The management of inflammatory bowel disease (IBD) during pregnancy presents unique challenges, requiring a balance between maternal health, disease control, and fetal well-being. A global consensus conference, led by a multidisciplinary team of gastroenterologists, content specialists, and patient advocates was held in May 2024 to standardize care across countries with evidence-based recommendations. In this article, key guidance is provided on preconception counseling, maintaining disease remission, and safe medication use throughout pregnancy and lactation. We also address fertility preservation, risk mitigation during delivery, and neonatal outcomes. Collaboration between gastroenterologists, obstetricians and colorectal surgeons (if needed) is essential to optimize outcomes. This article also provides recommendations for a foundation of consistent care and highlights areas for future research, particularly regarding novel therapies and long-term neonatal health.
Introduction
The management of inflammatory bowel disease (IBD) during pregnancy is a complex intersection of maternal health, fetal development, and disease management. This article synthesizes global consensus derived from the recent international meeting of leading gastroenterologists, maternal-fetal medicine experts, and patient advocates.1 The guidelines aim to standardize IBD care during pregnancy, emphasizing evidence-based practices while considering regional variations in resources. This summary highlights the key findings and actionable recommendations for gastroenterologists.
Methodology
The GRADE (Grading of Recommendations Assessment, Development, and Evaluation) system provided a robust framework to assess the quality of evidence and the strength of recommendations. For questions that had inadequate data for GRADE, the RAND appropriateness method was used to vote on consensus recommendations.
Preconception Counseling and Optimization
Pregnancy represents a period of intense metabolic, hormonal, microbiome and immunological changes. The interaction between pregnancy and IBD is bi-directional, and it may increase the risk of maternal, fetal and obstetric complications.2,3 Proactive management before conception is critical to minimize risks for both mother and child.
Women with IBD are advised to achieve stable disease remission and optimize their nutritional status before conception to improve pregnancy outcomes. Preconception counseling is also recommended to enhance medication adherence, reduce the risk of disease flares during pregnancy, and minimize the likelihood of delivering low birth weight infants.
Fertility
Women with IBD may have reduced fertility compared to women without IBD due to reduced ovarian reserve.4 While there is a lack of data, based on the experience of the expert group, they may undergo oocyte retrieval without increased risk of flare. Additionally, women with IBD are suggested to have a higher risk of infertility when their disease is active compared to when it is in remission. In women with ulcerative colitis (UC), undergoing an ileal pouch anal anastomosis (IPAA) is associated with reduced fertility in comparison to UC patients who have not had this surgical procedure. However, women with IBD may have similar success rates with assisted reproductive technology (ART), including live birth outcomes, as women without IBD. Similarly, those who have undergone pelvic surgery for IBD show comparable effectiveness of in vitro fertilization (IVF) in terms of live birth rates to their non-IBD counterparts.
Table 1. Optimal Timing for IBD Therapy Discontinuation Prior to Conception
Drug
Recommended Time to Discontinue Before Conception*
Ozanimod
At least 3 months
Etrasimod
At least 1–2 weeks
Tofacitinib
At least 4 weeks
Upadacitinib
At least 4 weeks
Filgotinib
At least 4 weeks
Maternal Factors Impacting Pregnancy
The risk of developing UC and Crohn’s Disease (CD) among offspring of patients with IBD is 2-13 times higher than the risk in the general population.5 Furthermore, children born to a parent with CD may have higher risk of developing IBD than children born to a parent with UC.5 IBD disease activity is also positively associated with adverse pregnancy outcomes such as pre-term birth, low birth weight and small for gestation age.6,7 The placenta is an embryonic/fetal organ that expresses an equal complement of maternal and paternal genes without eliciting a maternal immune response and rejection of this organ. The placenta is a highly immunologic organ and may have a role in adverse outcomes among women with immune dysfunction.8 Additionally, maternal and fetal microbiome may be altered through prenatal antibiotic use and maternal diet, possibly leading to an increased risk of IBD in offspring.9,10
Disease Activity Management During Pregnancy
Maintaining disease remission throughout pregnancy is essential, as active disease correlates with adverse maternal and fetal outcomes. Pregnancy is marked by significant immunological changes, which may require medication adjustment and disease monitoring, with noninvasive tools, preferentially.
We recommend that IBD surgery during pregnancy be performed when it is required, without basing the decision solely on the trimester. Endoscopy should be considered only when it is likely to influence treatment decisions. In cases where cross-sectional imaging is needed during pregnancy, the use of intestinal ultrasound or MRI without gadolinium is preferred over a CT scan. Additionally, fecal calprotectin is suggested as a useful tool for monitoring disease activity throughout pregnancy.
Management of Pregnancy and Delivery
Pregnancies for women with IBD should be considered high risk. Aside from maintaining IBD remission, successful pregnancy and delivery in women with IBD require careful consideration of several nuanced factors. Women with IBD should be assessed early in pregnancy or preconception for nutritional status, weight gain and micronutrient deficiency. Pregnant women with IBD are also at an elevated risk for developing preeclampsia.11 The presence of an IPAA or perianal disease plays a critical role in determining the most appropriate mode of delivery. Disease activity monitoring and continuation/resumption of maintenance therapy in the postpartum period are vital.
We recommend that pregnant women with IBD begin taking low-dose aspirin with food between 12 and 16 weeks of gestation to reduce the risk of developing preterm preeclampsia, noting that there is no evidence of an increased risk of IBD flare with this practice12,13 and that stopping aspirin at week 36 may help reduce the risk of bleeding. Additionally, for those with Crohn’s disease and active perianal disease, we recommend opting for a cesarean section to prevent the worsening of perianal symptoms. Furthermore, we suggest that pregnant women with IBD who have previously undergone an IPAA consider cesarean section, as this may help reduce the risk of a decline in pouch function that can be associated with a complicated vaginal delivery.
Medication Use DuringPregnancy and Conception
IBD medications can generally be continued on schedule throughout pregnancy and lactation. This includes all biologics and biosimilars, mesalamine and thiopurines. The exceptions are methotrexate (teratogen – absolute contraindication) and janus kinase (JAK) inhibitors and sphingosine-1-phosphate (S1P) receptor modulators – which should be avoided unless essential for maternal health (Table 1). Disease activity at conception and during pregnancy, and de-escalation of biologics during pregnancy or after delivery are associated with postpartum disease activity and increased complications of labor and delivery in women with IBD. Continuing effective medication can mitigate this risk.14
Corticosteroid therapy may be used when clinically necessary with appropriate monitoring, as data do not demonstrate an increased risk of congenital malformation. However, the drug and/or underlying disease activity may lead to increased complications for infant and mother.
Table 2. Medical Therapy Recommendations During Pregnancy and Conception
Medication Category
Management
5-ASA
Continue for maintenance therapy
Sulfasalazine
Continue throughout pregnancy. Folic acid 2 mg daily
Corticosteroids
Use when clinically necessary, with appropriate monitoring
Should be discontinued one to three months before conception due to teratogenic risks
JAK Inhibitors (Tofacitinib, Upadacitinib)
Discontinue unless no other options for maternal health
S1P Receptor Modulators (Ozanimod, Etrasimod)
Discontinue unless no other options for maternal health
In women with IBD who continue thiopurines during pregnancy, precaution should be taken for intrahepatic cholestasis by measurement of liver enzymes, metabolite levels and consideration of split dosing.15 Women with IBD who are pregnant and have infections, fistula or pouchitis that require antibiotics may take an appropriate course of a low-risk antibiotic. Women with IBD may initiate or continue calcineurin inhibitors (cyclosporine and tacrolimus) during pregnancy with careful monitoring if there are no viable alternative treatment options available. Table 2 summarizes the medication management recommendations.
Table 3. Medical Therapy Recommendations During Breastfeeding
Anti-IL-12/23 and Anti-IL-23 Agents (Ustekinumab, Risankizumab, Mirikizumab, Guselkumab)
May breastfeed
Biosimilars
May breastfeed
S1P Receptor Modulators (Etrasimod, Ozanimod)
Should not breastfeed
JAK Inhibitors (Tofacitinib, Upadacitinib, Filgotinib)
Should not breastfeed
Lactation
Breastfeeding is strongly encouraged as it offers numerous benefits for the infant and does not exacerbate maternal IBD. For most drugs, a weight adjusted percentage of the maternal dosage (relative infant dose) of ≤ 10% is considered relatively safe.16,17 In infants exposed in utero to infliximab, adalimumab, vedolizumab or ustekinumab, maternal breastfeeding did not affect neonatal clearance of the drug.18,19,20 Due to limited human safety data including unknown effects on the immune system of the infant, breastfeeding should be avoided in case of treatment with JAK-inhibitor.21 Table 3 summarizes the medication management recommendations.
Maternal and Fetal Outcomes
The interaction between IBD and pregnancy outcomes is bidirectional, with active disease increasing the risk of complications. Controlling disease activity during pregnancy among women with IBD is critical to reduce maternal and fetal adverse outcomes.
We suggest that women with IBD face an increased risk of adverse pregnancy outcomes, including low birth weight and preterm delivery, compared to women without IBD. Moreover, those with moderate to severe disease activity are at a higher risk of spontaneous abortion than both women without IBD and those with milder forms of the disease. In addition, pregnant women with IBD are more likely to experience venous thromboembolism (VTE) during pregnancy and in the postpartum period compared to their counterparts without IBD and should be considered for prophylaxis, particularly after cesarean section.
Short and Long-term Neonatal Outcomes
Emerging evidence supports the safety of in utero exposure to most IBD medications.
We suggest that children born to women with IBD experience higher rates of neonatal ICU admissions and hospitalizations during their first year of life compared to those born to women without IBD. Additionally, children born to women with active IBD are more likely to be small for gestational age and have a low birth weight compared to those born to women with inactive IBD. We further suggest that treatment with biologics during pregnancy does not increase the risk of early childhood malignancy or developmental delays, and similarly, thiopurine therapy during pregnancy does not appear to elevate the risk of early childhood developmental delays.
Vaccinations
Inactive vaccines should be given on schedule to infants of women with IBD regardless of in utero IBD medication exposure. Children exposed to thiopurine monotherapy, JAK inhibitors or S1P receptor modulators in utero may receive appropriate live vaccines after 1 month of age and live vaccines can be given to infants of mothers breastfeeding while on biologics. Previously, guidelines recommended avoiding live vaccines for 6 months after in utero biologic exposure, however, evidence suggests that the rotavirus vaccine when administered to infants exposed to biologics in utero did not result in any serious adverse events.22,23 Bacillus Calmette-Guérin (BCG) vaccine, however, is greater risk. Infants exposed to in utero biologics should not receive BCG vaccine until after 6 months of age or until the time when infant serum concentrations of drug are undetectable.
Conclusion
The global consensus on IBD management in pregnancy provides a robust framework that underlines key strategies in the management of this vulnerable population, ensuring that gastroenterologists are well-equipped to facilitate effective decision-making and specialist collaboration. The pregnant patient with IBD requires multidisciplinary care from gastroenterologists, obstetricians and maternal-fetal medicine specialists as well as surgeons and nutritionists as appropriate. Key takeaways include prioritizing preconception counseling and ensuring that patients with IBD are in remission before conception to optimize both maternal and fetal outcomes. Educating patients about the safety of continuing most IBD therapies—including monoclonal antibodies—throughout pregnancy and lactation empowers them to make informed decisions. All IBD patients may be at risk for pre-term preeclampsia and should initiate low-dose aspirin between 12 to 16 weeks of gestation to mitigate this risk. Infants should receive all inactive vaccines on schedule regardless of in utero drug exposure. The live vaccine, rotavirus, can also be given on schedule, but BCG should only be given after 6 months if biologic exposure in utero.
Future research should aim to fill current knowledge gaps, particularly regarding newer oral therapies and long-term neonatal outcomes. By integrating these practices and focusing on maternal health, healthcare providers can play a pivotal role in safeguarding the well-being of both mother and child.
References
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As understanding of disease processes in medicine evolves, terminology must often evolve too. Terminology related to cirrhosis has been changing to better capture the spectrum of liver disease and patients’ progression along that spectrum that is not adequately captured by the terms “compensated cirrhosis” and “decompensated cirrhosis” alone. This article aims to review this newer terminology that has emerged over the past several years regarding portal hypertension and cirrhosis along the spectrum of compensated and decompensated disease. Appropriate use of terminology is important. It can help direct our conversations with patients in helping them to understand their disease and provide anticipatory guidance for what their future health may look like. It is also critically important in conveying how sick a patient may be when communicating with other providers and in conveying the complexity of medical decision making in our documentation.
Background
In medicine, there is constant advancement in the understanding of diseases, their pathophysiology, and subsequent management. Over time, these advances necessitate changes in the nomenclature related to diseases so that the terminology used best describes the disease process a patient has. Furthermore, these changes have the potential to communicate more nuanced information about the disease to convey severity and to globally portray prognosis and course. This can be seen in the divergence from eponyms to more disease descriptive terms and attempts to identify and change stigmatizing language. The field of hepatology has gone through a significant terminology revolution recently, notably with migration away from nonalcoholic steatohepatitis and nonalcoholic fatty liver disease to metabolic dysfunction-associated steatohepatitis (MASH) and metabolic dysfunction–associated steatotic liver disease (MASLD). This has been coupled with the addition of the term metabolic and alcohol related/associated liver disease (MET/ALD), which captures a patient population that likely has multifactorial steatosis that was not captured with the previous nomenclature.1 The field of hepatology has further experienced evolution in the nomenclature surrounding cirrhosis to better capture the spectrum of liver disease and patients’ progression along that spectrum that is not adequately captured by the terms “compensated cirrhosis” and “decompensated cirrhosis” alone (refer to Table 1). Addition of new terms, honing of definitions and adding new classification systems will hopefully capture more patients with liver disease and be able to better convey where a patient is along the liver disease spectrum. This article aims to review this newer terminology that has emerged over the past several years regarding portal hypertension and cirrhosis along the spectrum of compensated and decompensated disease. Appropriate use of terminology is important. It can help direct our conversations with patients in helping them to understand their disease and provide anticipatory guidance for what their future health may look like. It is also critically important in conveying how sick a patient may be when communicating with other providers and in conveying the complexity of medical decision making in our documentation.
Table 1.
As our understanding of cirrhosis has become more nuanced, so has our understanding of prognosis, and nomenclature has had to change to match this. Previously cirrhosis was viewed in 2 major stages, “compensated” and “decompensated”, with respective median survival being 10-12 years and 2-4 years.2-4 It has previously been acknowledged that generalized life expectancy estimations are difficult to apply to individual patients, since broadly stating decompensated cirrhosis has a certain mortality rate does not account for the differences in mortality that are seen with differing decompensating events such as development of ascites versus development of varices or differences with having one decompensating factor versus having two or more.2 Even in patients with compensated cirrhosis, generalized mortality statements do not account for possible differences related to compensated with varices versus compensated cirrhosis without varices.2 Though we do have scoring systems, like MELD3.0, that help to convey how sick our patients are, MELD3.0 was created to predict 3-month mortality without a liver transplant.5 When discussing longer term mortality and having informed discussions with patients, it is helpful to understand their global course and how certain events in the progression of cirrhosis affect survival.
The term cirrhosis refers to a pathology-based diagnosis.6-8 With increasing availability of non-invasive tests and imaging, liver biopsy and hepatic venous pressure gradients (HVPG) are being obtained less frequently.9 Non-invasive testing (NIT) in patients that are otherwise compensated is often not able to account for the pathologic differences between advanced fibrosis and cirrhosis.6 Regardless of the pathologic stage, patients with increased liver stiffness levels on NIT still may have liver disease worth treating and or surveying long term. To account for the increasing number of patients falling into this category, the Baveno VI consensus applied the term compensated advanced chronic liver disease (cACLD), which encompassed patients with both advanced fibrosis (bridging fibrosis) and cirrhosis who did not have a liver biopsy.6,7 Using transient elastography (TE), cACLD may be termed “possible” for patients with liver stiffness measurements (LSM) over 10kPa and “certain” for patients with LSM over 15kPa.4,6 Patients may still have chronic liver disease with LSM under 10kPa. As with any of the more advanced stages of liver disease, the underlying etiology should be addressed but, for these patients, the 3-year risk of decompensation or liver related death is less than 1%.1 Patients with ongoing injury and LSM between 7-10kPa may need to be monitored for progression to cACLD.6
Compensated cirrhosis and cACLD can be further stratified into those with clinically significant portal hypertension and those without clinically significant portal hypertension.6,7 Clinically significant portal hypertension (CSPH) is defined as HVPG greater than or equal to 10mmHgand is the degree of elevation at which complications of portal hypertension can present.6,10 As a brief review of the pathophysiology of portal hypertension in cirrhosis, current understandings suggest that early in the disease process portal hypertension is driven by changes in the hepatic parenchyma and increase in intrahepatic vascular tone in response to various vasoactive mediators.10,11 Mild portal hypertension is defined as portal pressures between 5 and 10mmHg. As cirrhosis progresses though, changes in systemic circulation begin to contribute to portal hypertension including through increased cardiac output and increased intravascular volume.10 Patients with mild portal hypertension (5-10mmHg), may not yet have developed the hyperdynamic state that influences portal hypertension in patients with portal pressures over 10mmHg, which is thought to be the reason patients with mild portal hypertension do not respond as well to non-selective beta blocker therapies.10
For patients who have undergone NIT, there are parameters to identify who likely has CSPH and therefore do not require invasive measurement. Liver stiffness measurements (LSM) over 25kPa on TE regardless of platelet count, LSM of 20-25kPa with platelet count less than 150k/mm3 or LSM 15-20kPa with platelet count less than 110k/mm3 are consistent with CSPH. Other cutoff values exist for non-TE elastography methods.4 It should be kept in mind that these numbers are only validated in viral liver disease, alcohol-associated liver disease, and MASH.6 Imaging that shows recanalization of umbilical vein, periesophageal varices, splenorenal shunt, clinically apparent ascites or hepatofugal flow in the main portal vein on doppler ultrasound are also consistent with CSPH regardless of liver disease etiology.4
By stating that a patient has cACLD without clinically significant portal hypertension you are implying that the patient has liver disease but is not currently experiencing complications of their liver disease and is unlikely to experience a portal hypertensive complication in their current state. Management of patients in this subset should focus on identification and treatment of the underlying etiology of liver disease. When you state that a patient has compensated advanced chronic liver disease with clinically significant portal hypertension though, not only do they require etiologic identification and management, but they may also benefit from management of the hyperdynamic element of their portal hypertension with non-selective beta blocker therapy.4,6,11
Compensated cirrhosis is defined by the Baveno VII consensus statement as the absence of a present or past decompensating event (variceal bleeding, clinically apparent ascites and overt hepatic encephalopathy).6 This definition has not changed significantly over time, though it should be noted that while multiple studies have incorporated the presence of jaundice as a decompensating event, this has not been universally agreed upon as decompensation. At this time there is not enough data to allow for the classification of jaundice, minimal ascites only seen on imaging, minimal (“covert”) hepatic encephalopathy and occult bleeding from portal hypertensive gastropathy as decompensating events, so patients with these findings, at present, are still by current definitions compensated.6 In patients with compensated cirrhosis (or cACLD) and CSPH, non-selective beta blockers should be initiated with the goal of preventing decompensation.6 Compensated cirrhosis has historically been associated with median survival time of 12 years or more,2-4 but the presence or absence of varices has been shown to influence risk of death, with their absence being associated with 5-year risk of death of 1.5% and presence being associated with risk of death of 10%.18 Indeed, in patients with cACLD, progressive increase in LSM, regardless of etiology of liver disease, is associated with an increase in relative risk of decompensation and mortality.6
Decompensated cirrhosis, acute decompensation, further decompensation and acute on chronic liver failure
Decompensated cirrhosis refers to the development of complications of portal hypertension, specifically clinically apparent ascites, overt hepatic encephalopathy and variceal bleeding, and this has remained relatively unchanged over time.6 Of note, some research papers will include jaundice as a defining decompensating event12,13 and others bacterial infection14-17 but the Baveno VII consensus statement suggests that further research is required prior to the inclusion of jaundice in the definition of decompensation, and bacterial infections are considered a possible precipitant of decompensation, not a defining characteristic.6 After the first decompensating event occurs, median survival drops to 2-4 years.13Acute decompensation is the main cause of hospitalization in patients with cirrhosis.14 In the coming years we may see further stratification of decompensation based on the speed at which initial decompensating events occur. This may come with recommendations as to whether treatment for the decompensating event requires inpatient admission versus outpatient treatment with proposed addition of terminology to include non-acute decompensation, but more research is needed to determine the clinical significance of the more indolent presentations of decompensation.12
The development of a decompensating event is a key step in the natural history of cirrhosis that portends an increase in mortality with the different decompensating events having different associated mortality. Four percent of patients may die during their initial presentation with a decompensating event.19 Ascites is the most common initial decompensating event, reported to be seen in 36% of patients by itself and in combination with another decompensation event in 37% of patients.19 A prospective cohort study of 494 patients showed variceal bleeding as the first decompensating event in 10% of patients and hepatic encephalopathy in 5% of patients.18 The mortality associated with the development of ascites has been reported to be 20-58% at 1 year, 77% at 3 years, and 78% at 5 years.10,18,20-21 The combination of ascites with hepatic encephalopathy has been associated with median survival of just 1.1 years compared to median survival of 3.9 years with hepatic encephalopathy alone.21 Acute variceal hemorrhage is associated with significant short-term mortality of 10-15%19 although that is often not from the bleeding itself, but from complications that arise from the bleed, including worsening liver or renal failure.20 Estimated 5-year mortality is 20% for those presenting with bleeding alone and 88% for any combination of a bleeding event with a non-bleeding decompensation.19 Another important clinical event that is not considered a specific decompensating event is infection, which has been associated with 1 month mortality of 30% and an additional 30% at 1 year.20
It has been observed that when subsequent complications of portal hypertension follow an initial event, there is an even higher associated increase in mortality. This has been termed further decompensation. According to the Baveno VII consensus statement, further decompensation is defined as having a second portal hypertensive-mediated complication develop, such as the onset of ascites or hepatic encephalopathy in a patient who has had a previous variceal hemorrhage (with the caveat that it did not occur in the same time frame as the hemorrhagic event). Additional examples would be the development of recurrent variceal bleeding in a patient with previous bleeding, the requirement of more than 3 large volume paracenteses within 1 year, or recurrent hepatic encephalopathy; and although the following clinical scenarios are not defined as decompensation events, the development of jaundice, spontaneous bacterial peritonitis or hepatorenal syndrome acute kidney injury (HRS-AKI) can be defined as “further decompensation” in a patient with a prior traditional decompensation.6 Though this definition was included in the Baveno VII consensus statement, it was based on expert opinion, without significant evidence to support it. Part of the aim of a large multicenter cohort study published in 2024 was to evaluate whether risk of death increased with further decompensation as defined by the Baveno VII consensus statement. Based on their analysis, mortality was increased by approximately 2 times that of the associated first decompensating event, with a mean survival of 273 days (9 months) after further decompensation was reported.13
Acute on chronic liver failure (ACLF) is another term whose definition continues to be honed. It should be noted that there is no international consensus on the definition, with noted variability between European, North American and Asian societies.22 Despite the lack of a unifying definition of criteria, there is clear consensus that there is high short-term mortality with ACLF, and the European and North America definitions include the presence of extrahepatic organ failure.22,23 The specific definition used by the North American Consortium for the Study of End Stage Liver Disease (NACSELD) uses the presence of at least two different extrahepatic organ failures to define ACLF. These include shock, West Haven III/IV hepatic encephalopathy, need for renal replacement therapy, and mechanical ventilation.24 Another important concept to keep in mind with the definition used in North America is that ACLF can occur in patients with chronic liver disease even without the presence of cirrhosis.24 A large multicenter European cohort shows that in patients with acute decompensation that were diagnosed with ACLF, the 30- and 90-day mortality rates were 32.8% and 51.2% respectively, and 1.8% and 9.8% in those that did not have ACLF.14
Recompensation
It is important to remember that patients who have a history of ascites or hepatic encephalopathy, and whose disease is controlled with diuretics, TIPS, and/or hepatic encephalopathy-directed therapies, do not have compensated disease6,10 but rather decompensated disease controlled by medical and/or procedural therapies. There is, however, a subgroup of patients who have clinically meaningful response to treatment of their underlying etiology of liver disease, specifically those with hepatitis C viral infections who attain sustained viral response, hepatitis B infections with viral suppression, and sustained abstinence from alcohol. These patients, in the absence of other contributing liver disease (ex. MASH, alcohol use disorder), can experience improvement in their HVPG and consequent decrease in risk of decompensation. With sustained adequate improvement in LSM, those with cACLD can potentially stop long term liver stiffness monitoring regimens, and those with CSPH on beta blockers can potentially come off beta blockers if endoscopically proven to not have varices.6 Furthermore, patients who have previously had a decompensating event can potentially experience recompensation. Recompensation is a term that was introduced in the Baveno VII consensus statement. For recompensation to be present, all of the following must have occurred: removal, suppression or cure of the primary etiology of the liver disease, resolution of ascites and/or hepatic encephalopathy for more than 12 months off of decompensation-directed therapy, absence of variceal hemorrhage for at least 12 months and, finally, stable improvement of liver function testing.6
Conclusion
The continued refinement in the terminology we use in relation to liver disease is a crucial step in the history of our understanding of liver disease that will hopefully allow us to better categorize our patients into risk strata. This is important not just at the point of care to understand our patients’ individual risk, but also to ensure we can continue to advance research in the care for patients with chronic liver disease. There is currently a suggestion for application of new terminology related to the speed at which decompensation occurs (i.e., whether the first decompensating event comes on more slowly and is seen as an outpatient (“non-acute”) as opposed to an acute event that leads to hospitalization). Non-acute decompensation potentially accounts for 45% of decompensation.12 There is also a group of patients who have decompensated cirrhosis with symptoms that are adequately managed with medical therapy who should not be classified as recompensated as they likely do have a higher mortality than a patient who has never experienced decompensation or does not require medications anymore.
We should bear in mind that mortality prediction in cirrhosis is imperfect since the etiologies of cirrhosis are variable and the clinical outcomes of one etiology of cirrhosis do not necessarily align with those of other etiologies, but much of cirrhosis research to date has included heterogenous populations. In the future, we are likely to see further refinement of terminology in the staging of cirrhosis and chronic liver disease and continued refinement and individualization of care for patients based on that staging, their underlying etiology of liver disease and their portal pressures. As studies start to further analyze patients based on etiology of advanced chronic liver disease, we may also start to see differences in morbidity and mortality based on age and etiology of disease rather than simply type of decompensation as was shown in one population-based study evaluating mortality associated with hepatic encephalopathy.25 Indeed in 2012, the International Liver Pathology Study Group recommended discontinuation of the term cirrhosis altogether because of the implied problems that come with trying to classify many disease processes, with different patterns of scarring, regeneration and progression, with a “morphology-based unitary term”.10 While this has not come to bear in clinical practice, it is clearly of increasing importance for all providers who see these patients to understand the terminology here described, to ensure we understand the risk stratification of each of our patients and provide care commensurate to that risk.
References
References
1. D’Amico G. The clinical course of cirrhosis. Population based studies and the need of personalized medicine. Journal of Hepatology. 2014;60(2):241-242. doi:https://doi.org/10.1016/j.jhep.2013.10.023
2. Rinella ME, Lazarus JV, Vlad Ratziu, et al. A multi-society Delphi consensus statement on new fatty liver disease nomenclature. Hepatology. 2023;60(2). doi:https://doi.org/10.1097/hep.0000000000000520
3. D’Amico G, Garcia-Tsao G, Pagliaro L. Natural history and prognostic indicators of survival in cirrhosis: a systematic review of 118 studies. Journal of hepatology. 2006;44(1):217-231. doi:https://doi.org/10.1016/j.jhep.2005.10.013
4. Kaplan DE, Bosch J, Ripoll C, et al. AASLD practice guidance on risk stratification and management of portal hypertension and varices in cirrhosis. Hepatology. 2024;79(5):10.1097/HEP.0000000000000647. doi:https://doi.org/10.1097/HEP.0000000000000647
5. Kim WR, Mannalithara A, Heimbach JK, et al. MELD 3.0: The Model for End-Stage Liver Disease Updated for the Modern Era. Gastroenterology. 2021;161(6):1887-1895.e4. doi:https://doi.org/10.1053/j.gastro.2021.08.050
6. Roberto de Franchis, Bosch J, Garcia-Tsao G, et al. Corrigendum to “Baveno VII – Renewing consensus in portal hypertension” [J Hepatol (2022) 959-974]. Journal of hepatology. 2022;77(1):271-271. doi:https://doi.org/10.1016/j.jhep.2022.03.024
7. de Franchis R, Baveno VI Faculty. Expanding consensus in portal hypertension: Report of the Baveno VI Consensus Workshop: Stratifying risk and individualizing care for portal hypertension. Journal of hepatology. 2015;63(3):743-752. doi:https://doi.org/10.1016/j.jhep.2015.05.022
8. Hytiroglou P, Snover DC, Alves V, et al. Beyond “Cirrhosis.” American Journal of Clinical Pathology. 2012;137(1):5-9. doi:https://doi.org/10.1309/ajcp2t2ohtapbtmp
9. Sterling RK, Asrani SK, Levine D, et al. AASLD Practice Guideline on non-invasive liver disease assessments of portal hypertension. Hepatology. 2024;81(3). doi:https://doi.org/10.1097/hep.0000000000000844
10. Ripoll C, Bari K, Garcia-Tsao G. Serum albumin can identify patients with compensated cirrhosis with a good prognosis. Journal of clinical gastroenterology. 2015;49(7):613-619. doi:https://doi.org/10.1097/MCG.0000000000000207
12. Tonon M, D’Ambrosio R, Calvino V, et al. A new clinical and prognostic characterization of the patterns of decompensation of cirrhosis. Journal of hepatology. 2024;80(4):603-609. doi:https://doi.org/10.1016/j.jhep.2023.12.005
13. Gennaro D’Amico, Zipprich A, Villanueva C, et al. Further decompensation in cirrhosis. Results of a large multicenter cohort study supporting Baveno VII statements. Hepatology. 2023;79(4). doi:https://doi.org/10.1097/hep.0000000000000652
14. Moreau R, Jalan R, Gines P, et al. Acute-on-Chronic Liver Failure Is a Distinct Syndrome That Develops in Patients With Acute Decompensation of Cirrhosis. Gastroenterology. 2013;144(7):1426-1437.e9. doi:https://doi.org/10.1053/j.gastro.2013.02.042
15. Trebicka J, Fernandez J, Papp M, et al. The PREDICT study uncovers three clinical courses of acutely decompensated cirrhosis that have distinct pathophysiology. Journal of Hepatology. 2020;73(4):842-854. doi:https://doi.org/10.1016/j.jhep.2020.06.013
16. Dilan Gülcicegi, Goeser T, Kasper P. Prognostic assessment of liver cirrhosis and its complications: current concepts and future perspectives. Frontiers in Medicine. 2023;10. doi:https://doi.org/10.3389/fmed.2023.1268102
17. Ferstl P, Trebicka J. Acute Decompensation and Acute-on-Chronic Liver Failure. Clinics in Liver Disease. 2021;25(2):419-430. doi:https://doi.org/10.1016/j.cld.2021.01.009
18. D’Amico G, Pasta L, Morabito A, et al. Competing risks and prognostic stages of cirrhosis: a 25-year inception cohort study of 494 patients. Alimentary Pharmacology & Therapeutics. 2014;39(10):1180-1193. doi:https://doi.org/10.1111/apt.12721
19. D’Amico G, Bernardi M, Angeli P. Towards a new definition of decompensated cirrhosis. Journal of Hepatology. 2022;76(1):202-207. doi:https://doi.org/10.1016/j.jhep.2021.06.018
20. Schiff ER, Maddrey WC, K Rajender Reddy. Schiff’s Diseases of the Liver. John Wiley & Sons Ltd; 2018.
21. Tapper EB, Aberasturi D, Zhao Z, Hsu CY, Parikh ND. Outcomes after hepatic encephalopathy in population-based cohorts of patients with cirrhosis. Alimentary Pharmacology & Therapeutics. 2020;51(12):1397-1405. doi:https://doi.org/10.1111/apt.15749
22. Arroyo V, Moreau R, Jalan R. Acute-on-Chronic Liver Failure. Longo DL, ed. New England Journal of Medicine. 2020;382(22):2137-2145. doi:https://doi.org/10.1056/nejmra1914900
23. Moreau R, Tonon M, Krag A, et al. EASL Clinical Practice Guidelines on acute-on-chronic liver failure. Journal of Hepatology. 2023;79(2):461-491. doi:https://doi.org/10.1016/j.jhep.2023.04.021
24. Constantine Karvellas, Bajaj JS, Kamath PS, et al. AASLD Practice guidance on Acute-on-chronic liver failure and the management of critically Ill patients with cirrhosis. Hepatology. 2023;79(6). doi:https://doi.org/10.1097/hep.0000000000000671
Irritable Bowel Syndrome (IBS) is a common gastrointestinal (GI) disorder marked by abdominal pain, bloating, and altered bowel habits. Dietary changes are key to managing symptoms, with the low-FODMAP diet being the most evidence-based approach. Its complexity and restrictiveness, however, can make adherence difficult without guidance from a registered dietitian (RD). Given rising concerns around food-related anxiety and disordered eating in IBS, a shift toward more flexible, individualized dietary strategies is emerging. More research is needed to confirm the long-term outcomes of these less restrictive approaches. This review aims to present the current state of scientific evidence on the use of the low-FODMAP diet for managing IBS, including its three-phase structure and possible application of less restrictive FODMAP diet versions. It also explores the key role of GI expert RDs in the practical implementation of diet therapy, including patient assessment for suitability.
Defining IBS: Symptoms, Prevalence, and Impact
Irritable bowel syndrome (IBS) is a multifactorial and commonly encountered GI disorder, classified as a disorder of gut-brain interaction (DGBI). The Rome IV criteria are used to diagnose IBS and includes presence of recurrent abdominal pain occurring at least once weekly in conjunction with disturbances in bowel habits, including changes in stool frequency and form for the past three months, in the absence of identifiable structural or known biomarkers. IBS occurs 2.5 times more in females than males and symptom onset must have occurred at least 6 months prior to diagnosis.1,2
Prevalence rates vary by country; a recent United States based survey study found that 6.1% met Rome IV IBS criteria,3 while higher rates have been found in low- and middle-income countries, ranging from 6-44%.4 The etiology of IBS has yet to be fully characterized but believed to involve GI motility changes, post-infectious reactivity, visceral hypersensitivity, altered gut-brain interactions, microbiota dysbiosis, small intestinal bacterial overgrowth, food sensitivity, carbohydrate malabsorption, and intestinal inflammation. An acute enteric infection can result in post-infectious IBS, and this represents the most direct risk factor for IBS.5,6
While interest and research are growing to better understand the pathophysiology of IBS to guide treatments, perceived efficacy of current therapies remain limited. Based on survey data, it is evident that many patients with IBS continue to face significant challenges. One survey study revealed that most patients would give up 25% of their remaining life (average 15 years) and 14% would risk a 1/1000 chance of death for a treatment that would relieve IBS symptoms.7 Another survey study revealed patients are willing to accept a 1% risk of sudden death in return for a 99% chance of cure of their symptoms from a medication.8 From a health-related quality of life (HRQOL) impact, patients with IBS had significantly worse HRQOL on selected SF-36 scales than patients with diabetes mellitus and end stage renal disease.9
Evolution of Diet as a Therapyin Irritable Bowel Syndrome
Dietary trials in IBS were limited until the early 2000s. Patients were often prescribed a high fiber diet which offered variable benefits. The term FODMAP (fermentable oligosaccharides, disaccharides, monosaccharides, and polyols) emerged initially in the literature in 2005, speculating a potential link to diet induced small bowel ecology and colonic permeability, potentially predisposing one to inflammatory bowel disease.10 Many individuals living with IBS associate their symptoms to specific foods, which has spurred greater scientific research into the role of diet in managing this challenging and often debilitating disorder. A survey of nearly 200 individuals living with IBS found that 84% believed that eating any food could trigger their symptoms. The majority (70%) identified carbohydrates as triggers, particularly foods rich in fermentable carbohydrates such as dairy products (49%), beans/lentils (36%), apple (28%), flour (24%), and plum (23%).11 See Table 1 for FODMAP subtypes and food sources.The low-FODMAP diet approach evolved into a therapeutic strategy for IBS symptom management, starting initially as a broad elimination diet for IBS, to currently, a three-phase approach. See Figure 1.
Food intolerance (e.g., lactose intolerance) resulting from carbohydrate malabsorption can mimic symptoms of IBS, such as bloating, gas and alteration in bowel habits. The low-FODMAP elimination approach applied a more global restriction to commonly malabsorbed carbohydrates, restricting a wide range of poorly absorbed short-chain carbohydrates. Research trials revealed good efficacy rates, with a notable 50% to 80% of IBS noting clinically relevant symptom benefit.12,13 Efficacy data variability may be due to differences in the approach to diet implementation. In most studies, a dietitian provided guidance on dietary implementation, while participants prepared their own meals. While in the seminal study by Halmos et al., low- FODMAP meals were provided to the participants throughout the study period.14 Currently, there are numerous systematic reviews and meta-analyses supporting the diet’s benefits. A recent systematic and meta-analysis including 15 randomized controlled trials (RCTs) and 1118 participants revealed a benefit over placebo to the low-FODMAP diet, with a risk ratio (RR) of 1.21 (95% confidence interval= 0.98-1.51).15
FODMAP Effect on Gut Physiology in Irritable Bowel Syndrome
As the application of the diet showed benefit globally, further research began to better understand the full mechanism of FODMAPs in IBS. Initial mechanistic insights into how FODMAPs triggered IBS symptoms focused on their effects on luminal distention via osmotic effects and fermentation of the poorly absorbed carbohydrates. This was followed by novel magnetic resonance imaging (MRI) studies that revealed that the size of the FODMAP subtype results in variable effects on bowel distention. The monosaccharide, fructose, distends the small bowel with water due to its greater osmotic effects, while fructans, oligosaccharides, distend the colon from release of gases due to bacterial fermentation.16 The smaller the size of the FODMAP, the greater the osmotic effect while longer chain FODMAP fibers such as fructans, have greater effects on distention via fermentation. In the latest innovative research, investigators using mice models have shown that a high-FODMAP diet may lead to dysbiosis, impaired colonic barrier function, mast cell recruitment and activation, and heightened visceral sensitivity. In mice, a high-FODMAP diet promotes the growth of gram-negative bacteria, resulting in elevated levels of luminal lipopolysaccharide (LPS). This LPS can stimulate mast cells via toll-like receptor 4 (TLR4), triggering the release of bioactive compounds such as tryptase, histamine, and prostaglandin E2. These mediators can, in turn, increase intestinal permeability and enhance visceral sensitivity. Collectively, animal data (and interim analysis from a small human IBS trial) suggests a complex interaction of diet, gut microbiota, immune activation, visceral hypersensitivity and resultant colonic barrier dysfunction.17
A Therapeutic Diet for Irritable Bowel Syndrome: The Low-FODMAP Model
With growing data and research assessing the efficacy of this approach in IBS, the low-FODMAP diet remains the most evidence-based nutritional therapy. The 3-phase approach starts with the elimination phase, followed by the reintroduction phase and lastly the personalization phase. The goal of the elimination phase is to identify FODMAP sensitivity, and if present, alleviate GI symptoms. The next step is to systematically reintroduce FODMAP subtypes back into the diet to identify personal triggers, and lastly, the personalization phase which allows for a more liberal diet, adding back tolerated foods. For those that do not experience any symptom improvement with the elimination phase, the diet should be stopped, and different therapeutic approaches should be explored.
Practical Considerations for Success with the Low FODMAP Diet
Initiating a low-FODMAP diet in an individual with IBS, when possible, should be done under the guidance of a dietitian with expertise in the diet. Research has shown that by applying the diet with dietitian guidance versus without, the patients had a greater likelihood of following the 3-phases appropriately and attaining a therapeutic level of FODMAP intake to effectively reduce symptoms.18 An early referral to a dietitian is important to facilitate accurate and effective implementation of the diet from the outset.
The complexity of the diet benefits from expert RD direction to provide patients with the tools to carry out menu planning, grocery shopping, and label reading to decipher suitable food products for consumption. Further assessment should include considering the patient’s lifestyle, cultural preferences, food accessibility, health literacy, and personal goals for nutrition therapy. Appropriate candidates for the diet are selected carefully through screening for a history of eating disorder or excessive food fear to ensure that a restrictive diet does not induce harm. Using a patient-centered approach is important to confirm the patient desires a nutritional approach to treatment and to gain an understanding on how much they are willing to change in their diet on the onset. See Table 2 for candidates for the low-FODMAP diet.
Table 2. Low-FODMAP Suitability: Clinical Cues and Considerations
Eating triggers IBS symptoms No eating disorder currently or in past medical history No evidence of heightened food fear Able to prepare own food or have assistance with special diet preparation No signs of malnutrition Desires a nutritional approach
On the initial visit (generally 45 minutes -1 hour), the RD’s expertise and guidance can reinforce key nutritional principles, including evaluating the patient’s overall dietary adequacy, nutrient balance, eating behaviors (e.g., chewing food thoroughly to maximize digestion, eating in a relaxed state to engage the parasympathetic nervous system for rest and digestion) and promoting a positive, enjoyable relationship with food. While it is essential to encourage mindful adherence to the diet to assess its benefits, care must be taken to avoid fostering hypervigilance. This is particularly important in a population already vulnerable to food-related stress, anxiety and depression due in part to gut-brain axis dysregulation.
Up to one-third of people with IBS also experience anxiety or depression. Individuals with IBS who also experience anxiety or depression may struggle with significant food-related distress. This can include unnecessary and prolonged dietary restrictions, rigid beliefs about certain foods, resistance to altering these beliefs, and fear of eating in situations where they cannot maintain complete control over their diet. For these individuals, it is important to provide clear, evidence-based guidance on appropriate dietary modifications and to dispel common food-related myths. Dietitians can help patients by setting realistic expectations such as noting that diet alone may not resolve GI symptoms and promoting an integrated, multi-disciplinary care approach.19 Integrated care has proven more effective than gastroenterologist-only treatment in improving IBS symptoms, mental health, quality of life, and reducing healthcare costs.20
Figure 2. Top-Down and Bottom-Up Low FODMAP Approach
Potential Downsides of the Low-FODMAP Diet
Stool microbiome analysis research during use of the low-FODMAP diet has highlighted possible adverse effects. During the elimination phase, alterations in the stool microbiome have been observed; however, the potential negative effects of these changes are not yet fully understood. From a gut microbiome impact, the elimination phase of the diet has been shown to increase stool pH, which may provide a more favorable environment for potentially pathogenic microbes to flourish, however this effect is not consistent in the literature.21,22 Further, a reduction in health promoting microbiota, such as bifidobacteria levels are reduced in the elimination phase. However this change has been shown to be mitigated in small clinical trials with use of a probiotic or when the diet is liberalized in the personalization phase.23,24
Nutrient adequacy can be impacted in the elimination phase of the low-FODMAP diet. Diet evaluations of low-FODMAP diet followers appear to be lower in carbohydrates, fiber and calcium.25 It should be noted that in IBS, it is not uncommon for the baseline diet to be nutritionally inadequate. A recent prospective, open-labeled, case-report dietary intervention of 36 patients with IBS showed that an extended low-FODMAP diet (12 weeks) is not inferior to the participants’ baseline diet; revealing the IBS baseline diet has nutrient deficiencies and a low-FODMAP did not exacerbate these.26 The low-FODMAP diet, especially when dietitian-led and appropriately implemented, may be less restrictive than a patient’s baseline diet.
Other concerns about the low-FODMAP diet are its potential impact with food-related quality of life (FRQoL) given its restrictive nature. In fact, finding low-FODMAP suitable food options when dining out can be challenging and the diet requires some level of culinary skills. FRQoL has been found to be reduced in those staying on the elimination phase of the diet versus progressing through the 3 phases.27 Additionally, the potential added costs of following a specialized diet may add another barrier. Low-FODMAP and gluten free products often come at a higher cost compared to traditional wheat-based staples.28
Reintroduction Trials: What Have We Learned
Two trials focused on reintroducing FODMAPs were conducted to determine which FODMAP subtypes are most linked to digestive symptoms in patients with IBS. In one trial, US researchers Eswaran and colleagues carried out a key single-center study to evaluate the effects of reintroducing specific FODMAPs in patients who met the Rome IV criteria for IBS who had shown symptom improvement on a low-FODMAP elimination diet. This small, randomized, double-blind trial involved reintroducing individual FODMAP subtypes, with a final analysis including 20 participants. While maintaining the elimination phase of the low-FODMAP diet, each participant was randomized to follow one of five sequences involving the reintroduction of fructans, excess fructose, galacto-oligosaccharides (GOS), lactose, or polyols, all provided in a brownie. Participants consumed two brownies daily. See Table 3 for reintroduction FODMAP subtype amounts. The study aimed to identify which specific FODMAPs triggered symptoms such as abdominal pain and bloating. Results showed that fructans and GOS were the most common triggers, causing significant increases in abdominal pain, with GOS also linked to increased bloating. In contrast, lactose, excess fructose, and polyols did not significantly affect symptoms. These findings indicate that not all FODMAPs contribute equally to IBS symptoms, supporting a more targeted dietary management approach.29
Table 3. Reintroduction of FODMAP Quantities Administered Each Week29
FODMAP
Moderate Dose (day 1-3)
High Dose (day 4-7)
Lactose
10 g/day
20 g/day
Excess fructose
10.5 g/day
21 g/day
Polyol (sorbitol)
5 g/day
10 g/day
Fructans
0.75 g/day
1.5 g/day
GOS (galacto-oligosaccharides)
2 g/day
4 g/day
In another reintroduction FODMAP diet trial, Belgium researchers, Van den Houte et al. (2024) provides further validation that not all FODMAP subtypes trigger symptoms in most patients with IBS. Their blinded, randomized, crossover trial aimed to identify specific FODMAP triggers and assess their impact on IBS symptoms, quality of life, and psychosocial comorbidities. In this trial, 117 participants with IBS meeting Rome IV criteria who responded favorably to the low-FODMAP elimination diet phase, defined as a reduction of ≥50 points from baseline on the IBS Severity Scoring System (IBS-SSS), progressed to a 9-week reintroduction phase. During this phase, participants continued the low-FODMAP diet while being exposed to six different FODMAPs or glucose (30 g dose/day) as a control. Each FODMAP was provided as a powdered supplement in a randomized, blinded, crossover sequence. See the daily dosages of FODMAP subtypes are outlined in Table 4. Symptom severity was recorded daily using a 0–10 point numerical rating scale. Symptom recurrence was triggered in 85% of the FODMAP powders, by an average of 2.5 ± 2 FODMAPs/patient. The most prevalent triggers were fructans (56%), mannitol (54%), and GOS (35%).30
Table 4. Daily FODMAP Subtypes and Quantities Tested30
FODMAPs
Daily Powder Dose
Fructans
20 g/day
Excess fructose
60 g/day
GOS
12 g/day
Lactose
60 g/day
Mannitol
15 g/day
Sorbitol
15 g/day
These findings sparked interest in the clinical feasibility of achieving adequate symptom control through a more liberal FODMAP restriction.
Variations of the FODMAP Diet
FODMAP Simple
Based on the findings that fructans and GOS are commonly found to be triggers in clinical practice, and both reintroduction studies suggested their common role in instigating symptoms, a 2-center pilot feasibility study was initiated to assess for benefit of a bottom-up approach to FODMAP restriction. The “FODMAP simple” diet only limited fructans and GOS and was compared to the traditional low-FODMAP elimination diet in patients with IBS-with diarrhea (IBS-D). See Figure 2. The pilot feasibility study, which included 10 participants following the traditional low FODMAP diet group and 14 following the FODMAP simple diet, revealed the FODMAP simple approach improved symptoms in majority of patients with IBS-D. Furthermore, the FODMAP simple diet was better tolerated than the traditional low-FODMAP diet (adverse effects rate 12.5% vs. 26.3%).31 Given this was a pilot-feasibility study, the results should be viewed primarily as hypothesis generating versus evidence-based data. While this is not robust data to change clinical practice guidelines, it does provide some signals that a less restrictive approach may be effective for many with IBS.
FODMAP Gentle
In the FODMAP gentle approach, the dietitian modifies FODMAP intake based on the patient’s current intake and symptom profile, identifying only a subset of FODMAP rich foods to eliminate and assess symptom benefit. A FODMAP gentle diet involves selectively reducing certain foods that are highest in FODMAPs. See Table 5 for high-FODMAP foods often excluded in the FODMAP gentle diet.
This approach was introduced by Halmos and Gibson, Monash University researchers suggesting a FODMAP gentle approach may be undertaken when the traditional low-FODMAP elimination diet a “top-down” approach to treatment may not be appropriate.32 The authors highlight that some patients may be more appropriate for a less restrictive form of modifying FODMAPs such as individuals with pre-existing dietary restrictions (e.g., celiac disease, allergies) that may face nutritional deficiencies or those with active eating disorders or with food fear where a highly restrictive diet may exacerbate their psychological and potentially physical health. In such cases, it may be more appropriate to either forgo dietary therapy altogether or adopt a “bottom-up” strategy, such as the FODMAP gentle, a milder form of FODMAP restriction. It’s important to note that the FODMAP gentle approach has not been formally evaluated in the research setting.
Case Vignette: A Targeted FODMAP Gentle Strategy in Practice
A 23-year-old female with a history of IBS-C (IBS with constipation) presents with an increase in gas and bloating, which she finds increasingly frustrating. She has no history of an eating disorder or noted elevation of food fears. Her weight is stable with no alarm signs (e.g., blood in stool, unintended weight loss). She just started a new job at a coffee shop two months ago, where she has been consuming three complimentary soy lattes per shift as part of her employee benefits. While her constipation improved, symptoms of abdominal pain and gas have increased, which she describes as moderate and impacting on her day-to-day living. During the initial consultation, the dietitian recommended a FODMAP gentle approach, restricting her soy milk (a common source of the FODMAP subtype, GOS). The patient was instructed to substitute with almond milk or lactose free cow’s milk in her lattes. This slight change provided adequate symptom relief for this patient—and no further diet modifications were needed.
Caution: Diet is Not Always a Benign Intervention in Patients with GI Disorders
While often viewed as a holistic and natural approach to IBS care, diet change in the GI patient population may come with some unintended consequences. Of great interest and concern is the association of disordered eating particularly in the face of food fear, or a condition called avoidant restrictive food intake disorder (ARFID). ARFID was first included in the Diagnostic and Statistical Manual of Mental Disorders, 5th Edition in 2013, with a proposed subgroup highlighted by a pathologic restriction resulting from a fear of negative effects associated with eating.33 Further, individuals with past or a current eating disorder (ED) may develop GI symptoms as a consequence from their disordered eating behaviors. Malnutrition, for instance, can lead to pelvic floor dysfunction due to muscle atrophy, a predictor of abdominal distention and constipation.34 It can be challenging to determine whether GI symptoms are intrinsic features of EDs or consequences of malnutrition resulting from behaviors such as laxative misuse, self-induced vomiting, or food restriction.
Table 5. FODMAP Rich Foods Excluded in the Gentle Low-FODMAP Diet
Food Group
Common High-FODMAP Sources
Grains
Wheat, rye
Vegetables
Onion, leek, cauliflower, mushrooms (button)
Fruit
Apple, pear, dried fruit, stone fruit, watermelon
Dairy
Lactose containing milk or yogurt
Protein
Legumes (e.g., beans, lentils, chickpeas)
Healthcare providers in GI are indeed faced with a patient population at risk for disordered eating. One systematic review and meta-analysis found 23.4%of patients with GI disease (n=691) displayed disordered eating patterns.35 Screening for food fear (Nine Item Avoidant/Restrictive Food Intake Disorder Screen (NIAS)) or eating disorders (Eating Attitudes (EAT-26)) can help assess for maladaptive eating behaviors.36,37 With a positive screening for ARFID or ED, a referral to an ED therapist for a clinical diagnosis and management would be the next step.34,38 It is important to note, there is a need for validated ARFID and ED screening tools in the GI patient population. The NIAS can be used to screen for ARFID among patients with IBS; however, the IBS patient population is different than the population NIAS was developed in, and the validity is a bit unclear.37,38 While disordered eating behaviors benefit from eating disorder expert care, it’s important a GI provider remain engaged in GI care as needed.38
Conclusion
The low-FODMAP diet has emerged as a valuable therapeutic tool for managing IBS, offering symptom relief through strategic carbohydrate restriction. It’s complexity and restrictive nature underscore the critical role of GI-Expert RDs in guiding patients through its phases, ensuring nutritional adequacy, helping guide a positive food relationship and mitigating any potential nutrient and diet related health risks. There is growing interest and initial research underway into less restrictive approaches to the low-FODMAP diet, such as “FODMAP Gentle” and “FODMAP Simple”. Given the increasing concern that elimination diets may lead to disordered eating patterns or worsen conditions such as ARFID, especially among GI patients, the aim is to offer individuals with IBS a personalized and as liberal a diet as possible, while still effectively managing symptoms. Ideally, this approach should be initiated and monitored by a qualified GI-expert RD whenever feasible.
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BMR. Prevalence and Burden of Illness of Rome IV Irritable
Bowel Syndrome in the United States: Results from a Nationwide
Cross-Sectional Study. Gastroenterology. 2023;165(6):1475-1487.
4. Arnaout AY, Nerabani Y, Douba Z, Kassem LH, Arnaout K,
Shabouk MB, Zayat H, Mayo W, Bezo Y, Arnaout I, Yousef A,
Zeina MB, Aljarad Z; PRIBS Study Team. The prevalence and risk
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5. Tang HY, Jiang AJ, Wang XY, et al. Uncovering the pathophysiology
of irritable bowel syndrome by exploring the gut-brain axis: a
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6. Ford AC, Sperber AD, Corsetti M, Camilleri M. Irritable bowel
syndrome. Lancet. 2020;396(10263):1675-1688.
7. Drossman DA, Morris CB, Schneck S, et al. international survey
of patients with IBS: Symptom features and their severity, health
status, treatments, and risk Taking to achieve clinical benefit. J
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8. Lacy BE, Everhart KK, Weiser KT, et al. IBS patients’ willingness to
take risks with medications. Am J Gastroenterol 2012; 107: 804-9.
9. Gralnek IM, Hays RD, Kilbourne A, Naliboff B, Mayer EA. The
impact of irritable bowel syndrome on health-related quality of
life. Gastroenterology. 2000;119(3):654-660.
10. Gibson PR, Shepherd SJ. Personal view: food for thought–western
lifestyle and susceptibility to Crohn’s disease. The FODMAP
hypothesis. Aliment. Pharmacol. Ther. 2005; 21: 1399–1409.
11. Böhn L, Störsrud S, Törnblom H, Bengtsson U, Simrén M.
Self-reported food-related gastrointestinal symptoms in IBS are
common and associated with more severe symptoms and reduced
quality of life. Am J Gastroenterol. 2013;108(5):634-641.
12. Eswaran SL, Chey WD, Han-Markey T, Ball S, Jackson K. A
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vs. Modified NICE Guidelines in US Adults with IBS-D. Am J
Gastroenterol. 2016;111(12):1824-1832.
13. Staudacher HM, Whelan K. The low FODMAP diet: recent
advances in understanding its mechanisms and efficacy in
IBS. Gut. 2017;66(8):1517-1527.
14. Halmos EP, Power VA, Shepherd SJ, Gibson PR, Muir JG. A
diet low in FODMAPs reduces symptoms of irritable bowel syndrome.
Gastroenterology. 2014;146(1):67-75. e5.
15. Khan Z, Muhammad SA, Amin MS, Gul A. The Efficacy of the
Low-FODMAP (Fermentable Oligosaccharides, Disaccharides,
Monosaccharides, and Polyols) Diet in Irritable Bowel Syndrome:
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16. Murray K, Wilkinson-Smith V, Hoad C, et al. Differential effects
of FODMAPs (fermentable oligo-, di-, monosaccharides and
polyols) on small and large intestinal contents in healthy subjects
shown by MRI. Am J Gastroenterol 2014; 109:110–9
17. Singh P, Grabauskas G, Zhou SY, Gao J, Zhang Y, Owyang C.
High FODMAP diet causes barrier loss via lipopolysaccharidemediated
mast cell activation. JCI Insight. 2021 Nov 22;6(22):
e146529.
18. Tuck CJ, Reed DE, Muir JG, Vanner SJ. Implementation of the low
practicalgastro.com FODMAP diet in functional gastrointestinal symptoms: A real-world experience. Neurogastroenterol Motil. 2020;32(1): e13730.
19. Staudacher HM, Black CJ, Teasdale SB, Mikocka-Walus A, Keefer
L. Irritable bowel syndrome and mental health comorbidity –
approach to multidisciplinary management. Nat Rev Gastroenterol
Hepatol. 2023 Sep;20(9):582-596.
20. Basnayake C, Kamm MA, Stanley A, et al. Standard gastroenterologist
versus multidisciplinary treatment for functional
gastrointestinal disorders (MANTRA): an open-label, singlecentre,
randomised controlled trial. Lancet Gastroenterol Hepatol.
2020;5(10):890-899.
21. Halmos EP, Christophersen CT, Bird AR, Shepherd SJ, Gibson
PR, Muir JG. Diets that differ in their FODMAP content alter the
colonic luminal microenvironment. Gut. 2015;64(1):93-100.
22. So D, Loughman A, Staudacher HM. Effects of a low FODMAP
diet on the colonic microbiome in irritable bowel syndrome:
a systematic review with meta-analysis. Am J Clin Nutr.
2022;116(4):943-952.
23. Staudacher HM, Lomer MCE, Farquharson FM, et al. A Diet Low
in FODMAPs Reduces Symptoms in Patients with Irritable Bowel
Syndrome and A Probiotic Restores Bifidobacterium Species: A
Randomized Controlled Trial. Gastroenterology. 2017;153(4):936-
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24. Staudacher HM, Rossi M, Kaminski T, et al. Long-term personalized
low FODMAP diet improves symptoms and maintains
luminal Bifidobacteria abundance in irritable bowel
syndrome. Neurogastroenterol Motil. 2022;34(4): e14241.
25. Staudacher HM. Nutritional, microbiological and psychosocial
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2017;32 Suppl 1:16-19.
26. Hillestad EMR, Steinsvik EK, Teige ES, et al. Nutritional safety
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27. Silva H, Porter J, Barrett J, Gibson PR, Garg M. Dietary Intake,
Symptom Control and Quality of Life After Dietitian-Delivered
Education on a FODMAP Diet for Irritable Bowel Syndrome: A
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Persistent Economic Burden of the Gluten Free Diet. Nutrients.
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Chey WD. All FODMAPs Aren’t Created Equal: Results of a
Randomized Reintroduction Trial in Patients With Irritable Bowel
Syndrome. Clin Gastroenterol Hepatol. 2025;23(2):351-358.e5.
30. Van den Houte K, Colomier E, Routhiaux K, et al. Efficacy and
Findings of a Blinded Randomized Reintroduction Phase for the Low
FODMAP Diet in Irritable Bowel Syndrome. Gastroenterology.
2024;167(2):333-342.
31. Singh P, Chey SW, Nee J, et al. Is a Simplified, Less Restrictive
Low FODMAP Diet Possible? Results From a Double-Blind,
Pilot Randomized Controlled Trial. Clin Gastroenterol Hepatol.
2025;23(2):362-364.e2.
32. Halmos EP, Gibson PR. Controversies and reality of the FODMAP
diet for patients with irritable bowel syndrome. J Gastroenterol
Hepatol. 2019;34(7):1134-1142.
33. American Psychiatric Association. (2013). Diagnostic and
Statistical Manual of Mental Disorders (5th ed.; DSM-5).
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34. Riehl ME, Scarlata K. Understanding Disordered Eating Risks
in Patients with Gastrointestinal Conditions. J Acad Nutr Diet.
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35. Satherley R, Howard R, Higgs S. Disordered eating practices in
gastrointestinal disorders. Appetite. 2015; 84:240-250.
36. Garner DM, Olmsted MP, Bohr Y, Garfinkel PE. The eating attitudes
test: psychometric features and clinical correlates. Psychol
Med. 1982;12(4):871-878.
37. Zickgraf HF, Ellis JM. Initial validation of the Nine Item Avoidant/
Restrictive Food Intake disorder screen (NIAS): A measure of
three restrictive eating patterns. Appetite. 2018; 123:32-42.
38. Scarlata K, Zickgraf HF, Satherley RM, et al. A Call to Action:
Unraveling the Nuance of Adapted Eating Behaviors in Individuals
with Gastrointestinal Conditions. Clin Gastroenterol Hepatol.
2025;23(6):893-901.e2.
Gastric varices (GV) are a serious complication of portal hypertension, present in about 20% of cirrhotic patients compared to up to 85% with esophageal varices (EV).1,2 Though less common, GV are associated with more severe bleeding, higher mortality, and increased rebleeding rates.1,3 IGV1 (isolated fundal varices) and GOV2 (gastroesophageal varices extending into the fundus) carry the highest bleeding risk, with 2-year incidence rates of up to 78% and 55%, respectively.1 (Figure 1)
Sarin’s classification is the standard system for categorizing GV into four types: GOV1 (extension of EV into the lesser curvature), GOV2 (into the fundus), IGV1 (isolated fundal), and IGV2 (elsewhere in the stomach).1,2 GOV1 is most common (75%), followed by GOV2 (21%), IGV2 (4%), and IGV1 (<2%).1 GV bleeding is more severe, harder to control, and more likely to recur, warranting early recognition and targeted treatment.
Unlike EV, which drain into the azygos system, GV form complex portosystemic collaterals via the gastrorenal or left inferior phrenic veins.1,4 They may rupture at portal pressures below 12 mmHg due to differences in wall tension and shunt dynamics.1,4 Their fundal location, thin walls, and high flow through large shunts increase bleeding risk, often without warning.
Management is challenging due to anatomical variability and limited trial data. Endoscopic cyanoacrylate injection (ECI) is the preferred treatment for cardiofundal varices (GOV2, IGV1), achieving high hemostasis rates.1,2 EBL and sclerotherapy are less effective, with <50% hemostasis and rebleeding rates up to 63% over two years. ECI, while effective, carries embolization risks—particularly with gastrorenal shunts—and requires expertise. Access to glue is also limited. Radiologic options like TIPS and BRTO are used for refractory cases but have drawbacks such as hepatic encephalopathy or worsening of EV.1,2 EUS-guided coiling has emerged as a promising alternative, allowing Doppler-guided coil placement with or without glue. It offers precise targeting and reduced embolic risk compared to direct glue injection.3,7 While early data show high success rates, widespread use is limited by procedural variability and lack of randomized trials. This review explores the rationale, technique, and evidence supporting EUS-guided coiling in GV management.
2. Current Standards of Care
Initial management of bleeding gastric varices (GV) includes hemodynamic stabilization, vasoactive agents (e.g., octreotide or terlipressin), prophylactic antibiotics, and restrictive transfusion. Endoscopy within 12 hours is recommended for diagnosis and classification. Once stable, AGA and AASLD guidelines advise cross-sectional imaging (CT or MRI) to assess vascular anatomy and suitability for BRTO or TIPS.2,8
Endoscopic cyanoacrylate injection (ECI) is first-line therapy for cardiofundal varices (GOV2, IGV1), supported by AGA, AASLD, Chinese, and Baveno VII guidelines due to its high hemostasis rates. However, its use is limited by glue availability, risk of systemic embolization—especially in gastrorenal shunts—and need for operator expertise.2,8-10
BRTO is preferred in patients with a gastrorenal shunt and preserved liver function, while TIPS is indicated when endoscopic therapy fails or BRTO is not feasible. AASLD recommends repeat ECI every 2–4 weeks until obliteration, with surveillance at 3–6 months, then annually. Routine prophylaxis is not recommended, though high-risk patients may be considered.2,8-10
EUS-guided therapies, though not yet widely adopted, are emerging as valuable options in specialized centers for high-risk or refractory cases.3,7
3. Technique(s) Overview
EUS-guided coil embolization has emerged as an advanced modality for targeted treatment of bleeding and non-bleeding gastric varices (GV), particularly in cases with complex anatomy or high-risk shunts. Using Doppler-enhanced EUS, variceal inflow and outflow can be visualized in real time, enabling targeted therapy even in obscured or actively bleeding fields.11,12
Coils (e.g., Nester® and Tornado®; Cook Medical, USA) are made of soft platinum wires embedded with synthetic Dacron fibers to enhance thrombogenicity. They act as a scaffold to promote hemostasis, either alone or in combination with cyanoacrylate, thrombin, or gelatin sponge. Coil use reduces sclerosant volume and systemic embolization risk, particularly in high-flow varices such as those associated with gastrorenal shunts. EUS also permits access to feeder vessels and deep submucosal varices not amenable to conventional endoscopic therapy.11,12
This approach combines precision targeting, intraprocedural flow monitoring, and direct embolization, making it well suited for both primary and rescue therapy.
Standard Technique of EUS-Guided Coil Embolization
A. Pre-Procedure Preparation
The procedure is typically performed under general anesthesia or monitored anesthesia care, with the patient supine or in the left lateral decubitus position to optimize scope control. Instilling 100–200 mL of sterile water into the stomach may improve visualization by floating the varix.12 Prophylactic antibiotics are commonly administered, and pre-procedural imaging (CT/MRI) is often used to delineate portosystemic shunts like gastrorenal shunts (GRS) for planning and embolic risk assessment.11,13
B. Procedure Steps
Once the gastric fundus is visualized, EUS with color Doppler is used to identify the target varix or feeder vessel, typically seen as an anechoic, tubular submucosal channel. These vessels may appear dilated or tortuous. Doppler imaging is essential for assessing flow direction and hemodynamics before intervention.13,14 A 19G or 22G FNA needle is then used to puncture the target, selected based on coil size:
• 0.035-inch coils for 19G or
• 0.018-inch coils for 22G.11,14
Needle placement is confirmed under direct EUS visualization. If needed, further confirmation can be achieved by
• aspirating blood or
• injecting 1–1.5 mL of distilled water to visualize hyperechoic bubbles under EUS—the preferred method to avoid trauma from suction11
Once confirmed, hemostatic coils are deployed. Coils are often 20–30% larger than the varix diameter to ensure secure anchorage and thrombosis, but if the varices are very wide this is not always possible.11,15 Deployment is performed under continuous EUS guidance with the needle tip in view, using a stylet or guidewire and steady pressure.11,14 Fluoroscopy can be used during deployment but is not mandatory.
Doppler flow can be reassessed post-deployment.13 If residual flow persists and immediate complete cessation of flow is desired, adjunctive agents (cyanoacrylate, thrombin, or gelatin sponge) may be injected through the same needle.11,14,16 It should be noted that complete cessation of flow is not always possible to achieve during the procedure and that the formation of a stable thrombus takes time.
When using glue, the needle is flushed with distilled water or 5% dextrose (not saline) to prevent premature polymerization and catheter blockage.11
The procedure can be performed via either a transgastric or transesophageal route, the latter offering a tamponade effect that may reduce puncture-site bleeding.11 Route selection depends on operator preference, anatomy, and variceal location. (Figures 2 and 3)
C. Post-Procedure Care
Patients are monitored for immediate AEs such as bleeding, embolism, or pain.13 Follow-up is typically conducted at 1–3 months to assess variceal obliteration and recurrence, with further management guided by endoscopic and endosonographic Doppler findings or perceived rebleeding risk.13 Chavan et al. recommend initial follow up at 4 weeks, then at 3 months and every 6 months to monitor variceal status to perform flow studies, but this is often left to the operator and the patient to decide.11
Technique Variations
A. Coil Embolization Alone
As described above, coil embolization involves EUS-guided deployment of thrombogenic platinum coils into the gastric varix or its feeder vessel without adjunctive agents. The coils induce mechanical thrombosis and flow disruption, resulting in clot formation and hemostasis. It avoids glue-related complications such as systemic embolization and endoscope damage. Careful patient and varix selection remains essential for optimal outcomes.15,16
B. Coil Plus Cyanoacrylate Glue (Combination Therapy)
In combination therapy, the key technical modification from coil monotherapy is the sequential injection of cyanoacrylate glue following coil placement. After coil placement, a measured volume of glue is injected through the same FNA needle to promote complete obliteration. The coil acts as a scaffold, reducing glue migration and localizing polymerization within the varix. This technique typically uses less glue than direct endoscopic injection, thereby reducing, but not eliminating, the risk of systemic embolization. Immediate needle flushing with distilled water or 5% dextrose is essential post-injection to prevent in-lumen polymerization, which could occlude the catheter or damage the endoscope.16-18
C. Coil Plus Thrombin Injection
This technique mirrors standard EUS-guided coil embolization up to variceal targeting, with the key distinction being the use of human thrombin instead of cyanoacrylate following coil placement. Once Doppler confirms reduced flow, thrombin is injected through the same FNA needle to enhance thrombosis and achieve obliteration. Unlike glue, thrombin does not polymerize, eliminating the need for rapid flushing and the risk of catheter occlusion or endoscope damage. It is reconstituted in saline and delivered in 1 mL aliquots (total dose: 600–10,000 IU), with injection stopped upon Doppler-confirmed flow cessation or reaching the maximum dose. This approach is particularly useful for patients at high embolic risk, those with glue allergies, or in settings without access to cyanoacrylate. Although data are limited, early series by O’Rourke et al. and Frost et al. report favorable technical success and safety, supporting its role as a viable alternative in select cases.19,20 Of note, most centers do not have ready access to thrombin.
D. Coil Plus Absorbable Hemostatic Agents (e.g., Gelatin Sponge)
In this variation, the key modification from coil monotherapy involves the adjunctive use of absorbable gelatin sponge (AGS) following coil placement. After Doppler-confirmed reduction in flow, a gelatin-based slurry is injected through the same needle to enhance thrombosis and promote complete variceal obliteration. Commercially available AGS products include GELFOAM® (Pfizer, USA), SURGIFOAM® (Ethicon, a Johnson & Johnson company, USA), and INSTASPON® (manufactured in India by INSTASPON Pvt. Ltd.). The coil serves as a mechanical scaffold, while AGS reinforces hemostasis by limiting residual blood flow within the varix. Unlike cyanoacrylate, AGS does not pose a risk of catheter blockage or polymer-related embolization, and therefore does not require rapid needle flushing. Additionally, AGS is biodegradable and dissolves within days, making it especially useful in patients with high embolic risk or contraindications to glue. Doppler reassessment guides further management if persistent flow is detected, and operator judgment remains critical in timing the injection and selecting appropriate patients. This approach has also been applied in cases where TIPS or BRTO were not feasible or had failed. Structured EUS follow-up is used to confirm obliteration and monitor for recurrence.21-22 However, while AGS is widely available in many surgical and interventional settings globally, its use in EUS-guided interventions remains relatively limited and center-specific, likely due to variations in operator familiarity, regulatory approvals, and material availability.
E. Feeder Vessel Embolization
In this variation of EUS-guided therapy, the target shifts from the submucosal variceal complex (SVC) to the feeder or perforator vessel supplying the gastric varices. Under EUS with color Doppler, the inflow vessel is identified—typically facilitated by Type 1 Arakawa anatomy where a dominant perforator is visualized.23 In practice, feeder vessel embolization can be performed using the same core techniques as traditional SVC targeting, including coils, cyanoacrylate, or combination therapy, depending on operator preference and anatomy. In a recent comparative analysis by Samanta et al., this approach demonstrated comparable technical and clinical success to SVC targeting but required fewer coils and less glue, suggesting greater procedural efficiency. However, it is more technically demanding, necessitates anatomical mapping, and current clinical data remain limited.23 In many patients, a feeder can be identified with careful evaluation.
F. Access Route: Transgastric vs. Transesophageal
EUS-guided variceal embolization can be performed via a transgastric or transesophageal route. The transgastric approach, involving direct puncture of the gastric fundus, is straightforward and allows direct visualization but may require the echoendoscope to be in a highly flexed position. However, the transesophageal route may be advantageous when fundal varices are difficult to access, unstable during puncture, or visualization is limited. This route also provides a tamponade effect, as the needle traverses muscular layers, potentially reducing procedural bleeding. Transesophageal approaches allow a straight echoendoscope position and may be easier for the operator with regards to needle operation as well. Ultimately, the choice depends on anatomical factors and operator expertise, and both approaches require continuous needle-tip visualization to minimize complications. No studies have directly compared outcomes between these two approaches, and both are considered acceptable based on clinical context.11
4. Clinical Efficacy and Safety Profile
Technical and Clinical Success
EUS-guided coil embolization consistently achieves high technical success rates (98–100%) across studies, regardless of whether the approach involves coils, CYA, or combination therapy.24,25 In a meta-analysis by McCarty et al., combination therapy had a 100% technical success rate, slightly outperforming glue (97%) and coil (99%) monotherapies (P < 0.001).15 Monotherapy is often favored in practice due to simplicity and ease of use.
Clinical success—defined as immediate hemostasis and early bleeding control—varies by modality. Coil monotherapy achieves success rates of 88.6% to 94.7%, especially in patients with localized or low-flow varices.14,15 CYA monotherapy performs similarly (91.3%–96%) but carries higher embolic risk in high-flow settings.15,26
Combination therapy consistently delivers the best clinical outcomes. McCarty et al. reported a 98.2% success rate with coil + glue, compared to 96% for glue alone and 89.5% for coils (P < 0.001).15 In a randomized trial by Jhajharia et al., combination therapy achieved 100% obliteration vs. 92.3% with glue alone, using fewer sessions and significantly less glue (1.5 mL vs. 3.5 mL).26
Alternative techniques also show promise. Coil plus thrombin injection yielded 95% technical and 85% clinical success in the prospective series by O’Rourke et al., with no thrombin-related complications.19 Coil with absorbable gelatin sponge (AGS) also demonstrated favorable results, although this is not widely performed. Bazarbashi et al. achieved 100% technical success and hemostasis, with no rebleeding at 9 months, versus rebleeding in 11 of 30 patients (38%) in the CYA group.21 Samanta et al. reported complete obliteration in 23 of 24 patients (95.8%) when targeting the feeder vessel, with lower rebleeding (2 of 24; 8.3%), fewer re-interventions (1 of 24; 4.2%), and reduced use of coils and glue, though further validation is needed.23
Safety Profile and Adverse Events
EUS-guided coil embolization has a favorable safety profile, with AE rates ranging from 3% to 9.1%. Romero-Castro et al. reported minor GI bleeding in 9.1% of coil-only cases, with no systemic embolization.27,28 Bhat et al. found a pooled AE rate of 7.2%, mostly transient pain and minor bleeding.25,26 No major series have reported systemic embolization with coil monotherapy, though rare complications such as coil migration and puncture-site bleeding (~10%) have been noted.29
CYA glue monotherapy carries higher AE risks, largely due to systemic embolization and device-related issues. Pulmonary embolism occurred in 47% of patients in Romero-Castro et al.’s study (but these patients were mostly asymptomatic).27,28 Bick et al. reported a 20.3% AE rate, including splenic infarction (3%) and bacteremia (2–6%).30 Device-related adverse events such as needle adhesion and endoscope blockage occurred in 1.4–2.7% of cases.27,31
Combination therapy with coils and glue offers a safer profile than glue alone, with McCarty et al. reporting a 10% adverse event (AE) rate vs. 21% (P < 0.001), and Lobo et al. noting pulmonary embolism in 25% vs. 50% with glue alone (P = 0.144), likely due to coils limiting glue migration.15,32 Across modalities, common AEs include transient abdominal pain (8–15%), fever (5–9%), and minor GI bleeding (6–50%), with major bleeding occurring in up to 10%; the use of real-time Doppler and controlled injection helps minimize these risks.27,29 Alternative approaches are also well-tolerated: thrombin injection resulted in 0% AEs even in emergencies (Frost et al.), gelatin sponge use showed no complications in Ge et al. and only mild AEs in 4.7% of cases in Bazarbashi et al., while feeder vessel embolization preserved safety and reduced the need for coils and glue.20-23
Long-Term Outcomes: Rebleeding and Reintervention
EUS-guided therapies for GV—including coil embolization, CYA glue injection, and combination therapy—demonstrate varying long-term efficacy, with most follow-up data limited to 6–13 months.15,16,33,34
Combination therapy (coil + glue) consistently shows superior outcomes. Rebleeding rates range from 4.8% to 14%, with McCarty et al. reporting a pooled rate of 14% versus 30% for glue alone and only slightly higher at 17% for coil monotherapy.15 Other studies reinforce this: Florencio de Mesquita et al. reported 5% rebleeding with combination therapy versus 24% for glue (P < .001), Chen et al. found 4.8% vs. 27.8% (P = .041), and Robles-Medranda et al. observed 3.3% vs. 20% (P = .04).18,33,34 Of note, Bazarbashi et al. found higher rebleeding rates for combination therapy (14.9%) versus coils alone (10.5%), the difference was not statistically significant (P = .99).14
Reintervention rates are also lowest with combination therapy: McCarty reports 15%, compared to 26% for glue and 25% for coil monotherapy.15 Florencio de Mesquita found reintervention rates of 11.9% with combination therapy vs. 36.4% for glue (P = .03), while Robles-Medranda reported 83.3% did not need further reintervention vs. 60% with coil alone.18,34
Glue monotherapy, while effective for initial hemostasis, has the highest long-term rebleeding rates—ranging from 24% to 57.9% in studies by Florencio de Mesquita, Chen, Mukkada, and Romero-Castro.28,33–35 Reintervention rates range from 15% to 36%.15,34 Coil monotherapy avoids glue-related embolic risks but offers modest long-term durability. Rebleeding rates range from 10.5% to 20%.14,15,18 McCarty et al. reported a 25% pooled reintervention rate with coil monotherapy, though individual study data on reintervention are limited.15
Alternative techniques show early promise but are based on small cohorts. Thrombin injection, though based on a small cohort, showed promising results in the study by Frost et al., which included 8 patients—3 with active bleeding (2 of whom achieved hemostasis) and 5 treated electively, none of whom rebled during follow-up.20 Gelatin sponge adjuncts, though based on limited data, yielded complete obliteration at 4 months in a single-patient case report (Ge et al.) and a 14.1% rebleeding rate among 10 patients in the Bazarbashi cohort, with most cases managed with re-coiling.21,22 Feeder vessel identification with subsequent embolization showed similar durability with fewer coils and less sclerosant, improving efficiency without compromising outcomes.23
Long-term outcomes depend on factors such as treatment indication, variceal anatomy, and technical precision (e.g., coil sizing, Doppler-confirmed obliteration).14,15,33 Among current options, EUS-guided combination therapy provides the most durable control, with consistently lower rebleeding and reintervention rates. However, longer-term prospective studies are needed to confirm its sustained efficacy.
5. Advantages and Limitations of EUS-Guided Coil Therapies Compared to DEI and BRTO/TIPS
EUS-guided coil embolization, particularly when combined with cyanoacrylate, offers key advantages over traditional treatments like direct endoscopic injection (DEI), BRTO, and TIPS. Real-time Doppler guidance enables direct visualization of gastric varices and feeder vessels, allowing precise coil placement and immediate confirmation of obliteration. In contrast, DEI is a semi-blind technique with higher risks of incomplete obliteration and systemic embolization.36 EUS-guided therapy also uses less cyanoacrylate (1.4 mL vs. 2.6 mL), reducing glue-related complications such as needle blockage and endoscope damage.33,37
Compared to BRTO, EUS-guided therapy shows similar efficacy with fewer adverse events. A multicenter propensity-matched study reported comparable one-year bleeding rates (15.3% vs. 13.6%) and four-week obliteration rates (83.1% vs. 91.5%), but significantly fewer adverse events with EUS (5.1% vs. 22.0%; P = 0.007). BRTO was associated with higher rates of new or worsening ascites and esophageal variceal progression.38 Unlike TIPS, which alters systemic hemodynamics and increases the risk of hepatic encephalopathy, EUS-guided therapy provides localized variceal treatment without portal decompression.33,36
However, limitations exist. EUS-guided therapy had a higher reintervention rate than BRTO (28.8% vs. 5.1%; P = 0.001), likely due to incomplete obliteration of collateral vessels not addressed endoscopically.38 Additionally, its adoption is constrained by limited availability of equipment and expertise. Variability in technique—including coil size, number, glue volume, and use of Doppler—highlights the need for procedural standardization.15,36
In summary, EUS-guided therapy of gastric varices is a precise, minimally invasive, and safer alternative to DEI, with a favorable safety profile compared to BRTO and TIPS. Broader implementation will require standardized protocols, increased training, and prospective studies evaluating long-term efficacy and cost-effectiveness.
6. Future Directions
As EUS-guided therapy gains traction in the management of gastric varices, several critical gaps remain. While early data support its safety and efficacy—particularly with coil embolization—large randomized trials comparing it to TIPS and BRTO are lacking, especially in patients with complex anatomy or advanced liver disease. Long-term outcomes beyond 12 months are also underreported. These may be difficult trials to conduct given the frequency of gastric varices as compared to esophageal varices.
Another major challenge is the lack of procedural standardization. Variability in coil type, size, number, adjunctive agents, and Doppler criteria highlights the need for consensus protocols to guide practice and training. Similarly, cost-effectiveness analyses are needed, particularly in resource-limited settings where access to cyanoacrylate or interventional radiology may be constrained.
The role of EUS-guided therapy in primary prophylaxis for high-risk varices remains largely unexplored. More data are needed to guide patient selection and preventive efficacy. Emerging techniques—such as biodegradable agents, molecular imaging, and AI-assisted Doppler interpretation—may improve targeting, precision, and scalability. Feeder vessel–targeted embolization also shows promise in reducing material use and procedural time.
In sum, while EUS-guided approaches represent a transformative advance in gastric variceal management, broader adoption will require standardized practices, comparative studies, and continued innovation.
7. Conclusion
Endoscopic ultrasound-guided therapy represents a promising targeted approach for managing gastric varices, offering improved precision and safety compared to conventional therapies. Combination therapy with coil and cyanoacrylate consistently demonstrates superior efficacy, with lower rebleeding and reintervention rates than monotherapies, although coils as monotherapy are also highly effective. Alternative adjuncts like thrombin, gelatin sponge, and feeder vessel embolization show promise but are supported by limited data.
While retrospective studies suggest EUS-guided therapy may be comparable—or even favorable to—BRTO and TIPS in select patients, high-quality, prospective trials are needed. Standardization of technique, broader training, and cost-effectiveness analyses will be essential for wider adoption. With continued research and refinement, EUS-guided coiling has the potential to become a central component of gastric variceal management.
References
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of bleeding gastric varices: expert review.” Clinical
Gastroenterology and Hepatology 19.6 (2021): 1098-1107.
3. DeWitt, John M. “Endoscopic treatment of gastric variceal
bleeding: Where have we come from, and where are we
going?.” Gastrointestinal Endoscopy 99.1 (2024): 38-40.
4. Gulamhusein, Aliya F., and Patrick S. Kamath. “The epidemiology
and pathogenesis of gastrointestinal varices.”
Techniques in Gastrointestinal Endoscopy 19.2 (2017):
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5. Chandra, Subhash et al. “Endoscopic Cyanoacrylate Glue
Injection in Management of Gastric Variceal Bleeding:
US Tertiary Care Center Experience.” Journal of clinical
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doi:10.1016/j.jceh.2017.11.002
6. Tseng, Yujen et al. “Thromboembolic Events Secondary
to Endoscopic Cyanoacrylate Injection: Can We Foresee
Any Red Flags?.” Canadian journal of gastroenterology
& hepatology vol. 2018 1940592. 3 Apr. 2018,
doi:10.1155/2018/1940592
7. Chandan, Saurabh, et al. “EUS–guided therapies for primary
and secondary prophylaxis in gastric varices—An updated
systematic review and meta-analysis.” Endoscopic ultrasound
12.4 (2023): 351-361.
8. Kaplan, David E., et al. “AASLD Practice Guidance on risk
stratification and management of portal hypertension and
varices in cirrhosis.” Hepatology 79.5 (2024): 1180-1211
9. De Franchis, Roberto, et al. “Baveno VII–renewing consensus
in portal hypertension.” Journal of hepatology 76.4
(2022): 959-974.
10. Xu, Xiaoyuan, et al. “Guidelines for the management of
esophagogastric variceal bleeding in cirrhotic portal hypertension.”
Journal of Clinical and Translational Hepatology
11.7 (2023): 1565.
11. Chavan, Radhika, et al. “Technical tips for EUS-guided
embolization of varices and pseudoaneurysms.” VideoGIE
9.4 (2024): 211-219.
12. Ryou, Marvin, et al. “AGA clinical practice update on interventional
EUS for vascular investigation and therapy: commentary.”
Clinical Gastroenterology and Hepatology 21.7
(2023): 1699-1705.
13. Binmoeller, Kenneth F. “Endoscopic ultrasound–guided
coil and glue injection for gastric variceal bleeding.”
Gastroenterology & Hepatology 14.2 (2018): 123.
14. Bazarbashi, Ahmad Najdat, et al. “EUS-guided coil injection
therapy in the management of gastric varices: the first
US multicenter experience (with video).” Gastrointestinal
endoscopy 99.1 (2024): 31-37.
15. McCarty, Thomas R., et al. “Combination therapy versus
monotherapy for EUS-guided management of gastric varices:
A systematic review and meta-analysis.” Endoscopic
Ultrasound 9.1 (2020): 6-15.
16. Xiao, Yong, et al. “Balloon-occluded retrograde transvenous
obliteration combined with EUS-guided coil embolization
and endoscopic cyanoacrylate injection therapy of
gastric varices with huge gastrorenal shunt (with videos).”
practicalgastro.com Endoscopic ultrasound 12.1 (2023): 157-159.
17. Bazarbashi, Ahmad Najdat, et al. “Endoscopic ultrasoundguided
treatment of gastric varices with coil embolization
and absorbable hemostatic gelatin sponge: a novel alternative
to cyanoacrylate.” Endoscopy International Open 8.02
(2020): E221-E227.
18. Robles-Medranda, Carlos, et al. “Endoscopic ultrasonography-
guided deployment of embolization coils and cyanoacrylate
injection in gastric varices versus coiling alone: a
randomized trial.” Endoscopy 52.04 (2020): 268-275.
19. O’Rourke, Joanne, et al. “EUS-guided thrombin injection
and coil implantation for gastric varices: feasibility, safety,
and outcomes.” Gastrointestinal Endoscopy 100.3 (2024):
549-556.
20. Frost, John W., and Srisha Hebbar. “EUS-guided thrombin
injection for management of gastric fundal varices.”
Endoscopy International Open 6.06 (2018): E664-E668.
21. Bazarbashi, Ahmad Najdat, et al. “Endoscopic ultrasoundguided
coil embolization with absorbable gelatin sponge
appears superior to traditional cyanoacrylate injection for
the treatment of gastric varices.” Clinical and Translational
Gastroenterology 11.5 (2020): e00175.
22. Phillip, S. Ge, et al. “Successful EUS-guided treatment
of gastric varices with coil embolization and injection of
absorbable gelatin sponge.” VideoGIE 4.4 (2019): 154-156.
23. Samanta, J., et al. “Is endoscopic ultrasound-guided angioembolization
of feeder vessel as good as targeting submucosal
variceal complex in the management of gastric varices:
A pragmatic comparative analysis.” Endoscopy 57.S 02
(2025): OP208.
24. Kouanda, Abdul, et al. “Safety and efficacy of EUS-guided
coil and glue injection for the primary prophylaxis of gastric
variceal hemorrhage.” Gastrointestinal Endoscopy 94.2
(2021): 291-296.
25. Bhat, Yasser M., et al. “EUS-guided treatment of gastric
fundal varices with combined injection of coils and cyanoacrylate
glue: a large US experience over 6 years (with video).”
Gastrointestinal endoscopy 83.6 (2016): 1164-1172.
26. Jhajharia, Ashok, et al. “Endoscopic ultrasonography-guided
coil embolization and cyanoacrylate injection versus cyanoacrylate
injection alone for gastric varices: a randomized
comparative study.” Endoscopy 57.02 (2025): 107-115.
27. Manolakis, Anastasios, Kyriaki Tsagkidou, and Konstantinos
Eleftherios Koumarelas. “Endoscopic ultrasound-guided
therapies in the treatment of gastric varices: An in-depth
examination of associated adverse events.” World Journal of
Gastrointestinal Endoscopy 16.12 (2024): 640.
28. Romero-Castro, Rafael, et al. “EUS-guided coil versus
cyanoacrylate therapy for the treatment of gastric varices: a
multicenter study (with videos).” Gastrointestinal endoscopy
78.5 (2013): 711-721.
29. Khoury, Tawfik, et al. “Endoscopic Ultrasound-Guided
Angiotherapy for Gastric Varices: A Single Center
Experience.” Hepatology Communications 3.2 (2019): 207-
212.
30. Bick, Benjamin L., et al. “EUS-guided fine needle injection
is superior to direct endoscopic injection of 2-octyl
cyanoacrylate for the treatment of gastric variceal bleeding.”
Surgical Endoscopy 33 (2019): 1837-1845.
31. Guo, Yun-Wei, et al. “Procedure-related complications in
gastric variceal obturation with tissue glue.” World journal
of gastroenterology 23.43 (2017): 7746.
32. LÔBO, Maíra Ribeiro de Almeida, et al. “Safety and efficacy
of EUS-guided coil plus cyanoacrylate versus conventional
cyanoacrylate technique in the treatment of gastric varices: a
randomized controlled trial.” Arquivos de Gastroenterologia
56.01 (2019): 99-105.
33. Chen, Dawei, Sunya Fu, and Ruiwei Shen. “Efficacy and
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cyanoacrylate injection in the treatment of gastric varices
with spontaneous portosystemic shunts.” Gastroenterology
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34. de Mesquita, Cynthia Florencio, et al. “EUS-guided coiling
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35. Mukkada, Roy J., et al. “Endoscopic ultrasound-guided
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36. Amalou, Khellaf, et al. “Endoscopic ultrasound-guided
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37. Samanta, J., et al. “Is EUS-guided angioembolisation a
comparable alternative to Balloon-occluded Retrograde
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38. Giri, Suprabhat, et al. “Endoscopic ultrasound-guided therapies
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Endoscopy International Open 13.continuous publication
(2025).
Non-selective beta-blockers improve outcomes in patients with cirrhosis and are recommended in (1) compensated cirrhosis and CSPH (to prevent decompensation), (2) decompensated cirrhosis without prior episodes of VH (to prevent first VH), and (3) patients with prior episodes of VH in combination with EVL (to prevent recurrent VH). NSBB should be started as soon as any of the above indications is identified, as progressive hemodynamic changes (hypotension, decreased renal perfusion) may cause the therapeutic window to be missed. Carvedilol is preferred, starting at 3.125 mg daily and titrated to 12.5 mg daily or a maximum dose of 25 mg daily. Trials have used once daily dosing, but a divided twice daily dose may be better tolerated. A specific HRshould not be targeted with carvedilol, but blood pressure should be monitored, and dose should be reduced or discontinued in patients with MAP <65, systolic BP <90 or in the presence of AKI.
In cirrhosis, both increased hepatic vascular resistance and increased blood flow through the portal vein contribute to the development of portal hypertension. The initial mechanism in the pathogenesis of portal hypertension in cirrhosis is the deposition of collagen in the liver parenchyma causing distortion of the normal vascular architecture and impeding blood flow through the liver.1 In addition to mechanical factors, local imbalance of vasoactive molecules and myofibroblast contraction in the liver results in increased intrahepatic vasoconstriction that further increases resistance.2,3
The initial increase in portal pressure due to intrahepatic architectural distortion is mild but enough to cause shear stress in splanchnic capillaries that lead to the synthesis of vasodilatory molecules such as nitric oxide and release of inflammatory cytokines such as TNF-alpha that cause splanchnic vasodilation, increasing portal venous flow, which leads to a further increase in portal pressure.4,5 These vasodilators also cause systemic vasodilation and lower mean arterial pressure causing activation of neurohormonal systems, such as the renin-angiotensin-aldosterone system and adrenaline, leading to sodium and water retention, increased intravascular volume and increased cardiac output, which in turn lead to an even greater increase in portal venous flow and hence in portal pressure. Additionally, neurohormonal activation also acts at the level of intrahepatic blood vessels causing vasoconstriction and further increasing hepatic resistance to blood flow.6,7
Predicting Decompensation
While cirrhosis refers to the last stage of liver fibrosis caused by any chronic liver disease, patients with cirrhosis have different clinical stages, each with an increasingly worsened prognosis: compensated cirrhosis is a mostly asymptomatic stage where no complications of portal hypertension have occurred and has a median survival greater than 15 years. On the other hand, decompensated cirrhosis is defined by one or more decompensating event (ascites, variceal hemorrhage, or encephalopathy) and carries a high mortality with a median survival of only 1.5 years.8,9
The degree of portal hypertension is the main predictor of decompensation. While portal pressures can’t be measured directly, the hepatic venous pressure gradient (HVPG) can be obtained via central venous access of the hepatic vein, by subtracting the free hepatic from the wedge hepatic venous pressures. A HVPG >5 mmHg suggest a diagnosis of cirrhosis, and ≥10 mmHg indicates the presence of clinically significant portal hypertension (CSPH). The development of CSPH is the main predictor of decompensation, and multiple studies have shown that in patients with compensated cirrhosis, a HVPG ≥10 mmHg predicts the development of decompensated cirrhosis.10,11
To avoid invasive testing in clinical practice, transient elastography (e.g. FibroScan) can be used to measure liver stiffness measurements (LSM). LSM and platelet (PLT) count can be used as an alternative method to diagnose CSPH non-invasively (18). If the LSM is <10 kPa, cirrhosis can be excluded. On the other hand, a patient can be diagnosed with compensated advanced chronic liver disease (cACLD) if the LSM is >15 kPa. The term cACLD is used when liver stiffness measurements are utilized to diagnose advanced liver fibrosis or cirrhosis, given that using the term cirrhosis could be inaccurate as this term implies a histological diagnosis. In clinical practice, patients with cACLD can be usually deemed to have cirrhosis, especially if other ancillary data such as liver nodularity or signs of portal hypertension on imaging, or reduced synthetic function (e.g. hypoalbuminemia, prolonged INR) are present. A LSM of 20-25 kPa with a platelet count <150 or LSM >25 kPa alone can be used to diagnose CSPH non-invasively.12 Therefore, transient elastography allows clinicians to diagnose severe hepatic fibrosis and severe portal hypertension avoiding the need of invasive biopsies or portal pressure measurements.
Mechanism of Action of Beta-Blockers Physiologic activation of beta-1 receptors in the heart increases cardiac output (CO) through positive chronotropic and inotropic effects, while beta-2 receptors in blood vessels increase blood flow by causing smooth muscle relaxation and vasodilation. By blocking beta-1 and beta-2 receptors, non-selective beta blockers (NSBB) lower portal pressures by causing splanchnic vasoconstriction and lowering CO, decreasing portal venous flow, and ameliorating the hyperdynamic circulation that occurs in cirrhosis.10 Carvedilol is a NSBB that, in addition to blocking beta-1 and beta-2 receptors, also inhibits alpha-1 receptors, further decreasing portal pressures by lowering intrahepatic vascular resistance and CO.13
Besides their well-known hemodynamic effects, there is evidence to suggest NSBBs can decrease bacterial translocation from the gut by increasing intestinal transit time, improving mucosal barrier function, and decreasing bacterial virulence. By decreasing bacterial translocation and subsequent inflammation, NSBBs may reduce the synthesis of vasodilators and systemic cytokines such as TNF-alpha that further contribute to the hyperdynamic circulatory state.14
Indications of Beta-Blockers in Cirrhosis
1. Preventing First Decompensation in Patients with Compensated Cirrhosis and Clinically Significant Portal Hypertension (CSPH)
Preventing decompensating events such as variceal hemorrhage (VH), ascites and hepatic encephalopathy is key in the management of patients with cirrhosis, as the development of decompensated cirrhosis portents a poor prognosis. Of these, ascites is the most common decompensation and is the decompensating event associated with the highest mortality.8
NSBBs have shown to decrease the risk of ascites in patients with compensated cirrhosis and CSPH. A randomized clinical trial in patients with compensated cirrhosis and CSPH showed an absolute risk reduction of 11% in the development of a decompensating event or death in patients receiving NSBB compared to placebo, with a number needed to treat (NNT) of 9. The lower risk in patients receiving NSBB was mostly driven by the decreased incidence of ascites, although the progression to high-risk varices was also decreased in patients receiving carvedilol, suggesting that carvedilol likely decreases the risk of variceal hemorrhage in patients with compensated cirrhosis and CSPH.15
In the past, guidelines recommended either endoscopic variceal ligation (EVL) or NSBBs for primary prophylaxis of VH in patients with cirrhosis and at-risk varices, but more recent evidence shows that NSBBs, particularly carvedilol, are more effective in preventing VH and in improving survival in patients with compensated cirrhosis with varices. Because of this, EVL (a local therapy that just acts by obliterating varices) is now only a second line therapy after NSBB, preferably carvedilol (a systemic therapy that addresses different aspects of the pathophysiology of PH).16-18 Therefore, compensated patients with CSPH without prior episodes of VH that are started on NSBBs therapy do not need to undergo screening upper endoscopies, as this will not change their management. On the other hand, patients unable to tolerate NSBB should undergo screening upper endoscopies with EVL of large varices with the aim of preventing a first episode of VH.12
While NSBBs are indicated in patients with CSPH to prevent decompensation, they should be avoided in patients with compensated cirrhosis without CSPH, as they offer no substantial benefits, and exposes these patients to potentially significant side-effects.10
2. Preventing Further Decompensation a. Preventing First Episode of Variceal Hemorrhage in Decompensated Patients with Ascites Patients with ascites have already developed decompensated cirrhosis. In this setting, efforts should be focused on preventing further decompensation by preventing the first occurrence of VH. NSBB in patients with ascites and high risk varices reduce the risk of VH and improve overall survival.16,18 As in patients with compensated cirrhosis and CSPH, screening endoscopy with EVL is mostly reserved to patients with ascites unable to tolerate NSBB.12,17
b. Preventing Recurrent Episodes of Variceal Hemorrhage In patients with prior episodes of VH, a combination of EVL and NSBB is recommended to prevent further episodes of bleeding. Combining EVL and NSBBs is superior to either monotherapy in preventing recurrent VH.19 Furthermore, combination therapy decreases mortality in patients with Child-Pugh class B or C cirrhosis, compared to EVL alone.20 Some data suggests that the main benefit of combination therapy is mostly driven by NSBB, and not EVL.21
The risk of rebleeding is as high as >60% but the risk significant differs depending on factors such as Child-Pugh class and size of esophageal varices.22 The reduction of risk of rebleeding depends on how much HVPG decreases; while it can be as low as <10% when HVPG decreases significantly, patients that fail to achieve an appropriate response in HVPG reduction have a bleeding rate of up to 40% despite receiving adequate therapy.23
Assessing Response to NSBB
Assessing changes in HVPG should not be used to determine response to NSBB in clinical practice given measurements are highly variable when repeated in the same individual. Heart rate has been traditionally used to assess hemodynamic response to beta-blockers, with the assumption that a lower HR is associated with a lower HVPG. Unfortunately, studies have shown a poor correlation between heart rate and HVPG, making the use of HR as a surrogate of HVPG unreliable.24
Studies have shown that less than half of patients achieve a hemodynamic response with traditional NSBB, but most recently, the concept of NSBB “non-responders” has been brought into question, with a recent study suggesting all patients respond to NSBB, and that “non-responders” may represent inaccurate HVPG measurements.25
Carvedilol has shown to be effective in preventing hepatic decompensation and liver-related death even when not monitoring HVPG or HR changes, and to achieve a lower HVPG compared to other NSBB.15,26 The Baveno VII expert consensus and current clinical guidelines recommends carvedilol as the preferred NSBB in patients with cirrhosis given it is more effective in reducing portal pressures and improving clinical outcomes.12,17,27
When Should Beta-Blockers be Used Cautiously? Observational studies raised the concern that beta-blockers may cause harm in patients that already have ascites, mainly by causing acute kidney injury (AKI) and worsening mortality.28,29 Since then, further studies demonstrated that the deleterious effects of NSBBs occur mostly in patients with refractory ascites, mainly by altering the compensatory mechanisms that maintain renal perfusion in these patients.30,31 This is likely reflective of the worsening hemodynamic changes that occur as decompensation progresses; patients with refractory ascites have lower MAP and higher CO compared to patients with diuretic-responsive ascites, indicative of a more pronounced hyperdynamic circulation.6
More recent studies have demonstrated improved survival with NSBBs even in patients with refractory ascites if adequate blood pressures (systolic BP >90 mmHg or MAP >65 mmHg) are maintained. Therefore, NSBB improve survival even in patients with refractory ascites, if the blood pressures are adequate to maintain renal perfusion.30,32 In addition, the recommended maximal dose in patients with ascites is lower than in those without ascites, and the dose should be further reduced or discontinued if patients develop AKI, or a systolic blood pressures <90 mmHg or MAP <60 mmHg.12,17
Case Examples: Are NSBB Recommended?
1. Patient with cirrhosis diagnosed by transient elastography (TE) with a LSM of 16 kPa and a PLT count of 190. The patient has never had ascites, VH or hepatic encephalopathy. A prior endoscopy was normal, there were no esophageal varices.
The patient has compensated cirrhosis without CSPH based on non-invasive tests (LSM >15kPa but <20 kPa and with PLT >150). NSBB are not recommended as they have not shown to be beneficial in patients without CSPH and would likely only expose this patient to undesired side effects.
2. Patient with cirrhosis evidenced by a LSM (by TE) of 23 kPa and a PLT count of 130. The patient has never had an upper endoscopy and has never had ascites, gastrointestinal hemorrhage or encephalopathy.
The patient has compensated cirrhosis with CSPH based on non-invasive tests (LSM >20 kPa and PLT <150). Carvedilol is recommended without the need for an upper endoscopy, with the main goal of preventing decompensation, mainly ascites (the complication of cirrhosis associated with the highest mortality) and possibly a first episode of VH. An endoscopy to screen for varices is not recommended if the patient is able to tolerate NSBBs, as the presence or absence of high-risk varices will not change management at this time.
3. Patient with compensated cirrhosis who undergoes an upper endoscopy for dyspepsia that shows large varices. The patient has no prior TE, and PLT count has fluctuated between 130 and 180. A recent abdominal US showed mild splenomegaly and a patent portal vein.
The patient has compensated cirrhosis with CSPH based on the presence of high-risk varices, independent of LSM or PLT count. Carvedilol is recommended with the goal of preventing ascites and a first episode of VH. If the patient is unable to tolerate carvedilol, endoscopic variceal ligation should be performed with the goal of preventing first VH.
4. Patient with ascites, well controlled on diuretics with no prior episodes of VH.
The patient has decompensated cirrhosis based on the presence of ascites. Therefore, the only complication of cirrhosis that can be prevented at this point is VH. The main predictor of variceal hemorrhage is the presence of high-risk varices and therefore an upper endoscopy should be performed. If endoscopy shows high-risk varices (large varices or small varices with red wale signs), preference is given to NSBBs (including carvedilol) because of benefits beyond prevention of VH. If patient will be placed on NSBB, blood pressure and renal function should be monitored closely after initiating NSBB and the dose should be decreased or discontinued if patient develops systolic BP <90 or severe adverse effects (e.g. acute kidney injury). Another NSBB such as propranolol or nadolol can be considered if the patient is unable to tolerate carvedilol due to low BP.
5. Patient with ascites requiring weekly large volume paracentesis (LVP) with no prior episodes of VH.
The patient has further decompensated cirrhosis based on the presence of refractory ascites. The only complication of cirrhosis that can be prevented at this point is VH. The main predictor of variceal hemorrhage is the presence of high-risk varices and therefore an upper endoscopy should be performed. If endoscopy shows high-risk varices (large varices or varices with red wale signs) preference would be given to NSBB to prevent VH. Refractory ascites may be associated with lower blood pressure and systolic function that could decrease renal perfusion and lead to AKI and could worsen on NSBB. If patient will be placed on NSBB, blood pressure and renal function should be monitored closely after initiating NSBB and the dose should be decreased or discontinued if patient develops systolic BP <90 or severe adverse effects such as AKI. In these patients, particularly if BP is borderline low, another NSBB such as propranolol or nadolol would be more appropriate than carvedilol.
6. Patient with an episode of VH that occurred one year ago, with no history of ascites or hepatic encephalopathy. The acute episode of VH was treated successfully but the patient was then lost to follow up and has not had any other decompensating event.
The patient has decompensated cirrhosis based on a prior episode of VH. Carvedilol in combination with serial surveillance endoscopies and EVL of high-risk varices is recommended to prevent recurrent episodes of VH. The combination of EVL and NSBB is superior to either therapy alone in preventing recurrent VH.
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27. Serper M, Kaplan DE, Taddei TH, Tapper EB, Cohen JB, Mahmud N. Nonselective beta blockers, hepatic decompensation, and mortality in cirrhosis: A national cohort study. Hepatology. Feb 1 2023;77(2):489-500. doi:10.1002/hep.32737
28. Serste T, Melot C, Francoz C, et al. Deleterious effects of beta-blockers on survival in patients with cirrhosis and refractory ascites. Hepatology. Sep 2010;52(3):1017-22. doi:10.1002/hep.23775
29. Kim SG, Larson JJ, Lee JS, Therneau TM, Kim WR. Beneficial and harmful effects of nonselective beta blockade on acute kidney injury in liver transplant candidates. Liver Transpl. Jun 2017;23(6):733-740. doi:10.1002/lt.24744
30. Tergast TL, Kimmann M, Laser H, et al. Systemic arterial blood pressure determines the therapeutic window of non-selective beta blockers in decompensated cirrhosis. Aliment Pharmacol Ther. Sep 2019;50(6):696-706. doi:10.1111/apt.15439
31. Tellez L, Ibanez-Samaniego L, Perez Del Villar C, et al. Non-selective beta-blockers impair global circulatory homeostasis and renal function in cirrhotic patients with refractory ascites. J Hepatol. Dec 2020;73(6):1404-1414. doi:10.1016/j. jhep.2020.05.011
32. Chirapongsathorn S, Valentin N, Alahdab F, et al. Nonselective beta-Blockers and Survival in Patients With Cirrhosis and Ascites: A Systematic Review and Meta-analysis. Clin Gastroenterol Hepatol. Aug 2016;14(8):1096-1104 e9. doi:10.1016/j.cgh.2016.01.012
Iron deficiency anemia (IDA) affects about one-third of the global population and has a significant impact on individuals with gastrointestinal (GI) disorders. Its multifactorial etiology includes chronic inflammation, impaired nutrient absorption, GI tract damage, inadequate dietary intake, increased iron requirements, and medication use. Effective clinical management of IDA involves accurate diagnosis, tailored treatment strategies, and ongoing monitoring. This review provides a comprehensive overview of the physiology and pathophysiology of IDA, with a focus on its prevalence in GI populations. The strategies for screening and diagnosis, the challenges posed by inflammation in interpreting iron studies, and individualized treatment considerations are discussed. Addressing these complexities is critical to improving clinical outcomes and the quality of life for those affected by IDA.
Introduction
Iron deficiency anemia (IDA) is among the most prevalent nutritional deficiencies globally, affecting approximately one-third of the population and representing a significant contributor to morbidity worldwide across age groups and socioeconomic classes.1,2 IDA is commonly found in gastrointestinal (GI) disorders, including inflammatory bowel disease (IBD), celiac disease, and among post-bariatric surgery patients. The etiology of IDA involves disruptions of iron homeostasis that are driven by chronic inflammation, impaired nutrient absorption, and structural alterations to the GI tract.1,3 The impact of iron deficiency (ID) even without the presence of anemia is not limited to physical symptoms but can also significantly impair quality of life, increase morbidity, and adversely affect pregnancy outcomes and chronic disease prognosis. If left untreated, IDA can exacerbate fatigue, cognitive deficits, and cardiovascular strain, emphasizing its importance in clinical practice.1,2
Physiology and Pathophysiology
Iron is vital for critical physiological functions, including oxygen transport via hemoglobin, mitochondrial energy production, and enzymatic processes, making it essential for cellular and metabolic health.1,2 Iron absorption occurs primarily in the duodenum after ferric iron (Fe3+) is reduced to ferrous iron (Fe2+) in the acidic gastric environment (refer to Figure 1). Heme iron from animal sources is absorbed more efficiently than non-heme iron from plant-based foods. The absorption mechanism differs between the two with non-heme iron being reduced to Fe2+ and transported into enterocytes by the divalent metal transporter 1 (DMT1), while heme iron enters via heme carrier protein 1 (HCP1). Vitamin C enhances the absorption of non-heme iron by reducing Fe3+ to Fe2+, thereby increasing its efficiency.2 Within enterocytes, iron is either stored as ferritin or exported into the bloodstream by ferroportin, the only known cellular iron exporter.2,3
Once in circulation, iron binds to transferrin and is delivered to tissues, particularly the bone marrow, where it supports erythropoiesis. Excess iron is stored in hepatocytes and macrophages in the form of ferritin, ensuring enough iron is available to meet metabolic demands. Hepcidin regulates iron levels by inhibiting iron transporters, reducing the absorption of dietary iron and release of stored iron; therefore, elevated hepcidin can contribute to developing IDA.1-3 Inflammation or chronic disease can elevate hepcidin levels, disrupting iron transport and utilization, often leading to IDA.
Risk Factors and At-Risk Populations with Gastrointestinal Disorders
The development of IDA in GI disorders can stem from a range of systemic and localized factors. IBD, celiac disease, Helicobacter pylori (H. pylori) infection, gastric and foregut surgeries, and gastrointestinal cancer are among the primary GI disorders associated with IDA.3-5 Key mechanisms include damage and inflammation of the GI tract, inadequate dietary intake, increased iron needs, and use of certain medications (Table 1).3-14
Inflammatory bowel disease
Studies have shown that approximately two-thirds of patients with IBD have anemia at the time of diagnosis.7 The pathogenesis of anemia in IBD is multifaceted and primarily driven by chronic intestinal blood loss due to mucosal ulcerations, impaired iron absorption from inflammation, and systemic cytokine effects that disrupt iron transport and utilization.5 This, combined with reduced dietary intake and intestinal damage, frequently leads to functional iron deficiency (FID) that can progress to IDA.
Celiac disease
Studies have found that 12-82% of patients with new-onset celiac disease also have anemia.6 In celiac disease IDA is due to malabsorption caused by villous atrophy and inflammation in the small intestine triggered by gluten exposure.6 This damage impairs iron absorption which is further exacerbated by elevated hepcidin levels that restrict iron absorption and promote iron sequestration in storage cells. Even after adopting a gluten-free diet (GFD), ID may persist as the underlying malabsorption and inflammation may continue. According to Anniblae et al., only 50% of patients achieve normal iron levels after 12 months on a GFD, despite 94.4% recovering from anemia within the study period.8 Therefore, additional iron supplementation and consistent monitoring and management are necessary to restore and maintain adequate serum iron levels.
Box 1. Signs and Symptoms Associatedwith Iron Deficiency1,20
Pallor of the skin, conjunctiva, oral mucosa,
nail bed (if with anemia)
Koilonychias
Fatigue
Weakness
Reduced work capacity
Glossitis
Angular cheilitis
Alopecia
Poor regulation of body temperature
Decline in cognitive performance
Pica
Sleep disturbances
H. pylori infection
The bacterium H. pylori causes gastritis by destroying parietal cell mass and reducing gastric acid production leading to a less acidic environment in the gastric lumen. Since gastric acid is essential for reducing dietary iron, this increase in pH can hinder iron absorption.5,9 Furthermore, H. pylori directly competes for iron by using iron-binding proteins on its outer membrane to support metabolic needs.10 Studies have shown that eradicating H. pylori improves hemoglobin and ferritin levels.5,9
Gastrointestinal Surgeries
Individuals who have undergone GI surgery, such as sleeve gastrectomy or Roux-en-Y gastric bypass (RYGB), are at an increased risk of IDA due to the restrictive and malabsorptive features of these procedures.5,11 These procedures bypass key absorption sites, including the duodenum and proximal jejunum, reduce gastric acid production, and often involve a restrictive diet. A meta-analysis found that up to 26.5% of patients develop low ferritin levels within three years post-surgery.12 Furthermore, a cross-sectional study revealed that over 50% of patients undergoing gastric bypass experience severe ID 10 years post-surgery, despite regular iron supplementation.11
Gastrointestinal Cancer
Cancer is a major pathologic diagnosis that increases the risk of IDA with studies showing 8–15% of patients diagnosed with GI malignancy have a concomitant diagnosis of IDA.13 Etiologic mechanisms in colorectal, gastric, and esophageal cancers include frequent bleeding, mucosal damage, and an inflammatory response that elevates hepcidin levels.13 The prevalence of IDA increases during treatment with up to 60% of patients with GI cancers experiencing IDA during their disease course. IDA is often compounded by cancer treatments, reduced dietary intake, and poor appetite which can aggravate fatigue and quality of life, ultimately complicating treatment outcomes and prognosis.3
Screening and Diagnosis
Iron screening guidelines have been developed for several at-risk GI patient populations (Table 2).7,15–19 Iron studies should also be considered based on symptomatology and physical exam findings (Box 1).1,20 ID can be identified using a combination of serum laboratory markers including hemoglobin, ferritin, iron, total iron binding capacity (TIBC), and transferrin saturation (Tsat). Because anemia does not develop until ID is more advanced, a normal serum hemoglobin value should not preclude the diagnosis of ID.21 Similarly, the development of anemia may be multifactorial due to causes other than or in conjunction with ID, warranting additional workup. Circulating ferritin reflects iron tissue stores and is generally the first iron biomarker to decline in response to inadequate iron intake.21 Decreases in serum iron and an adaptive rise in TIBC follow, whereas further iron depletion compromises erythropoiesis.
As discussed previously, the presence of active inflammation complicates the evaluation of iron studies. Given that some patients with GI conditions may exhibit chronic, low-grade inflammation or acute inflammation during disease flares, C-reactive protein (CRP) should be obtained in conjunction with iron studies. Because ferritin is a positive acute phase reactant, its elevation can mask an ID.14 There is a lack of consensus on how to diagnose ID in the setting of inflammation, yet ferritin values of up to 100 ng/mL are widely suggested as an indicator of ID when CRP is elevated.7,14,22,23 Although stored iron may be sufficient, pro-inflammatory cytokines upregulate the synthesis of hepcidin, which reduces iron absorption and mobilization by suppressing the expression of ferroportin.7,14,22 This leads to FID where the availability of serum iron to participate in erythropoiesis is insufficient. Inflammatory mediators may also interfere with erythropoiesis and shorten the lifespan of red blood cells.24 FID along with these other inflammation-driven effects contribute to what is considered anemia of chronic disease (also called anemia of inflammation). Thus, patients may present with an absolute ID, FID, or a combination.7,23,25 The ratio of serum iron to TIBC, which is used to calculate Tsat, indicates the amount of iron bound to transferrin and available for tissue distribution. Low Tsat is observed in both absolute ID and FID.7,23,25 An overview of iron biomarkers is presented in Table 3.
Table 1. Mechanisms of Iron Deficiency Anemia in Gastrointestinal Disorders3–14
Cause
Mechanism
Patient Population
Chronic Inflammation and Damage in GI Tract
Chronic inflammation increases hepcidin, which blocks iron release from macrophages and reduces iron available for red blood cell production. Mucosal ulcerations and impaired iron absorption exacerbate ID, leading to anemia.
Celiac disease GI cancer H. Pylori IBD Peptic ulcers
Inadequate Dietary Intake
A diet low in iron-rich foods reduces bioavailable iron intake. Inhibitors in plant-based diets, such as phytates and polyphenols further limit non-heme iron absorption. In GI disorders, dietary restrictions, malabsorption, or poor appetite further contribute to ID.
Disorders with restrictive intake (ex: bariatric and gastric surgeries) Crohn’s disease Vegetarians and vegans
Increased Iron Needs
Physiological states increase iron demand: (1) rapid growth in children and adolescents, (2) pregnancy, where maternal and fetal iron needs rise, (3) heavy menstrual bleeding in women, and (4) intense physical activity, which can induce red blood cell destruction.
Children and adolescent Peptic ulcers Pregnancy IBD GI cancer Elite athletes
Use of Medications
Nonsteroidal anti-inflammatory drugs (NSAIDs) and anticoagulants increase GI bleeding risk by causing or worsening lesions such as ulcers or angiodysplasia. Proton Pump Inhibitors (PPIs) raise gastric pH, reducing the conversion of Fe³+ to Fe²+ iron, which hinders its absorption in the duodenum.
Elderly IBD Gastritis Peptic ulcers
Table 2. Recommendations for Iron Screening in Gastrointestinal Disorders7,15-19
GI Disorder
Organization
Guideline
Chronic pancreatitis (2020)15
ESPEN
Monitor iron status
Celiac disease (2013)16
ACG
Measure at baseline and repeat in 3 to 6 months if previous values abnormal
Cystic fibrosis (2016)17
ESPEN, ESPGHAN, ECFS
Measure annually or more frequently if previous values abnormal
Inflammatory bowel disease (2015)7
ECCO
Measure every 6 to 12 months in patients with quiescent or mild disease. In outpatients with active disease, measure every 3 months.
Metabolic and bariatric surgery (2017)18
ASMBS
Measure prior to weight loss surgery. Measure within 3 months following weight loss surgery and repeat every 3 to 6 months until 12 months after surgery. Continue to measure annually.
Short bowel syndrome (2022)19
AGA
Measure at baseline and at least annually
Abbreviations: ACG: American College of Gastroenterology; AGA: American Gastroenterological Association; ASMBS: American Society for Metabolic and Bariatric Surgery; ECCO: European Crohn’s and Colitis Organization; ECFS: European Cystic Fibrosis Society; ESPEN: European Society for Clinical Nutrition and Metabolism; ESPGHAN: European Society for Pediatric Gastroenterology, Hepatology, and Nutrition
Table 3. Iron Biomarkers Used to Screen for Iron Deficiency7
Overview
Absolute iron deficiency (normal CRP)
Absolute iron deficiency and FID (elevated CRP)
FID (elevated CRP and adequate iron stores)
Ferritin
Marker of storage iron
Low (< 30 ng/mL)*
Low or normal (< 100 ng/mL)
Elevated (> 100 ng/mL)
Serum iron
Measures iron bound to transferrin
Low
Low
Low
TIBC
Reflects available iron binding sites on transferrin
Elevated
Low
Low
Tsat
Percentage of iron binding sites on transferrin occupied by iron
Low
Low
Low
Abbreviations: CRP: C-reactive protein; FID: functional iron deficiency; TIBC: total iron binding capacity; Tsat: transferrin saturation. *cut-offs vary amongst organizations
Treatment of Iron Deficiency
Regardless of the presence of any signs or symptoms of ID, all patients should receive treatment when biochemical ID, FID, or IDA is present. Treatment for ID, FID, or IDA involves an understanding of dietary supplement regulation, third-party certification, and the bioavailability of various product formulations. With these factors understood, the clinician can then devise an appropriate treatment and monitoring plan. Additionally, the treatment strategy will differ based on the severity of the ID and the presence of anemia. The treatment of life-threatening anemia where red blood cell (RBC) transfusion is often necessary with or without additional iron infusions is outside of the scope of this article. However, the clinician should note that each unit of RBC typically contains 200 mg of iron which can impact the treatment strategy.26,27 The treatment reviewed focuses on those being treated in the outpatient setting for the nonpregnant adult.
Table 4. Treatment Options for Iron Deficiency7,27,29,30
Product Formulation
Dosing (elemental iron)
Formulations
Suggested Monitoring and Evaluation
Oral Formulations
Ferrous fumarate
106 mg 1-3 times daily; every other day regimen may be beneficial
Capsule, tablet, liquid
Laboratory parameters: -Check CBC, serum iron, serum ferritin and C-reactive protein every 1 to 3 months Positive response: – Serum reticulocyte increases within days – Hemoglobin increases 1-2 g/dL within 2 to 3 weeks – Ferritin may take up to 6 months to normalize
Ferrous sulfate
65 mg 1-3 times daily; every other day regimen may be beneficial
Capsule, tablet, liquid
Ferrous gluconate
35 mg 1-3 times daily; every other day regimen may be beneficial.
Capsule, tablet, liquid
Polysaccharide-iron complex
50-200 mg daily; every other day regimen may be beneficial
Capsule, liquid
Ferric maltol
30 mg twice daily; every other day regimen may be beneficial
Capsule
Ferrous bisglycinate
25 mg daily
Capsule, tablet, liquid
Intravenous Formulations
Iron dextran
Based on iron deficit Example dosing: 1000 mg x 1
Intravenous
Iron sucrose
Based on iron deficit Maximum 200 mg per infusion 125 mg for eight doses for adults Example dosing: 200 mg x 5 or 300 mg x 3 weekly
Intravenous
Sodium ferric gluconate
125 mg for eight doses Example dosing: 125 mg x 8
Intravenous
Ferumoxytol
50 mg x 1 dose followed by 510 mg 3-8 days later Example dosing: 510 mg x 2 or 1020 mg x 1
Intravenous
Ferric carboxymaltose
15 mg per kg (maximum 750 mg per dose), repeat 7 days later if necessary Example dosing: 750 mg x 2 one week apart of 1000 mg as a single dose
Intravenous
Ferric derisomaltose
1,000 mg per dose Example dosing: 1000 mg x 1
Intravenous
Bioavailability is reported as the amount of the supplement or drug that enters circulation and can be utilized by the body.28 Iron formulations have varying bioavailability with oral formulations having the poorest bioavailability and intravenous formulations having 100% bioavailability (refer to Table 4).7,27,29,30 Since the body can increase the amount of intestinal iron absorbed based on iron status, the presence of ID, FID or IDA will increase dietary/oral iron absorption. In severe cases of anemia or when oral iron supplementation is contraindicated, intravenous iron should be selected.
Oral Formulations
Oral iron absorption can be hindered by the simultaneous consumption of food (e.g., tannins, calcium, phytates) and certain medications such as proton pump inhibitors.27 Therefore, efficacy is improved when taken away from meals. The most commonly administered oral iron formulations include ferrous sulfate, ferrous gluconate, polysaccharide-iron complex, and ferrous fumarate. Absorption and the dose of elemental iron present differ amongst these formulations which may contribute to varying degrees of GI symptoms. Polysaccharide-iron complex is a third-generation ferric iron formulation designed to improve palatability with fewer GI symptoms. However, in the absence of randomized clinical control trials comparing dose-equivalent iron formulations and the impact on GI symptoms and/or palatability, no conclusions can be made. Additionally, ferrous formulations such as ferrous sulfate, ferrous gluconate, and ferrous fumarate are readily absorbed in the GI tract whereas ferric formulations must be reduced by ferrireductase before absorption. Despite these differences, each formulation can be effective in treating and preventing ID, FID, and IDA. The American Gastroenterological Association (AGA) endorses the use of ferrous sulfate given its cost-effectiveness and lack of data suggesting any oral iron supplement is advantageous over another and that supplementation should be consumed with vitamin C to improve absorption.29 However, recommendations for the concomitant use of vitamin C with ferrous iron formulations are theoretical, and more research is needed to support this practice.
Historically, daily to three times daily dosing was the most common method for iron supplementation. However, the frequency of dosing is currently debated as less frequent dosing is hypothesized to improve iron supplementation compliance and intestinal absorption. With GI side effects (i.e., nausea, constipation, and epigastric pain) being common, the risk of noncompliance with iron supplementations is of concern. A reduction in GI side effects with alternate day dosing has been reported by some,31,32 while other studies have shown a lack of improvements.33-36 With data suggesting iron supplementation impacts circulating hepcidin levels, and the concern of noncompliance, investigations into alternate daily dosing were evaluated.36 Stoffel and colleagues investigated the impact of daily and alternate-day iron dosing on hepcidin levels and iron absorption which were both superior in the alternate-day group.33,34 This study, along with others, increased awareness of the potential benefits of alternate daily dosing to improve anemia. However, when this strategy was applied to severely anemic individuals (N=200) in a randomized control trial, there was no difference in serum hemoglobin levels between those on daily (60 mg total) or alternate day dosing (120 mg) (p=0.47). While a definitive dosing strategy is unavailable, it is reasonable to consider alternate-day dosing to provide GI relief when present and when compliance with daily dosing is of concern.36 The AGA expert consensus statement endorses dosing oral iron no more than once daily since there is a lack of evidence for improved absorption with increased frequency and that the risk of side effects increases.29
Intravenous Formulations
Intravenous iron formulations are 100% bioavailable. Intravenous formulations are typically administered under medical supervision and are more commonly prescribed for those unable to consume oral iron, those unresponsive to oral iron, or those with severe anemia. In clinical practice, iron deficit equations are typically used to determine the appropriate dose such as: 27
Hemoglobin iron deficit (mg) = weight (kg) x (14 – Hgb) x 0.24 + 500)
Iron is not routinely included in PN admixtures as intravenous iron has the highest risk of iron toxicity, anaphylaxis (although rare), and incompatibility, particularly with lipid-containing formulations.37 IV iron preparations available in the US include iron dextran, iron sucrose, ferric gluconate, ferumoxytol, and ferric carboxymaltose.37 Iron sucrose and ferric gluconate have a generally lower risk of hypersensitivity and the absence of a requirement for test dosing; however, only iron dextran is compatible with 2-in-1 PN at amino acid concentrations higher than 2%, while it remains incompatible with total nutrient admixtures.37 Furthermore, concern of hypophosphatemia has been reported in those on recurrent intravenous infusions (most commonly with ferric carboxymaltose).28 The AGA recommends intravenous iron for those with IBD, IDA, active inflammation in the GI tract, poor tolerance to oral supplementation, poor response to oral iron, and ongoing bleeding that is unresponsive to oral supplementation.29
Iron Supplementation Recommendations
It is common that clinicians may omit pertinent details for the patient to carry out the finalized recommendation. The finalized prescription or recommendation for ID must include the following items: date of the prescription, patient name, patient date of birth, provider name and address, name of the iron formulation, dosage strength, dosage form, delivery route, dose frequency, pertinent directions for administration, quantity to be provided by the pharmacist or purchased by the patient, number of refills, and the prescriber signature. Since the Dietary Supplement Health and Education Act of 1994 allows dietary supplements to be marketed without prior FDA approval, third-party certification of dietary supplements is recommended (e.g., ConsumerLab.com, National Sanitation Foundation-NSF, United States Pharmacopia-USP).29 Third-party verification can provide insight into the bioavailability of some iron supplements and can be useful to patients looking for over-the-counter iron formulations.
Monitoring and Evaluation
Monitoring treatment strategies are essential to ensure ID, FID, and IDA have been corrected and to prevent toxicities from occurring. As outlined in the assessment section, biochemical indices, signs and symptoms of ID, FID or IDA should be monitored until correction. Refer to Table 4 for suggestions for monitoring parameters.
Case Study
A 50-year-old male with ulcerative colitis (diagnosed 10 years prior) presents in the clinic with fatigue and 3-4 liquid stools daily (50% with overt blood). At home, a patient takes azathioprine 100 mg daily, a standard multivitamin, and ferrous sulfate 65 mg daily (no longer taking x 2 months due to GI effects). Most recent laboratory findings are found below:
Hemoglobin 9.5 g/dL (14.0-17.5 g/dL)
Ferritin 16 ng/mL ( 12-300 ng/mL)
CRP 25 mg/dL (<1.0 mg/dL)
Serum iron 30 mcg/dL (60-160 mcg/dL)
TIBC 370 mcg/dL (300-360 mcg/dL)
Tsat 8.1% (20-50%)
The clinician recommends a referral to hematology for the management of recurrent IDA. Due to a history of poor oral iron tolerance and active inflammation limiting GI iron absorption, an intravenous iron infusion is recommended. Additionally, the clinician changes the standard multivitamin without iron to a daily multivitamin with iron (containing 18 mg of elemental iron). Laboratory parameters are recommended to be repeated in 3 months and include a CBC, iron studies (ferritin, Tsat, TIBC, serum iron), and CRP.
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measured by stable-isotope appearance curves, increases
plasma hepcidin. Am J Clin Nutr. 2009;90(5):1280-1287.
37. Hwa YL, Rashtak S, Kelly DG, et al. Iron deficiency in
long-term parenteral nutrition therapy. JPEN J Parenteral
Enteral Nutr. 2016;40(6):869-876.
ASPEN Malnutrition Awareness Week: September 8–12, 2025
Malnutrition Awareness WeekTM is an annual campaign organized by the American Society for Parenteral and Enteral Nutrition (ASPEN) to provide gastroenterologists and other healthcare professionals with tools for identifying and treating malnutrition in their patients.
Malnourished patients have longer hospital stays, twice the need for rehab or long-term care, and a 2.3 times higher rate of hospital deaths. In addition to its human toll, malnutrition raises hospital costs by 73% and can cost an additional $10,000 in hospital readmission stays.
Malnutrition Awareness Week, held from September 8–12, 2025, will offer live webinars and various complimentary resources addressing malnutrition in both adult and pediatric patients. Each webinar provides 1–1.5 CME credits and is free to ASPEN members and supporting ambassador institutions.
The webinars will start at noon ET each day of that week, covering the following topics:
September 8: The Compounding Effects of Patient Safety Failures: From Error to Malnutrition
September 9: Malnutrition in Cancer Care: Enhancing Outcomes Through Early Nutrition Intervention and Risk Mitigation
September 10: Addressing Malnutrition in Adults with Chronic Liver Disease and Transplant: Strategies for Education Success
September 11: Silent Struggles: Tackling Malnutrition by Overcoming Obstacles in Home Enteral Nutrition in Adults and Pediatrics
September 12: Talking About the Elephant in the Room: The Ethics of Communicating a Malnutrition Diagnosis in Adults and Pediatrics
Visit nutritioncare.org/PG-MAW to register for the webinars, access complimentary malnutrition resources, and learn how your institution can become an MAW ambassador.
About ASPEN
The American Society for Parenteral and Enteral Nutrition (ASPEN) is dedicated to improving patient care by advancing the science and practice of nutrition support therapy and metabolism. Founded in 1976, ASPEN is an interdisciplinary organization whose members are involved in the provision of clinical nutrition therapies, including parenteral and enteral nutrition. With members from around the world, ASPEN is a community of dietitians, nurses, nurse practitioners, pharmacists, physicians, PAs, researchers, scientists, and students from every facet of nutrition support clinical practice, research, and education.
For more information, please visit nutritioncare.org
Endoscopic ultrasound-guided fine-needle aspiration (EUS-FNA) with rapid on-site evaluation (ROSE) has been a subject of debate over the past few decades. With the development of new core needles, endoscopic ultrasound-guided fine-needle biopsy (EUS-FNB) with macroscopic on-site evaluation (MOSE) has been shown to provide similar diagnostic accuracy with more cost-effectiveness compared to EUS-FNA with ROSE. This article aims to review the literature to provide a detailed description and comparison of outcomes of both sampling procedures.
Background
Endoscopic ultrasound-guided fine-needle aspiration (EUS-FNA) is a minimally invasive and well established technique for evaluation of tissue samples from pathologic lesions in the pancreas, abdominal lymph nodes, liver, spleen, and intramural lesions in the GI tract. (Figure 1) Under real-time EUS guidance, the technique involves inserting a puncture needle into the target for aspiration biopsy to obtain tissue for cytologic analysis. Over the past few decades, tissue diagnosis from sampling has become crucial as the development of new treatments for pancreatic cancer grows. As a result, assessing the adequacy of the sample is important. In 1994, Wiersema et al. were the first to describe the importance of rapid on-site evaluation (ROSE) of aspirated tissue sample with an on-site cytopathologist. Follow-up studies have shown that ROSE effectively improves the diagnostic ability of EUS-FNA because it can assess whether or not the sample is adequate in real-time.,, However, there may be limited availability of ROSE at most facilities due to its costs of having an additional cytologist or, at the very least, a cytology technician, present during the procedure.
Core biopsy needles have been developed to obtain larger amounts of tissue at a higher histologic and diagnostic yield compared to the traditional FNA.,, These needles obtain tissue that provides true histology, and not just cytology, to pathologists. This technique, using the newer core needles, is termed as endoscopic ultrasound-guided fine-needle biopsy (EUS-FNB), which has been shown to provide equal or even higher diagnostic yield to that of EUS-FNA with ROSE., Iwashita et al. were the first to show that macroscopic on-site evaluation (MOSE) using EUS-FNB provides similar diagnostic accuracy to the conventional EUS-FNA without ROSE. MOSE involves the visual assessment by the endoscopist for the presence and length of a visible core from the samples obtained during EUS-FNB. Subsequent studies on MOSE showed a reduction of needle passes with similar diagnostic yield and increased cost-effectiveness.11,12,
In this article, we aim to review the literature to assess the techniques and procedures of ROSE and MOSE as well as provide comparisons of outcomes between the two sampling procedures.
What is ROSE?
The purpose of ROSE is to improve the diagnostic performance of EUS-FNA., The EUS-FNA procedure starts with identification and aspiration of the target lesion, typically using a 22-gauge needle. The FNA material is then expressed on a slide and stained with diff-quick stain, or other stains as per the preference of the cytologist. The aspiration needle is also sometimes washed in 10% formol in test tubes for cell block preparation.16 Next, ROSE is performed by the cytopathology team. They examine the smears and cell block in the endoscopy suite, in real time, to assess whether tissue is adequate and to provide an on-site diagnosis, or to suggest additional needle passes to obtain more tissue. (Figure 2)
The main advantage of ROSE is it can provide improved final sample quality and adequacy because the on-site cytopathologist can immediately evaluate the cells obtained. This reduces the likelihood of acquiring inadequate tissue samples and minimizes the need for repeat biopsy procedures, with their attendant risks and costs. Prior meta-analyses have shown that on-site cytopathology evaluation improves malignancy detection and diagnostic adequacy by 10-15% compared to EUS-FNA without ROSE.,,,, Compared to EUS-FNA without ROSE, EUS-FNA with ROSE has increased cost-effectiveness with significant savings of $252 per EUS-FNA case.
The limited availability of ROSE is its primary major drawback. ROSE may sometimes be available in tertiary centers but is generally not available in smaller hospitals or community centers due to the manpower issues, the lack of on-site cytopathologists, and related costs.7 A global survey in 2016 revealed that ROSE is only available in 55% of Asian institutions.7 ROSE may be performed by a cytologist or a cytology technician. However, they must have the sufficient amount of training to interpret cytology, or at least assess cellular adequacy, which adds additional cost burdens to the hospital to develop and hire them. In addition, subjectivity in interpretation of the tissue sample between cytologists can affect diagnostic accuracy, ultimately leading to variations in diagnosis. The initial interpretation of adequacy is critical to determine if additional aspirates are required and must be performed in real time. Differences in interpretation of adequacy could lead to increased procedural costs, time, and even complication rates.
What is MOSE?
MOSE is utilized to determine the presence and length of a visible tissue core from the target lesion or organ in order to increase the diagnostic yield prior to histologic analysis.11,12 After the first pass, the core biopsy needle is removed to expel the tissue specimens onto a glass slide or into a formalin jar or blotter paper for visual inspection. MOSE is then performed by identifying a visible tissue core. The length of the core can vary but are typically 2-3 centimeters in length. Interestingly, prior studies have shown adequate tissue core lengths ranging from 4 millimeters to 1 centimeter., If a tissue core of at least 2-3 centimeters is obtained, the FNB is considered complete. (Figure 3) Based on the authors’ experiences, many FNBs with adequate tissue core length are done with only one pass. Otherwise, the stylet is reinserted with the needle for preparation of a second pass. Most studies evaluating the outcomes of MOSE had a minimum of two needle passes before an adequate sample was obtained.,, The adequate sample is then placed in formalin and sent to the pathology department for histological analysis.
With MOSE, the endoscopist confirms if the visible core is adequate enough for cytology analysis, so there is no need for a cytologist to be on-site in the endoscopy suite. A systematic review done by Gadour et al. found that MOSE is cost-effective due to fewer needle passes and shorter procedural times when compared to ROSE.
The lack of confirmation in the adequacy of the tissue sample by the cytologist before sending it for cytology analysis is the primary drawback of MOSE. The cytologists on-site can make meaningful contributions during the biopsy process as confirming the tissue sample prior to cytology analysis may increase the accuracy of the diagnosis. Bang et al. found that ROSE was an important factor that significantly increased the diagnostic yield of FNA of a tissue sample. False negatives and inaccurate macroscopic evaluation may be a drawback of MOSE. Different endoscopists may have varying interpretations of what constitutes an adequate sample via MOSE.30
Outcome Comparisons Between ROSE and MOSE
Recently, multiple cohort studies have compared FNA with ROSE and FNB with MOSE in terms of diagnostic yield, number of passes taken, operation time, adverse events, and total costs.
In one study, the diagnostic yield was higher with MOSE compared to ROSE, but this difference was statistically insignificant (94.6% vs 89.6%, p=0.406, respectively). One study showed 90.6% diagnostic accuracy in the MOSE group compared to 75.0% in the ROSE group (p=0.026), although this study had an unusually low accuracy rate for ROSE when compared to prior studies. Two other studies did not find statistically significant differences in diagnostic accuracy between the two groups.12, Prior studies also showed statistically insignificant differences in sensitivity, specificity, and positive predictive value between ROSE and MOSE.12,32,33,34
Based on these findings, there were generally no differences in overall diagnostic yield between MOSE and ROSE. However, studies have found that newer needles designed for EUS FNB may require fewer passes than EUS FNA with ROSE, while achieving the same diagnostic accuracy.9,30,31 In the study by Van Riet et al., 19% of patients in the ROSE group required more than 3 passes for the same diagnostic accuracy compared to 10% of patients in the MOSE group (p=0.002), who required that many passes.9 However, Guan et al. found statistically insignificant differences in the number of needle passes between MOSE and ROSE to achieve diagnostic accuracy (p=0.151), suggesting that the data by Van Riet et al. may be an outlier.33 Proponents of MOSE suggested that fewer needle passes can limit traumatic injury and decrease procedural time.2,31 However, one could argue that the FNB needle is more stiff and may have difficulty procuring tissue in more difficult anatomic scope positions leading to decreased diagnostic yield.9
Two prior studies revealed lower procedural time with MOSE when compared to ROSE (p<0.01), which makes intuitive sense.12,32 This is expected given there is an additional time needed in ROSE for the cytologist to examine the tissue sample. However, with ROSE, the immediate evaluation of the sample by the cytologist may lead to more efficient downstream care. For example, ROSE has the ability to make an immediate preliminary diagnosis allowing for more timely subsequent care and may reduce the need for repeat biopsy procedures if tissue obtained via MOSE is ultimately felt to be non-diagnostic.
In regards to adverse events and complications, there were no statistically significant differences comparing EUS-FNB with MOSE and EUS-FNA with ROSE.32,33 Prior studies have estimated the adverse event rate of EUS FNA with ROSE to be approximately 1-2%, which was comparable to EUS FNB with MOSE., One can assume that increasing the number of passes would increase the risk of adverse events. Therefore, since the average number of passes for both MOSE and ROSE are similar, it would explain why both procedures have similar numbers of adverse events.
Chen et al. conducted a cost-minimization analysis between MOSE and ROSE, which found that MOSE was only slightly more costly overall than ROSE, saving an additional $45 per procedure.12 This may be due to the more expensive newer core biopsy needles used for procedures with MOSE. Although costs appear to favor ROSE, the difference between ROSE and MOSE is marginal and unlikely to have a significant impact on hospital budgets in North America.12 Sbeit et al. conducted a similar cost-minimization analysis, which found no differences in cost-effectiveness between MOSE and ROSE. Both ROSE and MOSE have been found to adequately evaluate and diagnose different types of lesions including both pancreatic and non-pancreatic.12,32,34 Puncture paths of the needle in both ROSE and MOSE include trans-esophageal, trans-gastric, and trans-duodenal.12,32,34
Conclusions
ROSE and MOSE are valuable techniques when acquiring tissue samples during an EUS procedure. ROSE allows real-time cytological assessment of tissue quality and adequacy, which may improve efficiency in clinical management downstream. On the other hand, MOSE provides a gross assessment of core tissue samples without the need for on-site cytopathology and offers savings of both money and time. MOSE is currently widely utilized to assess the adequacy of tissue sample in hospitals where ROSE is not available or time limitations make ROSE impractical. Both techniques have similar diagnostic yield of the extracted tissue sample, number of needle passes required, and adverse events.
MOSE remains a popular choice for endoscopists, but ROSE still has its value for difficult cases with complex diagnoses or cases requiring repeat tissue sampling due to the benefit of having immediate cytological evaluation and feedback. The choice between these two techniques should be guided by hospital resources, endoscopist preference for preferred technique, and the clinical need for immediate cytological evaluation.
References
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Underfeeding in the intensive care unit (ICU) is a well-documented issue affecting patient outcomes. Volume-based feeding (VBF) represents a feeding protocol designed to mitigate the effects of frequent enteral nutrition (EN) interruptions by allowing adjustments to be made in the infusion rate to achieve a target volume for a desired caloric and nutrient delivery. Various VBF protocols exist, each differing in regimen and effectiveness. VBF protocols are safe with minimal adverse events reported. To enhance compliance, VBF protocols should be tailored to fit each institution’s workflow. The development and implementation of VBF protocols should be done in collaboration with a multidisciplinary team.
Introduction
Malnutrition is associated with longer hospital stays, higher readmission rates, higher healthcare costs, non-routine discharges, and higher in-hospital mortality.1 However, when comparing patients fed low versus high calorie goals in the first 7-10 days of ICU admission, the American Society for Parenteral and Enteral Nutrition (ASPEN) Guidelines for the Provision of Nutrition Support Therapy in the Adult Critically Ill Patient reported no difference in mortality, length of stay, infections, or other clinical outcomes.2
Mortality is not an optimal metric to measure the utility of nutrition interventions as it requires extremely large sample sizes that no randomized controlled trial has achieved thus far.3,4 Meanwhile, one observational study demonstrated an association with improved mortality for patients who received more calories, after adjusting for age, Charlson Comorbidity index, APACHE II score, baseline SOFA score, primary admission diagnosis, admission category, BMI, and geographical region, as well as improved physical functioning scores in patients who required >8 days of mechanical ventilation with at least 2 organ failures.5 Factors such as the heterogeneity of patients, the universality of nutrition, and the practical biases (sicker patients are harder to feed),6 have limited the ability of the available data to clearly and distinctly signal what clinicians know to be sound: that patients should not be starved.
The question of optimal feeding targets in the ICU with regard to functionality and quality of life for ICU survivors has not been definitively answered with the current body of literature, but the observational data does suggest that 1) underfeeding remains a pervasive issue and 2) efforts should be made to enhance feeding practices.5,6 Traditionally, a rate-based feeding (RBF) protocol has been the standard practice, in which a continuous infusion rate is calculated to meet the estimated calorie and protein needs of a patient, using an enteral formula selected with regard to patient condition, and calculated off a 24-hour duration. However, in the ICU, underfeeding is so rampant that some dietitians may routinely recommend EN regimens with a higher infusion rate to compensate for predicted interruptions to feeding. Interruptions to EN may include stopping feeds for various procedures or treatments,7–9 complications such as diarrhea, vomiting or aspiration,10 periods of hemodynamic instability, loss of enteral access,9 miscommunications between dietitians, nurses, and medical providers, or feeding may be overlooked entirely for patients who are unable to voice their discomfort. Slow initiation and advancement of EN has also been identified as a barrier to meeting feeding targets.9,11
Table 1. Summary of Results from Single-Center Studies after Implementing VBF Protocols
Study Design
Protocol/Institution
ICU Population
Results (all results summarized are statistically significant, p <0.05)
Pre/Post Protocol Implementation
PERFECT17
MICU, SICU
Increased provision by 13.4% of prescribed calories (pre: 87.9% + 13.8%, post: 101.3% + 11.7%), and 8.6% of prescribed protein (pre: 89.2% + 19.5%, post: 97.6% + 14.8%)
FEED ME16
SICU, trauma
Increased provision by 26% of prescribed calories (pre: 63% + 20%, post: 89% + 9%), and 0.13 g protein/kg (pre: 1.13 g protein/kg + 0.29 g protein/kg, post: 1.26 g protein/kg + 0.37 g protein/kg)
FEED MORE15
MICU, neurosurgery
Increased provision by 27% of prescribed calories (pre: 75%, post 102%), and 19% of prescribed protein (pre: 68%, post: 87%), increase in patients receiving >80% target calories by 29% (pre: 42%, post 71%)
Increased provision by 11.1% of prescribed calories (pre: 73.4%, post: 84.5%), and 8.8% of prescribed protein (pre: 77.4%, post: 86.2%)
Palmetto Health University of South Carolina21 using PEP uP protocol
SICU, trauma
Increased provision by 963 calories/d (pre: 347.4 calories/d, post: 1310.4 calories/d), and 64.8 g protein/d (pre: 18.2 g protein/d, post: 83.6 g protein/d)
Comparison of VBF to RBF
FEED26
MICU, SICU, trauma
VBF group received 84% + 21% of prescribed calories and 90% + 25% or prescribed protein, RBF group received 73% + 11% of prescribed calories and 57% + 8% of prescribed protein
University of Louisville Medical Center Protocol27
MICU
VBF group received 92.9% + 16.8% of prescribed calories, RBF group received 80.9% +18.9% of prescribed calories
Stanford Health Care Protocol9
MICU, SICU, neuro, cardiac
VBF group received 93.1% + 11.3% of target volume, RBF group received 71.3% + 35.8% of target volume
University of Maryland, St Joseph’s Medical Center Protocol19
MICU, SICU, cardiac (non-ECMO)
VBF group received 99.8% of target volume, RBF group received 67.5% of target volume
Volume-based feeding is a nursing-driven feeding protocol in which the hourly EN infusion rate is adjusted with the aim of achieving a target daily goal volume. Implementation of VBF has been jointly recommended by ASPEN and Society for Critical Care Medicine (SCCM) to improve EN delivery in the ICU since 2016.12 The first VBF protocol, named the Enhanced Protein-Energy Provision via the Enteral Route in Critically Ill Patients (PEP uP) Protocol, was implemented and published by Heyland, et al. in 2010.13 Since then, several authors have adapted and expanded the original PEP uP protocol to meet the needs of their institutions.
Table 2. Description of Various VBF Protocols
Protocol
Initiation of Feeding
Frequency of Rate Recalculation
Initial Formula Type
Maximum Feeding Rate (mL/hr)
Gastric Residual Volume Threshold (mL)
Unique Protocol Features
PEP uP13,14,18
Initiate at goal rate (option to start trophic for patients deemed unsuitable for high volume)
Upon feeding interruption
Peptide-based (Peptamen 1.5)
150
250
Initial use of Metoclopramide 10 mg IV q 6 hours and protein modulars 14g BID
PERFECT17
Advance to goal rate within 6h and maintain RBF for the first day
Upon feeding interruption
Standard (Osmolite HP or Osmolite)
150
500
200 ml catch up bolus at the end of the day if feeding target not achieved
FEED ME16
Initiate at 20 mL/hr and increase 10 mL/hr q 4 hrs to goal rate
Upon feeding interruption or as soon as NPO at midnight order is received feeds are increased assuming 12 hours left
Any
120
350
Initial protocol included bolus feeding which subsequently was removed from the protocol
FEED MORE15
Initiate at 30 mL/hr and advance to goal rate after 4 hours, maintain RBF for the first day
At least once daily and after feeding interruption
VBF included higher protein target of 1.5g/kg vs standard group 1.0 g/kg
University of Louisville Medical Center Protocol27
Initiate at 25 mL/hr and advance 25 mL/hr q 8 hours to goal rate
After feeding interruption
Not reported
Small bowel feeding: 150 Gastric feeding: 280
400
Carolinas Medical Center Protocol24
Initiate at half rate and advance to goal rate after 4 hours
After feeding interruption
Any
150
500
Stanford Health Care Protocol9
Initiate at goal rate
Every time feeding volume is documented in the EMR (expectation is hourly)
Any
150
not routinely checked
Use of an automated rate catch-up calculator embedded into the EMR
University of Maryland, St Joseph’s Medical Center Protocol19
Initiate at 20 mL/hr and advance to goal rate at midnight
q 4 hrs (4am, 8am, 12pm, 4pm, 8pm)
Peptide based (Vital High Protein)
120
500 or two consecutive 250
University of Virginia Health System Protocol25
Not reported
After feeding interruption and distributed over the next 24 hours
Not reported
120
500
Efficacy of Volume-Based Feeding Protocols
A survey conducted across 201 ICUs within 26 countries evaluated the nutritional adequacy of EN regimens administered to 3390 patients. On average, the patients received only 61.2% of the prescribed calories and 57.6% of the prescribed protein with a mean energy deficit of 695 kcal/day.6 Only 26% of patients achieved >80% of caloric targets.6 This data captures the rampant nature of underfeeding in ICUs across the world. In a recent meta-analysis, patients who were fed using a VBF protocol received 386.61 more calories per day, 31.44 more grams of protein per day, and achieved >80% of caloric goals more often (odds ratio: 2.84) when compared to RBF, with no difference in mortality, mechanical ventilation, diarrhea, emesis, feeding intolerance, or gastric retention.8 Table 1 describes improvements in feeding provision from single center studies after implementing a VBF protocol. Of the authors who assessed impact to glycemic control, most found no difference between VBF and RBF in blood glucose levels9,13–16 except for Brierley-Hobson who found a higher mean morning BG in the VBF group (8.0 mmol/L vs. 8.5 mmol/L, p = 0.034) but no difference in insulin prescription.17 No studies reported on changes to electrolytes.
Table 3. Steps for Designing and Implementing a VBF Protocol
Form a multidisciplinary project team. Consider using medical students or dietetic interns to assist with data collection and educational material development.
Collect baseline data. Consider including data on age, gender, anthropometrics, primary team, admitting diagnosis, estimated calorie and protein targets, the EN prescription, and actual infusion of EN.
Analyze the data to determine the most impactful root causes of underfeeding.
Design a VBF protocol that integrates into existing workflows and targets the most impactful root causes.
Educate all impacted staff with educational materials targeted to their role in the protocol. Medical providers, nurses, and dietitians should each have tailored education.
Choose a date to implement the workflow and transition appropriate patients to the VBF protocol.
Consider increasing staffing with project champions to provide real time support to all staff as they use the protocol for the first time.
Reinforce compliance with the protocol. Consider regular rounding on patients on the VBF protocol.
Repeat the data collection and compare pre and post protocol feeding adequacy.
Continuously monitor protocol compliance and address challenges.
Implementing Volume-Based Feeding Protocols
The original PEP uP protocol was designed to feed proactively and enhance feeding tolerance upfront, rather than wait for feeding complications and deficits to occur. Heyland and colleagues targeted the broadest ICU population possible with few exclusion criteria.13,18 As other institutions adopted their own VBF protocols, some of the original features of the PEP uP protocol were abandoned (no other protocols reported routinely using an initial prokinetic or protein modular), while other innovations were developed (building a rate catch up calculator into the EMR).9 Additionally, institutions may vary in their application of VBF protocols to meet various feeding targets recommended for the different phases of critical illness.Table 2 summarizes the various protocol designs that multiple institutions have used to implement VBF.
The institutions that have adopted VBF emphasized the importance of including multidisciplinary champions to ensure the success of the initiative.14–17,19–21 The teams often included a dietitian, a nurse, and a physician. Education and implementation of the protocols occurred through a variety of modalities: presentations at huddles and staff meetings, in-services, and distribution of a bedside tool that described how to determine catch up rates. PEP uP educational materials are available at criticalcarenutrition.com.14 Stanford Health Care’s protocol embedded the catch up rate calculation into the electronic medical record where the nurses were already doing their hourly charting, which eliminated the task of manual calculation on behalf of the nurse.9
Nursing compliance is critical to the success of VBF protocols. The bedside nurse executes the VBF protocol as nurses are managing the EN infusion throughout the day. McCall, et al. surveyed bedside nurses after the PEP uP protocol was implemented at multiple centers.20 The registered nurse (RN) perception of the impact on workload was overall modest with 54% of RNs surveyed saying the protocol “increased workload a bit,” 36.6% responding “neutral,” and only 4.3% saying the protocol “increased workload considerably.”20 Initial protocol implementation and education should depend on the needs and availability of the nursing staff. Following implementation, reinforcement of protocol compliance is also necessary. Table 3 outlines suggested steps and recommendations for implementing a VBF protocol.
There are many considerations for a VBF protocol design:
Will the protocol be applied universally or only to selected patients?
Who are the patients that are appropriate for the protocol?
Does the protocol start upon initiation of EN, or when the patient is deemed to be more stable?
Does the protocol itself dictate how feeds are initially advanced?
Does the enteral formula choice matter?
Does the enteral route matter?
What time of day does the rate calculation start and how often is it recalculated?
What safeguards are necessary?
Is there a maximum rate that should not be exceeded?
How will the rate catch up be calculated and by whom?
Patient population, acuity, feeding culture, resource availability, multidisciplinary team culture, and existing workflows will all play a part in the shape of each institution’s tailored VBF protocol.
Table 4. Opportunities to Enhance Feeding Practices
Establish clear protocols on when to start, wean, and pause EN.
Initiate EN at goal rate and limit slow initiation and advancement practices to specific conditions (e.g., refeeding, hemodynamic instability, risk for GI intolerance, etc.).7,11
Consider other feeding modalities when medically feasible such as cyclic and bolus feeds which may be less affected by pausing EN.
Establish a procedure for when to implement supplemental intravenous lipid emulsion infusion or parenteral nutrition.2,10
Audit feeding practices and feeding protocol compliance, share audit results widely and routinely.
Add EN formulas and modulars to the medication administration record.
Staff and train ICU dietitians28 adequately and incorporate them into bedside rounds.
Table 5. Case Study This case study demonstrates how VBF may improve feeding adequacy in a hypothetical patient.
A patient presenting in adequate nutritional status suffered a hemorrhagic stroke. The patient was intubated and deemed stable for VBF initiation. The decision was made to initiate feeding on the first day of hospitalization and orders and enteral access were placed by 2pm. The feeding regimen is determined by the dietitian to be 1440 mL (continuous rate of 60 mL/hour) of a standard formula.
The neurosurgeons decide that they will bring the patient to the operating room (OR) the following day. Institution specific protocols allow the patient to be fed up until departure to the OR. The patient is in the OR from 8am – 2pm and feeds are resumed upon returning from the OR. The following day the patient has no feeding interruptions. Table 5.a shows how much volume of formula the patient would have received if each institution’s protocol was followed. Table 5.b shows the volume of formula the patient would have received, with the change that holding enteral feeding (NPO) is required at midnight prior to surgery.
The differences in Table 5.a and Table 5.b demonstrate that even with VBF, other feeding practices such as holding EN for hours before an operation, can thwart effectiveness of VBF.
Limitations of Volume-Based Feeding
A large majority of patients included in VBF protocols were admitted to medical ICUs (MICU) and a smaller proportion to surgical ICUs (SICU). Use in cardiac ICUs seems limited.9,14 The diagnoses of VBF patients is not explicitly described in several studies because primary clinicians were allowed to exclude patients deemed “not suitable” for VBF, without further elaborating on what the exclusion criteria were. Swiatlo, et al. described exclusion criteria from the VBF protocol as patients who were at risk for refeeding syndrome, at risk for severe GI intolerance, or were hemodynamically unstable.9 Often the patients deemed inappropriate for VBF may be the sickest, most at-risk patients.6 In order to optimize the feeding practices for all patients, other nutrition protocols such as reducing unnecessary enteral feeding interruptions and using supplemental parenteral nutrition (PN) should be part of a well-rounded feeding culture.2,10
Surgical patients seem to benefit less from VBF protocols. In an observational review of 150 ICUs, use of the PEP uP protocol did not result in higher calorie or protein delivery in SICU patients and overall, less calorie and protein delivery than MICU patients. Surgical ICU patients were more likely to receive trophic feeding, PN, or no nutrition at all compared to MICU patients.7 However, Table 1 shows that single centers may still have meaningful improvement with VBF in SICU populations. Single center success may be attributed to the wide variability in peri-procedural feeding practices, which is likely due in part to the lack of clinical guidelines around this topic.22 An in-depth discussion of other feeding strategies is beyond the scope of this review; however, opportunities to enhance a feeding culture are listed in Table 4.
Table 5a. Case Study: Feeding Delivery Provision (mL) on Various VBF Protocols
Institution Protocol
Day 1
Day 2 (OR day)
Day 3
Overall % goal volume
RBF Protocol*
540
1080
1440
71%
University of Maryland, St Joseph’s Medical Center Protocol19
200
1440
1440
71%
University of Louisville Medical Center Protocol27
660
1440
1440
82%
Carolinas Medical Center Protocol24
840
1440
1440
86%
Stanford Health Care Protocol9
1440
1440
1440
100%
Future Direction of Volume-Based Feedings
Volume-based feeding is a protocol that has commonly been limited to the ICU even though patients in all care settings may receive continuous EN. If patient instability is a primary reason that patients are excluded from VBF, it stands to reason that patients in lower acuity settings would be eligible for, and benefit from, VBF protocols. It may be advantageous to consider the nursing burden when designing protocols for areas that have higher nurse to patient ratios. Volume-based feeding protocols that involve fewer rate adjustments, at routine times of day, may lead to better adherence by bedside nurses who have more patients.
Table 5b. Case Study: Feeding Delivery Provision (mL) on Various VBF Protocols with the Practice of Holding EN at Midnight for non-GI Surgery
Institution Protocol
Day 1
Day 2 (OR day)
Day 3
Overall % goal volume
RBF protocol*
240
860
1440
59%
University of Maryland, St Joseph’s Medical Center Protocol19
200
1080
1440
63%
University of Louisville Medical Center Protocol27
300
1440
1440
74%
Carolinas Medical Center Protocol24
480
1440
1440
78%
Stanford Health Care Protocol9
600
1440
1440
81%
*Rate based feeding (RBF) in these examples includes initiating at 20 mL/hr and advancing 20 mL/hr q 8 hours, restarting EN at last infused rate after interruptions, day starts at 7am
Most protocols summarized in Table 2 require manual actions by the bedside nurse, such as referencing a chart or calculating new infusion rates. Only one group leveraged technology to streamline the process.9 In contrast, feeding pumps that automatically calculate and deliver VBF without any nurse manipulation have been developed and are being piloted in Europe.23 Any innovation that reduces nursing burden with VBF protocol implementation is likely to contribute to greater compliance in executing the protocol. See Table 5 for a case study outlining VBF practices across different protocols.
Conclusion
Volume-based feeding is an effective means to increase the provision of EN. For VBF to be effective, it must exist within a feeding culture that recognizes the importance of nutrition in optimizing patient outcomes and limiting the impact of malnutrition. VBF does not negate the need for other robust feeding protocols. However, when VBF is used in harmony with other evidence-based nutrition practices, it can lead to the maintenance and enhancement of the nutritional status of the most vulnerable patients.
References
1. Guenter P, Abdelhadi R, Anthony P, et al. Malnutrition diagnoses and associated outcomes in hospitalized patients: United States, 2018. Nutr Clin Pract. 2021;36(5):957-969.
2. Compher C, Bingham AL, McCall M, et al. Guidelines for the provision of nutrition support therapy in the adult critically ill patient: The American Society for Parenteral and Enteral Nutrition. J Parenter Enter Nutr. 2022;46(1):12-41.
3. Summers MJ, Chapple L anne S, McClave SA, Deane AM. Event-rate and delta inflation when evaluating mortality as a primary outcome from randomized controlled trials of nutritional interventions during critical illness: a systematic review. Am J Clin Nutr. 2016;103(4):1083-1090.
4. Fetterplace K, Ridley EJ, Beach L, et al. Quantifying Response to Nutrition Therapy During Critical Illness: Implications for Clinical Practice and Research? A Narrative Review. J Parenter Enter Nutr. 2021;45(2):251-266.
5. Wei X, Day AG, Ouellette-Kuntz H, Heyland DK. The Association Between Nutritional Adequacy and Long-Term Outcomes in Critically Ill Patients Requiring Prolonged Mechanical Ventilation: A Multicenter Cohort Study*. Crit Care Med. 2015;43(8):1569-1579.
6. Heyland DK, Dhaliwal R, Wang M, Day AG. The prevalence of iatrogenic underfeeding in the nutritionally ‘at-risk’ critically ill patient: Results of an international, multicenter, prospective study. Clin Nutr. 2015;34(4):659-666.
7. Declercq B, Deane AM, Wang M, Chapman MJ, Heyland DK. Enhanced Protein-Energy Provision via the Enteral Route Feeding (PEPuP) Protocol in Critically Ill Surgical Patients: A Multicentre Prospective Evaluation. Anaesth Intensive Care. 2016;44(1):93-98.
8. Wang L, Wang Y, Li HX, et al. Optimizing enteral nutrition delivery by implementing volume-based feeding protocol for critically ill patients: an updated meta-analysis and systematic review. Crit Care. 2023;27(1):173.
9. Swiatlo T, Berta JW, Mauldin K. A Quality Improvement Study: Comparison of Volume-Based and Rate-Based Tube Feeding Efficacy and Clinical Outcomes in Critically Ill Patients. Nutr Clin Pract. 2020;35(3):578-583.
10. Alsharif DJ, Alsharif FJ, Aljuraiban GS, Abulmeaty MMA. Effect of Supplemental Parenteral Nutrition Versus Enteral Nutrition Alone on Clinical Outcomes in Critically Ill Adult Patients: A Systematic Review and Meta-Analysis of Randomized Controlled Trials. Nutrients. 2020;12(10):2968.
11. Dijkink S, Fuentes E, Quraishi SA, et al. Nutrition in the Surgical Intensive Care Unit: The Cost of Starting Low and Ramping Up Rates. Nutr Clin Pract. 2016;31(1):86-90.
12. McClave SA, Taylor BE, Martindale RG, et al. Guidelines for the Provision and Assessment of Nutrition Support Therapy in the Adult Critically Ill Patient: Society of Critical Care Medicine (SCCM) and American Society for Parenteral and Enteral Nutrition (A.S.P.E.N.). J Parenter Enter Nutr. 2016;40(2):159-211.
13. Heyland DK, Cahill NE, Dhaliwal R, et al. Enhanced protein-energy provision via the enteral route in critically ill patients: a single center feasibility trial of the PEP uP protocol. Crit Care. 2010;14(2):R78.
14. Heyland DK, Dhaliwal R, Lemieux M, Wang M, Day AG. Implementing the PEP uP Protocol in Critical Care Units in Canada: Results of a Multicenter, Quality Improvement Study. J Parenter Enter Nutr. 2015;39(6):698-706.
15. Holyk A, Belden V, Sirimaturos M, et al. Volume-Based Feeding Enhances Enteral Delivery by Maximizing the Optimal Rate of Enteral Feeding (FEED MORE). J Parenter Enter Nutr. 2020;44(6):1038-1046.
16. Taylor B, Brody R, Denmark R, Southard R, Byham-Gray L. Improving Enteral Delivery Through the Adoption of the “Feed Early Enteral Diet Adequately for Maximum Effect (FEED ME)” Protocol in a Surgical Trauma ICU: A Quality Improvement Review. Nutr Clin Pract. 2014;29(5):639-648.
17. Brierley-Hobson S, Clarke G, O’Keeffe V. Safety and efficacy of volume-based feeding in critically ill, mechanically ventilated adults using the ‘Protein & Energy Requirements Fed for Every Critically ill patient every Time’ (PERFECT) protocol: a before-and-after study. Crit Care. 2019;23(1):105.
18. Heyland DK, Murch L, Cahill N, et al. Enhanced Protein-Energy Provision via the Enteral Route Feeding Protocol in Critically Ill Patients: Results of a Cluster Randomized Trial*. Crit Care Med. 2013;41(12):2743-2753.
19. Bonomo A, Blume DL, Davis K, Kim HJ. Implementing Volume-Based Feeding to Optimize Delivery of Enteral Nutrition. Crit Care Nurse. 2021;41(2):16-26.
20. McCall M, Cahill N, Murch L, et al. Lessons Learned From Implementing a Novel Feeding Protocol: Results of a Multicenter Evaluation of Educational Strategies. Nutr Clin Pract. 2014;29(4):510-517.
21. Prest PJ, Justice J, Bell N, McCarroll R, Watson CM. A Volume-Based Feeding Protocol Improves Nutrient Delivery and Glycemic Control in a Surgical Trauma Intensive Care Unit. J Parenter Enter Nutr. 2020;44(5):880-888.
22. Sparling JL, Nagrebetsky A, Mueller AL, et al. Preprocedural fasting policies for patients receiving tube feeding: A national survey. J Parenter Enter Nutr. 2023;47(8):1011-1020.
23. Kagan I, Hellerman-Itzhaki M, Bendavid I, et al. Controlled enteral nutrition in critical care patients–A randomized clinical trial of a novel management system. Clin Nutr. 2023;42(9):1602-1609.
24. Sachdev G, Backes K, Thomas BW, Sing RF, Huynh T. Volume-Based Protocol Improves Delivery of Enteral Nutrition in Critically Ill Trauma Patients. J Parenter Enter Nutr. 2020;44(5):874-879.
25. Krebs ED, O’Donnell K, Berry A, Guidry CA, Hassinger TE, Sawyer RG. Volume-based feeding improves nutritional adequacy in surgical patients. Am J Surg. 2018;216(6):1155-1159.
26. Fetterplace K, Deane AM, Tierney A, et al. Targeted Full Energy and Protein Delivery in Critically Ill Patients: A Pilot Randomized Controlled Trial (FEED Trial). J Parenter Enter Nutr. 2018;42(8):1252-1262.
27. McClave SA, Saad MA, Esterle M, et al. Volume-Based Feeding in the Critically Ill Patient. J Parenter Enter Nutr. 2015;39(6):707-712.
28. Heyland DK, Heyland RD, Cahill NE, et al. Creating a Culture of Clinical Excellence in Critical Care Nutrition: The 2008 “Best of the Best” Award. J Parenter Enter Nutr. 2010;34(6):707-715.
Small bowel neoplasms are uncommon gastrointestinal malignancies, but their incidence has risen in recent years. The main subtypes include adenocarcinoma and neuroendocrine tumors, each accounting for approximately 40% of cases, with sarcomas and lymphomas making up the remaining 20%. These neoplasms often present with nonspecific symptoms, complicating diagnosis. While chemotherapy may be used in some cases, surgical resection often remains the primary treatment. We present a case series that underscores the nonspecific nature of these malignancies and highlights the importance of advanced endoscopic techniques for diagnosis. We also propose an actionable approach to aid clinicians in diagnosing these malignancies, while reviewing the current literature for etiology, epidemiology, clinical presentation, diagnosis, and treatment of the various subtypes.
INTRODUCTION
Small bowel neoplasms constitute less than 3% of all gastrointestinal malignancies and 0.6% of all cancers in the United States.1–3 Their incidence has steadily increased in the last 20 years.3 The most common histologic subtypes are adenocarcinoma and neuroendocrine tumors, each accounting for approximately 40%. Stromal tumors, sarcomas, and lymphomas comprise the remaining 20%.4–8 Symptoms are non-specific and include abdominal pain, weight loss, nausea, vomiting, obstruction, and occult bleeding.9,10 Clinical signs are vague, the physical exam is frequently unremarkable, and visualization on radiological imaging is limited by motion artifacts, making it a challenging diagnosis.2,11 Endoscopic techniques, video capsule endoscopy, and push enteroscopy have improved our ability to identify these uncommon tumors. Unclear clinical signs and symptoms can lead to late diagnosis and treatment. We present a case series of five patients with vague clinical presentations that underwent extensive workup with advanced imaging modalities and were eventually diagnosed with a small bowel malignancy.
CASE REPORT
Patient 1: A 43-year-old male with a past medical history of sarcoidosis presented with three months of worsening periumbilical pain and a 14-kilogram weight loss. Infectious workup, esophagogastroduodenoscopy (EGD), and colonoscopy was unrevealing. Video capsule endoscopy (VCE) demonstrated localized inflammation in the ileum, however, the capsule was unable to pass beyond this point (Figure 1). CT abdomen and pelvis revealed a partial small bowel obstruction. Small bowel enteroscopy demonstrated nonspecific inflammation of the ileum. CT enterography disclosed the presence of a stricture in the mid-ileum (Figure 2). Given the unclear etiology and persistent symptoms, three months following initial presentation, small bowel resection with side-to-side anastomosis was performed. Operative findings included an ileal stricture but otherwise normal bowel. Pathology revealed diffuse large B-cell lymphoma (DLBCL) of the small intestine (Figure 3) and the patient was treated with R-CHOP chemotherapy.12
Patient 2: A 55-year-old female with a past medical history of Lynch syndrome and a family history of colon cancer presented with abdominal pain, nausea, vomiting and a 2.3-kilogram unintentional weight loss for one month. The physical examination and laboratory investigation were unremarkable. Magnetic resonance enterography showed a 6 centimeter (cm) proximal ileal segment with evidence of irregular concentric wall thickening. Small bowel enteroscopy revealed a white nodular ileal mucosa with areas of ulceration in the mid-ileum (Figure 4). Biopsies demonstrated low-grade follicular lymphoma four months after initial presentation.
Patient 3: A 68-year-old-female with a past medical history of breast cancer presented with one month of abdominal pain, bloating and diarrhea. The physical examination and laboratory investigation work were unremarkable. Upper endoscopy revealed an antral nodule with regenerative changes and a hyperplastic duodenal bulb nodule with preserved villous architecture. Initial pathology revealed reactive gastropathy in the antrum and a benign hyperplastic/inflammatory polyp in the duodenum. Further evaluation with EGD and endoscopic ultrasound (EUS) indicated a 10 millimeter (mm) by 12 mm intramural lesion in the antrum of the stomach that was most consistent with a lipoma. Additionally, a hypoechoic 13 mm x 12 mm round mass in the duodenal bulb was seen confined to the mucosa (Figure 5). Endoscopic mucosal resection of the duodenal lesion was performed. A well-differentiated neuroendocrine tumor, low-grade World Health Organization (WHO) Grade 1 and 3, with tumor involvement of the muscularis mucosa was confirmed on biopsy six months following initial presentation.
Patient 4: A 53-year-old-male without significant medical history presented following one month of vomiting and epigastric pain. A gastric emptying study showed 60% food residual with a prolonged gastric emptying half-time. Laboratory investigation, CT abdomen and pelvis, EGD and colonoscopy were unremarkable. His symptoms were initially attributed to gastroparesis and was treated with domperidone. He presented six months after initial presentation with a 23-kilogram weight loss and treated for refractory gastroparesis with metoclopramide and erythromycin. He was scheduled to undergo a gastric peroral endoscopic myotomy procedure, however EGD demonstrated 5 liters of fluid in a severely dilated duodenum suggesting an obstruction (Figure 6). Diagnostic laparoscopy revealed a nearly obstructing mass. A small bowel resection was performed, and moderately differentiated, invasive adenocarcinoma, invading through muscularis propria into nonperitonealized perimuscular tissue (mesentery and retroperitoneum) without serosal penetration, was confirmed on pathology (Figure 7).
Patient 5: A 71-year-old female with a past medical history of osteopenia and mitral regurgitation presented with intermittent abdominal pain for a few weeks and iron deficiency anemia (IDA) found on routine lab work. Colonoscopy at that time was unremarkable, however EGD at that time revealed moderate gastritis with scattered erosions and two superficial non-bleeding ulcers. She was started on a proton pump inhibitor with the assumption that gastritis was the source of her IDA. The abdominal pain persisted and resulted in loss of appetite due to the pain along with weight loss of 4.5 kilograms. Three months later she was found to have persistent IDA along with continued episodic abdominal pain and a VCE was performed. It demonstrated up to seven distinct areas of erythema, edema, and stricture in the small bowel, most of which were oozing blood, and a few lymph nodes in the proximal small bowel, one with central depression. Small bowel enteroscopy was performed and localized nodular mucosa was found in the second and fourth portion of the duodenum. Biopsies were taken and the pathology revealed low grade extranodal follicular lymphoma about four months after initial presentation. She is currently undergoing treatment with rituximab.
DISCUSSION
Small bowel cancer is uncommon; however, the incidence is on the rise, with an estimated 12,070 new cases and 2,070 deaths in the United States in 2023.3 Adenocarcinoma and neuroendocrine tumors are the most common histological subtypes of small bowel malignancies.
Primary lymphoma of the gastrointestinal tract comprises 1%-4% of all gastrointestinal malignancies.13 The ileocecal region is one of the most involved areas for primary intestinal lymphoma and thus, it can mimic IBD and other colonic etiologies further delaying treatment due to its initial ambiguity. Typically, on radiographic imaging, small bowel lymphoma can present as a polypoid mass, multiple nodules, infiltrative form, an extraluminal mass, mucosal thickening or in the form of strictures as seen in our patient with DLBCL (Figure 2).13 However, CT imaging has a low sensitivity and specificity for detecting small bowel lymphomas. Thus, endoscopic evaluation can aid in the diagnosis of these tumors. In Figure 4, a white nodular ileal mucosa is seen in our patient diagnosed with follicular lymphoma on small bowel enteroscopy (SBE). A similar finding was seen in our patient with follicular lymphoma in the duodenal mucosa. The white nodular mucosa, which can include whitish polyps and white aggregates with or without ulceration of the mucosal layer, is consistent with the typical findings of follicular lymphoma seen on endoscopy.14–16 Furthermore, EUS has enhanced our ability to visualize lesions of the gastrointestinal tract. As seen in Figure 5, a hyperechoic duodenal bulb lesion was identified and subsequently diagnosed as a neuroendocrine tumor. While several studies evaluated the role of EUS in detecting pancreatic neuroendocrine tumors, specific characteristics regarding lesions of the small bowel have yet to be established.17 Given the rise in small bowel tumors, further studies are warranted to investigate the role of EUS in diagnoses of these malignancies. Additionally, intestinal ultrasound has been shown to accurately detect disease activity in the small bowel in patients with Crohn’s disease. However, this inexpensive and non-invasive imaging modality has yet to be described for the specific detection of small bowel tumors.18,19
Small bowel tumors are difficult to identify and there are no established guidelines on an initial testing strategy for diagnosis. We propose the following diagnostic approach for patients presenting with symptoms of intestinal disease such as abdominal pain, gastrointestinal bleeding, symptoms of small bowel obstruction with nausea and vomiting, weight loss or bowel perforation and there is a concern for a small bowel malignancy. Initial testing should include a non-invasive modality, abdominal imaging, either with CT or MRI to evaluate for any lesions. If no lesions are identified, but a high clinical suspicion remains, endoscopic evaluation may be performed to evaluate for a tumor and tissue biopsy if possible. Choice of endoscopic evaluation includes esophagogastroduodenoscopy, push enteroscopy, device assisted endoscopy, illeocolonoscopy and VCE. Modality should be chosen based on the individual patient’s presenting symptoms. For example, VCE should be avoided in patients presenting with signs and symptoms of a bowel obstruction.20 While several of these modalities were shown to assist in the diagnosis of localized small bowel adenocarcinoma, no single modality proved adequate for definitive diagnosis.21 If no lesion was identified and there remains a high level of suspicion for a small bowel tumor, further imaging maybe considered with CT enterography, fluorodeoxyglucose-positron emission tomography/CT (FDG PET/CT), or somatostatin receptor-based imaging if there is a concern for a neuroendocrine tumor.22–24 If workup is nonconclusive, surgical evaluation may be considered.
LITERATURE REVIEW
Adenocarcinoma
Small bowel adenocarcinoma (SBA) is a rare tumor but comprises about 40% of all small bowel malignancies.25 It is most often diagnosed in the sixth decade of life with a slight male predominance. The duodenum is the most common location (55%–82%), followed by the jejunum (11%–25%) and ileum (7%–17%).26
The carcinogenesis of SBA is poorly understood. Nearly 20% of cases are associated with predisposing diseases such as Crohn’s disease, Lynch syndrome, familial adenomatous polyposis (FAP), Peutz–Jeghers syndrome and celiac disease.27
Specific genetic mutations have been linked to SBA. The KRAS mutation is one of the more commonly identified mutations and accounts for nearly 50% of cases.27–31 Mutations to TP53 are also relatively common27–31 and often confer a poor prognosis.32 However, they are less commonly found in duodenal lesions and those from mutations related to the deficient DNA mismatch repair abnormality (dMMR phenotype).31 The TP53 mutation is also more frequently reported in patients with Crohn’s disease.29 The prevalence of APC mutations accounts for a lower percentage of SBA, with a range from 13%-27%,28–31 in contrast to colorectal cancer where APC mutations make up approximately 80% of cases.27 APC mutations are also more common in tumors located in the duodenum.31 Alterations or amplifications of the ERBB2 gene have been reported in 7%-14% of tumors27–31 and are more frequently found in patients with Lynch syndrome.29 Other genetic mutations, such as the SMAD4 mutation account for 9%-17% of cases,28–31 but SMAD4 is associated with Crohn’s disease.33 Less commonly, the BRAF mutation has been seen with a lower frequency of 4%-11%27–31 and a mutation of BRCA2 has been reported at as low as 5% of SBA.28 A dMMR phenotype was found with a variable frequency in 5%-35% of cases26 and is more common in duodenal or jejunal tumors than ileal lesions.34 SBA with dMMR mutation is associated with a better prognosis.29
Lynch syndrome is an autosomal dominant inherited mutation in DNA mismatch repair genes, MLH1 and MSH2, leading to microsatellite instability that most often progresses to malignancy. It is associated with colorectal, endometrial, ovarian, skin, and small bowel malignancies among others. The association with small bowel malignancy is specifically seen in adenocarcinoma. The lifetime risk of Lynch syndrome patients developing SBA remains low, however, and is estimated at around 4%.35 During routine endoscopy, it is recommended to thoroughly evaluate the entire duodenum and distal ileum to identify these tumors.36
Systemic exploration of the entire small bowel with video capsule endoscopy (VCE) is not recommended unless there are suspicious symptoms including anemia, bleeding, or unexplained abdominal pain.36 Additionally, since SBA can reveal an underlying diagnosis of Lynch syndrome,37 MMR phenotyping must be carried out for all patients with SBA.38
Familial adenomatous polyposis (FAP) is an autosomal dominant inherited mutation of the APC gene resulting in numerous colonic polyps and colorectal carcinoma. Adenocarcinoma of the ampulla of Vater and duodenal adenocarcinoma are the second most common tumor localizations and the main cause of death.39 It is reported that 4.5% of patients with FAP develop upper gastrointestinal adenocarcinoma with 50% of cases found in the duodenum, 18%, in the ampulla of Vater, 12% in the stomach, 8.5% in the jejunum, and 1.7% in the ileum.40
Endoscopic evaluation for screening of the duodenum is recommended in all patients with FAP.41 Exploration of the rest of the small bowel is only indicated in the setting of a normal esophagogastroduodenoscopy (EGD) and relevant symptoms as previously described.27
Peutz-Jeghers syndrome is an autosomal dominant inherited mutation in the tumor suppression gene STK11, with an increased risk of colorectal, stomach, pancreatic, small bowel, and breast cancers. This mutation leads to a lifetime incidence of small bowel adenocarcinoma of 1.7%-13%.42 Given the rarity of this disease, it is an overall uncommon etiology of SBA.
Juvenile polyposis syndrome is an autosomal dominant inherited syndrome with numerous hamartomatous polyps that can develop into cancer most commonly in the colon and stomach. There have also been reported cases of SBA in these patients related to a mutation in SMAD4.42
Crohn’s disease is an autoimmune disease characterized by chronic inflammation of potentially any segment of the digestive tract mucosa. It most commonly affects the colon and distal ileum. Inflammation leads to an increased risk of developing a malignancy. Therefore, in the case of patients with Crohn’s disease, SBA is more commonly found in the ileum, as opposed to sporadic SBA as discussed above. Most SBA cases in patients with Crohn’s disease are found in the ileum, followed by the jejunum, and duodenum.43 It also tends to be diagnosed in younger patients.43 In a large cohort study, the standardized incidence ratio of Crohn’s patients developing SBA ranged from 34.9 (95% CI, 11.3–81.5) -46 (95% CI, 12.5–117.8).44 Patients who have had a small bowel resection or who have been treated with salicylate for a prolonged time are at lower risk of developing SBA.45 The SBA associated with Crohn’s disease is often associated with an aggressive phenotype and frequently metastasizes.43
Celiac disease is associated with a higher risk of developing SBA when compared to the general population, however, the reported lifetime risk of patients with celiac disease developing SBA is less than 1%.42 Patients diagnosed with SBA should be systematically screened for celiac disease, as the presence of SBA can reveal an underlying mild disease.27
Given the rarity of SBA and the nonspecific symptom presentation, there is no clear screening guideline for SBA. Often, the most common presenting symptom is abdominal pain, which carries an extremely broad differential diagnosis. Some other symptoms reported are bleeding from the gastrointestinal tract and obstruction. Duodenal SBA is less likely to cause obstruction when compared to jejunal and ileal tumors.27 According to one study, the diagnosis is most often made by upper endoscopy (28%), followed by surgery (26%), small bowel barium transit (22%), computed tomography (CT) scan (18%), and ultrasound examination (3%).4,27 While upper endoscopy is helpful for the diagnosis of duodenal lesions, colonoscopies are utilized for diagnosing ileal lesions, and video capsule endoscopy (VCE) and CT enterography (CTE) for jejunal lesions.43
Video capsule endoscopy should not be used if there is a suspicion of occlusion or sub-occlusive disease.43 Video capsule endoscopy may miss lesions of the duodenum and proximal jejunum given the fast transit of gastric contents in those areas.46
When compared to VCE, magnetic resonance enterography (MRE) was found to be superior at identifying large polyps.47 MRE was also found to be more accurate in identifying small bowel tumors when compared to CTE.48
Double balloon enteroscopy (DBE) can be used to obtain preoperative histological diagnosis.49 Device-assisted enteroscopy can be used to remove polyps to prevent malignant transformation, bleeding or obstruction, or tattoo lesions before surgery.27,50 Despite these newer endoscopic tools, there has been no reported improvement in early diagnosis.51
Histologically, SBA is characterized by glandular formation, like colorectal adenocarcinomas. In well-differentiated adenocarcinoma, greater than 95% of the tumor is gland-forming, whereas in moderately differentiated adenocarcinoma between 50-95% is gland-forming. Poorly differentiated adenocarcinoma is mostly solid with less than 50% gland formation.52
Duodenal adenocarcinomas distal from the ampulla are broken down into two major histologic phenotypes, intestinal-type and gastric-type. The intestinal type is morphologically like colorectal adenocarcinoma, whereas the gastric type is associated with gastric foveolar metaplasia or Brunner gland hyperplasia. The intestinal type is associated with a longer survival27 and generally expresses proteins; CDX-2, MUC2 and CD10, while the gastric-type adenocarcinomas express MUC5AC and MUC6.53 Immunohistochemical staining is not generally needed to differentiate between the types but may be helpful for challenging cases.27 Tumors that arise near the ampulla have intestinal or pancreaticobiliary differentiation, however, it is often a mix of the two. Immunohistochemical staining can help differentiate the two.54
Once diagnosed, the initial workup includes a contrast-enhanced thoracic-abdominal-pelvic CT scan to evaluate local and metastatic extension.43 Staging is based on standard intestinal TNM and it is recommended to assess a minimum of eight lymph nodes if surgery is necessary.38 A positron emission tomography (PET) scan is not indicated but may be considered if there is doubt about whether metastases are visualized on CT. Endoscopy and colonoscopy are indicated if there is concern for or evidence of an underlying genetic predisposition. For duodenal adenocarcinoma, an endoscopic ultrasound should be performed to assess the depth of invasion and to differentiate duodenal lesions from pancreatic, biliary, and ampullary lesions.27 A CEA and CA 19-9 level should also be obtained. Additionally, anti-transglutaminase antibodies and duodenal biopsies should be performed to detect possible underlying celiac disease. Screening for microsatellite instability or loss of expression of one of the MMR proteins should be performed to screen for Lynch syndrome.27
The first-line treatment for localized SBA is resection of the lesion.55 Patients should be screened for 5 years after a curative resection for clinical exam, imaging, and tumor marker levels.27,56
If, however, there is an advanced disease, including an unresectable tumor or metastases, systemic chemotherapy should be administered.55 The retrospective series reported the best results in terms of response, survival, and toxicity with the use of 5-fluorouracil/leucovorin along with oxaliplatin (FOLFOX).57–60 There is also some evidence that capecitabine plus oxaliplatin (CAPOX) can be used as a first-line treatment.61 If patients fail platinum-based therapy, the folinic acid (leucovorin), fluorouracil, and irinotecan (FOLFIRI) regimen has shown some success in a series of patients.62
Neuroendocrine tumors
Neuroendocrine neoplasia (NEN) is described as a heterogeneous group of cancers derived from neuroendocrine cells found throughout the body.63 After the lung, the small bowel is the next most common location of NENs.64 They can be found throughout the GI tract but are specifically seen in the small intestine (45%), rectum (20%), appendix (16%), colon (11%), stomach (7%), and pancreas (5%-10%).63, 65 About 40% of all small bowel malignancies are neuroendocrine tumors.27 Neuroendocrine tumors of the small bowel (SB-NEN) mainly involve the ileum.8 Approximately 30% of patients with SB-NEN will have metastatic disease at the time of diagnosis8 most often with spread to the liver.63
Risk factors associated with the development of NEN include smoking, family history of cancer, and prior cholecystectomy.66
The development of SB-NEN is associated with a mutation of the MutY human homologue gene.67 The most common genetic predisposition is multiple endocrine neoplasia type 1 (MEN1), making up 5%-10% of these tumors.8
Early in the disease process, there are usually few or no symptoms, and the late symptoms are a result of mass effect or liver metastasis.63,68–70 Of patients with SB-NEN, 15%-20% are without symptoms and lesions are found incidentally.64 The most common symptom is abdominal pain, but these patients can also present with gastrointestinal bleeding or anemia. The SB-NENs are typically small lesions, but they can cause an extensive fibrotic reaction. This can result in narrowing or twisting of the bowel leading to obstruction and possible mesenteric ischemia. Occasionally, they grow large enough to cause obstruction.63
About 10% of patients with metastatic disease develop carcinoid syndrome, especially if the liver is the site of metastases. There are several hormones produced by the NEN cells, including serotonin, neurokinin A, and histamine, but when the disease is localized to the small bowel, the liver can inactivate the hormones. Once the disease metastasizes the hormones can bypass portal circulation and lead to symptomatic carcinoid. The most common symptoms are facial flushing, diarrhea, abdominal cramps, heart valvular disease, telangiectasias, edema, and wheezing.63 About 20% of patients have cardiac involvement, primarily affecting the right side of the heart leading to valve fibrosis patients with metastatic disease, which is associated with a poor prognosis.64
Given the nonspecific presentation of most NEN, laboratory investigation and imaging obtained for the diagnosis will often vary, but both can aid in making the diagnosis. Those who present with carcinoid symptoms will likely undergo biochemical testing first, while those with abdominal pain will begin with imaging.
NENs produce many hormones, as mentioned above, including 5-hydroxyindoleacetic acid (5-HIAA) and chromogranin A (CgA), both of which can be helpful when attempting to diagnose SB-NEN.71 A 24-hour urine 5-HIAA is highly specific for SB-NEN. Chromogranin A is a sensitive and specific test for NEN, however, renal failure, severe hypertension, vitamin B12 deficiency and proton pump inhibitor therapy can cause false elevations. Chromogranin A has also been correlated with disease burden survival rates.63,72
NENs also produce pancreastatin, and serial pancreastatin levels can be useful to predict and monitor responses to therapy and may be a good alternative to chromogranin A.72
Imaging studies can include CT, MRI, and ultrasound. SB-NENs, however, are rarely visualized on CT, but CT can be helpful as it can reveal lymph node and other metastases. CT angiography can sometimes visualize valvular involvement.63
Octreotide scans, DBE, and VCE are used as additional modalities with a reported diagnostic yield of 85%, 83%, and 10% respectively.63 In occult disease, VCE appears to be superior to DBE, but may underestimate the tumor burden.73 DBE and VCE are most helpful for diagnosing jejunal and ileal SB-NENs.63 Positron emission tomography scans are useful for detecting small SB-NEN tumors as well as metastases of all sizes, including small lymph node metastases.74 Diagnosis is sometimes only made after surgical resection of an obstructed bowel. If surgery has not yet been performed, endoscopic guided biopsy is needed for histological confirmation.63
To classify the NENs, protein markers, either the Ki67 index or number of mitoses per 10 high power field (HPF) is used. Grade 1 NENs show a Ki67 of less than 3%, or less than 2 mitoses per 10 HPF. Grade 2 NENs have a Ki67 index from 3%-20%, or 2 – 20 mitoses per 10 HPF. Grade 3 NENs have a Ki67 index of greater than 20%, or greater than 20 mitoses per 10 HPF.63 Grade three lesions are further subclassified into G3 NENs and G3 neuroendocrine carcinomas (NEC) and is based on their differentiation. Grade 3 NENs are well differentiated while G3 NECs are poorly differentiated.75
Treatment is challenging due to difficulty in diagnosis and advanced disease at the time of presentation. Management depends on whether the tumor is local or metastatic. However, survival time can be long, even in those with advanced disease.63 Patients with localized tumors with or without regional mesentery metastasis should undergo curative resection. During surgery, manual palpation of the small bowel is recommended, as it was found to catch up to 70% of lesions missed by imaging, thus laparoscopy is not recommended.63,75 To prevent locoregional recurrence, an extensive lymphadenectomy is required and removing at least 12 nodes was related to better overall survival.63 In cases where there is peritoneal involvement leading to peritoneal carcinomatosis (up to 30%), the peritoneal tumors should also be resected given the risk of fatal obstruction.63 If the primary tumor is in the terminal ileum, a right hemicolectomy is indicated.76
Patients with small bowel NENs that have metastasized can still benefit from surgical resection as it has been shown to provide symptomatic relief and increased overall survival but it is rarely curative.63,77 At the time of surgery in a patient who will be treated with a somatostatin analog (SSA), a prophylactic cholecystectomy should be performed due to the high presence of gallstones in patients on SSAs.77
First-line treatment in advanced or metastatic NENs, or the case of carcinoid syndrome, is with somatostatin analogs.77 Injections of long-acting octreotide LAR or lanreotide are received every four weeks. Short-acting octreotide may be given more frequently to improve symptoms or rescue therapy.63 Giving long-acting octreotide LAR along with interferon-alpha was shown to be beneficial for inhibiting hormone secretion and proliferation of the NENs.78
Everolimus, a rapamycin inhibitor, has been studied for use on advanced NENs. It is only approved for use in progressive non-functional NENs, however, in practice it is commonly used in all patients with progressive disease.63,79
Peptide receptor radionuclide therapy (PRRT), including radionuclides such as Yttrium-90 (90Y) and Lutetium-177 (177Lu), can be used in well-differentiated metastatic disease.63,80
While cytotoxic chemotherapy is regularly used for pancreatic NENs, it was shown to have an inferior role in SB-NENs. Nonetheless, due to a low adverse effect profile and easy administration, capecitabine and temozolomide are good second and third-line treatments for progressive SB NENs.63
In contrast to NENs, neuroendocrine carcinomas (NECs) are extremely rare and carry a poor prognosis. Therefore, surgical resection is not recommended. Cisplatin or carboplatin along with etoposide are, however, used as first-line treatment. It should be noted though that high-grade (Ki-67 index between 20% and 55%) NECs have shown low response rates to platinum-based chemotherapy.81
Lymphoma
The gastrointestinal tract is the most common site for lymphoma second only to the lymph nodes themselves.13 The small intestine is the second most common gastrointestinal site to be affected by lymphoma.13,82 There are several types of small bowel lymphoma including diffuse large B cell lymphoma (DLBCL), mucosa-associated lymphoid tissue (MALT) lymphoma, follicular lymphoma, mantle cell lymphoma (MCL), Burkitt lymphoma, and T-cell lymphoma.
Lymphoma makes up to 15%-20% of small intestinal tumors. The most common site is the ileum (60%-65%) followed by jejunum (20%- 25%), and duodenum (6%-8%).13 The age at diagnosis of small intestinal lymphoma is variable depending on the histological subtype and has a male predominance.13,83 Most often small intestine lymphomas need to be surgically resected for both diagnosis and treatment. In the presence of advanced disease, systemic therapy is often needed.
Diffuse large B cell lymphoma, is the most common intestinal lymphoma13, 83 and is most often found in the ileocecal region with rare duodenal involvement.84 Most DLBCLs occur in the sixth decade of life, with a male predominance. They can arise on their own or as a result of a transformation of indolent lymphoma, most prominently MALT, but cases have also been seen with immunoproliferative small intestinal disease (IPSID). De novo DLBCLs are BCL2 and CD10 positive, as opposed to DLBCL originating from MALT which are BCL2 and CD10 negative. Chromosomal rearrangements of the C-myc gene are responsible for 10%-45% of cases.83 On esophagogastroduodenoscopy (EGD), DLBCL appears as ulcerative or protruded lesions and characteristically can be seen as an auriculate ulcer mound.84 Biopsy will consist of diffuse proliferation of large b cells and a Ki-67 positivity usually greater than 40%.84 DLBCL is aggressive, however, it responds well to chemotherapy.84
Mucosa-associated lymphoid tissue lymphoma can occur as polyps in the small bowel83 and can arise in locations throughout the intestines. Often nodular lesions are the predominant feature (58.3%), followed by ulcers (16.7%), flat depression (16.7%), and subepithelial tumors (8.3%).85 Neoplastic cells are positive for protein CD20, but negative for CD3, CD5, and cyclin D1, differentiating it from other forms of lymphoma. It carries a higher risk of transforming to DLBCL than gastric MALT.84
A variant of MALT lymphoma, IPSID, formerly known as alpha chain disease, is caused by infection with Campylobacter jejuni.86 The median age at diagnosis is 20-30.83 It mainly affects older children and young adults from low socioeconomic status in developing countries. The majority of reported cases are from the Middle East, the Far East, and North and South Africa.86 It is characterized by mucosal infiltration with plasma cells that secrete immunoglobulins that only have a heavy chain but lack a light chain, and it mainly affects the proximal small bowel.13,86 The common presenting symptoms are abdominal pain and diarrhea.86
Follicular lymphoma of the small bowel is common in the duodenum but can arise in locations throughout the intestines, similar to MALT.13 It predominantly affects middle-aged women.83 It is most commonly diagnosed incidentally in patients undergoing EGD for other indications.84 It is visualized as polyps in the small bowel, typically as small white granules.83,84 The t(14;18) translocation of the immunoglobulin heavy chain and BCL2 is characteristic in most cases. Follicular lymphoma cells express CD10 and BCL2 in about 90% of cases.13 Immunostaining is essential for definitive diagnosis and often positive for CD10, BCL2, and BCL6.84 Notably, follicular lymphoma is negative for cyclin D1 and CD5, differentiating it from MCL.13
Mantle cell lymphoma primarily affects individuals over the age of 50. It is most often found in the terminal ileum and jejunum.13 It occurs as polyps in the small bowel and can present with numerous polyps, also known as multiple lymphomatous polyposis.83 It should be noted, however, that this feature is also seen with follicular lymphoma and MALT, albeit with much less frequency.13 MCL is caused by a rearrangement of the BCL1 locus through a translocation of cyclin D1 and heavy chain immunoglobulin via t(11;14) leading to upregulation of cyclin D1. There have been reported cases of cyclin D1 negative MCL, which instead have upregulation of cyclin D2 and D3.87 Some cases are CD5-positive.13,87 Immunostaining is again essential for definitive diagnosis and may be positive for CD5, cyclin D1, and SOX11.84
Burkitt lymphoma primarily affects children and is associated with EBV and HIV/AIDS.13 It occurs as a firm mass most commonly in the ileocecal region.83
Histopathologically, about 90% of primary gastrointestinal lymphomas are from B cells, with very few T cell lymphomas and Hodgkin lymphomas.13 When T cell lymphomas occur in the small bowel, they occur as enteropathy-associated T cell lymphoma (EATL), monomorphic epitheliotropic intestinal T-cell lymphoma, or intestinal T cell lymphoma not otherwise specified.84
EATL, formerly known as EATL I, is most commonly located in the jejunum and presents as multiple ulcers, tumors, and strictures. It is most often diagnosed in the sixth decade of life, affecting men and women with similar frequency. Refractory celiac disease that does not improve with a gluten-free diet accounts for 0.5% -1% of cases. EATL is frequently CD30 positive. A reactive inflammatory infiltrate is commonly seen, and necrosis may be present in some cases.83
Monomorphic epitheliotropic intestinal T cell lymphoma, formerly EATL II, is usually not associated with celiac disease.84 It is CD30-negative and has no associated inflammation or necrosis of the cells.83
Aggressive t-cell lymphomas that lack the clinical and pathological features of one of the other categories of T cell lymphomas are categorized as T cell lymphoma not otherwise specified.84
There are currently no guidelines for the treatment of MALT lymphoma of the small intestine. Localized MALT can be surgically or endoscopically resected or treated with radiation therapy. Advanced disease with lesions in multiple locations throughout the small intestine warrants multi-agent chemotherapy.13 Helicobacter pylori eradication therapy showed a slower response rate when compared to its use for treatment of gastric MALT.84
Clinical presentation small bowel lymphomas are nonspecific and can include abdominal pain, nausea, vomiting, and weight loss. Rarely, it may present as obstruction, intussusception, perforation, or diarrhea.88
Radiologic findings of lymphoma in the small intestine are not specific, making it difficult to distinguish from other lesions, and not an appropriate method to determine the subtype. Some common features found in barium studies and CT include polypoid form, infiltrative form, and multiple nodules. IPSID often has a disseminated nodular pattern, causing a mucosal fold irregularity, speculation, and thickening most often in the proximal small bowel. Burkitt lymphoma will usually present with a mass found in the right lower quadrant. EATL usually presents with nodules, ulcers, or strictures.13
On VCE small intestinal lymphomas appear as a mass, polyp, or ulcer, indistinguishable from other lesions.89 Double balloon push enteroscopy can be used to diagnose and biopsy the lesions.13
EUS helps diagnose lesions and is superior to CT when it comes to the tumor and node aspects of staging as it can provide details regarding invasion of mucosa, submucosa, muscularis propria, or further that CT cannot provide.13
CT of the chest, abdomen, and pelvis is still used to assist in staging. 18F-fluorodeoxyglucose positron emission tomography (FDG-PET) scans have been particularly helpful in staging DLBCL, follicular lymphoma, and MCL, but has not shown benefit for the MALT lymphomas.13
In the early stages, IPSID can be treated with antibiotics such as tetracycline or a combination of metronidazole and ampicillin, however, remission within 6-12 months is common. Once it reaches intermediate or advanced stage disease antibiotics, such as tetracycline, along with anthracycline-based chemotherapy are effective. Surgery as a treatment method has a limited role given the diffuse involvement found in most cases, but it is sometimes needed for making an accurate diagnosis.13
For low-grade indolent follicular lymphoma, waiting until the patient becomes symptomatic to therapeutically intervene is acceptable.13,84 If patients become symptomatic or in cases of advanced disease, surgery, chemotherapy consisting of cyclophosphamide, doxorubicin, vincristine and prednisolone (CHOP), and/or radiation are needed.13 Rituximab appears to be beneficial, however, its true value has not been confirmed.13 Recent data suggests that some predictive factors include if the lesion is located through more than half of the circumference of the intestinal lumen and if there are dense granular elevations without distinct boundaries.90 These factors can influence progression, stage, and possible transformation into DLBCL, and may require surveillance in the short term.84,90
MCL has a poor prognosis and has shown poor response to treatment with short remission after chemotherapy. Ideally, patients should receive a stem cell transplant, which is generally preceded by the administration of rituximab and CHOP or rituximab and cyclophosphamide, vincristine, doxorubicin and dexamethasone. Rituximab alone or in combination with a purine nucleoside analog can be used in patients not eligible for stem cell transplant.13
Burkitt lymphoma often requires an aggressive approach including high-intensity chemotherapy with agents such as rituximab, cyclophosphamide, vincristine, doxorubicin, methotrexate and cytarabine.13,83 High-dose chemoradiation and hematopoietic stem cell transplants are also beneficial.13,91
There are no guidelines for the management of EATL, and it generally carries a poor prognosis.13,84 Anthracycline-based chemotherapy is the mainstay treatment, although it has a poor response.13 Curative or debulking surgery is recommended to remove the gross EATL and to prevent obstruction or perforation in high-risk cases before initiation of chemotherapy if the patient can undergo surgery.92 It has been reported that surgical resection followed by intense combination of chemotherapy and autologous stem cell transplant can achieve a good response,93 but EATL remains an aggressive form of lymphoma with a poor prognosis.
Sarcoma/GIST
Gastrointestinal stromal tumors (GISTs) arise from the interstitial cells of Cajal, which are cells that electrically mediate peristalsis throughout the GI tract.94 GISTs are largely caused by a mutation that leads to the overexpression of the tyrosine kinase receptor KIT.95 They can also be caused by a mutation to the platelet-derived growth factor receptor-α (PDGFR-α).96 About 10%-30% will become malignant and can develop into aggressive sarcomas.94,97
They are most often diagnosed in the sixth decade of life, with a frequency of about 7-14 cases per million per year.94,98–100 There is a slight male predominance.101,102 GISTs most commonly occur in the stomach (51%), followed by the small intestine (36%), colon (7%), rectum (5%), and esophagus (1%).98
Presenting symptoms are nonspecific and can include melena, hematemesis, abdominal pain, abdominal distension.94,103 It is reported that a significant number of patients are asymptomatic, and in those patients the GIST is often found incidentally either after surgery for other reasons or postmortem on endoscopy.94,99
Gastrointestinal stromal tumors are usually detected as subepithelial lesions (SEL) on endoscopy, sometimes incidentally.94 Numerous types of lesions, however, can present as SLEs including leiomyomas, schwannomas, lipomas, gastrointestinal tract compression, varices, and an ectopic pancreas, among other lesions.104 SELs are not frequently biopsied using regular endoscopic forceps biopsy, as it cannot reach the tumor beyond the overlying mucosa and submucosa.94,105 This makes GISTs hard to histologically diagnose as the tumor cells may be covered by normal mucosa. Additionally, while jumbo biopsy, which uses a forceps able to obtain larger tissue samples than a regular forceps, or bite-on-bite biopsy, which is when the endoscopist takes multiple sequential biopsies from the same location, may sound promising, the diagnostic yield was found to be relatively weak, ranging from 17%-59%.106,107 There was also an increased risk for major bleed requiring hemostasis with jumbo biopsy.107 Therefore EUS-guided fine needle aspiration is key for allowing a safe and effective method of biopsy.104,108,109 It is also important for earlier and more accurate histological identification of the lesions, with a success rate ranging from 62%-93.4%.94,110 On EUS a GIST will appear as a hypoechoic solid mass but cannot alone be used to diagnose a GIST.94 A fine needle aspiration is technically difficult on SELs less than 1 cm and is therefore only recommended for lesions larger than 1cm.94,111 Lesions less than 1cm are recommended to undergo periodic EUS follow-ups every 6 months to 1 year.94
Definitive diagnosis relies on immunohistochemical staining. A diagnosis of GIST can be made if the cells are positive for KIT, CD34, gastrointestinal stromal tumor 1 (DOG1), and/or PDGFR-α.112 Typically, GISTs will be KIT or CD34-positive.94
The standard treatment of localized GISTs without metastasis is surgical resection, and it is the only potential treatment for permanent cure. Despite complete resection, recurrence occurs in 40%-50% of patients.94,112
If the GIST has already developed metastases, is unresectable, or is recurrent, it is treated with a tyrosine kinase inhibitor.113 Tyrosine kinase inhibitors often do not completely cure the disease, making early detection and early surgical resection of utmost importance.94,104
Even for those who underwent complete surgical resection, an abdominal CT with contrast is recommended for surveillance to detect possible local recurrence, liver metastases, and peritoneal dissemination. National Comprehensive Cancer Network (NCCN) guidelines recommend a CT every 3-6 months for the first 3-5 years post-surgery, with an annual CT in the following years. The European Society for Clinical Oncology (ESMO) guidelines recommend high-risk patients get a CT every 3-6 months while on adjuvant therapy, and then every 3 months once adjuvant therapy has been completed. Then it is recommended annually for the next 5 years. For low-risk patients, the recommendation is for CT or MRI every 6-12 months for 5 years.114 Few recurrences occurred after 10 years of follow up,114 and although the exact duration of surveillance is not defined it is still recommended to continue observation beyond 10 years.94
CONCLUSION
Small bowel malignancies are uncommon with increasing incidence in the last decade. The main histological types are adenocarcinomas, neuroendocrine tumors, stromal tumors/sarcomas and lymphomas. The clinical presentation is often nonspecific, making it a challenging diagnosis that results in delayed treatment. In our series, presenting symptoms among all patients were consistent with non-specific gastrointestinal symptoms, an unremarkable physical examination and normal laboratory investigation. While advanced endoscopic techniques have improved our ability to identify these uncommon tumors, in our case series, definitive diagnosis was delayed up to six months from the initial presentation due to the unclear etiology and treatments varied based on histologic subtype. Initial testing strategy in patients suspected of having a small bowel tumor should begin with non-invasive imaging and subsequently endoscopic evaluation, choice of procedure chosen based on the patient’s presenting symptoms. Larger and more powerful studies are needed to provide further insight on a more targeted diagnostic and treatment approach for improved clinical outcomes.
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