the release of a SEMS is performed under endoscopic and fluoroscopic guidance. Unlike a PS, the SEMS is constrained on the delivery system catheter by an outer plastic sheath or a string release mechanism. After the stent, constrained onto the delivery system, is advanced into the bile duct and the correct position is finalized over a guidewire, the outer sheath is gradually and carefully withdrawn. During the deployment process, the stent should be maintained at the correct position by maintaining a back-tension on the device, as it tends to move away from the endoscope and proximally into the duct if left unattended. If such proximal displacement occurs, the majority of SEMS can be recaptured as long as the deployment is up to 80% complete. Successful deployment of a biliary SEMS requires prior knowledge of the stent system, its foreshortening properties, and a good communication between the endoscopist and the technician to adjust and avoid mis-deployment before the stent can be recaptured. 

A final cholangiogram picture should be captured to check, confirm and document stent placement. Endoscopic and fluoroscopic images showing the passage of bile and contrast, respectively, can be used to confirm successful biliary drainage. If the SEMS has been deployed in an excessively proximal position, it can be pulled into position immediately after deployment with a snare or a rat-tooth grasping device and adjusted distally, even if it is an uncovered SEMS. In cases where the SEMS is deployed too distally, often hanging low into the lumen of the duodenum, the stent can either be removed and replaced with a new stent or, rarely, the excess luminal portion of the stent can be cut using argon plasma coagulation. In practice it is easier to adjust a SEMS into a more distal position than into a more proximal one. Excessive stent length in the duodenum can result in ulceration, bleeding and, rarely, perforation of the contralateral duodenal wall. 

Suprapapillary placement of a biliary SEMS is often warranted in patients with malignant proximal biliary strictures, involving the hepatic hilum or locations above. In these patients, the length of the SEMS might not be adequate to traverse the ampulla. Indeed, if the stricture is very proximal, there is often no reason to bridge the entire stent down to the duodenum. In these patients, the stent can be placed fully within the biliary tree. Such stents are referred to as “fully internalized” or “all internal” stents. In patients who have not undergone prior biliary sphincterotomy, fully internalized stents provide a theoretical advantage of preventing duodenal content reflux into the bile duct. In general, fully internalized stents can be accessed from below via ERCP on subsequent procedures, if required. 

Biliary drainage 

Knowledge about drainage holes on any given stent is paramount to achieve the best and sustained results of biliary decompression. The location of end holes and side holes must be taken into account. The drainage hole distribution is different in a straight PS with end flaps as compared to double pigtail plastic stent. Stents bearing the same brand name can differ based on the presence or absence of side drainage holes, such as the Viabil FC-SEMS. Challenging situations can arise when obstructions extend into multiple side branches of the bile ducts (as in Bismuth type 4 cholangiocarcinoma). More than one plastic stent might be needed in such situations to achieve adequate palliation. 

Distal biliary drainage 

Benign indications 

Distal biliary obstructions are one of the most straightforward clinical indications for stent placement. In situations of short, benign distal biliary strictures such as seen in chronic pancreatitis patients, post-sphincterotomy ampullary strictures or idiopathic cases, a 8.5-10 Fr, 5 cm PS would usually be ideal. Sometimes, multiple stents can be placed alongside to help dilate the ampulla. Data supports the placement of more than one wide bore PS, side-by-side, to achieve best clinical outcomes as compared to one 10 Fr PS. This strategy demonstrated excellent effectiveness (80% to 90%) in the treatment of postoperative biliary strictures.9 In modern practice, the idea of placing multiple PS in a side-by-side manner has mostly given way to the placement of a single FC-SEMS for ease of placement and simplicity. In cases of irretrievable bile duct stones, plastic pigtail stents are usually better suited than straight plastic stents for maintaining drainage over the long term. An important limitation when PS are used is the need to undergo multiple ERCP procedures for stent exchange. In vitro studies exist that have analyzed stents that elute chemicals like sodium cholate and EDTA with goals of dissolving biliary stones.2

These stents are still experimental and are not commercially available. 

The placement of a FC-SEMS instead of multiple PS can reduce the number of repeat ERCPs needed for stent exchange. A meta-analysis of eight RCTs comparing covered SEMS to multiple PS in benign biliary strictures, demonstrated comparable stricture resolution rate (risk ratio = 1.02, 0.96- 1.1) and stricture recurrence rate (risk ratio = 1.68, 0.72-3.88). However, the mean number of ERCPs was significantly lower with covered SEMS.10 The FC-SEMS were left in-situ for 10-12 months in chronic pancreatitis patients and 4 to 6 months in post liver-transplant patients.10 The Wallflex RMV stent by Boston Scientific is approved by US FDA for an indwell time of 12-months in the treatment of biliary strictures secondary to chronic pancreatitis. 

Although SEMS are more expensive than PS, the overall lesser number of repeat ERCP procedures with SEMS as compared to PS seems to offset the overall cost. Covered SEMS are avoided by some endoscopists if the gallbladder is still present to avoid potential cystic duct occlusion and the risk of cholecystitis. If unavoidable, a small plastic stent can be placed inside the cystic duct prior to placing a FC-SEMS in the CBD, but in practice this is rarely performed. Similarly, acute pancreatitis secondary to pancreatic duct obstruction is also reported when FC-SEMS are used. Nonetheless, FC-SEMS are widely used in patients with and without an intact gallbladder in current clinical practice. 

Malignant indications 

Data thus far have demonstrated comparable clinical outcomes in terms of technical and therapeutic success rates, mortality and overall adverse events between SEMS and PS in patients with malignant biliary obstruction.7 A meta-analysis of twelve studies reported superior performance of covered SEMS as compared to UC-SEMS in prevention of recurrent biliary obstruction in patients with malignant distal biliary obstruction. The pooled mean difference was 45.51 days (11.79-79.24) longer with a covered SEMS. However, rates of stent migration, sludge formation and tissue overgrowth were higher with covered SEMS and tissue ingrowth was noted more frequently in patients receiving UC-SEMS.11 Data comparing PC-SEMS and FC-SEMS are limited. PC-SEMS might have better clinical performance in terms of time to recurrent biliary obstruction secondary to malignancy. In a retrospective study of 101 patients who received SEMS for unresectable malignant distal biliary obstruction (44 UC-SEMS, 28 PC-SEMS, 29 FC-SEMS), no survival differences were noted, however median time to recurrent biliary obstruction was 199 days, 444 days & 194 days respectively with UC-SEMS, PC-SEMS and FC-SEMS.12 

Proximal biliary obstruction 

Patients presenting with cholestasis secondary to hilar or more proximal biliary obstruction can present interesting challenges for successful stent placement. Cross-sectional imaging with CT or MRI is generally obtained and reviewed prior to planning the procedure to ascertain the anatomy and plan the modality of stent placement. 

Many patients with proximal biliary obstruction warrant consideration of bilateral stent placement. Biliary drainage in these patients is technically challenging even for experienced endoscopists, as there is often very little room for stents to fit at a hilum already crowded via tumor. Bilateral drainage can be achieved by either a ‘side-by-side’ stent insertion or a ‘stent-in-stent’ technique. To achieve this, two or more guidewires are placed inside the biliary systems to be drained, followed by placement of equal sized or one big and one small caliber plastic stents depending on the intra-procedure situation. 

SEMS can also be used to treat hilar obstruction, usually in patients with unresectable disease. Bilateral SEMS placement is also technically challenging and complicated by the self-expanding nature of these devices. I.e., the first stent may take up more than its “share” of the room at the hilum, and the placement of the second SEMS is often more difficult than the first. In the ‘stent-in-stent’ technique, a balloon dilation is performed through the meshes of the first stent followed by placement of the second stent through the widened mesh, if needed. Some SEMS come designed with large diameter mesh cells to facilitate deployment of the second SEMS. Niti-S (Taewoong Medical, South Korea) and Flexxus (ConMed, California, USA) have large mesh areas to allow passage of a second SEMS. Additionally, smaller stent delivery introducers like the 6 Fr introducer, Zilver 635 (Cook Medical, Bloomington, Indiana, USA); can come very handy. 

Post-procedure cholangitis is a risk if both lobes of the liver are opacified with contrast and liver segments are not fully drained via stent placement. Contrast injection is often kept to a minimum to avoid bacterial seeding into the obstructed/non-draining portions of the intrahepatic ducts. Drainage of both lobes of the liver is usually recommended. However, in a multicenter, international retrospective study, bilateral stent placement was associated with higher risk of death and adverse events in the treatment of cholangiocarcinoma.13 Therefore, the issue is not decided. Selective drainage of specific liver areas can be planned and performed based on preprocedural review of MRCP images. Sometimes, additional percutaneous biliary drainage might be needed to achieve adequate decompression of the obstructed areas. 

Preoperative stent placement 

In preoperative patients, a Monte Carlo decision analysis study and a meta-analysis of five studies that compared SEMS to PS, concluded that in patients with resectable distal pancreaticobiliary cancer, the placement of a short-length UC-SEMS provided equal or superior efficacy and reduced overall cost as compared to PS placement. An infra-hilar placement of a 4 to 6 cm SEMS should be considered on a patient-by-patient basis before anticipated resection.14,15 In clinical practice, this approach is widely used. 

Adverse events 

Post-ERCP pancreatitis is more often related to the ERCP procedure per se than to the stent itself. Data seems to suggest that sphincterotomy is not protective against post-ERCP pancreatitis before placing a stent in patients with distal biliary obstruction. On the contrary, in patients with biliary leak, sphincterotomy demonstrated risk reduction in prevention of post-ERCP pancreatitis.16 Immediate adverse events related to stent placement include device related issues, including failure to deploy and malpositioning. Failure to adequately lubricate the delivery device channels can, on rare occasions, cause arrested withdrawal of the outer sheath resulting in deployment failure and/or a misplaced stent. 

Other adverse events related to stent placement can include cholangitis, hemobilia and bile duct or luminal perforation. Ineffective drainage of segments opacified during cholangiogram can lead to cholangitis. Persistent cholangitis despite antibiotics can warrant a repeat procedure. Stent placement in a patient with a friable tumor can cause hemobilia. Retrieval of blood clot might sometimes be necessary if causing clinically significant cholestasis. However, the majority of hemobilia usually self resolves without causing any clinically significant issues. A malpositioned stent can cause ulceration, perforation and bleeding of the contralateral duodenal wall. 

Commonly reported stent-related late adverse events are migration and occlusion. Tumor ingrowth, biliary sludge, biofilm formation, cell hyperplasia and food-bezoar are common causes for stent occlusion. Migration is more common with FC-SEMS and cholecystitis can occur with FC-SEMS in patients with intact gallbladder as previously mentioned. 

Pancreatic duct stents 

Pancreatic duct (PD) stents are usually plastic stents of small caliber. Usually, 3 to 7 Fr in terms of size. The stent diameter size is chosen based on the clinical indication. 3 to 5 Fr are usually used for prevention of post-ERCP pancreatitis in high-risk patients, with 5 Fr being the most commonly employed. The goal is for the stent to aid in pancreatic fluid drainage and provide pancreatic duct decompression. A 5 Fr x 5 cm unflanged pancreatic duct stent is usually ideal to prevent post-ERCP pancreatitis, but individual opinions on stents vary and many options are available. Various commercially available pancreatic duct stents are summarized in Table 5. Pancreatic stents are available as straight stents, single pigtails, double pigtails, and with or without internal and/ or external flaps. 

In addition to end drainage holes, all pancreatic duct stents come with multiple side holes to aid drainage of secretions via pancreatic side-branches. Stents with anti-migration side flaps are used when spontaneous stent passage is undesirable such as in patients with chronic pancreatitis induced PD strictures, pancreatic duct stones, etc. A stent without internal flaps is popular for prophylaxis of post-ERCP pancreatitis as it can spontaneously pass in a few days after placement, while others prefer stents with internal flaps that need to be retrieved at a later date to ensure that the stent does not migrate, which may produce a superior effect when reducing post-ERCP pancreatitis rates. (Figure 7) 

Placement of a pancreatic duct stent involves a guidewire into the pancreatic duct to a point deep enough that the wire is stable. This is usually performed when the site of pathology is identified on pancreatogram, i.e., a stricture. The pancreatic duct stents are passed over the guidewire, generally without an inner guiding catheter/delivery system as they are often not needed. A pusher tube or similar device such as standard catheter, balloon catheter or the sphincterotome can be used to push most pancreatic stents into position. Dilation of the lesion can be performed if necessary prior to stent placement. With the pusher catheter in position, the guidewire is removed, and the stent is left in place after the pusher catheter is withdrawn. 

The Taewoong Medical, Bumpy – Niti – S stent is a SEMS designed for drainage of the main pancreatic duct. It has an atypical mesh design with irregular cell sizes that exert different radial forces in different sections of the stent. Owing to this property, the stent does not completely compress and occlude the PD side branches. Other FC-SEMS can be used off-label with good results; however, the size, length and drainage holes should be considered for effective clinical outcomes. To enable smooth placement, pre-dilation of the PD stricture is sometimes helpful, which can be usually achieved with a small sized balloon such as the Hurricane 4 mm by 4 mm balloon. 

Placing a short, small caliber pancreatic duct stent can be risky for inadvertent deep placement. An inward migrated pancreatic duct stent can be very difficult to retrieve. Maneuvers to try and retrieve the stent can result in further distal displacement into a side branch or to the pancreatic tail. A single pigtail stent with the pigtail in the duodenum is available in such situations and in situations where deep pancreatic duct drainage is warranted such as in cases with pancreatic leak in the distal body or tail of the pancreas, or a disconnected duct, although even stents with external pigtails can migrate proximally. Proximally migrated pancreatic duct stents can be difficult to remove and often require significant interventions. 

Future directions 

The 1980s witnessed the introduction of SEMS for the treatment of biliary obstruction in the context of ERCP. Bare metal SEMS paved the way for partially covered and fully covered metal stents with various biocompatible polymer coatings to prevent tissue ingrowth. Multiple sizes and shapes of SEMS are being investigated with goals of easy delivery, reduced rates of migration and enhanced durability. 

Biodegradable biliary stents and drug eluting biliary stents might gather increasing attention over the next many years. A fully biodegradable helical structured biliary stent ARCHIMEDES developed by Q3 Medical Devices Ltd., has obtained CE certification in 2018. Studies have evaluated the clinical outcomes of PDX biliary stent made by ELLA-CS, Hradec Kralove, Czech Republic. Effectiveness and safety have been demonstrated in the treatment of benign biliary strictures secondary to liver transplantation.2 These biliary stents have been designed with three rates of degradation (fast, medium, and slow) to meet patients’ needs based on the clinical condition being treated. 

Research is underway on inventing the best possible biodegradable polymer that can withstand as well as be compatible with pancreatico-biliary enzymes. Biodegradable magnesium alloys have been considered potential options after their excellent performance in the cardiovascular field. UNITY-B developed by Q3 Medical Devices Ltd., is one such magnesium based biodegradable stent developed for use in biliary strictures that has obtained CE certification. 

As with drug eluting SEMS, drug eluting biodegradable biliary stent is another area of exciting research. Multiple chemotherapeutic drugs are being investigated with various biodegradable polymers. Studies at this time are limited to in-vitro porcine models. Innovative stents designed using 3-Dprinting technology and made by tissue engineering approach, with goals of customizing it to individual patient anatomy, sounds more exciting than ever.2 

In conclusion, placement of a biliary and/or pancreatic stent is an integral skill to know and master in ERCP procedures. Multiple stent types exist with a myriad of shapes, sizes, lengths, anti-migration flaps, and drainage holes for the endoscopist to choose from. The choice of stent should be based on the clinical indication, underlying pathology, cholangiogram findings and anticipation of repeat procedures. Although the stent systems are manufactured with easy-to-use standard mechanisms, subtle nuances in the deployment process of certain stents must be taken into account, and measures should be taken to avoid deployment complications. 

References 

  1. Soehendra N, Reynders-Frederix V. Palliative bile duct drainage-a new endoscopic method of introducing a transpapillary drain. Endoscopy 1980;12:8-11. 
  2. Song G, Zhao HQ, Liu Q, et al. A review on biodegrad­able biliary stents: materials and future trends. Bioactive Materials 2022;17:488-495. 
  3. Abulqasim S, Arabi M, Almasar K, et al. Percutaneous Transhepatic Biodegradable Biliary Stent Placement for Benign Biliary Strictures. Digestive Disease Interventions 2021;5:307-310. 
  4. De Gregorio MA, Criado E, Guirola JA, et al. Absorbable stents for treatment of benign biliary strictures: long-term follow-up in the prospective Spanish registry. Eur Radiol 2020;30:4486-4495. 
  5. Mohan BP, Canakis A, Khan SR, et al. Drug Eluting Versus Covered Metal Stents in Malignant Biliary Strictures-Is There a Clinical Benefit?: A Systematic Review and Meta-Analysis. J Clin Gastroenterol 2021;55:271-277. 
  6. Huang C, Cai X-B, Guo L-L, et al. Drug-eluting fully covered self-expanding metal stent for dissolution of bile duct stones in vitro. World Journal of Gastroenterology 2019;25:3370. 
  7. Almadi MA, Barkun A, Martel M. Plastic vs. Self- Expandable Metal Stents for Palliation in Malignant Biliary Obstruction: A Series of Meta-Analyses. Am J Gastroenterol 2017;112:260-273. 
  8. Kitagawa K, Mitoro A, Ozutsumi T, et al. Laser-cut-type versus braided-type covered self-expandable metallic stents for distal biliary obstruction caused by pancreatic carcinoma: a retrospective comparative cohort study. Clin Endosc 2022;55:434-442. 
  9. Costamagna G, Pandolfi M, Mutignani M, et al. Long-term results of endoscopic management of postoperative bile duct strictures with increasing numbers of stents. Gastrointest Endosc 2001;54:162-168. 
  10. Kamal F, Ali Khan M, Lee-Smith W, et al. Metal versus plastic stents in the management of benign biliary stric­tures: systematic review and meta-analysis of randomized controlled trials. European journal of gastroenterology & hepatology 2022;34:478-487. 
  11. Yamashita Y, Tachikawa A, Shimokawa T, et al. Covered versus uncovered metal stent for endoscopic drainage of a malignant distal biliary obstruction: Meta-analysis. Digestive Endoscopy 2022;34:938-951. 
  12. Yokota Y, Fukasawa M, Takano S, et al. Partially covered metal stents have longer patency than uncovered and fully covered metal stents in the management of distal malignant biliary obstruction: a retrospective study. BMC gastroenterology 2017;17:1-10. 
  13. Staub J, Siddiqui A, Murphy M, et al. Unilateral ver­sus bilateral hilar stents for the treatment of cholan­giocarcinoma: a multicenter international study. Ann Gastroenterol. 2020 Mar-Apr;33(2):202-209. 
  14. Chen VK, Arguedas MR, Baron TH. Expandable metal biliary stents before pancreaticoduodenectomy for pan­creatic cancer: a Monte-Carlo decision analysis. Clinical Gastroenterology and Hepatology 2005;3:1229-1237. 
  15. Crippa S, Cirocchi R, Partelli S, et al. Systematic review and meta-analysis of metal versus plastic stents for pre­operative biliary drainage in resectable periampullary or pancreatic head tumors. European Journal of Surgical Oncology (EJSO) 2016;42:1278-1285. 
  16. Sofi AA, Nawras A, Alaradi OH, et al. Does endo­scopic sphincterotomy reduce the risk of post-endoscopic retrograde cholangiopancreatography pancreatitis after biliary stenting? A systematic review and meta-analysis. Digestive Endoscopy 2016;28:394-404. 

Babu P. Mohan MDDouglas G. Adler MD2

1Orlando Gastroenterology PA, Orlando, FL

2Gastroenterology, Center for Advanced Therapeutic

Endoscopy, Centura Health, Denver, CO

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MEDICAL BULLETIN BOARD

Young Adult Population-Hepatitis Viruses Main Target

Concerned about the alarming increase in hepatitis infections among the country’s vulnerable young adult population, LHI has teamed up with John Parkinson, Assistant Managing Editor at Contagion Live to arm teens and their caregivers with information needed to understand why and how to protect their life supporting liver that is under attack by hepatitis A, B, and C. Attached is a link to a brief article called Talking to Teens About Hepatitis that explains a few of the basics about the viruses and how they invade our bodies and make their way to our amazing liver. Once there they attack its millions of microscopic miracle-performing liver cells that convert the food we ingest into hundreds of life creating and sustaining body parts and functions 24/7, turning them into scar tissue called cirrhosis. 

Visit contagionlive.com/view/talking-to-teens-about-hepatitis to pick up some tips on talking to your kids.

 Two teens share their “take” on the information provided in a video called Give Your Liver a Break, encouraging their peers to avoid the tragic consequences of “ignorance” about the liver and how sneaky invisible hepatitis viruses can invade their bodies and cause havoc to their internal life supporting chemical refinery, their amazing miracle working liver. View the award winning video on LHI’s website at Liver-health.org.

Six teens involved in a community Substance Abuse Prevention program reaching out to their peers calling attention to the hazards of misuse and abuse of drugs and alcohol attended a brief zoom meeting to learn about their body’s mysterious life creating liver cells (quazi computer chips) that they take for granted every day. Obviously, they were surprised to learn about the hundreds of amazing life creating and sustaining tasks their amazing microscopic liver cells perform 24/7. To empower them to share what they learned, we share personalized, understandable, relatable and even entertaining descriptions of some of the liver’s daily miracles that keep our bodies functioning non stop. The key to their success is sharing what they have learned. 

Learn more about the successes we have had providing 20–30 minute zoom training sessions for various age groups from teens to seniors, empowering them to protect themselves and to share information learned with others. Understanding how to protect the liver SAVES LIVES. 

Effective teaching tools are available. Just give us a call: 

Thelma King Thiel, Chair 

Phone: 301-625-9076 

Email: livrlady@gmail.com 

Website: liver-health.org 

Twitter: @the_liver_lady

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NUTRITION REVIEWS IN GASTROENTEROLOGY, SERIES #5

Superior Mesenteric Artery Syndrome: A Nutrition-Oriented Review

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Superior mesenteric artery syndrome, a rare condition, is the result of duodenal compression between the aorta and the superior mesenteric artery. This compression is caused by decreased mesenteric fat tissue or abnormal anatomy leading to a narrowed aortomesenteric angle and ultimately duodenal compression. Patients can present with abdominal pain, lack of appetite, nausea, vomiting, and unintentional weight loss. The syndrome is a diagnosis of exclusion and as such, is often overlooked. An upper gastrointestinal series is typically used for diagnosis, however, computed tomography angiography can solidify the diagnosis. Generally, treatment requires weight gain with surgery only if conservative measures fail. This review will describe the syndrome, diagnostic criteria, and treatment options including medical nutrition therapy.

INTRODUCTION 

Superior mesenteric artery (SMA) syndrome is a rare condition also known as duodenal ileus, aortomesenteric artery compression, Cast syndrome, Wilkie’s disease, and duodenal arterial mesenteric compression. The syndrome was originally described by Rotikansky in 1842 when he completed autopsies of thin young women with history of abdominal pain and emesis.1 Wilkie published his comprehensive case series and detailed the pathophysiology and diagnostic findings of the syndrome in 1921.2 SMA syndrome is characterized by compression of the third segment of the duodenum due to reduced space between the SMA and aorta.3 

SMA syndrome occurs either from a congenital anomaly in children or a significant, unintentional weight loss in adults, predominantly affecting young women, with the majority of patients between the ages of 10-39 years.4,5 The incidence of SMA syndrome is reported as 0.013%-0.3% in the general population, 0.3% in hospitalized patients, 1.1% in burn patients, and 4.9% in patients with unexplained abdominal pain.6 The diagnosis can be somewhat challenging and may take many years to diagnose in patients with nonspecific symptoms that do not correlate with duodenal compression nor resolve with empiric treatments.4 Most often SMA syndrome is treated conservatively with weight gain in order to expand the mesenteric fat mass to relieve the obstruction. The purpose of this review is to describe the syndrome’s pathophysiology, etiology, presentation, diagnostic criteria, and treatment with a special focus on nutrition therapy. 

Pathophysiology

Normally, the duodenum crosses the abdomen anterior to the aorta at the level of the third lumbar vertebral body, suspended by the ligament of Treitz, and passes between the aorta and the SMA.7 The SMA arises from the anterior abdominal aorta, behind the body of the pancreas at the level of the first lumbar vertebral body, adjacent to the origin of the celiac trunk. The SMA runs inferiorly, forming a small arch to the right with its convexity to the left, crossing over the third part of the duodenum (see Figure 1). Together, the SMA and the aorta form an acute aortomesenteric angle (AMA) that the third portion of the duodenum passes through. The AMA is normally between 25º–60º, is related to the retroperitoneal fat tissue which holds the SMA off the spine, and is correlated with the patient’s body mass index (BMI).2,8 The aortomesenteric distance (AMD), defined as the length between the aorta and SMA, is typically 10-28 millimeters.8 Irrespective of the inciting disorder, reduction of the AMA to < 25º and the AMD to < 8-10 millimeters raises the risk of duodenal pinching and small bowel obstruction (SBO).9-11  predisposing patients for weight loss and SMA syndrome are broadly stratified into two categories: loss of mesenteric fat tissue and abnormal anatomy (Table 1). In healthy adolescents, SMA syndrome is reported after inadequate weight gain relative to height growth, causing duodenal compression without weight loss but decreased BMI.12 Abnormal anatomy is generally seen as congenital anomalies in children and post-surgical alterations in adults. 

Symptoms 

Symptoms of SMA syndrome are often attributed to limited flow of chyme through the duodenum. It may present acutely or progressively over time. The severity of symptoms ranges from mild postprandial discomfort to bilious emesis and weight loss depending on the degree of the compression. Acute presentations often occur in post-surgical cases due to overextension of the SMA.13 Progressive cases are more likely seen when patients have epigastric pain, nausea, and/ or weight loss.14 Patients with chronic symptoms of SMA syndrome may anticipate postprandial discomfort and develop aversions to food, perpetuating further weight and mesenteric fat tissue losses. 

Establishing the Diagnosis 

The diagnosis of SMA syndrome is often a diagnosis of exclusion since the symptoms can be nonspecific and mimic other gastrointestinal (GI) and non-GI disorders. Clinical symptoms alongside imaging studies are used to diagnose the disorder. Common physical examination findings are listed in Table 2.15 Laboratory values are usually normal, with the exception of patients with severe vomiting and dehydration who present with significant electrolyte abnormalities such as metabolic alkalosis or hypokalemia. Delay in diagnosis results in continuation of duodenal compression, discomfort, weight loss, malnutrition, electrolyte abnormalities, gastric dilation and perforation, peptic ulcer disease, pancreatitis, and even death.6 

Diagnostic Testing 

The vague and nonspecific symptoms of SMA syndrome often lead to inconclusive diagnostic testing. The radiologic tests most sensitive for SMA syndrome are upper gastrointestinal series (UGI) and computed tomography angiography (CTA) as depicted in Figures 2-4.6 Table 3 describes the usual findings from both UGI and CTA testing. 

An upper GI series can demonstrate prolonged retention of barium proximal to the third portion of duodenum, dilation of the duodenum and stomach, and backward flow of contrast from reverse peristalsis (known as “to and fro” peristalsis). Postural changes during an upper GI study can demonstrate changes in vascular compression of the duodenum; obstruction is typically greatest

Etiology 

SMA syndrome in adults is most often a consequence of significant weight loss related to an underlying disorder. The various disorders in the supine position and improved in the prone and left lateral decubitus position.16 An UGI series allows for real-time evaluation by the radiologist to administer proper test maneuvers and evaluate the flow of contrast through the duodenum for an accurate diagnosis of SMA syndrome (Figure 3). 

CTA using a three-dimensional technique provides a precise method for measurement of the aortomesenteric angle and distance. CTA may demonstrate narrowed AMA, decreased AMD, and dilated duodenum and stomach to secure the diagnosis of SMA syndrome.17,18 An advantage of CTA is that it can shed light on SMA etiologies and preexisting anatomical conditions (Figures 3,4).19 

Upper endoscopy can be useful for differentiating SMA syndrome from other etiologies.15 It does not serve as a diagnostic tool but should trigger a workup to confirm the diagnosis. Endoscopic ultrasound (EUS) has been used to diagnose SMA syndrome. The ultrasound probe allows for identification of the anatomical cause of the obstruction, and in some cases may be used to perform a minimally invasive bypass of the obstruction. 

Treatment and Management 

The fundamental treatment of SMA syndrome aims to provide symptom relief, treat and manage the underlying disorder, weight restoration, and/ or pursue surgery if weight gain is not successful. Surgical procedures should only be utilized when conservative measures fail or for anatomical reconstruction. There are no protocols or guidelines regarding the duration of conservative management nor optimal timing of surgery after failure; symptomatic improvements are observed within a few days or may take as long as a few months.6 Nevertheless, whether managed conservatively or surgically, a multidisciplinary team approach is beneficial including gastroenterologists, dietitians, radiologists, and psychiatrists is cardinal to ensure the patient’s well-being and quality of care. 

Nutrition Therapy 

Nutrition assessment of patients with SMA syndrome includes: diet recall, weight history, anthropometric evaluation, biochemical data, and physical examination to assess for fat mass loss, muscle mass loss, fluid status, and signs of micronutrient deficiencies. First, the best route of feeding must be determined (Table 4). Many patients with SMA are not only at risk of refeeding syndrome, but also Wernicke’s encephalopathy if emesis has been an ongoing issue. Once past the refeeding stage, energy needs to support weight restoration should be determined. Medical nutrition therapy (MNT) requires a calorie surplus to promote anabolism and fat mass expansion in the epigastric area to alleviate obstructive symptoms. Depending on the patient’s weight history and anthropometric data, full recovery of lost weight is not always necessary, as small gains may be sufficient for symptomatic relief.20 

The gold standard for measuring energy expenditure in the clinical setting is indirect calorimetry, which is particularly useful for underweight or malnourished patients as predictive equations are less accurate for patients with abnormal body composition.21 If indirect calorimetry is available to measure resting energy expenditure (REE), this value is then multiplied by an activity factor. When indirect calorimetry is unavailable, using 30 kilocalories/kilogram or a predictive equation may best approximate REE, which is bolstered by multiplying by activity and stress factors or adding a fixed amount of additional kilocalories.21,22 

Case reports of MNT for SMA syndrome are heterogeneous; therefore, clear MNT guidelines have not been established. For example, management with a dense (4 kcal/mL), low-volume formula was effective in an 83-year-old male suffering from post-operative SMA when given in small doses orally.20 In a 16-year-old female with anorexia nervosa, providing half of the needed calories through a nasojejunal tube to supplement oral intake was beneficial for weight gain.23 Some patients may be unable to tolerate adequate oral intake despite their efforts,24 others may be able to tolerate enteral nutrition (EN) with proper tube placement that takes gastrointestinal anatomy and function into account,25 and others are unable to tolerate parenteral nutrition (PN) due to fluid overload or hepatotoxicity.26 Successful weight restoration is possible via oral, enteral, or parenteral routes, but often requires a combination of modalities. Clinicians must use judgement to apply interventions based upon the etiology of the compression and weigh the risks and benefits of treatment plans for each individual patient. 

Patients with SMA syndrome may best tolerate small frequent meals. Liquids will be easiest to pass through the compressed area; high-calorie, high-protein liquids should be encouraged to optimize oral intake.20 Positional maneuvers can provide symptomatic relief by removing tension from the mesentery and increasing the AMD. Lying prone or on the left side postprandially and using prokinetics or antiemetics may improve tolerance to oral intake.27 

If oral feeding fails, the enteral route should be pursued next. Endoscopic tube placement beyond the duodenal compression is useful for both diagnostic and therapeutic purposes.26 For a short-term trial, a temporary nasojejunal tube may be placed. If EN is tolerated and the anticipated need exceeds one month, then more permanent enteral access such as a gastrostomy tube with a jejunal extender or a direct jejunostomy tube may be required. If EN is poorly tolerated or fails to improve symptoms, then PN should be utilized. Parenteral support can be used in the short term until there is enough weight gain to allow for tolerance to oral intake, after which it is best to combine PN with oral intake or EN to provide adequate calories, expedite weight restoration, and minimize complications.26 

Many patients with SMA syndrome presenting with intolerance of oral intake and weight loss meet malnutrition criteria. When initiating EN or PN support in a malnourished patient, it is prudent to take precautions against and monitor symptoms of refeeding syndrome. This is accomplished by “starting low and going slow” with general guidelines to initiate nutrition with 50-150 grams carbohydrates, or 10-20 kilocalories/kilogram, and advance by 33% of goal every 1-2 days. While advancing nutrition support, potassium, phosphorus, and magnesium levels should be monitored every 12 hours for repletion as needed. Given the high risk for refeeding syndrome in those with SMA syndrome, it is recommended to supplement with 100 mg thiamin supplementation for 5-7 days in addition to a therapeutic vitamin with mineral supplement until full nutrition support is achieved.28 

Nutritional restoration is frequently met with physical and psychological challenges that impact resolution of SMA syndrome. Table 5 lists clinical conditions associated with SMA syndrome and suggested nutrition interventions to prevent or reduce the likelihood of mesenteric fat tissue loss. Collaboration of care with a registered dietitian will help patients achieve their nutrition therapy goals, with timely adjustments to the nutrition care plan for optimal recovery from catabolic illnesses and reduced sequela of malnutrition. 

CONCLUSION 

SMA syndrome is associated with a significant, unintentional weight loss in a wide range of predisposing clinical settings. The syndrome is characterized by compression of the third portion of the duodenum resulting in unexplained postprandial abdominal pain, anorexia, nausea, vomiting, or weight loss. When suspecting SMA syndrome, clinicians should begin with an upper GI series for evaluation and assessment of an obstruction. CTA with oral contrast can solidify the diagnosis and offer information about the underlying etiology of obstruction. Initial treatment is conservative and focuses on weight gain. Surgery may be required if medical management fails or there are predisposing factors such as abnormal anatomy. Employing a multidisciplinary team is imperative for successful treatment of SMA syndrome.

References 

1. Rokitansky, C., Handbuch der pathologischen Anatomie 1st Ed. Vienna Branmuller and Seidel, 1842. 3: p. 187. 

2. Wilkie D. Chronic duodenal ileus. Br J Surg. 1921;201:254. 

3. Diab S, Hayek F. Combined superior mesenteric artery syndrome and nutcracker syndrome in a young patient: a case report and review of the literature. Am J Case Reports. 2020;21: e922619-1. 

4. Jain R. Superior mesenteric artery syndrome. Curr Treatm Opt Gastroenterolo. 2007; 10(1):24-27. 

5. Ganss A, Rampado S, Savarino E, et al., Superior mes¬enteric artery syndrome: a prospective study in a single institution. J Gastro Surg. 2019;23(5):997-1005. 

6. Welsch T, Büchler MW, Kienle P, Recalling superior mes¬enteric artery syndrome. Dig surg. 2007;24(3):149-156. 

7. Akin JT, Gray SW, Skandalakis JE, Vascular compression of the duodenum: presentation of ten cases and review of the literature. Surg. 1976;79(5):515-522. 

8. Ozkurt H, Cenker MM, Bas N, et al., Measurement of the distance and angle between the aorta and superior mes¬enteric artery: normal values in different BMI categories. Surg and Radiol Ana. 2007;29(7):595-599. 

9. Neri S, Signorelli SS, Mondati E, et al. Ultrasound imag¬ing in diagnosis of superior mesenteric artery syndrome. J Intern Med. 2005;257(4):346-351. 

10. Hines JR., Gore RM, Ballantyne GH, Superior mesen¬teric artery syndrome: diagnostic criteria and therapeutic approaches. Am J Surg. 1984;148(5): p. 630-632. 

11. Baltazar U, Dunn J, Floresguerra C, et al., Superior mes¬enteric artery syndrome: an uncommon cause of intestinal obstruction.SMJ. 2000;93(6):606-608. 

12. Okamoto T, Sato T, Sasaki Y. Superior mesenteric artery syndrome in a healthy active adolescent. BMJ Case Reports CP. 2019;12(8):e228758. 

13. Payawal JH, Cohen AJ, Stamos MJ, Superior mesenteric artery syndrome involving the duodenum and jejunum. Emerg Radiol. 2004;10(5):273-275. 

14. Hokama A, Tomiyama R, Kishimoto K, et al. Chronic intermittent vomiting after scoliosis surgery. Gut. 2005;54(2):222.

15. Sinagra E, Raimondo D, Albano D., et al. Superior mesen¬teric artery syndrome: clinical, endoscopic, and radiologi¬cal findings. Gastrenterology Res Pratc. 2018;2018. doi. org/10.1155/2018/1937416. 

16. Warncke ES, Gursahaney DL, Mascolo M, Dee E. Superior mesenteric artery syndrome: A radiographic review. Abdom Radiol. 2019;44(9):3188-3194. 

17. Lamba R, Tanner DT, Sekhons S, et al. Multidetector CT of vascular compression syndromes in the abdomen and pelvis. Radiographics. 2014;34(1):93-115. 

18. Griffiths GJ, Whitehouse GH. Radiological features of vascular compression of the duodenum occurring as a complication of the treatment of scoliosis (the cast syn¬drome). Clin Radiol. 1978;29(1):77-83. 

19. Anderson, F, Megaduodenum. Am J Gastro. 1974;62(6). 

20. Akashi T, Hashimoto R, Funakoshi A. Effect of a novel, energy-dense, low-volume nutritional food in the treat¬ment of superior mesenteric artery syndrome. Cureus. 2021;13(5):e15243. 

21. Roza A, Shizgal H, The Harris Benedict energy require¬ments equation reevaluated: resting and the body cell mass. Am J Clin Nutr. 1984;40:168-182. 

22. Ahmad A, Duerksen DR, Munroe S, Bistrian BR. An evaluation of resting energy expenditure in hospitalized, severely underweight patients. Nutrition. 1999;15(5):384- 388. 

23. Verhoef PA, Rampal A, Unique challenges for appropriate management of a 16-year-old girl with superior mesen-teric artery syndrome as a result of anorexia nervosa: a case report. J Med Case Reports. 2009;3(1):1-5. 

24. Kurisu K, Yamanaka Y, Yamazaki T, et al. A clinical course of a patient with anorexia nervosa receiving surgery for superior mesenteric artery syndrome. J Eat Disord. 2021;9(1):1-4. 

25. Esmat HA, Najah DM. Superior mesenteric artery syn¬drome caused by acute weight loss in a 16-year-old polytrauma patient: A rare case report and review of the literature. Ann Med Surg. 2021;65: 102284. 

26. Kim J, Yang S, Im YC, Park I. Superior mesenteric artery syndrome treated successfully by endoscopy-assisted jejunal feeding tube placement. BMJ Case Reports. 2021;14(11):e245104. 

27. Anderson CM, Dalrymple MA, Podberesky DJ, Coppola CP. Superior mesenteric artery syndrome in a basic mili-tary trainee. Mil Med. 2007;172(1):24-26. 

28. da Silva JS, Seres DS, Sabino K, et al. ASPEN consen¬sus recommendations for refeeding syndrome. Nutr Clin Pract. 2020;35(2):178-195.  

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Medical Bulletin Board

Gastro Office Breaks New Ground For Patients By Becoming The First Practice In Ohio To Use Cellvizio To Improve The Diagnosis And Treatment Of Barrett’s Esophagus

GASTRO OFFICE BREAKS NEW GROUND FOR PATIENTS BY BECOMING THE FIRST PRACTICE IN OHIO TO USE CELLVIZIO TO IMPROVE THE DIAGNOSIS AND TREATMENT OF BARRETT’S ESOPHAGUS

to remove precancerous tissue in the hopes of preventing further spread of the disease.

Cellvizio, from Mauna Kea Technologies, is the only device that uses confocal laser endomicroscopy (CLE) to give physicians the power to see in vivo real-time cellular changes and responses to therapies

Gastro Office serves patients in the greater Columbus, OH area, treating conditions that affect the health of the digestive tract, including the esophagus, stomach, small and large intestines, pancreas, gallbladder, bile ducts, and liver.

Boston (May 31, 2023) – Patients in Ohio who suffer from persistent heartburn, reflux, and upper gastrointestinal pain and discomfort now have access to advanced imaging technology that can deliver a more accurate diagnosis in less time, thanks to Gastro Office. Hilliard Endo Center in Hilliard, OH is a surgery center affiliated with Gastro Office, which became the first center in Ohio to use Cellvizio® for these health conditions.

To learn more about their services, visit

GastroOffice.com

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About Mauna Kea Technologies

Mauna Kea Technologies is a global medical device company that manufactures and sells Cellvizio®, the real time in vivo cellular imaging platform. This technology uniquely delivers in vivo cellular visualization which enables physicians to monitor the progression of disease over time, assess point- in-time reactions as they happen in real time, classify indeterminate areas of concern, and guide surgical interventions. The Cellvizio® platform is used globally across a wide range of medical specialties and is making a transformative change in the way physicians diagnose and treat patients.

TAKEDA ANNOUNCES FDA ACCEPTANCE OF BLA RESUBMISSION FOR INVESTIGATIONAL SUBCUTANEOUS ADMINISTRATION OF ENTYVIO® (VEDOLIZUMAB) FOR MAINTENANCE THERAPY IN MODERATELY TO SEVERELY ACTIVE ULCERATIVE COLITIS

OSAKA, Japan and CAMBRIDGE, Massachusetts, April 27, 2023 – Takeda (TSE:4502/NYSE:TAK) (“Takeda”) announced that the U.S. Food and Drug Administration (FDA) has accepted for review its Biologics License Application (BLA) resubmission for the investigational subcutaneous (SC) administration of Entyvio® (vedolizumab) for maintenance therapy in adults with moderately to severely active ulcerative colitis (UC) after induction therapy with Entyvio intravenous. The resubmission is intended to address FDA feedback in a December 2019 Complete Response Letter (CRL).

“Takeda has remained committed to the pursuit of a subcutaneous administration for Entyvio in the U.S. so that patients might have a choice between receiving Entyvio maintenance therapy via intravenous infusion by a health care professional or administering it themselves with a single-dose injection – whichever suits their medical and personal needs. This resubmission is a major step forward in delivering on that commitment,” said

Vijay Yajnik, M.D., Ph.D., vice president,head of U.S. Medical for Gastroenterology, Takeda. “We have great confidence in the future of Entyvio SC and strongly believe that offering a SC formulation can help meet the varied needs of patients who live with moderate to severe ulcerative colitis, pending approval.”

alpha4beta7 integrin is expressed on a subset of circulating white blood cells.5 These cells have been shown to play a role in mediating the inflammatory process in ulcerative colitis (UC) and Crohn’s disease (CD).5,7,8 By inhibiting alpha4beta7 integrin, vedolizumab may limit the ability of certain white blood cells to infiltrate gut tissues.5

Adult Crohn’s Disease (CD)

ENTYVIO (vedolizumab) is indicated in adults for the treatment of moderately to severely active CD.

About Ulcerative Colitis and Crohn’s Disease

Ulcerative colitis (UC) and Crohn’s disease (CD) are two of the most common forms of inflammatory bowel disease (IBD).9 Both UC and CD are chronic, relapsing, remitting, inflammatory conditions of the gastrointestinal tract.10,11 UC only involves the large intestine as opposed to CD which can affect any part of the GI tract from mouth to anus.12,13 CD can also affect the entire thickness of the bowel wall, while UC only involves the innermost lining of the large intestine.12,13 UC can present with symptoms of abdominal discomfort or loose bowel movements, including blood.12,14 CD can present with symptoms of abdominal pain, diarrhea, and weight loss.10 The cause of UC or CD is not fully understood; however, research suggests that an interplay between environmental factors, genetics, and intestinal microbiota may contribute to the development of UC or CD.12,15,16

Takeda expects a decision from the FDA by the end of 2023.

with an accompanying decrease in rectal bleeding subscore of ≥1 point or absolute rectal bleeding subscore of ≤1 point.1

About Entyvio® (vedolizumab)

Vedolizumab is a biologic therapy and is approved in intravenous (IV) and subcutaneous (SC) formulations (approvals vary by market; vedolizumab is not currently approved in the SC formulation in the U.S.).2,3 Vedolizumab SC has been granted marketing authorization in the European Union and more than 50 countries. Vedolizumab IV has been granted marketing authorization in more than 70 countries, including the United States and European Union, with more than 1,000,000 patient years of exposure to date.4 It is a humanized monoclonal antibody designed to specifically antagonize the alpha4beta7 integrin, inhibiting the binding of alpha4beta7 integrin to intestinal mucosal addressin cell adhesion molecule 1 (MAdCAM-1), but not vascular cell adhesion molecule 1 (VCAM-1).5 MAdCAM-1 is preferentially expressed on blood vessels and lymph nodes of the gastrointestinal tract.6 The alpha4beta7 integrin is expressed on a subset of circulating white blood cells.5 These cells have been shown to play a role in mediating the inflammatory process in ulcerative colitis (UC) and Crohn’s disease (CD).5,7,8 By inhibiting alpha4beta7 integrin, vedolizumab may limit the ability of certain white blood cells to infiltrate gut tissues.5

Adult Crohn’s Disease (CD)

ENTYVIO (vedolizumab) is indicated in adults for the treatment of moderately to severely active CD.

About Ulcerative Colitis and Crohn’s Disease

Ulcerative colitis (UC) and Crohn’s disease (CD) are two of the most common forms of inflammatory bowel disease (IBD).9 Both UC and CD are chronic, relapsing, remitting, inflammatory conditions of the gastrointestinal tract.10,11 UC only involves the large intestine as opposed to CD which can affect any part of the GI tract from mouth to anus.12,13 CD can also affect the entire thickness of the bowel wall, while UC only involves the innermost lining of the large intestine.12,13 UC can present with symptoms of abdominal discomfort or loose bowel movements, including blood.12,14 CD can present with symptoms of abdominal pain, diarrhea, and weight loss.10 The cause of UC or CD is not fully understood; however, research suggests that an interplay between environmental factors, genetics, and intestinal microbiota may contribute to the development of UC or CD.12,15,16

REFERENCES

Sandborn WJ, Baert F, Danese S, et al.Gastroenterology. 2020;158(3):562-572.
Entyvio Prescribing Information. Available at: https://general.take- dapharm.com/ENTYVIOPI.Last updated: June 2022. Last accessed: January 2023.

Entyvio Summary of Product Characteristics (SmPC). Available at: https://www.ema.europa.eu/en/documents/product-information/ entyvio-epar-product-information_en.pdf. Last updated: October 2022. Last accessed: February 2023.

Takeda data on file (VV-SUP-91507): Vedolizumab Patient Exposure from Marketing Experience. 2021.
Soler D, Chapman T, Yang LL, et al. J Pharmacol Exp Ther. 2009;330:864-875.

Briskin M, Winsor-Hines D, Shyjan A, et al. Am J Pathol. 1997;151:97-110.
Eksteen B, Liaskou E, Adams DH. Inflamm Bowel Dis. 2008;14:1298-1312.

Wyant T, Fedyk E, Abhyankar B. J Crohns Colitis. 2016;10:1437-1444. Baumgart DC, Carding SR. Lancet. 2007;369:1627-1640.
Baumgart DC, Sandborn WJ. Lancet. 2012;380:1590-1605.
Torres J, Billioud V, Sachar DB, et al. Inflamm Bowel Dis. 2012;18:1356-1363.

Ordas I, Eckmann L, Talamini M, et al. Lancet. 2012;380:1606-1619. Feuerstein JD, Cheifetz AS. Mayo Clin Proc. 2017;92:1088-1103. Sands BE. Gastroenterology. 2004;126:1518-1532.
Kobayashi T, Siegmund B, Le Berre C, et al. Nat Rev Dis Primers. 2020;6(74).

Torres J, Mehandru S, Colombel JF, Peyrin-Biroulet L. Lancet. 2017; 389(10080):1741-1755.

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DISPATCHES FROM THE GUILD CONFERENCE, SERIES #53

Practical Approach to Stricture Management in Crohn’s Disease

Read Article

Stricturing complications are an important and common event during the course of Crohn’s
disease (CD) and may lead to significant disability. It is a leading indication for surgery
among patients with CD. Strictures are diagnosed most commonly during colonoscopy or on
cross-sectional imaging, appear as a narrowing in the bowel lumen and may be associated
with a variety of concomitant features, such as internal penetrating disease. Standardized
radiologic diagnostic criteria have been proposed by the CONSTRICT group. Abdominal
cross-sectional imaging is crucial in the evaluation of strictures and helps guide treatment.
Management of strictures is often multidisciplinary and involves a combination of medical,
endoscopic and surgical options. However, despite recent advances in medical therapies, the
progression to stricturing complications has not been significantly altered and only a subset of
patients improve on medical therapy temporarily, highlighting the need for durable treatment
options. Anti-fibrotics are being evaluated in this setting and further data are eagerly awaited.

INTRODUCTION 

Inflammatory bowel diseases (IBD), including Crohn’s disease and ulcerative colitis, are immune-mediated conditions leading to chronic relapsing and remitting inflammation of the gastrointestinal tract. Although the pathophysiology of IBD has not yet been fully elucidated, it appears to be due to a combination of environmental, microbial and genetic factors.1 

While ulcerative colitis only affects the colon, Crohn’s disease can affect any part of the gastrointestinal (GI) tract. It is also a transmural disease and involves deeper layers of the bowel. It therefore can lead to a variety of manifestations, depending on the location of the disease, and can lead to several types of complications and phenotypes due to its transmural nature. It is a progressive disease with accumulating bowel damage over time.1 Complications may include strictures (narrowing of the bowel lumen) as well as fistulas (tracts communicating between different bowel segments or from the GI tract to another organ) and infectious complications such as abscesses. Malnutrition, vitamin deficiencies and extra-intestinal manifestations are also common. 

Stricturing complications are an important and common event in the course of the disease, and are associated with significant morbidity. This review will aim to provide an overview of Crohn’s disease strictures and propose a practical approach to management. 

Epidemiology and natural history of stricturing Crohn’s disease 

Up to 29% of patients with Crohn’s disease may present with a complication at the time of diagnosis, including 21% with strictures.2 In patients without complications at diagnosis, approximately 10% of patients are estimated to develop stricturing complications at 5 years,2 and about 21% by 20 years.3 

Stricturing disease, in addition to penetrating disease, are the most common indications for surgery in CD and account for up to 70% of surgical interventions during the first 10 years of disease.4 Unfortunately, CD recurs postoperatively and repeat surgery is required in about 35% of patients within 10 years of the initial resection.5 Strictures 

can recur at the site of anastomosis (anastomotic strictures). 

Although strictures manifest anywhere along the gastrointestinal tract, they are most commonly found in the small bowel. Colon strictures are less common than small bowel strictures but are associated with a higher rate of dysplasia.6 Colonic strictures can also occur in patients with ulcerative colitis in up to 11% of patients.7 Although most of them are benign, they harbor risk for malignancy. It is therefore important to monitor patients with colonic strictures closely and a lower threshold for surgery should be considered. 

Patients with strictures can also have associated internal penetrating disease, including abscesses, phlegmon and abdominal fistulas. In fact, most patients with internal fistulizing disease have an associated stricture.8 One study assessing surgically resected segments with fistulas found that 96.3% of specimens had an underlying stricture.9 This has led to the hypothesis – although not supported by prospective data – that fistulas may arise in the area of pre-stricture dilation, which is considered a ‘high pressure zone’ of the intestinal lumen. 

Unfortunately, the progression towards stricturing complications has not been significantly modified by current medical treatment options, perhaps because tissue damage may already have developed by the time CD is diagnosed.8,10 

Clinical manifestations of stricturing Crohn’s disease 

Patients with Crohn’s disease may present with a variety of symptoms depending on disease severity, location and complications. General clinical features of CD include abdominal pain, diarrhea, unintentional weight loss, anorexia, rectal bleeding, fatigue, in addition to extra-intestinal features in up to 50% of patients such as ocular, joint or skin manifestations.1 Strictures can often be clinically “silent” without obvious obstructive symptoms. In a recent cohort study assessing patients with CD-associated small bowel strictures, up to 40% had no obstructive symptoms at the time of baseline assessment.11 When present, symptoms suggestive of obstruction may include post-prandial abdominal pain, change in food intake, nausea, vomiting, bloating, and abdominal distention.12 Careful 

history-taking is important as patients may not complain of specific symptoms other than tight dietary restrictions in order to avoid symptoms. 

Diagnosis of stricturing Crohn’s disease 

Several endoscopic and imaging modalities can help in the diagnosis of strictures. Endoscopically, strictures appear as a narrowing of the bowel lumen and are difficult or impossible to traverse with a regular endoscope or colonoscope.13 Biopsies of the stenosed areas should be obtained in order to evaluate for associated dysplasia or malignancy. However, histopathologic changes can be patchy and involve deeper layers of the bowel wall. Dysplasia and malignancy, therefore, cannot be entirely ruled out despite negative biopsies. 

Cross-sectional imaging is fundamental in the diagnosis and management of strictures. It provides important information regarding the presence of concomitant complications such as penetrating disease (abscesses, fistulas) or malignancy. In addition, it allows assessment of proximal disease or lesions and helps characterize the location, length of strictures and their associated features such as signs of inflammation or bowel wall thickening, pre-stenotic dilatation, etc., thereby ultimately guiding management.14 

Several types of imaging modalities are available for stricture diagnosis. Abdominal ultrasound, computed tomography (CT) and magnetic resonance imaging (MRI) can diagnose strictures with sensitivity ranging from 75% to 100%. Specificity ranges from 91% to 100% for CT and MR enterography. MR enterography, when available, is usually favored given its high diagnostic accuracy and the absence of ionizing radiation.12 

In order to standardize the definition of strictures on cross-sectional imaging, a set of diagnostic criteria has been proposed by the CrOhN’s disease anti-fibrotic STRICTure therapies (CONSTRICT) expert consensus12 and can be found in Figure 1

Management 

General approach to strictures 

Several different treatment modalities are available in the management of stricturing CD, including 

medical, endoscopic and surgical options (Figure 2). Strictures are therefore best addressed in a multidisciplinary approach, with involvement from gastroenterologists, radiologists, surgeons and other IBD team members as needed. Ultimately, treatment will depend on stricture and disease characteristics, complications (fistula, abscess, etc.) and patient preference. 

Acute small bowel obstruction 

Patients with Crohn’s disease presenting with a suspected acute small bowel obstruction (SBO) should be urgently assessed. Symptoms suggestive of an acute SBO include severe abdominal pain and distention, vomiting, high-pitched bowel sounds, along with inability to pass flatus and/or stool. Cross-sectional imaging should be obtained promptly in order to rule out complications such as perforation, fistulizing disease or abscess. Patients should be initially kept nil per os (NPO) and hydrated adequately. Nasogastric tube insertion might be necessary, particularly with recurrent vomiting or persistent obstruction.8 

Serial imaging with abdominal x-rays should be obtained. Intravenous corticosteroids are widely used in such cases, despite limited evidence to support their use in this setting. In a small study, 25 out of 26 patients with CD with an acute SBO improved clinically at 72 hours.15 However, more than 70% of patients had recurrent obstruction during follow-up, highlighting the importance of a durable treatment strategy, as outlined below. In case of persistent obstruction, endoscopic balloon dilation or surgery may be required urgently. 

Overview of treatment options in stricturing Crohn’s disease 

Medical therapy: 

Immunomodulators have been evaluated in this setting. In a randomized controlled trial (RCT) of 72 patients with CD and ileal stricturing disease comparing mesalamine and azathioprine, the latter was found to be associated with a reduced rate of surgery and hospitalization during follow-up.16 Of note, methotrexate has never been evaluated 

specifically for the treatment of strictures in Crohn’s disease. 

Anti-tumor necrosis factor (anti-TNF) agents have been widely used in the management of fibrostenosing CD. Most of the evidence supporting their use stems from retrospective and single-arm prospective studies.17 There is only very limited evidence on the use of non-anti-TNF drugs such as vedolizumab and ustekinumab in this setting and further data are awaited. 

In a prospective single arm observational study (the “CREOLE” study) evaluating adalimumab treatment in patients with CD-associated small bowel strictures, drug persistence was 64% at 24 weeks and 29% at 4 years.18 About half of the cohort had surgery during the 4-year follow-up. Some of the predictors of adalimumab persistence were the use of immunomodulators at treatment onset, a high obstructive symptom score, pre-stenotic bowel dilation, stricture shorter than 12cm, obstructive symptom onset of less than 5 weeks at baseline, and the absence of underlying fistulas. 

A systematic review of available studies evaluating systemic medical treatment in stricturing CD found a pooled rate of up to 28.3% (95% CI: 18.2%−41.3%) of patients requiring surgery over a median follow-up of 23 months.17 

A recent open-label RCT from Australia compared an intensive high-dose adalimumab regimen combined with azathioprine with a “treat-to-target” approach to a standard adalimumab regimen in patients with intestinal CD strictures.19 Although rates of radiologic improvement on MRI as measured by the MaRIA score at 12 months were significantly higher in the intensive regimen arm, the improvement in obstructive symptoms was not statistically significant. In addition, surgery rates, intestinal ultrasound findings and biomarkers were not significantly different among the groups.19 

Although these findings – in line with the above 

literature – suggest a role for biologic treatment in stricturing disease, they do highlight the need for alternative and more effective treatment options in this setting. The problem may lie in the fact that once fibrosis is present, the damage may be “too far gone” for anti-inflammatory agents to help.10,11,20 Targeting intestinal fibrosis is a promising avenue and randomized controlled trials of antifibrotics are under way to help address this unmet need (National Clinical Trial registration number NCT05013385). 

Endoscopic treatment 

Endoscopic options are available for patients with persistent obstructive symptoms with strictures that are amenable to endoscopic interventions. Endoscopic balloon dilation (EBD) is the most established endoscopic intervention for strictures and involves dilating the stricture while inflating a through-the-scope balloon.8 This procedure can be performed in small bowel, colonic or upper gastrointestinal tract locations and in both naïve and anastomotic (postoperative) strictures. Strictures amenable to EBD should be endoscopically accessible, shorter than 5 cm and should never be associated with an underlying abscess, fistula or suspected malignancy. Technical success rates (i.e. successful dilation during endoscopy) are estimated to approach close to 90% while clinical efficacy rates (improvement in clinical symptoms) are around 80%.21 Complications are estimated to occur in 2.8% of patients and include fever, bleeding and perforation.21 Of note, a significant portion of patients (about 42% at 2 years) still require surgery given recurrent or persistent symptoms.21 

Additional endoscopic techniques have been studied, including intralesional anti-TNF or corticosteroid injection into the stricture, stent insertion as well as needle-knife stricturotomy, which involves slicing open the stenotic area using an endoscopic knife. However, these have not yet been incorporated into routine clinical practice given limited safety and controlled efficacy data.22 

Surgery 

Surgery is indicated in patients with persistent obstructive symptoms with strictures that are felt 

to be either not amenable or refractory to medical and/or endoscopic intervention,23 as well as in cases where penetrating disease or malignancy are suspected. Several surgical options are available. Resection of the stenotic segment is the most commonly used procedure along with bowel anastomosis and possibly a temporary diverting loop ileostomy in certain cases.23 

Strictureplasty is another surgical option that involves widening of the narrowed area without resecting the affected segment. Given its bowel-sparing nature, strictureplasty is particularly helpful in patients with multiple prior surgical resections and at risk for short bowel syndrome, as well as in the setting of multifocal strictures separated by long segments of normal bowel.23 Several types of strictureplasty techniques are used depending on the length of the stricture. Of note, since strictures are not resected and are left in situ, this procedure should be avoided in patients with suspected malignancy or dysplasia or any other complication such as perforation, penetrating disease or malnutrition.23 

Importantly, regardless of the selected surgical technique, preoperative nutritional status should be optimized and smoking cessation should be addressed to prevent complications and postoperative recurrence. Postoperatively, patients should be closely observed for disease recurrence and patients at high risk of recurrence should be started or continued on a biologic treatment with monitoring of their response.8,24,25 

Identifying patients at risk for intervention 

The natural history of stricturing CD and factors associated with the need for endoscopic or surgical intervention have been studied but have remained poorly defined given heterogeneity of patient populations, the absence of a standardized definition of strictures, inclusion of patients with concomitant fistulizing disease or colonic strictures. In a recent well-defined US cohort looking at the disease course of established CD strictures as defined by the CONSTRICT criteria,12 stricture length, duration and obstructive symptoms were found to be independent and validated predictors for the need of intervention (combined endpoint of EBD and/or surgery).11 In this cohort, 26% and 

45% of patients required intervention at 1 and 4 years, respectively. An online risk calculator was developed to help clinicians estimate the need for intervention and thereby guide patient discussions and shared-decision making.11 The calculator can be accessed at: riskcalc.org/ CrohnsDiseaseSmallBowelStricture

CONCLUSION 

Stricturing disease is an important and common complication in patients with Crohn’s disease. A combination of different treatment modalities are available including medical, endoscopic and surgical options. However, strictures are still a leading indication for surgery in CD, and the frequency of progression to stricturing complications has not been significantly altered over the last few years despite considerable advances in the medical treatment landscape. Important goals in the management of CD over the next few years will therefore be to attempt to target fibrosis through antifibrotics, but also ultimately to continue to work on preventing the development of fibrosis. The Stenosis Therapy and Anti-Fibrotic Research (STAR) consortium, a group of experts in stricturing CD, have been working on determining appropriate endpoints and definitions in stricturing CD in order to help pave the way for further research and clinical trials of anti-fibrotic agents, which are under way. 

Sara El Ouali1,2 Miguel Regueiro2 Joseph Sleiman3 Florian Rieder2,4 1Digestive Disease
Institute, Cleveland Clinic Abu Dhabi, United Arab Emirates 2Department of Gastroenterology,
Hepatology & Nutrition; Digestive Diseases and Surgery Institute; Cleveland Clinic
Foundation, Cleveland, OH 3Department of Gastroenterology, Hepatology and Nutrition,
University of Pittsburgh Medical Center, Pittsburgh, PA, 4Department of Inflammation
and Immunity, Lerner Research Institute, Cleveland Clinic Foundation, Cleveland, OH
Disclosures: SE has received lecture fees from Janssen and AbbVie. MR is on the advisory
board or consultant for AbbVie, Janssen, UCB, Takeda, Pfizer, BMS, Organon, Amgen,
Genentech, Gilead, Salix, Prometheus, Lilly, Celgene, TARGET Pharma Solutions,Trellis,
Boehringer Ingelheim Pharmaceuticals, Inc. (BIPI) JS has no relevant disclosure. FR is
on the advisory board or consultant for Agomab, Allergan, AbbVie, Boehringer Ingelheim,
Celgene, CDISC, Cowen, Genentech, Gilead, Gossamer, Guidepoint, Helmsley, Index
Pharma, Janssen, Koutif, Metacrine, Morphic, Pfizer, Pliant, Prometheus Biosciences,
Receptos, RedX, Roche, Samsung, Takeda, Techlab, Theravance, Thetis, UCB.

References 

1. Torres J, Mehandru S, Colombel JF, Peyrin-Biroulet L. Crohn’s disease. Lancet. 2017;389(10080):1741-1755. 

2. Burisch J, Kiudelis G, Kupcinskas L, et al. Natural disease course of Crohn’s disease during the first 5 years after diagnosis in a European population-based inception cohort: an Epi-IBD study. Gut. 2019;68(3):423-433. 

3. Thia KT, Sandborn WJ, Harmsen WS, Zinsmeister AR, Loftus EV, Jr. Risk factors associated with progression to intestinal complications of Crohn’s disease in a population-based cohort. Gastroenterology. 2010;139(4):1147-1155. 

4. Rieder F, Zimmermann EM, Remzi FH, Sandborn WJ. Crohn’s disease complicated by strictures: a systematic review. Gut. 2013;62(7):1072-1084. 

5. Frolkis AD, Lipton DS, Fiest KM, et al. Cumulative incidence of second intestinal resection in Crohn’s disease: a systematic review and meta-analysis of population-based studies. Am J Gastroenterol. 2014;109(11):1739-1748. 

6. Fumery M, Pineton de Chambrun G, Stefanescu C, et al. Detection of Dysplasia or Cancer in 3.5% of Patients With Inflammatory Bowel Disease and Colonic Strictures. Clin Gastroenterol Hepatol. 2015;13(10):1770-1775. 

7. Rieder F, Fiocchi C, Rogler G. Mechanisms, Management, and Treatment of Fibrosis in Patients With Inflammatory Bowel Diseases. Gastroenterology. 2017;152(2):340-350 e346. 

8. El Ouali S, Click B, Holubar SD, Rieder F. Natural history, diagnosis and treatment approach to fibrostenosing Crohn’s disease. United European Gastroenterol J. 2020;8(3):263- 270. 

9. Oberhuber G, Stangl PC, Vogelsang H, Schober E, Herbst F, Gasche C. Significant association of strictures and internal fistula formation in Crohn’s disease. Virchows Arch. 2000;437(3):293-297. 

10. Jeuring SF, van den Heuvel TR, Liu LY, et al. Improvements in the Long-Term Outcome of Crohn’s Disease Over the Past Two Decades and the Relation to Changes in Medical Management: Results from the Population-Based IBDSL Cohort. Am J Gastroenterol. 2017;112(2):325-336. 

11. El Ouali S, Baker ME, Lyu R, et al. Validation of stricture length, duration and obstructive symptoms as predictors for intervention in ileal stricturing Crohn’s disease. United European Gastroenterology Journal. 2022;10(9):958-972. 

12. Rieder F, Bettenworth D, Ma C, et al. An expert consensus to standardise definitions, diagnosis and treatment targets for anti-fibrotic stricture therapies in Crohn’s disease. Aliment Pharmacol Ther. 2018;48(3):347-357. 

13. Daperno M, D’Haens G, Van Assche G, et al. Development and validation of a new, simplified endoscopic activity score for Crohn’s disease: the SES-CD. Gastrointest Endosc. 2004;60(4):505-512. 

14. Sleiman J, Chirra P, Gandhi NS, et al. Crohn’s disease related strictures in cross-sectional imaging: More than meets the eye? United European Gastroenterology Journal. 2022;10(10):1167-1178. 

15. Yaffe BH, Korelitz BI. Prognosis for nonoperative management of small-bowel obstruction in Crohn’s disease. J Clin Gastroenterol. 1983;5(3):211-215. 

16. de Souza GS, Vidigal FM, Chebli LA, et al. Effect of azathioprine or mesalazine therapy on incidence of re-hospitalization in sub-occlusive ileocecal Crohn’s disease patients. Med Sci Monit. 2013;19:716-722. 

17. Lu C, Baraty B, Lee Robertson H, et al. Systematic review: medical therapy for fibrostenosing Crohn’s disease. Alimentary Pharmacology & Therapeutics. 2020;51(12):1233-1246. 

18. Bouhnik Y, Carbonnel F, Laharie D, et al. Efficacy of adalimumab in patients with Crohn’s disease and symptomatic small bowel stricture: a multicentre, prospective, observational cohort (CREOLE) study. Gut. 2018;67(1):53-60. 

19. Schulberg JD, Wright EK, Holt BA, et al. Intensive drug therapy versus standard drug therapy for symptomatic intestinal Crohn’s disease strictures (STRIDENT): an open-label, single-centre, randomised controlled trial. The Lancet Gastroenterology & Hepatology. 2022;7(4):318-331. 

20. Lazarev M, Ullman T, Schraut WH, Kip KE, Saul M, Regueiro M. Small bowel resection rates in Crohn’s disease and the indication for surgery over time: experience from a large tertiary care center. Inflamm Bowel Dis. 2010;16(5):830-835. 

21. Bettenworth D, Gustavsson A, Atreja A, et al. A Pooled Analysis of Efficacy, Safety, and Long-term Outcome of Endoscopic Balloon Dilation Therapy for Patients with Stricturing Crohn’s Disease. Inflamm Bowel Dis. 2017;23(1):133-142. 

22. Sleiman J, El Ouali S, Qazi T, et al. Prevention and Treatment of Stricturing Crohn’s Disease – Perspectives and Challenges. Expert Review of Gastroenterology & Hepatology. 2021;15(4):401-411. 

23. Lightner AL, Vogel JD, Carmichael JC, et al. The American Society of Colon And Rectal Surgeons clinical practice guidelines for the surgical management of Crohn’s disease. Diseases of the Colon & Rectum. 2020;63(8):1028-1052. 

24. Rutgeerts P, Geboes K, Vantrappen G, Beyls J, Kerremans R, Hiele M. Predictability of the postoperative course of Crohn’s disease. Gastroenterology. 1990;99(4):956-963. 

25. Regueiro M, Velayos F, Greer JB, et al. American Gastroenterological Association Institute technical review on the management of Crohn’s disease after surgical resection. Gastroenterology. 2017;152(1):277-295. e273.PRACTICAL GASTROENTEROLOGY 47Years Established 1977 

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ERCP Stone Extraction: Complex

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INTRODUCTION

Choledocholithiasis remains the most common indication for ERCP. The management of choledocholithiasis has evolved substantially in the last three decades, with ERCP-based therapies centered around endoscopic stone extraction replacing open common bile duct exploration surgery and percutaneous biliary drainage. National registries show that 96.1% of interventions for the management of choledocholithiasis were performed during ERCP,1 reaffirming ERCP as the gold-standard approach for the management of biliary stone disease. ERCP is safe, minimally-invasive and effective for the management of choledocholithiasis. The vast majority of biliary stones are readily extracted by ERCP with the conventional techniques of endoscopic sphincterotomy and balloon extraction; however, extraction may be challenging in approximately 10%-15% of cases in which the stone disease is designated to be complex.2 This article will focus on defining complex stone disease and reviewing best practices in the evaluation and management of complex choledocholithiasis. 

Complex biliary stone disease arises due to characteristics of the stone itself and the characteristics of the biliary tree and patient’s surrounding biliary and small bowel anatomy. Broadly defined, complex choledocholithiasis requires more than conventional ERCP with endoscopic sphincterotomy and balloon extraction approaches. Alternatively, stone extraction requiring more than one ERCP for complete stone clearance may be considered complex.5 Stone extraction can be challenging for numerous reasons (Table 1), including large stone size (>10mm), the presence of multiple stones, difficult location of stones (intrahepatic duct, cystic duct, impacted stones, stones proximal to a biliary stricture or a combination thereof), irregular stone morphology (triangular or tubular stones) and the presence of altered anatomy from prior surgical intervention or underlying disease such that access to the ampulla or bile duct is limited and/or technically challenging.2,3 Examples of anatomical factors that lead to difficult ERCP include an ampulla within a periampullary diverticulum and surgically altered anatomy such as gastrojejunostomy with Roux- en-Y reconstruction, or a history of Bilroth II surgery. In these cases, the main challenge is access to, and deep cannulation of, the bile duct. In some cases, multiple factors, including patient/anatomic and stone characteristics may contribute to complex stone disease and technically challenging stone extraction. Tailoring the approach to endoscopic stone extraction to address these specific factors that contribute to stone extraction complexity and utilizing a combination of equipment and techniques can overcome the challenge of achieving complete stone clearance in these cases. 

Prospective studies have identified a variety of factors that predict the difficulty of stone extraction by ERCP (Table 2), including a very elevated direct bilirubin, low CBD/stone diameter ratio, a short 

Techniques for Complex Biliary Stone Extraction
The most common obstacle to clearance of choledocholithiasis is the presence of large stones.4 In general, stones greater than 10mm in diameter can be considered large, however, varying definitions exist in the literature. Some studies refer to large stones as those with a diameter >15mm, others focus on the size ratio between the stone and bile duct diameter, considering a stone ‘large’ when it is larger than the diameter of the bile duct.8,9 Regardless of the size threshold used to define large choledocholithiasis, studies demonstrate that larger stone size is inversely correlated with successful clearance of the bile duct in a single ERCP.4,5,10 

When a large stone is encountered, a range of techniques may be employed to maximize the success of clearance of large and complex biliary stones. These techniques include extended endoscopic biliary sphincterotomy, mechanical lithotripsy, endoscopic papillary large balloon dilation and cholangioscopy-assisted lithotripsy and will each be reviewed in detail in this chapter. Figure 1 illustrates a case wherein multiple techniques were used to perform complex stone extraction. 

Endoscopic Biliary Sphincterotomy 

The mainstay of biliary stone extraction is endoscopic biliary sphincterotomy (ES), by which the opening of the bile duct, the sphincter choledochus, at the ampulla, is incised to allow access to the bile duct and passage of stones out of the bile duct. Understanding key features of the ampulla and sphincter of Oddi is integral to understanding the techniques that facilitate complex stone management. Successful ERCP first relies on identification of the ampulla and the surrounding sphincter of Oddi in the second portion of the duodenum. For this reason, we will briefly review relevant ampullary anatomy here. The ampulla appears as a nodular mound protruding from the lateral wall of the second duodenum, approximately 8cm distal to the pylorus.6 It is composed of a complex network of muscular fibers termed the sphincter of Oddi, which is comprised of the sphincter choledochus, the opening to the bile duct, the sphincter pancreaticus, the opening to the pancreatic duct, and the sphincter ampullae.7 The muscle fibres of the sphincter of Oddi are thick and dense, acting as the main barrier to stone expulsion. The principle of sphincterotomy is to cut through those dense fibers at the sphincter choledochus using an electrocautery current, which reduces the resistance of the biliary outflow tract by effectively shortening the sphincter length and markedly widens the biliary orifice. The decrease in resistance of the biliary outflow tract enables the passage of stones, debris and biliary sludge and also allows for the introduction of an extraction balloon into the bile duct over a wire. A balloon catheter can then be advanced over the guidewire to a point proximal to the biliary stone, inflated and withdrawn to sweep the stone and any associated debris, out of the bile duct. For stones less than 10mm, balloon extraction by this method is highly effective, however, the efficacy of this technique declines as the size of the stone increases and in cases where the stone size is larger than the size of the distal CBD diameter, dropping to a success rate of 12% for stones larger than 15mm in diameter.10 As described further in this article, additional techniques are often necessary if balloon extraction is incomplete or ineffective. 

When large stones are encountered, the first consideration is often whether the size of the sphincterotomy is adequate for stone extraction. This can be assessed, armed with the anatomical knowledge described above, by determining whether each of these sphincters has been adequately incised to maximize the size of the extraction orifice. Extension of the sphincterotomy as possible, often facilitates extraction of large stones that might otherwise require advanced approaches. Utilization of advanced stone extraction approaches such as mechanical lithotripsy with a small or inadequate biliary sphincterotomy may lead to increased trauma to and edema of the ampulla, which could become another barrier to extraction of stone fragments and may increase a patient’s risk for developing post-ERCP pancreatitis. In these cases, the next reasonable steps in management include decreasing the size of the stone(s) by fragmenting them and/or increasing the size of the biliary orifice to decrease resistance to extraction, or a combination thereof. Increasing the size of the biliary orifice beyond that of conventional endoscopic sphincterotomy can be accomplished by endoscopic papillary balloon dilation (EPBD) and endoscopic papillary large balloon dilation. Fragmentation of large stones can be achieved by various lithotripsy techniques, including mechanical, electrohydraulic and laser lithotripsy. 

Endoscopic Papillary Balloon Dilation 

EPBD was first described in 1982 as an alternative technique to biliary stone extraction with sphincterotomy.11 EPBD is performed by inserting and inflating a concentric dilation balloon up to 10mm in diameter at the ampullary orifice to dilate the biliary outflow tract and reduce the resistance to flow by dilating the entire length of the sphincter choledochus. Whereas endoscopic sphincterotomy cuts through the sphincter mechanism to shorten the sphincter length and may rarely lead to complications such as bleeding and perforation, EPBD stretches the sphincter, preserving the integrity of the sphincter mechanism, theoretically reducing the risk of bleeding, perforation and long- term reflux of intestinal contents into the biliary tract. However, the use of EPBD in stone extraction has been controversial. 

Studies initially showed that EPBD and ES techniques for choledocholithiasis were equally effective, with some studies showing higher rates of post-ERCP pancreatitis in cases where EPBD was employed, and increased rates of bleeding in cases where ES was used.12-15 A subsequent multicenter randomized control trial in the US showed that EPBD without ES was associated with significantly higher rates of adverse events compared to ES alone for stones less than 10mm in diameter. These adverse events that occurred most often in patients undergoing EPBD without ES were a higher rate of post-ERCP pancreatitis (15.4% vs. 0.8%) and two mortalities in the EPBD group.16 The postulated reason for the higher rates of pancreatitis after EPBD is that the radial force exerted by the dilation balloon extends to the sphincter pancreaticus, which may lead to subsequent pancreatic outflow obstruction from tissue edema leading to functional obstruction of the sphincter. Meta-analyses align with the multicenter randomized controlled trial data, finding that EPBD alone, specifically in the absence of sphincterotomy, is associated with higher rates of post-ERCP pancreatitis and, in some cases, lower success rates compared to ES.17,18 Newer data suggest that longer dilation times up to five minutes vs. one minute may reduce adverse events associated with EPBD.19,20 While the risk of EPBD may appear to outweigh the benefits of using EPBD, it may have a role in patients with uncorrected coagulopathy, where the risk of bleeding from ES is high. Still, EPBD may cause local tissue trauma that can result in bleeding for these high bleeding risk patients as well. When ampullary bleeding is encountered in post-EPBD patients who do not have a prior sphincterotomy, endotherapy for hemostasis may be relatively limited as most hemostasis techniques rely upon access to the actual sphincterotomy site itself. 

Sphincterotomy with Papillary Balloon Dilation
Although the risk profile of EPBD without sphincterotomy is unfavorable in most cases of choledocholithiasis, papillary balloon dilation is still a relevant technique for endoscopic biliary stone clearance and is a useful technique in the management of complex stone disease. A significant limitation to EPBD is the ability to dilate the biliary orifice only up to limited sizes, i.e. 10mm, therefore the technique has been innovated over the years to overcome that with a technique called endoscopic papillary large balloon dilation (EPLBD). EPLBD is a technique whereby a limited or incomplete ES is performed, immediately followed by a large balloon dilation (to >12mm) of the biliary orifice. It was first described in 2003 by Ersoz et al.21 The rationale for this method is that large 

balloon dilation can stretch the biliary orifice to diameters larger than 12mm, facilitating large stone extraction. Furthermore, performing the dilation after an ES reduces the radial force and associated trauma of the balloon dilation to the ampulla and sphincter pancreaticus when subsequent additional techniques (e.g. Lithotripsy, balloon extraction) are performed, thereby decreasing the risk of pancreatitis. Figure 2 illustrates a case wherein EPBD was used successfully as an adjunct to sphincterotomy for complex stone extraction. 

Since the advent of EPLBD, multiple studies have demonstrated that EPLBD with a limited ES is equally effective as standard ES with conventional stone extraction techniques, with decreased costs, decreased need for mechanical lithotripsy and lower rates of cholangitis.22-24 Subsequent systematic reviews have demonstrated that EPLBD is effective and associated with lower risks of bleeding, perforation and overall complications.25-29 

Large balloon dilation alone may be an appropriate approach to large stones in patients who have an increased risk of bleeding or perforation from sphincterotomy, but in practice this is rarely performed.30,31 

With data supporting the use of EPLBD, international consensus guidelines were published in 2016.32 The consensus statements from the guidelines based on level 1 evidence is presented in Table 3 below. 

While these consensus statements serve as a general guide of how to apply EPLBD, there are several details about the technique in complex biliary stone disease that remain unaddressed in the literature, such as the duration of balloon dilation and optimal size of balloon inflation/dilation, the level at which dilation should ideally occur (e.g., ampulla, distal CBD and ampulla) and whether ES is necessary prior to EPBLD. General rules of thumb are to avoid EPLBD in cases where there is a CBD stricture and to size the balloon to no more than the maximal diameter of the bile duct just proximal to the ampulla to avoid complications such as perforation and bile duct injury. From the evidence thus far, it appears that EPLBD is a technique that is especially useful in situations where ES may be high risk, for instance in cases where the patient is coagulopathic, there is the presence of a peri-ampullary diverticulum making the risk of perforation with ES high and in cases of surgically altered anatomy where a biliary anastomosis is present rather than an ampulla. 

It is also worth noting that EPBD and EPLBD can be performed in patients with a prior complete, and not just a limited, biliary sphincterotomy. Many times, a patient is referred who has undergone a prior biliary sphincterotomy and may warrant a balloon dilation. It is fully within the standard of care to perform these balloon dilations even if the extent of the prior sphincterotomy is unknown as long as some degree of sphincterotomy has been performed. 

Mechanical Lithotripsy 

Along with balloon extraction, mechanical lithotripsy is one of the most frequently applied techniques for clearance of choledocholithiasis. It was first described in 198233 and, since its initial description, mechanical lithotripters have been continuously innovated to exert and withstand high tensile forces to fragment large biliary stones. In general, mechanical lithotripters are comprised of a metal basket (of various sizes and with several shapes available) in a plastic sheath within a metal sheath. The lithotripter is advanced over a guidewire into the bile duct and is then opened in the bile duct, maneuvered to capture biliary stones within the basket and then closed using external mechanical closure to crush the stones. 

Mechanical lithotripsy is widely available, effective and inexpensive compared to other techniques for stone fragmentation and extraction; however, it does require skill and time to maneuver the stones within the basket wires to capture and crush them. Still, the success rates of bile duct clearance using mechanical lithotripsy is up to 84% at index ERCP (34-39) and up to a 90-98% cumulative success rate with multiple sequential ERCPs.34,35,37  Predictors of unsuccessful mechanical lithotripsy are large stone size, impacted stones and stones with a high stone/bile duct diameter ratio.38,39 Each of these factors associated with unsuccessful mechanical lithotripsy is associated with potential difficulty maneuvering the basket around stones within the bile duct. Techniques to optimize the success of mechanical lithotripsy have been described and include opening the basket below the level of the stone, then advancing the basket to capture the stone, and using short-term biliary stents to potentially erode and fragment a large stone and render it more amenable to mechanical lithotripsy during a subsequent ERCP session. A randomized trial studying optimal basket technique showed that opening the basket below the stone instead of above it, increased the capture rates from 33.3% to 94.1%.40 

While the adverse events associated with mechanical lithotripsy are similar to those associated with other stone extraction techniques, such as bleeding, perforation, pancreatitis and cholangitis, a complication specific to the use of mechanical lithotripsy is impaction. After stone capture, basket impaction can develop when the lithotripter handle is actuated to crush the stone; however, the basket ruptures at either the distal or the proximal end of the tool. If the basket ruptures at the distal end, it is retrievable as it remains connected to the sheath proximally. If the proximal end of the basket ruptures, or the basket fails to rupture but cannot crush or release the stone, special retrieval maneuvers such as using a second basket as a salvage device, extending the sphincterotomy and retrieving the basket using grasper forceps, laser or electrohydraulic lithotripsy, cholangioscopy and retrieval or using a large external lithotripter may be utilized, with varying rates of success for each approach.42-45 

The rate of basket impaction was previously reported to be 5.9%,46-48 however, with advances in lithotripter design, the incidence of basket impaction is now reported to be lower, approximately 0.8% in one study.49 Predictors of basket impaction and unsuccessful mechanical lithotripsy have been reported to be large stone size, typically over 25mm,36,50 multiple stones50 and impacted stones in the bile duct leading to inadequate space to manipulate the lithotripsy basket between the stones and the bile duct walls.38 

Electrohydraulic and Laser Lithotripsy 

In cases requiring fragmentation of biliary stones prior to extraction, electrohydraulic (EHL) and laser lithotripsy are alternatives to mechanical lithotripsy. Both of these lithotripsy approaches are accomplished via cholangioscopy. Cholangioscopy is a technique wherein direct visualization of the bile duct and management of intraductal pathology is possible using either direct peroral cholangioscopy (DPOC) with an ultraslim endoscope or as single-operator catheter-based digital cholangioscope (SpyGlass DS; Boston Scientific, Natick, MA, USA). While EHL and laser lithotripsy can be accomplished by either method of cholangioscopy, the more commonly applied method of direct intraductal visualization is via the single-operator digital cholangioscope, which has a 10Fr catheter containing a 1.2mm working channel and an irrigation port. This single operator digital cholangioscope can be inserted into the duodenoscope working channel and controlled by a single endoscopist using four- way steering knobs. The newer iterations of the system allow for high-resolution images and easy setup. Application of the technique, however, is limited by availability and cost. There is high biliary cannulation and intervention success rates with the use of this catheter-based system, as it is easier to manipulate and maintain positional stability relative to use of an ultraslim endoscope for direct peroral cholangioscopy. In the latter, there can be significant looping of the endoscope in the stomach, leading to limited mechanical advantage for maneuvering and resulting in a more challenging cannulation.51,52 Various tools have been developed to facilitate direct peroral cholangioscopy, such as the use of overtubes and anchoring balloons to stabilize the endoscope and improve biliary cannulation rates,53-56 however, this approach remains a cumbersome technique and carries a risk of gas embolism from insufflation of the biliary system, although it is felt that gas embolism is less like to occur when using carbon dioxide for insufflation. This rare but catastrophic adverse event associated with DPOC may be fatal.57,58 For these reasons, DPOC has become a less commonly utilized technique. 

Cholangioscope-facilitated lithotripsy using either the DPOC or the digital single-catheter based cholangioscope, involves the direct intraductal application of energy to fragment biliary stones. This is achieved by two modalities of energy application: electrohydraulic lithotripsy (EHL) and pulsed laser lithotripsy (LL). 

Electrohydraulic Lithotripsy (EHL) 

In EHL, a coaxial bipolar device generates sparks suspended in a liquid medium (saline) that, consequently, produces a hydraulic pressure wave that causes stone fragmentation. The EHL probe is advanced through either the working channel of the ultraslim endoscope in DPOC, or the working channel of the single-operator catheter-based cholangioscope. The tip of the probe should be approximately 2mm from the target stone to be effective, but ideally should not be in physical contact with the stone. EHL should be performed after saline instillation to facilitate conduction and optimal stone fragmentation. Contact of the catheter tip to the stone is unnecessary as it is the pressure waves generated in the medium that induce fragmentation (Figure 3). 

Laser Lithotripsy (LL) 

In LL, a quartz fiber is advanced through the working channel and a pulsed laser energy generator is used to deliver laser pulses at a specific wavelength, leading to creation of a mechanical shockwave adjacent to the stone. Contact between the laser tip and the stone is not necessary, as the shockwave is responsible for fragmentation. 

In terms of efficacy, cholangioscope-facilitated laser lithotripsy by either the DPOC or digital cholangioscopy is successful in 78-100% of cases according to a recent meta-analysis, with an overall stone clearance rate of 88% and an adverse event rate of 7%.59 In a large multicenter study of 407 patients using the digital cholangioscope (SpyGlass DS; Boston Scientific) with EHL and LL, index biliary clearance was achieved in 77.4% of cases (74.5% EHL and 86.1% LL) and overall clearance achieved in 97.3% of cases (96.7% EHL and 99% LL).60 In the latter study, EHL was used three times more frequently than LL, however, EHL required longer procedure times than LL (74 vs. 50 minutes).60 

These lithotripsy modalities are useful in settings where ML is unlikely to provide adequate stone fragmentation or has been tried without success; for example, in patients with stone size over 2cm, impacted stones, stones in locations that are challenging for extraction such as in Mirizzi syndrome, stones proximal to biliary strictures or in intrahepatic or cystic ducts. Another advantage of EHL or LL over ML is that these approaches are performed under direct visualization, which may reduce the risk of bile duct wall damage which is, admittedly, rare. 

There are a few maneuvers than can be employed to optimize the success of EHL or LL via cholangioscopy. First and foremost, patient safety is a key factor, and in cases where significant irrigation of the bile duct is necessary, airway protection with intubation should be considered. In addition, antibiotic prophylaxis to prevent cholangitis is recommended in all cases where cholangioscopy-facilitated lithotripsy is performed, due to the increased risk of cholangitis reported with the use of this modality.61 This increased risk of cholangitis may relate to stone fragmentation, coupled with saline insufflation within the bile duct that raises intra-biliary pressures and increases the potential for bacterial translocation and bacteremia. Other technical tips include advancing the cholangioscope deep into the bile duct to provide a straighter passage for the lithotripsy catheter by decreasing pressure at the elevator of the duodenoscope, or inserting the catheter through the cholangioscope prior to insertion of the cholangioscope into the bile duct and minimizing contrast injection to improve direct visualization without the need for copious irrigation of the bile duct to clear injected contrast. 

Extracorporeal shock wave lithotripsy can also be performed to assist with stone dissolution in addition to ERCP and may improve clearance at subsequent ERCP, though this approach is most commonly utilized for pancreatic duct stones that are refractory to EHL, however, biliary applications of this lithotripsy approach have been reported in a limited manner.64-66 

Biliary Stenting 

If there is evidence of residual stone disease or significant concern for incomplete clearance of stone fragments after lithotripsy, a biliary stent is typically placed to secure biliary drainage until complete eradication of choledocholithiasis can be performed, with the proximal end of the biliary stent extending above the stone/fragments to ensure ongoing drainage of bile from the duct. The rate of endoscopic clearance of complex stones at an index ERCP is 80% and approaches an overall success rate of 99%,62 thus endoscopic management has largely replaced surgical and percutaneous management of biliary stone disease. However, endoscopists should recognize the limitations of endoscopic management and individualize the approach to patient-specific factors as well as recognizing and informing the patient that complete biliary clearance may not be achieved at an index procedure. In the setting of abundant or complex stone disease, in many cases it is reasonable to achieve partial stone clearance and place a biliary stent to ensure biliary drainage, with the intention of repeating the ERCP for full stone clearance. Such an approach may be the safest, most effective way to manage complex stone disease in patients who are elderly or have co-morbidities, or who may be at high risk of procedural complications. It also ensures drainage to prevent cholangitis and may improve changes of successful clearance at subsequent ERCP. 

There are data suggesting that in the interim between procedures, biliary stenting along with ursodeoxycholic acid and terpene may lead to improved clearance compared to stenting alone,63 however, in our experience this is rarely utilized in modern endoscopic practice 

In general, plastic stents are placed for the purpose of maintaining biliary drainage between procedures. Anecdotal reports indicate that the presence of these plastic biliary stents may fragment and promote clearance of residual stones, however, data surrounding this theory are limited. There are, however, data that demonstrate some success with the placement of fully-covered self- expandable metal stents for a longer in-dwelling time (up to six months) for management of complex stone disease.67,68 The placement of fully-covered metal stents for a longer in-dwelling time may be applicable in cases where a benign distal biliary stricture is present in addition to complex stone disease. In the end, the choice of stent type is left to the endoscopist. 

Regardless of the specific endoscopic strategy used to manage complex biliary stone disease, maintenance of biliary drainage for patient safety is of critical importance. In some clinical scenarios, management of complex stone disease is optimally accomplished with multiple procedures, employing various techniques for bile duct clearance and minimizing the duration and anesthesia time of any single procedure. 

Stone Eradication in Patients with Altered Anatomy
Complex biliary stone disease in patients with surgically altered anatomy poses a significant challenge to endoscopists. Obtaining access to the biliary tree in patients who have undergone prior Billroth 2, Whipple, Roux-en-Y hepaticojejunostomy and Roux-en-Y gastric bypass surgeries may be cumbersome due to the inability to use standard duodenoscopes, the need for deep enteroscopy, lower success rates of ampulla cannulation/biliary access and limitations on the use of standard equipment through enteroscopes. The first step in devising an endoscopic strategy for ERCP in the setting of surgically altered anatomy is to understand the details of the patient’s history and anatomy in as much detail as possible and to correlate that with current imaging prior to undertaking the procedure. 

Hepaticojejunostomy and Roux-en-Y gastric bypass anatomies are particularly challenging because they often require deep enteroscopy- assisted ERCP to reach the ampulla. In a multicenter study, the success rate is reported to be 63% in those cases and there was a relatively high adverse event rate of 12.4%.69 Percutaneous biliary access and laparoscopy-assisted ERCP via a gastrostomy have higher success rates in such cases. However, they are fraught with other challenges, including long-term catheter-related complications in percutaneous therapy reported to be up to 25%70,71 and the invasiveness of laparoscopy-assisted ERCP with adverse event rates of up to 36%.72-74 Another consideration with respect to laparoscopy-assisted ERCP is whether or not repeat procedures will be necessary and the percutaneous access that will be necessary for these subsequent procedures. 

Alternatives to laparoscopic and percutaneous biliary access in post-Roux-en-Y gastric bypass anatomy include EUS-guided biliary access. EUS- directed transgastric ERCP (EDGE) has been described as minimally-invasive technique for ERCP in this setting. It involves placing a lumen- apposing metal stent to create a gastro-gastric or gastro-jejunal fistula, effectively reversing the Roux-en-Y gastric bypass such that a standard duodenoscope can be used to access the bile duct. In a multicenter study, EDGE was shown to be non-inferior to laparoscopy-assisted ERCP in efficacy and safety and was associated with shorter lengths of hospital stay as well as procedure time.75 A common concern with respect to EDGE is the potential for weight gain after reversal of the Roux-en-Y gastric bypass, however, there is data to suggest that patients actually lose weight after EDGE,75 and the reversal is temporary. In general, weight gain has not proved to be a clinical issue of concern. 

EUS-guided biliary access can also be applied to patients who have a hepaticojejunostomy. EUS can be used to localize and create a hepaticoenterostomy from the left intrahepatic biliary tree from either the stomach or jejunum, using a fully-covered metal stent, after which an ultraslim endoscope or cholangioscope can be used to access the bile duct from an antegrade approach and stones can be treated. Typically, this approach is performed at expert centers, however, it may become more widely applied in the future as experience with the technique increases. EUS- guided hepaticoenterostomy has been associated with improved clinical outcomes and fewer adverse events compared to percutaneous biliary drainage in meta-analysis.76 In addition, EUS-guided approaches may offer a quality-of-life advantage over percutaneous biliary drainage. 

In post-Whipple anatomy, the bilioenteric anastomosis can be accessed with a colonoscope in up to 84% of cases.77 In patients with Billroth 2 anatomy, a duodenoscope can be used to reach the ampulla, however, the cannulation rate is variable, reported to be between 49-92%, which in some part is due to the inverted orientation of the ampulla in that scenario. Rotatable and straight catheters are usually used to access the ampulla from the inverted position. Once the biliary orifice is cannulated, sphincterotomy can be challenging but can usually be accomplished. EPLBD may be a useful technique to employ in these patients.78 A major adverse event to consider in Billroth 2 anatomy is the risk of perforation at the gastrojejunal anastomosis, which reportedly occurs in up to 3.6% of cases.79 

Endoscopic techniques for the management of choledocholithiasis in altered anatomy are ever- evolving and as EUS-guided approaches and devices designed for altered anatomy are further developed, endoscopic therapy will be more accessible to this patient population.

Endoscopic Management of Choledocholithiasis in Challenging Locations
Choledocholithiasis in the intrahepatic biliary ducts, around acute angulations in the bile duct or proximal to a biliary stricture pose a significant challenge to endoscopic stone removal by ERCP. Hepatolithiasis, or choledocholithiasis within the intrahepatic biliary tree, is arguably the most challenging type of complex stone disease to manage endoscopically, not only due to the proximal location of the choledocholithiasis, but also because in many cases these stones are associated with intrahepatic bile duct strictures. The presence of both stone disease and intrahepatic bile duct strictures are a main factor in endoscopic treatment failure due to inadequate access or inability to extract the stones. In these cases, management of the stricture through dilation or serial stent placement and dilation is often necessary to facilitate stone extraction. This can lead to the need for multiple ERCPs prior to even attempted stone extraction. Risk factors for hepatolithiasis include primary sclerosing cholangitis, hepatic artery ischemia, surgical bile duct injuries, foreign bodies, hemolytic disorders, prior liver transplantation, and gallstone disease. Stones in these locations may also form primarily within the liver. When choledocholithiasis in challenging locations is encountered, the standard tool kit for stone extraction, described early in this article, is typically applied; however, serial management of obstacles to stone clearance, such as strictures between the duodenoscope and the stone, must be managed first to accomplish stone clearance. 

CONCLUSION

In conclusion, management of choledocholithiasis has evolved substantially in the last three decades, with endoscopic stone extraction replacing open bile duct exploration surgery and percutaneous biliary drainage. The vast majority of biliary stones are readily extracted by ERCP with the conventional techniques of endoscopic sphincterotomy and balloon extraction, however, extraction proves to be more challenging in approximately 10%-15% of cases in which the stone disease is complex. 

As choledocholithiasis management further evolves, multi-center and population level analyses of complex stone disease management during ERCP will be informative and help guide the continued evolution of endoscopic biliary interventions. the ampulla, however, the cannulation rate is variable, reported to be between 49-92%, which in some part is due to the inverted orientation of the ampulla in that scenario. Rotatable and straight catheters are usually used to access the ampulla from the inverted position. Once the biliary orifice is cannulated, sphincterotomy can be challenging but can usually be accomplished. EPLBD may be a useful technique to employ in these patients.78 A major adverse event to consider in Billroth 2 anatomy is the risk of perforation at the gastrojejunal anastomosis, which reportedly occurs in up to 3.6% of cases.79 

Endoscopic techniques for the management of choledocholithiasis in altered anatomy are ever- evolving and as EUS-guided approaches and devices designed for altered anatomy are further developed, endoscopic therapy will be more accessible to this patient population.

Endoscopic Management of Choledocholithiasis in Challenging Locations
Choledocholithiasis in the intrahepatic biliary ducts, around acute angulations in the bile duct or proximal to a biliary stricture pose a significant challenge to endoscopic stone removal by ERCP. Hepatolithiasis, or choledocholithiasis within the intrahepatic biliary tree, is arguably the most challenging type of complex stone disease to manage endoscopically, not only due to the proximal location of the choledocholithiasis, but also because in many cases these stones are associated with intrahepatic bile duct strictures. The presence of both stone disease and intrahepatic bile duct strictures are a main factor in endoscopic treatment failure due to inadequate access or inability to extract the stones. In these cases, management of the stricture through dilation or serial stent placement and dilation is often necessary to facilitate stone extraction. This can lead to the need for multiple ERCPs prior to even attempted stone extraction. Risk factors for hepatolithiasis include primary sclerosing cholangitis, hepatic artery ischemia, surgical bile duct injuries, foreign bodies, hemolytic disorders, prior liver transplantation, and gallstone disease. Stones in these locations may also form primarily within the liver. When choledocholithiasis in challenging locations is encountered, the standard tool kit for stone extraction, described early in this article, is typically applied; however, serial management of obstacles to stone clearance, such as strictures between the duodenoscope and the stone, must be managed first to accomplish stone clearance. 

CONCLUSION

In conclusion, management of choledocholithiasis has evolved substantially in the last three decades, with endoscopic stone extraction replacing open bile duct exploration surgery and percutaneous biliary drainage. The vast majority of biliary stones are readily extracted by ERCP with the conventional techniques of endoscopic sphincterotomy and balloon extraction, however, extraction proves to be more challenging in approximately 10%-15% of cases in which the stone disease is complex. 

As choledocholithiasis management further evolves, multi-center and population level analyses of complex stone disease management during ERCP will be informative and help guide the continued evolution of endoscopic biliary interventions. 

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